Last 12 months
Inside the activity.
0 purchase rows · 185 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 10 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 62 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 43 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 48 |
| Sep 2026 | 0 | 20 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 30, 2017 Filed Dec 1, 2017 22:32 UTC |
KAPLAN MARTIN ADirector
|
SaleCommon Stock | 3,000 | $55.03 | $165,075.00 |
DisclosureSEC source: 0001633978-17-000155 · wf-form4_151216752411315.xml · nonDerivative · entry 1 KAPLAN MARTIN A · CIK 0001182378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,573 F1 · price: The 3,000 shares sold at an actual price of $55.025 per share. Read SEC document |
| November 22, 2017 Filed Nov 22, 2017 23:23 UTC | SaleCommon Stock | 1,248 | $60.00 | $74,880.00 |
DisclosureSEC source: 0001633978-17-000153 · wf-form4_151139297457955.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,830 F1 · kind: Sale of shares pursuant to 10b5-1 plan dated 8/28/17. Read SEC document |
|
| November 21, 2017 Filed Nov 22, 2017 00:27 UTC |
LOWE ALAN SCEO and President
|
SaleCommon Stock | 5,548 | $58.53 | $324,726.10 |
DisclosureSEC source: 0001633978-17-000151 · wf-form4_151131041446674.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,215 F2 · shares: Transaction pursuant to 10b5-1 plan dated 5/31/16 1st AMEND 5-30-17. F3 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $58.25 to $58.85. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 00:27 UTC |
LOWE ALAN SCEO and President
|
Tax withholdingCommon Stock | 6,125 | $57.50 | $352,187.50 |
DisclosureSEC source: 0001633978-17-000151 · wf-form4_151131041446674.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,763 F1 · shares: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock award. Read SEC document |
| November 17, 2017 Filed Nov 18, 2017 02:00 UTC |
LOWE ALAN SCEO and President
|
SaleCommon Stock | 400 | $57.69 | $23,076.00 |
DisclosureSEC source: 0001633978-17-000141 · wf-form4_151097044012293.xml · nonDerivative · entry 4 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,888 F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $57.65 to $57.80. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 78 shares purchased on November 15, 2017 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| November 17, 2017 Filed Nov 18, 2017 02:00 UTC |
LOWE ALAN SCEO and President
|
SaleCommon Stock | 5,625 | $57.09 | $321,131.25 |
DisclosureSEC source: 0001633978-17-000141 · wf-form4_151097044012293.xml · nonDerivative · entry 3 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,210 F1 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $56.65 to $57.60. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 16, 2017 Filed Nov 18, 2017 02:24 UTC |
Hamel Judy GGeneral Counsel & Secretary
|
Tax withholdingCommon Stock | 391 | $57.12 | $22,333.92 |
DisclosureSEC source: 0001633978-17-000149 · wf-form4_151097183333327.xml · nonDerivative · entry 3 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,301 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. F2 · balance_after: Includes 300 shares purchased on November 15, 2017 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| November 16, 2017 Filed Nov 18, 2017 02:16 UTC |
Retort VincentEVP and COO
|
Tax withholdingCommon Stock | 2,836 | $52.12 | $147,812.32 |
DisclosureSEC source: 0001633978-17-000147 · wf-form4_151097135893124.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,242 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. F2 · balance_after: Includes 225 shares purchased on November 15, 2017 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| November 16, 2017 Filed Nov 18, 2017 02:05 UTC |
Reinhardt JasonEVP, Global Sales
|
Tax withholdingCommon Stock | 1,418 | $57.12 | $80,996.16 |
DisclosureSEC source: 0001633978-17-000145 · wf-form4_151097073507296.xml · nonDerivative · entry 3 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,743 F2 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock award. Read SEC document |
| November 16, 2017 Filed Nov 18, 2017 02:02 UTC | Tax withholdingCommon Stock | 1,251 | $57.12 | $71,457.12 |
DisclosureSEC source: 0001633978-17-000143 · wf-form4_151097055385863.xml · nonDerivative · entry 5 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,078 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. F2 · balance_after: Includes 258 shares purchased on November 15, 2017 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
|
| November 16, 2017 Filed Nov 18, 2017 02:00 UTC |
LOWE ALAN SCEO and President
|
Tax withholdingCommon Stock | 6,758 | $57.80 | $390,612.40 |
DisclosureSEC source: 0001633978-17-000141 · wf-form4_151097044012293.xml · nonDerivative · entry 2 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,835 Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:24 UTC |
Hamel Judy GGeneral Counsel & Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 515 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000149 · wf-form4_151097183333327.xml · derivative · entry 4 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,545 Underlying: Common Stock · 515 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:24 UTC |
Hamel Judy GGeneral Counsel & Secretary
|
Tax withholdingCommon Stock | 197 | $57.80 | $11,386.60 |
DisclosureSEC source: 0001633978-17-000149 · wf-form4_151097183333327.xml · nonDerivative · entry 2 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,392 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:24 UTC |
Hamel Judy GGeneral Counsel & Secretary
|
Exercise / conversionCommon Stock | 515 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000149 · wf-form4_151097183333327.xml · nonDerivative · entry 1 Hamel Judy G · CIK 0001648170 · General Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:16 UTC |
Retort VincentEVP and COO
|
Exercise / conversionRestricted Stock Units · Derivative | 3,299 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000147 · wf-form4_151097135893124.xml · derivative · entry 4 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,895 Underlying: Common Stock · 3,299 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:16 UTC |
Retort VincentEVP and COO
|
Tax withholdingCommon Stock | 1,745 | $57.80 | $100,861.00 |
DisclosureSEC source: 0001633978-17-000147 · wf-form4_151097135893124.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,853 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:16 UTC |
Retort VincentEVP and COO
|
Exercise / conversionCommon Stock | 3,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000147 · wf-form4_151097135893124.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:05 UTC |
Reinhardt JasonEVP, Global Sales
|
Exercise / conversionRestricted Stock Units · Derivative | 1,855 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000145 · wf-form4_151097073507296.xml · derivative · entry 4 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,565 Underlying: Common Stock · 1,855 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:05 UTC |
Reinhardt JasonEVP, Global Sales
|
Tax withholdingCommon Stock | 981 | $57.80 | $56,701.80 |
DisclosureSEC source: 0001633978-17-000145 · wf-form4_151097073507296.xml · nonDerivative · entry 2 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,161 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:05 UTC |
Reinhardt JasonEVP, Global Sales
|
Exercise / conversionCommon Stock | 1,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000145 · wf-form4_151097073507296.xml · nonDerivative · entry 1 Reinhardt Jason · CIK 0001648196 · EVP, Global Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:02 UTC | Exercise / conversionRestricted Stock Units · Derivative | 5,459 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000143 · wf-form4_151097055385863.xml · derivative · entry 7 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,459 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
|
| November 15, 2017 Filed Nov 18, 2017 02:02 UTC | Exercise / conversionRestricted Stock Units · Derivative | 2,474 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000143 · wf-form4_151097055385863.xml · derivative · entry 6 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,422 Underlying: Common Stock · 2,474 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
|
| November 15, 2017 Filed Nov 18, 2017 02:02 UTC | Tax withholdingCommon Stock | 2,886 | $57.80 | $166,810.80 |
DisclosureSEC source: 0001633978-17-000143 · wf-form4_151097055385863.xml · nonDerivative · entry 4 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,071 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
|
| November 15, 2017 Filed Nov 18, 2017 02:02 UTC | Exercise / conversionCommon Stock | 5,459 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000143 · wf-form4_151097055385863.xml · nonDerivative · entry 3 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| November 15, 2017 Filed Nov 18, 2017 02:02 UTC | Tax withholdingCommon Stock | 1,309 | $57.80 | $75,660.20 |
DisclosureSEC source: 0001633978-17-000143 · wf-form4_151097055385863.xml · nonDerivative · entry 2 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,498 F1 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. Read SEC document |
|
| November 15, 2017 Filed Nov 18, 2017 02:02 UTC | Exercise / conversionCommon Stock | 2,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000143 · wf-form4_151097055385863.xml · nonDerivative · entry 1 Tachibana Aaron · CIK 0001401786 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
|
| November 15, 2017 Filed Nov 18, 2017 02:00 UTC |
LOWE ALAN SCEO and President
|
Exercise / conversionRestricted Stock Units · Derivative | 12,783 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000141 · wf-form4_151097044012293.xml · derivative · entry 5 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,349 Underlying: Common Stock · 12,783 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Restricted Stock Units have no expiration date. Read SEC document |
| November 15, 2017 Filed Nov 18, 2017 02:00 UTC |
LOWE ALAN SCEO and President
|
Exercise / conversionCommon Stock | 12,783 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000141 · wf-form4_151097044012293.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2017 Filed Nov 13, 2017 23:55 UTC |
KAPLAN MARTIN ADirector
|
SaleCommon Stock | 15,000 | $57.07 | $856,090.50 |
DisclosureSEC source: 0001633978-17-000139 · wf-form4_151061733807151.xml · nonDerivative · entry 1 KAPLAN MARTIN A · CIK 0001182378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,573 F1 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $57.00 to $57.20. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 06, 2017 Filed Nov 10, 2017 00:47 UTC |
Johnson Julia SuzanneDirector
|
GrantCommon Stock | 3,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000137 · wf-form4_151027483140263.xml · nonDerivative · entry 1 Johnson Julia Suzanne · CIK 0001722289 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,419 F1 · kind: Grant of restricted common stock awarded November 6, 2017, vests 33% per year over 3 years on anniversary of grant date. F2 · shares: Each unit converts upon vesting into one share of common stock. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 22:33 UTC |
THOMAS SAMUEL FDirector
|
GrantCommon Stock | 2,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000129 · wf-form4_150974836704833.xml · nonDerivative · entry 1 THOMAS SAMUEL F · CIK 0001266362 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,690 F1 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of common Stock of Lumentum Holding Inc. F2 · shares: Award will vest upon the earlier of (i) the day prior to the next year's annual meeting of stockholders or (ii) one year from grant, subject to continued service as a director through the applicable vesting date. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 22:32 UTC |
Lillie BrianDirector
|
GrantCommon Stock | 2,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000127 · wf-form4_150974830707580.xml · nonDerivative · entry 1 Lillie Brian · CIK 0001648231 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,690 F1 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of common Stock of Lumentum Holding Inc. F2 · shares: Award will vest upon the earlier of (i) the day prior to the next year's annual meeting of stockholders or (ii) one year from grant, subject to continued service as a director through the applicable vesting date. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 22:30 UTC |
KAPLAN MARTIN ADirector
|
GrantCommon Stock | 2,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000125 · wf-form4_150974823609469.xml · nonDerivative · entry 1 KAPLAN MARTIN A · CIK 0001182378 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,573 F1 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of common Stock of Lumentum Holding Inc. F2 · shares: Award will vest upon the earlier of (i) the day prior to the next year's annual meeting of stockholders or (ii) one year from grant, subject to continued service as a director through the applicable vesting date. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 22:29 UTC |
HERSCHER PENNYDirector
|
GrantCommon Stock | 2,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000123 · wf-form4_150974817667207.xml · nonDerivative · entry 1 HERSCHER PENNY · CIK 0001232019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,738 F1 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of common Stock of Lumentum Holding Inc. F2 · shares: Award will vest upon the earlier of (i) the day prior to the next year's annual meeting of stockholders or (ii) one year from grant, subject to continued service as a director through the applicable vesting date. Read SEC document |
| November 02, 2017 Filed Nov 3, 2017 22:28 UTC |
COVERT HAROLD LDirector
|
GrantCommon Stock | 2,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000121 · wf-form4_150974810860034.xml · nonDerivative · entry 1 COVERT HAROLD L · CIK 0001229072 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,227 F1 · shares: Each Restricted Stock Unit represents a contingent right to receive one share of common Stock of Lumentum Holding Inc. F2 · shares: Award will vest upon the earlier of (i) the day prior to the next year's annual meeting of stockholders or (ii) one year from grant, subject to continued service as a director through the applicable vesting date. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:29 UTC |
LOWE ALAN SCEO and President
|
SaleCommon Stock | 4,364 | $54.59 | $238,222.03 |
DisclosureSEC source: 0001633978-17-000103 · wf-form4_150715257808935.xml · nonDerivative · entry 1 LOWE ALAN S · CIK 0001234673 · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,810 F1 · kind: Transaction pursuant to 10b5-1 plan dated 5/31/16 and amended 5/31/17. F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $54.225 to $54.88. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 22:50 UTC |
Retort VincentEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,235 | $0.00 Strike: $25.05 | $0.00 |
DisclosureSEC source: 0001633978-17-000101 · wf-form4_150698461060436.xml · derivative · entry 7 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,235 shares Expires 2019-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Transaction pursuant to 10b5-1 plan dated 11/30/2016. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 22:50 UTC |
Retort VincentEVP and COO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,471 | $0.00 Strike: $25.05 | $0.00 |
DisclosureSEC source: 0001633978-17-000101 · wf-form4_150698461060436.xml · derivative · entry 6 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,235 Underlying: Common Stock · 20,471 shares Expires 2019-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Transaction pursuant to 10b5-1 plan dated 11/30/2016. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 22:50 UTC |
Retort VincentEVP and COO
|
SaleCommon Stock | 2,000 | $54.98 | $109,960.00 |
DisclosureSEC source: 0001633978-17-000101 · wf-form4_150698461060436.xml · nonDerivative · entry 5 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,299 F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $54.90 to $55.15. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 22:50 UTC |
Retort VincentEVP and COO
|
SaleCommon Stock | 8,235 | $54.43 | $448,189.88 |
DisclosureSEC source: 0001633978-17-000101 · wf-form4_150698461060436.xml · nonDerivative · entry 4 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,299 F1 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $53.90 to $54.85. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 22:50 UTC |
Retort VincentEVP and COO
|
Exercise / conversionCommon Stock | 10,235 | $25.05 | $256,386.75 |
DisclosureSEC source: 0001633978-17-000101 · wf-form4_150698461060436.xml · nonDerivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 22:50 UTC |
Retort VincentEVP and COO
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SaleCommon Stock | 20,471 | $54.43 | $1,114,134.18 |
DisclosureSEC source: 0001633978-17-000101 · wf-form4_150698461060436.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,299 F1 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $53.90 to $54.85. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 28, 2017 Filed Oct 2, 2017 22:50 UTC |
Retort VincentEVP and COO
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Exercise / conversionCommon Stock | 20,471 | $25.05 | $512,798.55 |
DisclosureSEC source: 0001633978-17-000101 · wf-form4_150698461060436.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 28, 2017 Filed Oct 10, 2017 15:53 UTC Amendment |
Retort VincentEVP and COO
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Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,235 | $0.00 Strike: $45.89 | $0.00 |
DisclosureSEC source: 0001633978-17-000105 · wf-form4a_150765081457979.xml · derivative · entry 4 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,235 shares Expires 2019-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This amendment is to correct the Exercise Price of the Derivative Security and the shares acquired upon exercise from $25.05 to $45.89. F2 · derivative.exercise_date: This amendment is to correct the date exercisable from 2/15/12 to 8/1/15. Read SEC document |
| September 28, 2017 Filed Oct 10, 2017 15:53 UTC Amendment |
Retort VincentEVP and COO
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Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,471 | $0.00 Strike: $45.89 | $0.00 |
DisclosureSEC source: 0001633978-17-000105 · wf-form4a_150765081457979.xml · derivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,471 shares Expires 2019-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This amendment is to correct the Exercise Price of the Derivative Security and the shares acquired upon exercise from $25.05 to $45.89. F2 · derivative.exercise_date: This amendment is to correct the date exercisable from 2/15/12 to 8/1/15. F3 · balance_after: The number of derivative securities beneficially owned following reported transaction from 10,235 to 0. Read SEC document |
| September 28, 2017 Filed Oct 10, 2017 15:53 UTC Amendment |
Retort VincentEVP and COO
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Exercise / conversionCommon Stock | 10,235 | $45.89 | $469,684.15 |
DisclosureSEC source: 0001633978-17-000105 · wf-form4a_150765081457979.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This amendment is to correct the Exercise Price of the Derivative Security and the shares acquired upon exercise from $25.05 to $45.89. Read SEC document |
| September 28, 2017 Filed Oct 10, 2017 15:53 UTC Amendment |
Retort VincentEVP and COO
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Exercise / conversionCommon Stock | 20,471 | $45.89 | $939,414.19 |
DisclosureSEC source: 0001633978-17-000105 · wf-form4a_150765081457979.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,770 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: This amendment is to correct the Exercise Price of the Derivative Security and the shares acquired upon exercise from $25.05 to $45.89. Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 21:20 UTC |
Retort VincentEVP and COO
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Exercise / conversionPerformance Stock Units · Derivative | 5,158 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000099 · wf-form4_150646083408727.xml · derivative · entry 3 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,158 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Performance Stock Units have no expiration date. Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 21:20 UTC |
Retort VincentEVP and COO
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Tax withholdingCommon Stock | 2,678 | $51.90 | $138,988.20 |
DisclosureSEC source: 0001633978-17-000099 · wf-form4_150646083408727.xml · nonDerivative · entry 2 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,299 F3 · shares: These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the performance stock unit award. Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 21:20 UTC |
Retort VincentEVP and COO
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Exercise / conversionCommon Stock | 5,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001633978-17-000099 · wf-form4_150646083408727.xml · nonDerivative · entry 1 Retort Vincent · CIK 0001648256 · EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each unit converts upon vesting into one share of common stock. F2 · shares: Performance shares that vested upon achievement of established target goals. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.