Last 12 months
Inside the activity.
0 purchase rows · 185 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 10 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 62 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 43 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 48 |
| Sep 2026 | 0 | 20 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 08, 2016 Filed Dec 9, 2016 23:35 UTC |
COVERT HAROLD LDirector
|
Exercise / conversionCommon Stock | 2,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000142 · wf-form4_148132651897627.xml · nonDerivative · entry 1 COVERT HAROLD L · CIK 0001229072 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 23:30 UTC |
KAPLAN MARTIN ADirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,055 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000140 · wf-form4_148132624062023.xml · derivative · entry 2 KAPLAN MARTIN A · CIK 0001182378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,055 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 23:30 UTC |
KAPLAN MARTIN ADirector
|
Exercise / conversionCommon Stock | 2,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000140 · wf-form4_148132624062023.xml · nonDerivative · entry 1 KAPLAN MARTIN A · CIK 0001182378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 00:19 UTC |
Retort VincentEVP and COO
|
SaleCommon Stock | 620 | $40.50 | $25,110.00 |
DisclosureSEC source: 0001633978-16-000138 · wf-form4_147986034812761.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,149 F3 · kind: Sale of shares pursuant to 10b5-1 plan dated 11/27/2015. Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 00:17 UTC |
LOWE ALAN SCEO and President
|
SaleCommon Stock | 1,093 | $40.50 | $44,266.50 |
DisclosureSEC source: 0001633978-16-000136 · wf-form4_147986024177042.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,877 F3 · kind: Sale of shares pursuant to 10b5-1 plan dated 5/31/2016. Read SEC document |
| November 20, 2016 Filed Nov 23, 2016 00:19 UTC |
Retort VincentEVP and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 1,296 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000138 · wf-form4_147986034812761.xml · derivative · entry 4 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,886 Underlying: Common Stock · 1,296 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 20, 2016 Filed Nov 23, 2016 00:19 UTC |
Retort VincentEVP and COO
|
Tax withholdingCommon Stock | 676 | $42.20 | $28,527.20 |
DisclosureSEC source: 0001633978-16-000138 · wf-form4_147986034812761.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,769 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| November 20, 2016 Filed Nov 23, 2016 00:19 UTC |
Retort VincentEVP and COO
|
Exercise / conversionCommon Stock | 1,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000138 · wf-form4_147986034812761.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 20, 2016 Filed Nov 23, 2016 00:17 UTC |
LOWE ALAN SCEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 2,285 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000136 · wf-form4_147986024177042.xml · derivative · entry 4 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,857 Underlying: Common Stock · 2,285 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 20, 2016 Filed Nov 23, 2016 00:17 UTC |
LOWE ALAN SCEO and President
|
Tax withholdingCommon Stock | 1,192 | $42.20 | $50,302.40 |
DisclosureSEC source: 0001633978-16-000136 · wf-form4_147986024177042.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,970 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| November 20, 2016 Filed Nov 23, 2016 00:17 UTC |
LOWE ALAN SCEO and President
|
Exercise / conversionCommon Stock | 2,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000136 · wf-form4_147986024177042.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 23:10 UTC | Exercise / conversionRestricted Stock Units · Derivative | 959 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000134 · wf-form4_147985624365359.xml · derivative · entry 3 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,880 Underlying: Common Stock · 959 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
|
| November 20, 2016 Filed Nov 22, 2016 23:10 UTC | Tax withholdingCommon Stock | 500 | $42.20 | $21,100.00 |
DisclosureSEC source: 0001633978-16-000134 · wf-form4_147985624365359.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,421 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
|
| November 20, 2016 Filed Nov 22, 2016 23:10 UTC | Exercise / conversionCommon Stock | 959 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000134 · wf-form4_147985624365359.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
|
| November 20, 2016 Filed Nov 22, 2016 23:08 UTC |
Hamel Judy GGeneral Counsel & Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 230 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000132 · wf-form4_147985612556150.xml · derivative · entry 3 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690 Underlying: Common Stock · 230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 23:08 UTC |
Hamel Judy GGeneral Counsel & Secretary
|
Tax withholdingCommon Stock | 86 | $42.20 | $3,629.20 |
DisclosureSEC source: 0001633978-16-000132 · wf-form4_147985612556150.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,189 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 23:08 UTC |
Hamel Judy GGeneral Counsel & Secretary
|
Exercise / conversionCommon Stock | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000132 · wf-form4_147985612556150.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,275 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 01:11 UTC |
Retort VincentEVP and COO
|
SaleCommon Stock | 1,578 | $40.45 | $63,830.10 |
DisclosureSEC source: 0001633978-16-000130 · wf-form4_147943146318677.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,149 F4 · kind: Sale of shares pursuant to 10b5-1 plan dated 11/27/2015. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 00:59 UTC | SaleCommon Stock | 1,184 | $40.45 | $47,892.80 |
DisclosureSEC source: 0001633978-16-000126 · wf-form4_147943074421232.xml · nonDerivative · entry 6 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,962 F4 · kind: Sale of shares pursuant to 10b5-1 plan dated 8/26/2016. Read SEC document |
|
| November 17, 2016 Filed Nov 18, 2016 00:56 UTC |
LOWE ALAN SCEO and President
|
SaleCommon Stock | 6,113 | $40.68 | $248,668.28 |
DisclosureSEC source: 0001633978-16-000124 · wf-form4_147943060372645.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,877 F4 · kind: Sale of shares pursuant to 10b5-1 plan dated 5/31/2016. F5 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $40.30 to $40.90. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 00:59 UTC | SaleCommon Stock | 3,996 | $40.00 | $159,840.00 |
DisclosureSEC source: 0001633978-16-000126 · wf-form4_147943074421232.xml · nonDerivative · entry 5 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,146 F4 · kind: Sale of shares pursuant to 10b5-1 plan dated 8/26/2016. Read SEC document |
|
| November 15, 2016 Filed Nov 18, 2016 01:11 UTC |
Retort VincentEVP and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,299 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000130 · wf-form4_147943146318677.xml · derivative · entry 4 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,091 Underlying: Common Stock · 3,299 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 01:11 UTC |
Retort VincentEVP and COO
|
Tax withholdingCommon Stock | 1,721 | $38.80 | $66,774.80 |
DisclosureSEC source: 0001633978-16-000130 · wf-form4_147943146318677.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,727 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. F3 · balance_after: Includes 528 shares purchased on November 15, 2016 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 01:11 UTC |
Retort VincentEVP and COO
|
Exercise / conversionCommon Stock | 3,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000130 · wf-form4_147943146318677.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,920 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 01:08 UTC |
Reinhardt JasonEVP, Global Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 1,856 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000128 · wf-form4_147943129387207.xml · derivative · entry 3 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,988 Underlying: Common Stock · 1,856 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 01:08 UTC |
Reinhardt JasonEVP, Global Sales
|
Tax withholdingCommon Stock | 877 | $38.80 | $34,027.60 |
DisclosureSEC source: 0001633978-16-000128 · wf-form4_147943129387207.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,304 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 01:08 UTC |
Reinhardt JasonEVP, Global Sales
|
Exercise / conversionCommon Stock | 1,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000128 · wf-form4_147943129387207.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 00:59 UTC | Exercise / conversionRestricted Stock Units · Derivative | 2,475 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000126 · wf-form4_147943074421232.xml · derivative · entry 8 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,318 Underlying: Common Stock · 2,475 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
|
| November 15, 2016 Filed Nov 18, 2016 00:59 UTC | Exercise / conversionRestricted Stock Units · Derivative | 5,459 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000126 · wf-form4_147943074421232.xml · derivative · entry 7 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,459 Underlying: Common Stock · 5,459 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
|
| November 15, 2016 Filed Nov 18, 2016 00:59 UTC | Tax withholdingCommon Stock | 1,291 | $38.80 | $50,090.80 |
DisclosureSEC source: 0001633978-16-000126 · wf-form4_147943074421232.xml · nonDerivative · entry 4 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,142 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. F3 · balance_after: Includes 560 shares purchased on November 15, 2016 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
|
| November 15, 2016 Filed Nov 18, 2016 00:59 UTC | Exercise / conversionCommon Stock | 2,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000126 · wf-form4_147943074421232.xml · nonDerivative · entry 3 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
|
| November 15, 2016 Filed Nov 18, 2016 00:59 UTC | Tax withholdingCommon Stock | 2,150 | $38.80 | $83,420.00 |
DisclosureSEC source: 0001633978-16-000126 · wf-form4_147943074421232.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,398 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. Read SEC document |
|
| November 15, 2016 Filed Nov 18, 2016 00:59 UTC | Exercise / conversionCommon Stock | 5,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000126 · wf-form4_147943074421232.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
|
| November 15, 2016 Filed Nov 18, 2016 00:56 UTC |
LOWE ALAN SCEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 12,783 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000124 · wf-form4_147943060372645.xml · derivative · entry 4 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,481 Underlying: Common Stock · 12,783 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 00:56 UTC |
LOWE ALAN SCEO and President
|
Tax withholdingCommon Stock | 6,670 | $38.80 | $258,796.00 |
DisclosureSEC source: 0001633978-16-000124 · wf-form4_147943060372645.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,990 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. F3 · balance_after: Includes 354 shares purchased on November 15, 2016 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| November 15, 2016 Filed Nov 18, 2016 00:56 UTC |
LOWE ALAN SCEO and President
|
Exercise / conversionCommon Stock | 12,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000124 · wf-form4_147943060372645.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,306 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:44 UTC |
Hamel Judy GGeneral Counsel & Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 516 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000122 · wf-form4_147942263674762.xml · derivative · entry 3 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,607 Underlying: Common Stock · 516 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:44 UTC |
Hamel Judy GGeneral Counsel & Secretary
|
Tax withholdingCommon Stock | 193 | $38.80 | $7,488.40 |
DisclosureSEC source: 0001633978-16-000122 · wf-form4_147942263674762.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,045 F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability. F3 · balance_after: Includes 689 shares purchased on November 15, 2016 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 22:44 UTC |
Hamel Judy GGeneral Counsel & Secretary
|
Exercise / conversionCommon Stock | 516 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000122 · wf-form4_147942263674762.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 14, 2016 Filed Nov 17, 2016 00:22 UTC |
KAPLAN MARTIN ADirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,924 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000120 · wf-form4_147934211304813.xml · derivative · entry 2 KAPLAN MARTIN A · CIK 0001182378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 14, 2016 Filed Nov 17, 2016 00:22 UTC |
KAPLAN MARTIN ADirector
|
Exercise / conversionCommon Stock | 1,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000120 · wf-form4_147934211304813.xml · nonDerivative · entry 1 KAPLAN MARTIN A · CIK 0001182378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 14, 2016 Filed Nov 17, 2016 00:19 UTC |
HERSCHER PENNYDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,924 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000118 · wf-form4_147934195191589.xml · derivative · entry 2 HERSCHER PENNY · CIK 0001232019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 14, 2016 Filed Nov 17, 2016 00:19 UTC |
HERSCHER PENNYDirector
|
Exercise / conversionCommon Stock | 1,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000118 · wf-form4_147934195191589.xml · nonDerivative · entry 1 HERSCHER PENNY · CIK 0001232019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 14, 2016 Filed Nov 17, 2016 00:16 UTC |
COVERT HAROLD LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,924 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000116 · wf-form4_147934176348139.xml · derivative · entry 2 COVERT HAROLD L · CIK 0001229072 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,924 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 14, 2016 Filed Nov 17, 2016 00:16 UTC |
COVERT HAROLD LDirector
|
Exercise / conversionCommon Stock | 1,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000116 · wf-form4_147934176348139.xml · nonDerivative · entry 1 COVERT HAROLD L · CIK 0001229072 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 11, 2016 Filed Nov 16, 2016 01:47 UTC |
Lillie BrianDirector
|
GrantCommon Stock | 4,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000112 · wf-form4_147926082844756.xml · nonDerivative · entry 1 Lillie Brian · CIK 0001648231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,547 F1 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of common Stock of Lumentum Holding Inc. F2 · shares: Award will vest upon the earlier of (i) the day prior to the next year's annual meeting of stockholders or (ii) one year from grant, subject to continued service as a director through the applicable vesting date. Upon retirement of an outside Director, all unvested RSUs will automatically vest in full. Read SEC document |
| November 11, 2016 Filed Nov 16, 2016 01:49 UTC |
THOMAS SAMUEL FDirector
|
GrantCommon Stock | 4,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000114 · wf-form4_147926096535890.xml · nonDerivative · entry 1 THOMAS SAMUEL F · CIK 0001266362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,547 F1 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of common Stock of Lumentum Holding Inc. F2 · shares: Award will vest upon the earlier of (i) the day prior to the next year's annual meeting of stockholders or (ii) one year from grant, subject to continued service as a director through the applicable vesting date. Upon retirement of an outside Director, all unvested RSUs will automatically vest in full. Read SEC document |
| November 11, 2016 Filed Nov 16, 2016 01:45 UTC |
KAPLAN MARTIN ADirector
|
GrantCommon Stock | 4,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000110 · wf-form4_147926070839813.xml · nonDerivative · entry 1 KAPLAN MARTIN A · CIK 0001182378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,451 F1 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of common Stock of Lumentum Holding Inc. F2 · shares: Award will vest upon the earlier of (i) the day prior to the next year's annual meeting of stockholders or (ii) one year from grant, subject to continued service as a director through the applicable vesting date. Upon retirement of an outside Director, all unvested RSUs will automatically vest in full. Read SEC document |
| November 11, 2016 Filed Nov 16, 2016 01:43 UTC |
HERSCHER PENNYDirector
|
GrantCommon Stock | 4,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000108 · wf-form4_147926059250006.xml · nonDerivative · entry 1 HERSCHER PENNY · CIK 0001232019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,469 F1 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of common Stock of Lumentum Holding Inc. F2 · shares: Award will vest upon the earlier of (i) the day prior to the next year's annual meeting of stockholders or (ii) one year from grant, subject to continued service as a director through the applicable vesting date. Upon retirement of an outside Director, all unvested RSUs will automatically vest in full. Read SEC document |
| November 11, 2016 Filed Nov 16, 2016 01:41 UTC |
COVERT HAROLD LDirector
|
GrantCommon Stock | 4,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-16-000106 · wf-form4_147926047674653.xml · nonDerivative · entry 1 COVERT HAROLD L · CIK 0001229072 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,105 F1 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of common Stock of Lumentum Holding Inc. F2 · shares: Award will vest upon the earlier of (i) the day prior to the next year's annual meeting of stockholders or (ii) one year from grant, subject to continued service as a director through the applicable vesting date. Upon retirement of an outside Director, all unvested RSUs will automatically vest in full. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.