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Lumentum Holdings Inc.

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2957
SEC CIK
0001633978
Parsed reports
684

Last 12 months

Inside the activity.

0 purchase rows · 185 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202500
Jan 202600
Feb 2026062
Mar 202600
Apr 202600
May 2026043
Jun 202601
Jul 202600
Aug 2026048
Sep 2026020
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 25, 2017 Filed Sep 26, 2017 21:19 UTC
LOWE ALAN SCEO and President
Exercise / conversionPerformance Stock Units · Derivative 9,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000097 · wf-form4_150646076298076.xml · derivative · entry 3

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.expiration_date: Performance Stock Units have no expiration date.

Read SEC document
September 25, 2017 Filed Sep 26, 2017 21:19 UTC
LOWE ALAN SCEO and President
Tax withholdingCommon Stock 4,734 $51.90 $245,694.60
Disclosure

SEC source: 0001633978-17-000097 · wf-form4_150646076298076.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,174

F3 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the performance stock unit award.

Read SEC document
September 25, 2017 Filed Sep 26, 2017 21:19 UTC
LOWE ALAN SCEO and President
Exercise / conversionCommon Stock 9,098 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000097 · wf-form4_150646076298076.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each unit converts upon vesting into one share of common stock.

F2 · shares: Performance shares that vested upon achievement of established target goals.

Read SEC document
August 23, 2017 Filed Aug 23, 2017 23:19 UTC
Retort VincentEVP and COO
SaleCommon Stock 607 $53.30 $32,353.10
Disclosure

SEC source: 0001633978-17-000090 · wf-form4_150353033740004.xml · nonDerivative · entry 4

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,819

F1 · kind: Transaction pursuant to 10b5-1 plan dated 11/30/2016.

Read SEC document
August 23, 2017 Filed Aug 23, 2017 23:20 UTC
LOWE ALAN SCEO and President
SaleCommon Stock 1,071 $53.30 $57,084.30
Disclosure

SEC source: 0001633978-17-000092 · wf-form4_150353040231969.xml · nonDerivative · entry 4

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,810

F1 · kind: Transaction pursuant to 10b5-1 plan dated 05/30/2017.

Read SEC document
August 22, 2017 Filed Aug 23, 2017 23:19 UTC
Retort VincentEVP and COO
SaleCommon Stock 2,042 $54.00 $110,268.00
Disclosure

SEC source: 0001633978-17-000090 · wf-form4_150353033740004.xml · nonDerivative · entry 3

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,426

F1 · kind: Transaction pursuant to 10b5-1 plan dated 11/30/2016.

Read SEC document
August 21, 2017 Filed Aug 22, 2017 01:34 UTC
LOWE ALAN SCEO and President
Tax withholdingCommon Stock 1,215 $51.10 $62,086.86
Disclosure

SEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · nonDerivative · entry 9

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,905

Read SEC document
August 21, 2017 Filed Aug 22, 2017 22:35 UTC Tax withholdingCommon Stock 409 $51.10 $20,900.02
Disclosure

SEC source: 0001633978-17-000088 · wf-form4_150344130748007.xml · nonDerivative · entry 5

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,827

Read SEC document
August 21, 2017 Filed Aug 22, 2017 22:33 UTC
Retort VincentEVP and COO
Tax withholdingCommon Stock 689 $51.10 $35,208.11
Disclosure

SEC source: 0001633978-17-000084 · wf-form4_150344117096417.xml · nonDerivative · entry 4

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,694

Read SEC document
August 21, 2017 Filed Aug 22, 2017 22:31 UTC
Hamel Judy GGeneral Counsel & Secretary
Tax withholdingCommon Stock 89 $51.10 $4,547.87
Disclosure

SEC source: 0001633978-17-000082 · wf-form4_150344109516721.xml · nonDerivative · entry 4

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,074

Read SEC document
August 21, 2017 Filed Aug 23, 2017 23:19 UTC
Retort VincentEVP and COO
SaleCommon Stock 2,226 $51.88 $115,495.56
Disclosure

SEC source: 0001633978-17-000090 · wf-form4_150353033740004.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,468

F1 · kind: Transaction pursuant to 10b5-1 plan dated 11/30/2016.

F3 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $51.70 to $52.10. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 23:19 UTC
Retort VincentEVP and COO
SaleCommon Stock 10,000 $50.92 $509,240.00
Disclosure

SEC source: 0001633978-17-000090 · wf-form4_150353033740004.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,694

F1 · kind: Transaction pursuant to 10b5-1 plan dated 11/30/2016.

F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $50.55 to $.51.40 The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 23:20 UTC
LOWE ALAN SCEO and President
SaleCommon Stock 1,200 $52.09 $62,510.04
Disclosure

SEC source: 0001633978-17-000092 · wf-form4_150353040231969.xml · nonDerivative · entry 3

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,881

F1 · kind: Transaction pursuant to 10b5-1 plan dated 05/30/2017.

F4 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $52.05 to $52.15. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 23:20 UTC
LOWE ALAN SCEO and President
SaleCommon Stock 9,574 $51.47 $492,814.95
Disclosure

SEC source: 0001633978-17-000092 · wf-form4_150353040231969.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,081

F1 · kind: Transaction pursuant to 10b5-1 plan dated 05/30/2017.

F3 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $51.05 to $52.00. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 21, 2017 Filed Aug 23, 2017 23:20 UTC
LOWE ALAN SCEO and President
SaleCommon Stock 16,250 $50.84 $826,172.75
Disclosure

SEC source: 0001633978-17-000092 · wf-form4_150353040231969.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,655

F1 · kind: Transaction pursuant to 10b5-1 plan dated 05/30/2017.

F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $50.05 to $51.025. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 21, 2017 Filed Aug 25, 2018 00:39 UTC Amendment
LOWE ALAN SDirector · CEO and President
Tax withholdingCommon Stock 1,215 $51.10 $62,086.86
Disclosure

SEC source: 0001633978-18-000095 · edgar.xml · nonDerivative · entry 8

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,912

F3 · balance_after: On 9/16/2016 4/A filed to report the grant award on (Table I) the vested shares released on 8/17/2017 were also reported on table I in error; filing to show decrease of shares that had previously been reported in Table 1.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 01:34 UTC
LOWE ALAN SCEO and President
Exercise / conversionRestricted Stock Units · Derivative 2,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · derivative · entry 12

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 01:34 UTC
LOWE ALAN SCEO and President
Exercise / conversionCommon Stock 2,286 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · nonDerivative · entry 8

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 22:35 UTC Exercise / conversionRestricted Stock Units · Derivative 960 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000088 · wf-form4_150344130748007.xml · derivative · entry 6

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 22:35 UTC Exercise / conversionCommon Stock 960 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000088 · wf-form4_150344130748007.xml · nonDerivative · entry 4

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 22:33 UTC
Retort VincentEVP and COO
Exercise / conversionRestricted Stock Units · Derivative 1,296 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000084 · wf-form4_150344117096417.xml · derivative · entry 5

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 22:33 UTC
Retort VincentEVP and COO
Exercise / conversionCommon Stock 1,296 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000084 · wf-form4_150344117096417.xml · nonDerivative · entry 3

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 22:31 UTC
Hamel Judy GGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 230 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000082 · wf-form4_150344109516721.xml · derivative · entry 5

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 230 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
August 20, 2017 Filed Aug 22, 2017 22:31 UTC
Hamel Judy GGeneral Counsel & Secretary
Exercise / conversionCommon Stock 230 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000082 · wf-form4_150344109516721.xml · nonDerivative · entry 3

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2017 Filed Aug 25, 2018 00:39 UTC Amendment
LOWE ALAN SDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 2,286 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000095 · edgar.xml · derivative · entry 10

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.expiration_date: Restricted Stock Units have no expiration date

Read SEC document
August 20, 2017 Filed Aug 25, 2018 00:39 UTC Amendment
LOWE ALAN SDirector · CEO and President
Exercise / conversionCommon Stock 2,286 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000095 · edgar.xml · nonDerivative · entry 7

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 01:34 UTC
LOWE ALAN SCEO and President
GrantCommon Stock 32,216 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · nonDerivative · entry 7

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,834

F2 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 01:34 UTC
LOWE ALAN SCEO and President
GrantCommon Stock 64,432 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · nonDerivative · entry 6

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,618

F2 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 01:34 UTC
LOWE ALAN SCEO and President
Tax withholdingCommon Stock 4,817 $51.35 $247,352.95
Disclosure

SEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · nonDerivative · entry 5

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,186

Read SEC document
August 18, 2017 Filed Aug 22, 2017 01:34 UTC
LOWE ALAN SCEO and President
Tax withholdingCommon Stock 23,384 $52.06 $1,217,434.18
Disclosure

SEC source: 0001633978-17-000080 · wf-form4_150336563489988.xml · nonDerivative · entry 3

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,771

Read SEC document
August 18, 2017 Filed Aug 22, 2017 22:35 UTC GrantCommon Stock 8,054 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000088 · wf-form4_150344130748007.xml · nonDerivative · entry 3

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,276

F2 · shares: New RSU grant vests in equal installments on the anniversary of grant date over 3 years.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 22:35 UTC GrantCommon Stock 4,832 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000088 · wf-form4_150344130748007.xml · nonDerivative · entry 2

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,222

F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 22:35 UTC GrantCommon Stock 14,497 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000088 · wf-form4_150344130748007.xml · nonDerivative · entry 1

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,390

F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 22:34 UTC
Reinhardt JasonEVP, Global Sales
GrantCommon Stock 6,443 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000086 · wf-form4_150344123527250.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,287

F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 22:34 UTC
Reinhardt JasonEVP, Global Sales
GrantCommon Stock 16,108 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000086 · wf-form4_150344123527250.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,844

F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 22:33 UTC
Retort VincentEVP and COO
GrantCommon Stock 11,275 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000084 · wf-form4_150344117096417.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,087

F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 22:33 UTC
Retort VincentEVP and COO
GrantCommon Stock 32,216 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000084 · wf-form4_150344117096417.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,812

F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 22:31 UTC
Hamel Judy GGeneral Counsel & Secretary
GrantCommon Stock 2,094 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000082 · wf-form4_150344109516721.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,933

F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.

Read SEC document
August 18, 2017 Filed Aug 22, 2017 22:31 UTC
Hamel Judy GGeneral Counsel & Secretary
GrantCommon Stock 5,637 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000082 · wf-form4_150344109516721.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,839

F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.

Read SEC document
August 18, 2017 Filed Oct 16, 2017 22:32 UTC Amendment
LOWE ALAN SCEO and President
GrantCommon Stock 31,894 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000115 · wf-form4a_150819313563701.xml · nonDerivative · entry 3

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,834

F2 · shares: This form is being amended to update the number of shares awarded as 64,432 and 32,216 Restricted Stock Units to 43,169 and 21,585 Restricted Stock Units and 31,894 Performance Stock Units respectively.

F3 · shares: Performance shares that vested upon achievement of established target goals.

Read SEC document
August 18, 2017 Filed Oct 16, 2017 22:32 UTC Amendment
LOWE ALAN SCEO and President
GrantCommon Stock 21,585 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000115 · wf-form4a_150819313563701.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,940

F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.

F2 · shares: This form is being amended to update the number of shares awarded as 64,432 and 32,216 Restricted Stock Units to 43,169 and 21,585 Restricted Stock Units and 31,894 Performance Stock Units respectively.

Read SEC document
August 18, 2017 Filed Oct 16, 2017 22:32 UTC Amendment
LOWE ALAN SCEO and President
GrantCommon Stock 43,169 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000115 · wf-form4a_150819313563701.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,355

F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.

F2 · shares: This form is being amended to update the number of shares awarded as 64,432 and 32,216 Restricted Stock Units to 43,169 and 21,585 Restricted Stock Units and 31,894 Performance Stock Units respectively.

Read SEC document
August 18, 2017 Filed Oct 16, 2017 22:31 UTC Amendment GrantCommon Stock 9,037 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000113 · wf-form4a_150819304935876.xml · nonDerivative · entry 4

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,276

F2 · shares: This form is being amended to update the number of shares awarded as 14,497, 4,832 and 8,054 Restricted Stock Units to 9,713, 3,237 and 5,396 Restricted Stock Units and 9,037 Performance Stock Units respectively.

F4 · shares: Performance shares that vested upon achievement of established target goals.

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August 18, 2017 Filed Oct 16, 2017 22:31 UTC Amendment GrantCommon Stock 5,396 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000113 · wf-form4a_150819304935876.xml · nonDerivative · entry 3

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,239

F2 · shares: This form is being amended to update the number of shares awarded as 14,497, 4,832 and 8,054 Restricted Stock Units to 9,713, 3,237 and 5,396 Restricted Stock Units and 9,037 Performance Stock Units respectively.

F3 · shares: New RSU grant vests in equal installments on the anniversary of grant date over 3 years.

Read SEC document
August 18, 2017 Filed Oct 16, 2017 22:31 UTC Amendment GrantCommon Stock 3,237 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000113 · wf-form4a_150819304935876.xml · nonDerivative · entry 2

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,843

F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.

F2 · shares: This form is being amended to update the number of shares awarded as 14,497, 4,832 and 8,054 Restricted Stock Units to 9,713, 3,237 and 5,396 Restricted Stock Units and 9,037 Performance Stock Units respectively.

Read SEC document
August 18, 2017 Filed Oct 16, 2017 22:31 UTC Amendment GrantCommon Stock 9,713 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000113 · wf-form4a_150819304935876.xml · nonDerivative · entry 1

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,606

F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.

F2 · shares: This form is being amended to update the number of shares awarded as 14,497, 4,832 and 8,054 Restricted Stock Units to 9,713, 3,237 and 5,396 Restricted Stock Units and 9,037 Performance Stock Units respectively.

Read SEC document
August 18, 2017 Filed Oct 16, 2017 22:29 UTC Amendment
Hamel Judy GGeneral Counsel & Secretary
GrantCommon Stock 2,551 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000111 · wf-form4a_150819295300348.xml · nonDerivative · entry 3

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,933

F2 · shares: This form is being amended to update the number of shares awarded as 5,637 and 2,094 Restricted Stock Units to 3,777 and 1,403 Restricted Stock Units and 2,551 Performance Stock Units respectively.

F3 · shares: Performance shares that vested upon achievement of established target goals.

Read SEC document
August 18, 2017 Filed Oct 16, 2017 22:29 UTC Amendment
Hamel Judy GGeneral Counsel & Secretary
GrantCommon Stock 1,403 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000111 · wf-form4a_150819295300348.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,382

F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.

F2 · shares: This form is being amended to update the number of shares awarded as 5,637 and 2,094 Restricted Stock Units to 3,777 and 1,403 Restricted Stock Units and 2,551 Performance Stock Units respectively.

Read SEC document
August 18, 2017 Filed Oct 16, 2017 22:29 UTC Amendment
Hamel Judy GGeneral Counsel & Secretary
GrantCommon Stock 3,777 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000111 · wf-form4a_150819295300348.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,979

F1 · shares: New RSU grant award vests 33% on 1st anniversary of grant date then 8 quarterly equal installments over following 2 years.

F2 · shares: This form is being amended to update the number of shares awarded as 5,637 and 2,094 Restricted Stock Units to 3,777 and 1,403 Restricted Stock Units and 2,551 Performance Stock Units respectively.

Read SEC document
August 18, 2017 Filed Oct 16, 2017 22:27 UTC Amendment
Retort VincentEVP and COO
GrantCommon Stock 14,352 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000109 · wf-form4a_150819286688320.xml · nonDerivative · entry 3

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,087

F2 · shares: This form is being amended to update the number of shares awarded as 32,216 and 11,275 Restricted Stock Units to 21,585 and 7,554 Restricted Stock Units and 14,352 Performance Stock Units respectively.

F3 · shares: Performance shares that vested upon achievement of established target goals.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.