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Lumentum Holdings Inc.

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2957
SEC CIK
0001633978
Parsed reports
684

Last 12 months

Inside the activity.

0 purchase rows · 185 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202500
Jan 202600
Feb 2026062
Mar 202600
Apr 202600
May 2026043
Jun 202601
Jul 202600
Aug 2026048
Sep 2026020
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2017 Filed Oct 16, 2017 22:27 UTC Amendment
Retort VincentEVP and COO
GrantCommon Stock 7,554 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000109 · wf-form4a_150819286688320.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,735

F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.

F2 · shares: This form is being amended to update the number of shares awarded as 32,216 and 11,275 Restricted Stock Units to 21,585 and 7,554 Restricted Stock Units and 14,352 Performance Stock Units respectively.

Read SEC document
August 18, 2017 Filed Oct 16, 2017 22:27 UTC Amendment
Retort VincentEVP and COO
GrantCommon Stock 21,585 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000109 · wf-form4a_150819286688320.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,181

F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.

F2 · shares: This form is being amended to update the number of shares awarded as 32,216 and 11,275 Restricted Stock Units to 21,585 and 7,554 Restricted Stock Units and 14,352 Performance Stock Units respectively.

Read SEC document
August 18, 2017 Filed Oct 16, 2017 22:26 UTC Amendment
Reinhardt JasonEVP, Global Sales
GrantCommon Stock 7,442 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000107 · wf-form4a_150819278886736.xml · nonDerivative · entry 3

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,287

F2 · shares: This form is being amended to update the number of shares awarded as 16,108 and 6,443 Restricted Stock Units to 10,792 and 4,317 Restricted Stock Units and 7,442 Performance Stock Units respectively.

F3 · shares: Performance shares that vested upon achievement of established target goals.

Read SEC document
August 18, 2017 Filed Oct 16, 2017 22:26 UTC Amendment
Reinhardt JasonEVP, Global Sales
GrantCommon Stock 4,317 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000107 · wf-form4a_150819278886736.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,845

F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.

F2 · shares: This form is being amended to update the number of shares awarded as 16,108 and 6,443 Restricted Stock Units to 10,792 and 4,317 Restricted Stock Units and 7,442 Performance Stock Units respectively.

Read SEC document
August 18, 2017 Filed Oct 16, 2017 22:26 UTC Amendment
Reinhardt JasonEVP, Global Sales
GrantCommon Stock 10,792 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000107 · wf-form4a_150819278886736.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,528

F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.

F2 · shares: This form is being amended to update the number of shares awarded as 16,108 and 6,443 Restricted Stock Units to 10,792 and 4,317 Restricted Stock Units and 7,442 Performance Stock Units respectively.

Read SEC document
August 18, 2017 Filed Dec 7, 2017 01:12 UTC Amendment GrantCommon Stock 2,658 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000157 · wf-form4a_151260915841988.xml · nonDerivative · entry 2

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,276

F1 · shares: This form is being amended to update the number of shares Performance Stock Units awarded from a single grant of 9,037 shares to two grants of 6,379 and 2,658 Performance Stock Units respectively.

F2 · shares: Performance shares that vested upon achievement of established target goals.

Read SEC document
August 18, 2017 Filed Dec 7, 2017 01:12 UTC Amendment GrantCommon Stock 6,379 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000157 · wf-form4a_151260915841988.xml · nonDerivative · entry 1

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,618

F1 · shares: This form is being amended to update the number of shares Performance Stock Units awarded from a single grant of 9,037 shares to two grants of 6,379 and 2,658 Performance Stock Units respectively.

F2 · shares: Performance shares that vested upon achievement of established target goals.

Read SEC document
August 18, 2017 Filed Aug 25, 2018 00:39 UTC Amendment
LOWE ALAN SDirector · CEO and President
GrantCommon Stock 32,216 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000095 · edgar.xml · nonDerivative · entry 6

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,841

F2 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.

Read SEC document
August 18, 2017 Filed Aug 25, 2018 00:39 UTC Amendment
LOWE ALAN SDirector · CEO and President
GrantCommon Stock 64,432 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000095 · edgar.xml · nonDerivative · entry 5

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,625

F2 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.

Read SEC document
August 18, 2017 Filed Aug 25, 2018 00:39 UTC Amendment
LOWE ALAN SDirector · CEO and President
Tax withholdingCommon Stock 4,817 $51.35 $247,352.95
Disclosure

SEC source: 0001633978-18-000095 · edgar.xml · nonDerivative · entry 4

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,193

Read SEC document
August 18, 2017 Filed Aug 25, 2018 00:39 UTC Amendment
LOWE ALAN SDirector · CEO and President
Tax withholdingCommon Stock 23,384 $52.06 $1,217,434.18
Disclosure

SEC source: 0001633978-18-000095 · edgar.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,778

Read SEC document
August 17, 2017 Filed Aug 18, 2017 01:48 UTC
Retort VincentEVP and COO
Tax withholdingCommon Stock 8,906 $52.12 $464,180.72
Disclosure

SEC source: 0001633978-17-000078 · wf-form4_150302092097309.xml · nonDerivative · entry 3

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,596

F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 01:43 UTC Tax withholdingCommon Stock 3,565 $52.12 $185,807.80
Disclosure

SEC source: 0001633978-17-000072 · wf-form4_150302060134884.xml · nonDerivative · entry 5

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,893

F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

Read SEC document
August 17, 2017 Filed Aug 22, 2017 01:34 UTC
LOWE ALAN SCEO and President
Exercise / conversionPerformance Stock Units · Derivative 9,232 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · derivative · entry 11

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,232

Underlying: Common Stock · 9,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Performance shares that vested upon achievement of established target goals.

F4 · derivative.expiration_date: Performance Stock Units have no expiration date.

Read SEC document
August 17, 2017 Filed Aug 22, 2017 01:34 UTC
LOWE ALAN SCEO and President
Exercise / conversionRestricted Stock Units · Derivative 45,993 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · derivative · entry 10

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,377

Underlying: Common Stock · 45,993 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 17, 2017 Filed Aug 22, 2017 01:34 UTC
LOWE ALAN SCEO and President
Exercise / conversionCommon Stock 9,232 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · nonDerivative · entry 4

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance shares that vested upon achievement of established target goals.

Read SEC document
August 17, 2017 Filed Aug 22, 2017 01:34 UTC
LOWE ALAN SCEO and President
Exercise / conversionCommon Stock 45,993 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2017 Filed Aug 22, 2017 01:34 UTC
LOWE ALAN SCEO and President
SaleCommon Stock 7,916 $52.62 $416,543.88
Disclosure

SEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,162

Read SEC document
August 17, 2017 Filed Aug 23, 2017 23:21 UTC SaleCommon Stock 100 $53.15 $5,315.00
Disclosure

SEC source: 0001633978-17-000094 · wf-form4_150353046835953.xml · nonDerivative · entry 2

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,333

F1 · kind: Transaction pursuant to 10b5-1 plan dated 08/26/2016.

Read SEC document
August 17, 2017 Filed Aug 23, 2017 23:21 UTC SaleCommon Stock 5,394 $52.60 $283,740.04
Disclosure

SEC source: 0001633978-17-000094 · wf-form4_150353046835953.xml · nonDerivative · entry 1

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,433

F1 · kind: Transaction pursuant to 10b5-1 plan dated 08/26/2016.

F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $52.05 to $52.95. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 17, 2017 Filed Aug 25, 2018 00:39 UTC Amendment
LOWE ALAN SDirector · CEO and President
Exercise / conversionPerformance Stock Units · Derivative 9,232 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000095 · edgar.xml · derivative · entry 9

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,232

Underlying: Common Stock · 9,232 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Performance shares that vested upon achievement of established target goals.

F4 · derivative.expiration_date: Performance Stock Units have no expiration date.

Read SEC document
August 17, 2017 Filed Aug 25, 2018 00:39 UTC Amendment
LOWE ALAN SDirector · CEO and President
Exercise / conversionCommon Stock 9,232 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000095 · edgar.xml · nonDerivative · entry 3

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Performance shares that vested upon achievement of established target goals.

Read SEC document
August 17, 2017 Filed Aug 25, 2018 00:39 UTC Amendment
LOWE ALAN SDirector · CEO and President
SaleCommon Stock 7,916 $52.62 $416,543.88
Disclosure

SEC source: 0001633978-18-000095 · edgar.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,162

Read SEC document
August 16, 2017 Filed Aug 18, 2017 01:48 UTC
Retort VincentEVP and COO
Tax withholdingCommon Stock 1,257 $52.81 $66,382.17
Disclosure

SEC source: 0001633978-17-000078 · wf-form4_150302092097309.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,502

F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 01:45 UTC
Hamel Judy GGeneral Counsel & Secretary
Tax withholdingCommon Stock 1,407 $52.81 $74,303.67
Disclosure

SEC source: 0001633978-17-000076 · wf-form4_150302074001253.xml · nonDerivative · entry 4

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,747

Read SEC document
August 16, 2017 Filed Aug 18, 2017 01:45 UTC
Hamel Judy GGeneral Counsel & Secretary
Tax withholdingCommon Stock 197 $52.81 $10,403.57
Disclosure

SEC source: 0001633978-17-000076 · wf-form4_150302074001253.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,461

Read SEC document
August 16, 2017 Filed Aug 18, 2017 01:25 UTC
LOWE ALAN SCEO and President
Tax withholdingCommon Stock 4,867 $52.81 $257,026.27
Disclosure

SEC source: 0001633978-17-000070 · wf-form4_150301949280905.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,078

F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 01:43 UTC Tax withholdingCommon Stock 943 $52.81 $49,799.83
Disclosure

SEC source: 0001633978-17-000072 · wf-form4_150302060134884.xml · nonDerivative · entry 4

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,458

F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

Read SEC document
August 16, 2017 Filed Aug 18, 2017 01:43 UTC Tax withholdingCommon Stock 2,438 $52.81 $128,750.78
Disclosure

SEC source: 0001633978-17-000072 · wf-form4_150302060134884.xml · nonDerivative · entry 2

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,927

F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

Read SEC document
August 15, 2017 Filed Aug 18, 2017 01:48 UTC
Retort VincentEVP and COO
Exercise / conversionRestricted Stock Units · Derivative 3,299 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000078 · wf-form4_150302092097309.xml · derivative · entry 4

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,194

Underlying: Common Stock · 3,299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 15, 2017 Filed Aug 18, 2017 01:48 UTC
Retort VincentEVP and COO
Exercise / conversionCommon Stock 3,299 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000078 · wf-form4_150302092097309.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 18, 2017 01:45 UTC
Hamel Judy GGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,693 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000076 · wf-form4_150302074001253.xml · derivative · entry 7

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,692

Underlying: Common Stock · 3,693 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 15, 2017 Filed Aug 18, 2017 01:45 UTC
Hamel Judy GGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 515 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000076 · wf-form4_150302074001253.xml · derivative · entry 6

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,060

Underlying: Common Stock · 515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 15, 2017 Filed Aug 18, 2017 01:45 UTC
Hamel Judy GGeneral Counsel & Secretary
Tax withholdingCommon Stock 1,545 $52.12 $80,525.40
Disclosure

SEC source: 0001633978-17-000076 · wf-form4_150302074001253.xml · nonDerivative · entry 5

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,202

Read SEC document
August 15, 2017 Filed Aug 18, 2017 01:45 UTC
Hamel Judy GGeneral Counsel & Secretary
Exercise / conversionCommon Stock 3,693 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000076 · wf-form4_150302074001253.xml · nonDerivative · entry 3

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,154

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 18, 2017 01:45 UTC
Hamel Judy GGeneral Counsel & Secretary
Exercise / conversionCommon Stock 515 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000076 · wf-form4_150302074001253.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,658

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 18, 2017 01:44 UTC
Reinhardt JasonEVP, Global Sales
Exercise / conversionRestricted Stock Units · Derivative 4,924 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000074 · wf-form4_150302067745974.xml · derivative · entry 7

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,923

Underlying: Common Stock · 4,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 15, 2017 Filed Aug 18, 2017 01:44 UTC
Reinhardt JasonEVP, Global Sales
Exercise / conversionRestricted Stock Units · Derivative 1,856 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000074 · wf-form4_150302067745974.xml · derivative · entry 6

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,420

Underlying: Common Stock · 1,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 15, 2017 Filed Aug 18, 2017 01:44 UTC
Reinhardt JasonEVP, Global Sales
Tax withholdingCommon Stock 4,040 $52.12 $210,564.80
Disclosure

SEC source: 0001633978-17-000074 · wf-form4_150302067745974.xml · nonDerivative · entry 5

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,736

Read SEC document
August 15, 2017 Filed Aug 18, 2017 01:44 UTC
Reinhardt JasonEVP, Global Sales
Tax withholdingCommon Stock 1,875 $52.81 $99,018.75
Disclosure

SEC source: 0001633978-17-000074 · wf-form4_150302067745974.xml · nonDerivative · entry 4

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,776

F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

Read SEC document
August 15, 2017 Filed Aug 18, 2017 01:44 UTC
Reinhardt JasonEVP, Global Sales
Exercise / conversionCommon Stock 4,924 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000074 · wf-form4_150302067745974.xml · nonDerivative · entry 3

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 18, 2017 01:44 UTC
Reinhardt JasonEVP, Global Sales
Tax withholdingCommon Stock 707 $52.81 $37,336.67
Disclosure

SEC source: 0001633978-17-000074 · wf-form4_150302067745974.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,727

F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

Read SEC document
August 15, 2017 Filed Aug 18, 2017 01:44 UTC
Reinhardt JasonEVP, Global Sales
Exercise / conversionCommon Stock 1,856 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000074 · wf-form4_150302067745974.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2017 Filed Aug 18, 2017 01:25 UTC
LOWE ALAN SCEO and President
Exercise / conversionRestricted Stock Units · Derivative 12,783 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000070 · wf-form4_150301949280905.xml · derivative · entry 3

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,132

Underlying: Common Stock · 12,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

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August 15, 2017 Filed Aug 18, 2017 01:25 UTC
LOWE ALAN SCEO and President
Exercise / conversionCommon Stock 12,783 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000070 · wf-form4_150301949280905.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 15, 2017 Filed Aug 18, 2017 01:43 UTC Exercise / conversionRestricted Stock Units · Derivative 2,474 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000072 · wf-form4_150302060134884.xml · derivative · entry 7

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,896

Underlying: Common Stock · 2,474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

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August 15, 2017 Filed Aug 18, 2017 01:43 UTC Exercise / conversionRestricted Stock Units · Derivative 6,401 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000072 · wf-form4_150302060134884.xml · derivative · entry 6

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,400

Underlying: Common Stock · 6,401 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

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August 15, 2017 Filed Aug 18, 2017 01:43 UTC Exercise / conversionCommon Stock 2,474 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000072 · wf-form4_150302060134884.xml · nonDerivative · entry 3

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,401

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 15, 2017 Filed Aug 18, 2017 01:43 UTC Exercise / conversionCommon Stock 6,401 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000072 · wf-form4_150302060134884.xml · nonDerivative · entry 1

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 15, 2017 Filed Aug 18, 2017 01:23 UTC
Lillie BrianDirector
Exercise / conversionRestricted Stock Units · Derivative 3,282 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000068 · wf-form4_150301939786624.xml · derivative · entry 2

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,282

Underlying: Common Stock · 3,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Restricted Stock Units have no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.