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Lumentum Holdings Inc.

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Tapewire entity
2957
SEC CIK
0001633978
Parsed reports
684

Last 12 months

Inside the activity.

0 purchase rows · 185 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202500
Jan 202600
Feb 2026062
Mar 202600
Apr 202600
May 2026043
Jun 202601
Jul 202600
Aug 2026048
Sep 2026020
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2017 Filed Feb 22, 2017 01:24 UTC
Hamel Judy GGeneral Counsel & Secretary
Tax withholdingCommon Stock 84 $51.10 $4,292.40
Disclosure

SEC source: 0001633978-17-000027 · wf-form4_148772664756013.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,892

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 20, 2017 Filed Feb 22, 2017 01:24 UTC
Hamel Judy GGeneral Counsel & Secretary
Exercise / conversionCommon Stock 230 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000027 · wf-form4_148772664756013.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 01:05 UTC
Retort VincentEVP and COO
Exercise / conversionRestricted Stock Units · Derivative 1,295 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000033 · wf-form4_148781193401144.xml · derivative · entry 4

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,591

Underlying: Common Stock · 1,295 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 01:05 UTC
Retort VincentEVP and COO
Tax withholdingCommon Stock 486 $51.10 $24,834.60
Disclosure

SEC source: 0001633978-17-000033 · wf-form4_148781193401144.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,958

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 01:05 UTC
Retort VincentEVP and COO
Exercise / conversionCommon Stock 1,295 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000033 · wf-form4_148781193401144.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 01:01 UTC
LOWE ALAN SCEO and President
Exercise / conversionRestricted Stock Units · Derivative 2,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000031 · wf-form4_148781168925646.xml · derivative · entry 4

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,571

Underlying: Common Stock · 2,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 01:01 UTC
LOWE ALAN SCEO and President
Tax withholdingCommon Stock 1,192 $51.10 $60,911.20
Disclosure

SEC source: 0001633978-17-000031 · wf-form4_148781168925646.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,750

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 01:01 UTC
LOWE ALAN SCEO and President
Exercise / conversionCommon Stock 2,286 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000031 · wf-form4_148781168925646.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 17, 2017 Filed Feb 17, 2017 23:13 UTC
LOWE ALAN SCEO and President
SaleCommon Stock 7,956 $51.30 $408,142.80
Disclosure

SEC source: 0001633978-17-000019 · wf-form4_148737320980426.xml · nonDerivative · entry 3

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,656

F3 · kind: Sale of shares pursuant to 10b5-1 plan dated 5/31/2016.

Read SEC document
February 16, 2017 Filed Feb 17, 2017 23:20 UTC SaleCommon Stock 1,546 $50.15 $77,531.90
Disclosure

SEC source: 0001633978-17-000025 · wf-form4_148737360220917.xml · nonDerivative · entry 3

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,421

F3 · kind: Sale of shares pursuant to 10b5-1 plan dated 8/26/2016.

Read SEC document
February 16, 2017 Filed Feb 17, 2017 23:18 UTC
Retort VincentEVP and COO
SaleCommon Stock 2,060 $52.00 $107,120.00
Disclosure

SEC source: 0001633978-17-000023 · wf-form4_148737349721500.xml · nonDerivative · entry 3

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,149

F3 · kind: Sale of shares pursuant to 10b5-1 plan dated 11/30/2016.

Read SEC document
February 16, 2017 Filed Feb 17, 2017 23:10 UTC
Hamel Judy GGeneral Counsel & Secretary
SaleCommon Stock 512 $50.15 $25,676.80
Disclosure

SEC source: 0001633978-17-000015 · wf-form4_148737298951502.xml · nonDerivative · entry 5

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,746

F3 · kind: Sale of shares pursuant to 10b5-1 plan dated 11/29/2016.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 23:20 UTC Exercise / conversionRestricted Stock Units · Derivative 2,474 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000025 · wf-form4_148737360220917.xml · derivative · entry 4

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,844

Underlying: Common Stock · 2,474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 23:20 UTC Tax withholdingCommon Stock 928 $49.45 $45,889.60
Disclosure

SEC source: 0001633978-17-000025 · wf-form4_148737360220917.xml · nonDerivative · entry 2

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,967

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 23:20 UTC Exercise / conversionCommon Stock 2,474 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000025 · wf-form4_148737360220917.xml · nonDerivative · entry 1

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,895

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 23:18 UTC
Retort VincentEVP and COO
Exercise / conversionRestricted Stock Units · Derivative 3,299 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000023 · wf-form4_148737349721500.xml · derivative · entry 4

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,792

Underlying: Common Stock · 3,299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 23:18 UTC
Retort VincentEVP and COO
Tax withholdingCommon Stock 1,239 $49.45 $61,268.55
Disclosure

SEC source: 0001633978-17-000023 · wf-form4_148737349721500.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,209

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 23:18 UTC
Retort VincentEVP and COO
Exercise / conversionCommon Stock 3,299 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000023 · wf-form4_148737349721500.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 23:13 UTC
LOWE ALAN SCEO and President
Exercise / conversionRestricted Stock Units · Derivative 12,783 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000019 · wf-form4_148737320980426.xml · derivative · entry 4

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,698

Underlying: Common Stock · 12,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 23:13 UTC
LOWE ALAN SCEO and President
Tax withholdingCommon Stock 4,827 $49.45 $238,695.15
Disclosure

SEC source: 0001633978-17-000019 · wf-form4_148737320980426.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,612

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 23:13 UTC
LOWE ALAN SCEO and President
Exercise / conversionCommon Stock 12,783 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000019 · wf-form4_148737320980426.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 23:16 UTC
Reinhardt JasonEVP, Global Sales
Exercise / conversionRestricted Stock Units · Derivative 1,856 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000021 · wf-form4_148737335120094.xml · derivative · entry 3

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,132

Underlying: Common Stock · 1,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 23:16 UTC
Reinhardt JasonEVP, Global Sales
Tax withholdingCommon Stock 723 $49.45 $35,752.35
Disclosure

SEC source: 0001633978-17-000021 · wf-form4_148737335120094.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,437

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 23:16 UTC
Reinhardt JasonEVP, Global Sales
Exercise / conversionCommon Stock 1,856 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000021 · wf-form4_148737335120094.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 23:12 UTC SaleCommon Stock 770 $49.40 $38,038.00
Disclosure

SEC source: 0001633978-17-000017 · wf-form4_148737311200855.xml · nonDerivative · entry 2

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,777

F1 · kind: Sale of shares pursuant to 10b5-1 plan dated 11/26/2016.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 23:12 UTC SaleCommon Stock 4,770 $49.43 $235,770.13
Disclosure

SEC source: 0001633978-17-000017 · wf-form4_148737311200855.xml · nonDerivative · entry 1

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,547

F1 · kind: Sale of shares pursuant to 10b5-1 plan dated 11/26/2016.

F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $49.10 to $50.15. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 23:10 UTC
Hamel Judy GGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 516 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000015 · wf-form4_148737298951502.xml · derivative · entry 7

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,091

Underlying: Common Stock · 516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 23:10 UTC
Hamel Judy GGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 910 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000015 · wf-form4_148737298951502.xml · derivative · entry 6

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910

Underlying: Common Stock · 910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 23:10 UTC
Hamel Judy GGeneral Counsel & Secretary
Tax withholdingCommon Stock 189 $49.45 $9,346.05
Disclosure

SEC source: 0001633978-17-000015 · wf-form4_148737298951502.xml · nonDerivative · entry 4

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,258

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 23:10 UTC
Hamel Judy GGeneral Counsel & Secretary
Exercise / conversionCommon Stock 516 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000015 · wf-form4_148737298951502.xml · nonDerivative · entry 3

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 23:10 UTC
Hamel Judy GGeneral Counsel & Secretary
Tax withholdingCommon Stock 354 $49.45 $17,505.30
Disclosure

SEC source: 0001633978-17-000015 · wf-form4_148737298951502.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,931

F2 · kind: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 23:10 UTC
Hamel Judy GGeneral Counsel & Secretary
Exercise / conversionCommon Stock 910 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000015 · wf-form4_148737298951502.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:38 UTC
Hamel Judy GGeneral Counsel & Secretary
SaleCommon Stock 307 $50.00 $15,350.00
Disclosure

SEC source: 0001633978-17-000013 · wf-form4_148711551826851.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,375

F1 · kind: Sale of shares pursuant to 10b5-1 plan dated 11/29/2016.

Read SEC document
February 13, 2017 Filed Feb 14, 2017 23:38 UTC
Hamel Judy GGeneral Counsel & Secretary
SaleCommon Stock 1,507 $48.50 $73,089.50
Disclosure

SEC source: 0001633978-17-000013 · wf-form4_148711551826851.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,682

F1 · kind: Sale of shares pursuant to 10b5-1 plan dated 11/29/2016.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 23:07 UTC
Reinhardt JasonEVP, Global Sales
SaleCommon Stock 10,000 $47.80 $478,005.00
Disclosure

SEC source: 0001633978-17-000009 · wf-form4_148702724458457.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,304

F1 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $47.80 to $47.805. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 10, 2017 Filed Feb 13, 2017 23:13 UTC SaleCommon Stock 12,000 $47.09 $565,028.40
Disclosure

SEC source: 0001633978-17-000011 · wf-form4_148702760110388.xml · nonDerivative · entry 1

COVERT HAROLD L · CIK 0001229072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,953

F1 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $46-925 to $47.35. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 00:05 UTC
LOWE ALAN SCEO and President
SaleCommon Stock 5,221 $36.05 $188,217.05
Disclosure

SEC source: 0001633978-17-000002 · wf-form4_148478434043982.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,656

F1 · kind: Sale of shares pursuant to 10b5-1 plan dated 5/31/2016.

Read SEC document
December 15, 2016 Filed Dec 17, 2016 00:45 UTC Exercise / conversionRestricted Stock Units · Derivative 9,869 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000154 · wf-form4_148193549583438.xml · derivative · entry 2

THOMAS SAMUEL F · CIK 0001266362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
December 15, 2016 Filed Dec 17, 2016 00:45 UTC Exercise / conversionCommon Stock 9,869 $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000154 · wf-form4_148193549583438.xml · nonDerivative · entry 1

THOMAS SAMUEL F · CIK 0001266362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
December 15, 2016 Filed Dec 17, 2016 00:42 UTC
Lillie BrianDirector
Exercise / conversionRestricted Stock Units · Derivative 9,869 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000152 · wf-form4_148193535817323.xml · derivative · entry 2

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
December 15, 2016 Filed Dec 17, 2016 00:42 UTC
Lillie BrianDirector
Exercise / conversionCommon Stock 9,869 $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000152 · wf-form4_148193535817323.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
December 15, 2016 Filed Dec 17, 2016 00:37 UTC Exercise / conversionRestricted Stock Units · Derivative 9,869 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000148 · wf-form4_148193504035167.xml · derivative · entry 2

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
December 15, 2016 Filed Dec 17, 2016 00:37 UTC Exercise / conversionCommon Stock 9,869 $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000148 · wf-form4_148193504035167.xml · nonDerivative · entry 1

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
December 15, 2016 Filed Dec 17, 2016 00:40 UTC Exercise / conversionRestricted Stock Units · Derivative 9,869 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000150 · wf-form4_148193519945140.xml · derivative · entry 2

KAPLAN MARTIN A · CIK 0001182378 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
December 15, 2016 Filed Dec 17, 2016 00:40 UTC Exercise / conversionCommon Stock 9,869 $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000150 · wf-form4_148193519945140.xml · nonDerivative · entry 1

KAPLAN MARTIN A · CIK 0001182378 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
December 15, 2016 Filed Dec 17, 2016 00:33 UTC Exercise / conversionRestricted Stock Units · Derivative 9,869 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000146 · wf-form4_148193474527689.xml · derivative · entry 2

COVERT HAROLD L · CIK 0001229072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
December 15, 2016 Filed Dec 17, 2016 00:33 UTC Exercise / conversionCommon Stock 9,869 $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000146 · wf-form4_148193474527689.xml · nonDerivative · entry 1

COVERT HAROLD L · CIK 0001229072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 23:38 UTC Exercise / conversionRestricted Stock Units · Derivative 2,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000144 · wf-form4_148132668988689.xml · derivative · entry 2

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 23:38 UTC Exercise / conversionCommon Stock 2,055 $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000144 · wf-form4_148132668988689.xml · nonDerivative · entry 1

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 23:35 UTC Exercise / conversionRestricted Stock Units · Derivative 2,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-16-000142 · wf-form4_148132651897627.xml · derivative · entry 2

COVERT HAROLD L · CIK 0001229072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.