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Lumentum Holdings Inc.

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Tapewire entity
2957
SEC CIK
0001633978
Parsed reports
684

Last 12 months

Inside the activity.

0 purchase rows · 185 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202500
Jan 202600
Feb 2026062
Mar 202600
Apr 202600
May 2026043
Jun 202601
Jul 202600
Aug 2026048
Sep 2026020
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2018 Filed May 18, 2018 01:41 UTC
Hamel Judy GSVP & General Counsel
Exercise / conversionCommon Stock 515 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000038 · wf-form4_152660765158738.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F2 · balance_after: Includes 326 shares purchased on May 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP).

Read SEC document
May 15, 2018 Filed May 18, 2018 01:39 UTC
Reinhardt JasonEVP, Global Sales
Exercise / conversionRestricted Stock Units · Derivative 1,855 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000036 · wf-form4_152660753038948.xml · derivative · entry 4

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,855

Underlying: Common Stock · 1,855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
May 15, 2018 Filed May 18, 2018 01:39 UTC
Reinhardt JasonEVP, Global Sales
Exercise / conversionCommon Stock 1,855 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000036 · wf-form4_152660753038948.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F2 · balance_after: Includes 219 shares purchased on May 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP).

Read SEC document
May 15, 2018 Filed May 18, 2018 01:33 UTC Exercise / conversionRestricted Stock Units · Derivative 2,474 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000034 · wf-form4_152660716658393.xml · derivative · entry 4

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,474

Underlying: Common Stock · 2,474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
May 15, 2018 Filed May 18, 2018 01:33 UTC Exercise / conversionCommon Stock 2,474 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000034 · wf-form4_152660716658393.xml · nonDerivative · entry 1

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F2 · balance_after: Includes 263 shares purchased on May 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP).

Read SEC document
May 15, 2018 Filed May 18, 2018 01:28 UTC
Retort VincentEVP and COO
Exercise / conversionRestricted Stock Units · Derivative 3,298 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000032 · wf-form4_152660686974510.xml · derivative · entry 4

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,298

Underlying: Common Stock · 3,298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
May 15, 2018 Filed May 18, 2018 01:28 UTC
Retort VincentEVP and COO
Exercise / conversionCommon Stock 3,298 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000032 · wf-form4_152660686974510.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

F2 · balance_after: Includes 237 shares purchased on May 15, 2018 pursuant to the company's Employee Stock Purchase Plan (ESPP).

Read SEC document
March 12, 2018 Filed Mar 12, 2018 23:23 UTC
Hamel Judy GGeneral Counsel & Secretary
SaleCommon Stock 2,000 $71.00 $142,000.00
Disclosure

SEC source: 0001633978-18-000027 · wf-form4_152089696990012.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,773

F1 · shares: Transaction pursuant to 10b5-1 plan dated 11/29/2016.

Read SEC document
March 12, 2018 Filed Mar 12, 2018 21:41 UTC
Retort VincentEVP and COO
SaleCommon Stock 12,111 $71.00 $859,881.00
Disclosure

SEC source: 0001633978-18-000025 · wf-form4_152089088194092.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,318

F1 · shares: Transaction pursuant to 10b5-1 plan dated 11/30/17.

Read SEC document
March 06, 2018 Filed Mar 7, 2018 18:53 UTC SaleCommon Stock 2,000 $65.00 $130,000.00
Disclosure

SEC source: 0001633978-18-000023 · wf-form4_152044875875273.xml · nonDerivative · entry 1

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,530

F1 · shares: Transaction pursuant to 10b5-1 plan dated 8/28/17.

Read SEC document
February 22, 2018 Filed Feb 22, 2018 21:52 UTC
LOWE ALAN SDirector · CEO and President
SaleCommon Stock 6,460 $58.69 $379,154.20
Disclosure

SEC source: 0001633978-18-000021 · wf-form4_151933631064348.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,543

F1 · shares: Transaction pursuant to 10b5-1 plan dated 5/31/16 1st AMEND 5-30-2017

F2 · price: For [6,260] shares the price is the weighted average sale price ranging from $58.05 to $59.05, [200] shares sold at 59.10 as reported on this line. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 02:39 UTC
Retort VincentEVP and COO
SaleCommon Stock 1,889 $59.26 $111,941.38
Disclosure

SEC source: 0001633978-18-000019 · wf-form4_151926712995414.xml · nonDerivative · entry 3

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,429

F4 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock award.

F5 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $58.50 to $59.55. This transaction was apart of a group sale. The reporting person undertakestoprovide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 02:25 UTC
Hamel Judy GGeneral Counsel & Secretary
SaleCommon Stock 362 $59.26 $21,451.98
Disclosure

SEC source: 0001633978-18-000017 · wf-form4_151926631511342.xml · nonDerivative · entry 5

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,773

F2 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

F4 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $58.50 to $59.55. This transaction was apart of a group sale. The reporting person undertakestoprovide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 02:14 UTC
Reinhardt JasonEVP, Global Sales
SaleCommon Stock 945 $59.26 $56,000.32
Disclosure

SEC source: 0001633978-18-000015 · wf-form4_151926566559521.xml · nonDerivative · entry 3

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,682

F4 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock award.

F5 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $58.50 to $59.55. This transaction was apart of a group sale. The reporting person undertakestoprovide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 02:07 UTC SaleCommon Stock 832 $59.26 $49,303.99
Disclosure

SEC source: 0001633978-18-000013 · wf-form4_151926525966607.xml · nonDerivative · entry 3

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,530

F3 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock award.

F4 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $58.50 to $59.55. This transaction was apart of a group sale. The reporting person undertakestoprovide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 01:34 UTC
LOWE ALAN SDirector · CEO and President
SaleCommon Stock 5,212 $59.09 $307,953.63
Disclosure

SEC source: 0001633978-18-000011 · wf-form4_151926327178119.xml · nonDerivative · entry 4

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,003

F6 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock award.

F7 · price: The price is the weighted average sale price for the transactions reported on this line. The price range for the transactions reported on this line is 4912 shares at $58.50 to $58.45 and 300 shares at $59.50-$59.55 totaling 5,212 shares. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 01:34 UTC
LOWE ALAN SDirector · CEO and President
SaleCommon Stock 8,272 $58.66 $485,195.81
Disclosure

SEC source: 0001633978-18-000011 · wf-form4_151926327178119.xml · nonDerivative · entry 3

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,215

F4 · shares: Transaction pursuant to 10b5-1 plan dated 5/31/16 1st AMEND 5-30-2017

F5 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $58.35 to $59.025. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 17, 2018 Filed Feb 22, 2018 01:34 UTC
LOWE ALAN SDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 11,672 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000011 · wf-form4_151926327178119.xml · derivative · entry 6

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,032

Underlying: Common Stock · 11,672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
February 16, 2018 Filed Feb 22, 2018 02:39 UTC
Retort VincentEVP and COO
SaleCommon Stock 1,223 $58.52 $71,565.19
Disclosure

SEC source: 0001633978-18-000019 · wf-form4_151926712995414.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,318

F2 · kind: These shares were sold in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit.

F3 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $57.525 to $59.15. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2018 Filed Feb 22, 2018 02:25 UTC
Hamel Judy GGeneral Counsel & Secretary
SaleCommon Stock 213 $58.52 $12,463.93
Disclosure

SEC source: 0001633978-18-000017 · wf-form4_151926631511342.xml · nonDerivative · entry 4

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,135

F2 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

F3 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $57.525 to $59.15. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2018 Filed Feb 22, 2018 02:25 UTC
Hamel Judy GGeneral Counsel & Secretary
SaleCommon Stock 378 $58.52 $22,119.09
Disclosure

SEC source: 0001633978-18-000017 · wf-form4_151926631511342.xml · nonDerivative · entry 3

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,348

F2 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

F3 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $57.525 to $59.15. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2018 Filed Feb 22, 2018 02:14 UTC
Reinhardt JasonEVP, Global Sales
SaleCommon Stock 663 $58.52 $38,796.17
Disclosure

SEC source: 0001633978-18-000015 · wf-form4_151926566559521.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,627

F2 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit.

F3 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $57.525 to $59.15. This transaction was apart of a group sale. The reporting person under takes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2018 Filed Feb 22, 2018 02:07 UTC SaleCommon Stock 942 $58.52 $55,122.17
Disclosure

SEC source: 0001633978-18-000013 · wf-form4_151926525966607.xml · nonDerivative · entry 2

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,362

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit.

F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $57.525 to $59.15. This transaction was apart of a group sale. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 16, 2018 Filed Feb 22, 2018 01:34 UTC
LOWE ALAN SDirector · CEO and President
SaleCommon Stock 4,511 $58.52 $263,966.13
Disclosure

SEC source: 0001633978-18-000011 · wf-form4_151926327178119.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,487

F2 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock units.

F3 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $57.525 to $59.15. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 15, 2018 Filed Feb 22, 2018 02:39 UTC
Retort VincentEVP and COO
Exercise / conversionRestricted Stock Units · Derivative 3,299 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000019 · wf-form4_151926712995414.xml · derivative · entry 4

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,596

Underlying: Common Stock · 3,299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
February 15, 2018 Filed Feb 22, 2018 02:39 UTC
Retort VincentEVP and COO
Exercise / conversionCommon Stock 3,299 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000019 · wf-form4_151926712995414.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Footnote: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2018 Filed Feb 22, 2018 02:25 UTC
Hamel Judy GGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 910 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000017 · wf-form4_151926631511342.xml · derivative · entry 7

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910

Underlying: Common Stock · 910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
February 15, 2018 Filed Feb 22, 2018 02:25 UTC
Hamel Judy GGeneral Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 515 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000017 · wf-form4_151926631511342.xml · derivative · entry 6

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,030

Underlying: Common Stock · 515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
February 15, 2018 Filed Feb 22, 2018 02:25 UTC
Hamel Judy GGeneral Counsel & Secretary
Exercise / conversionCommon Stock 910 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000017 · wf-form4_151926631511342.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2018 Filed Feb 22, 2018 02:25 UTC
Hamel Judy GGeneral Counsel & Secretary
Exercise / conversionCommon Stock 515 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000017 · wf-form4_151926631511342.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2018 Filed Feb 22, 2018 02:14 UTC
Reinhardt JasonEVP, Global Sales
Exercise / conversionRestricted Stock Units · Derivative 1,855 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000015 · wf-form4_151926566559521.xml · derivative · entry 4

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,710

Underlying: Common Stock · 1,855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
February 15, 2018 Filed Feb 22, 2018 02:14 UTC
Reinhardt JasonEVP, Global Sales
Exercise / conversionCommon Stock 1,855 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000015 · wf-form4_151926566559521.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document
February 15, 2018 Filed Feb 22, 2018 02:07 UTC Exercise / conversionRestricted Stock Units · Derivative 2,474 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000013 · wf-form4_151926525966607.xml · derivative · entry 4

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,948

Underlying: Common Stock · 2,474 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
February 15, 2018 Filed Feb 22, 2018 02:07 UTC Exercise / conversionCommon Stock 2,474 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000013 · wf-form4_151926525966607.xml · nonDerivative · entry 1

Tachibana Aaron · CIK 0001401786 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 22, 2018 01:34 UTC
LOWE ALAN SDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 12,783 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000011 · wf-form4_151926327178119.xml · derivative · entry 5

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,566

Underlying: Common Stock · 12,783 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.expiration_date: Restricted Stock Units have no expiration date.

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February 15, 2018 Filed Feb 22, 2018 01:34 UTC
LOWE ALAN SDirector · CEO and President
Exercise / conversionCommon Stock 12,783 $0.00 $0.00
Disclosure

SEC source: 0001633978-18-000011 · wf-form4_151926327178119.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

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February 09, 2018 Filed Feb 13, 2018 19:34 UTC
Reinhardt JasonEVP, Global Sales
SaleCommon Stock 260 $56.86 $14,782.30
Disclosure

SEC source: 0001633978-18-000007 · wf-form4_151855047228160.xml · nonDerivative · entry 3

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,435

F3 · price: The 260 shaers sold at an actual price of 56.855.

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February 09, 2018 Filed Feb 13, 2018 19:34 UTC
Reinhardt JasonEVP, Global Sales
SaleCommon Stock 1,940 $56.85 $110,289.00
Disclosure

SEC source: 0001633978-18-000007 · wf-form4_151855047228160.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,695

F2 · price: The 1,940 shaers sold at an actual price of 56.85.

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February 09, 2018 Filed Feb 13, 2018 19:34 UTC
Reinhardt JasonEVP, Global Sales
SaleCommon Stock 7,108 $56.81 $403,805.48
Disclosure

SEC source: 0001633978-18-000007 · wf-form4_151855047228160.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,635

F1 · price: The 7,108 shaers sold at an actual price of 56.81.

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February 09, 2018 Filed Feb 13, 2018 19:08 UTC SaleCommon Stock 4,900 $56.60 $277,340.00
Disclosure

SEC source: 0001633978-18-000006 · wf-form4_151854891047063.xml · nonDerivative · entry 2

COVERT HAROLD L · CIK 0001229072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,718

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February 09, 2018 Filed Feb 13, 2018 19:08 UTC SaleCommon Stock 2,664 $56.56 $150,662.52
Disclosure

SEC source: 0001633978-18-000006 · wf-form4_151854891047063.xml · nonDerivative · entry 1

COVERT HAROLD L · CIK 0001229072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,618

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February 09, 2018 Filed Feb 13, 2018 18:55 UTC SaleCommon Stock 6,000 $56.66 $339,930.00
Disclosure

SEC source: 0001633978-18-000005 · wf-form4_151854810011828.xml · nonDerivative · entry 1

KAPLAN MARTIN A · CIK 0001182378 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,628

F1 · price: The 6,000 shares sold at an actual price of $56.655 per share.

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December 08, 2017 Filed Dec 11, 2017 23:46 UTC Exercise / conversionRestricted Stock Units · Derivative 2,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000163 · wf-form4_151303599581830.xml · derivative · entry 2

KAPLAN MARTIN A · CIK 0001182378 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 23:46 UTC Exercise / conversionCommon Stock 2,055 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000163 · wf-form4_151303599581830.xml · nonDerivative · entry 1

KAPLAN MARTIN A · CIK 0001182378 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 23:45 UTC Exercise / conversionCommon Stock · Derivative 2,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000161 · wf-form4_151303590273084.xml · derivative · entry 2

COVERT HAROLD L · CIK 0001229072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.expiration_date: Restricted Stock Units have no expiration date.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 23:45 UTC Exercise / conversionCommon Stock 2,055 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000161 · wf-form4_151303590273084.xml · nonDerivative · entry 1

COVERT HAROLD L · CIK 0001229072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 23:43 UTC GrantCommon Stock · Derivative 2,055 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000159 · wf-form4_151303582342476.xml · derivative · entry 4

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,055 shares

Expires not disclosed

F4 · derivative.expiration_date: Restricted Stock Units have no expiration date.

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December 08, 2017 Filed Dec 11, 2017 23:43 UTC SaleCommon Stock 222 $49.61 $11,013.42
Disclosure

SEC source: 0001633978-17-000159 · wf-form4_151303582342476.xml · nonDerivative · entry 3

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,971

F3 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $49.20 to $49.95. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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December 08, 2017 Filed Dec 11, 2017 23:43 UTC SaleCommon Stock 600 $50.98 $30,588.00
Disclosure

SEC source: 0001633978-17-000159 · wf-form4_151303582342476.xml · nonDerivative · entry 2

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,193

F2 · price: The price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $50.50 to $51.30. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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December 08, 2017 Filed Dec 11, 2017 23:43 UTC Exercise / conversionCommon Stock 2,055 $0.00 $0.00
Disclosure

SEC source: 0001633978-17-000159 · wf-form4_151303582342476.xml · nonDerivative · entry 1

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each unit converts upon vesting into one share of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.