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Lumentum Holdings Inc.

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2957
SEC CIK
0001633978
Parsed reports
684

Last 12 months

Inside the activity.

0 purchase rows · 185 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202500
Jan 202600
Feb 2026062
Mar 202600
Apr 202600
May 2026043
Jun 202601
Jul 202600
Aug 2026048
Sep 2026020
Oct 202601

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2019 Filed Nov 26, 2019 02:30 UTC Amendment
Retort VincentEVP, Chief Operating Officer
SaleCommon Stock 3,221 $68.59 $220,928.39
Disclosure

SEC source: 0001209191-19-058026 · doc4a.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,592

F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units.

F2 · balance_after: Footnote (2) to the original Form 4 incorrectly reported the further disposition of 23 shares, which disposition did not occur. Accordingly, the correct ending balance to the original Form 4 should be 130,388 shares following the second transaction reported in such Form 4 to have occurred on November 18, 2019.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 02:45 UTC GrantCommon Stock 4,064 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057065 · doc4.xml · nonDerivative · entry 1

Johnson Julia Suzanne · CIK 0001722289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the one-year anniversary of the grant date, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 02:16 UTC
Small IanDirector
GrantCommon Stock 4,064 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057059 · doc4.xml · nonDerivative · entry 1

Small Ian · CIK 0001714910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,105

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the one-year anniversary of the grant date, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 02:15 UTC
Lillie BrianDirector
GrantCommon Stock 4,064 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057058 · doc4.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,053

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the one-year anniversary of the grant date, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 02:12 UTC GrantCommon Stock 4,064 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057055 · doc4.xml · nonDerivative · entry 1

COVERT HAROLD L · CIK 0001229072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,064

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the one-year anniversary of the grant date, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 02:12 UTC GrantCommon Stock 4,064 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057056 · doc4.xml · nonDerivative · entry 1

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,824

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the one-year anniversary of the grant date, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 14, 2019 Filed Nov 19, 2019 17:38 UTC GrantCommon Stock 4,064 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057092 · doc4.xml · nonDerivative · entry 1

THOMAS SAMUEL F · CIK 0001266362 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,053

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the one-year anniversary of the grant date, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 12, 2019 Filed Nov 13, 2019 00:39 UTC
Lillie BrianDirector
SaleCommon Stock 3,017 $66.70 $201,233.90
Disclosure

SEC source: 0001209191-19-056226 · doc4.xml · nonDerivative · entry 2

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,989

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
November 11, 2019 Filed Nov 13, 2019 00:39 UTC
Lillie BrianDirector
SaleCommon Stock 3,983 $64.50 $256,903.50
Disclosure

SEC source: 0001209191-19-056226 · doc4.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,006

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 02:35 UTC
Hamel Judy GSVP, GC and Secretary
SaleCommon Stock 5,792 $65.00 $376,480.00
Disclosure

SEC source: 0001209191-19-055057 · doc4.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,795

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
October 31, 2019 Filed Nov 1, 2019 20:39 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 41,643 $61.04 $2,542,038.63
Disclosure

SEC source: 0001209191-19-054732 · doc4.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,893

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: These sales were executed in multiple trades at prices ranging from $60.92 to $61.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 20:40 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 22,887 $57.14 $1,307,763.18
Disclosure

SEC source: 0001209191-19-054517 · doc4.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,536

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:08 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 36,245 $53.54 $1,940,513.81
Disclosure

SEC source: 0001209191-19-051618 · doc4.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,423

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: These sales were executed in multiple trades at prices ranging from $53.12 to $53.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issue

Read SEC document
September 16, 2019 Filed Sep 17, 2019 21:34 UTC
Sepe Matthew JosephChief Accounting Officer
SaleCommon Stock 48 $58.26 $2,796.48
Disclosure

SEC source: 0001209191-19-049885 · doc4.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,081

F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:29 UTC
Reinhardt JasonEVP, Global Sales
SaleCommon Stock 3,790 $56.74 $215,044.60
Disclosure

SEC source: 0001209191-19-047874 · doc4.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,157

F2 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and PSUs.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:30 UTC
Sepe Matthew JosephChief Accounting Officer
SaleCommon Stock 479 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047876 · doc4.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,129

F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:30 UTC
Retort VincentEVP, Chief Operating Officer
SaleCommon Stock 8,904 $56.74 $505,212.96
Disclosure

SEC source: 0001209191-19-047875 · doc4.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,552

F2 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and PSUs.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:28 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 20,775 $56.74 $1,178,773.50
Disclosure

SEC source: 0001209191-19-047873 · doc4.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,668

F2 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and PSUs.

Read SEC document
August 28, 2019 Filed Aug 30, 2019 22:28 UTC
Hamel Judy GSVP, GC and Secretary
SaleCommon Stock 2,672 $56.74 $151,609.28
Disclosure

SEC source: 0001209191-19-047872 · doc4.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,587

F2 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and PSUs.

Read SEC document
August 22, 2019 Filed Aug 23, 2019 20:10 UTC
Reinhardt JasonEVP, Global Sales
SaleCommon Stock 25,000 $59.56 $1,489,000.00
Disclosure

SEC source: 0001209191-19-047279 · doc4.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,691

Read SEC document
August 22, 2019 Filed Aug 27, 2019 00:28 UTC
LOWE ALAN SDirector · Chief Executive Officer
GrantCommon Stock 68,168 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047452 · doc4.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,726

F1 · shares: These securities are restricted stock units (RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 22, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 22, 2019 Filed Aug 27, 2019 00:30 UTC
Sepe Matthew JosephChief Accounting Officer
GrantCommon Stock 9,089 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047455 · doc4.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,608

F1 · shares: These securities are restricted stock units (RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 22, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 22, 2019 Filed Aug 27, 2019 00:29 UTC
Retort VincentEVP, Chief Operating Officer
GrantCommon Stock 30,903 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047454 · doc4.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,006

F1 · shares: These securities are restricted stock units (RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 22, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 22, 2019 Filed Aug 27, 2019 00:29 UTC
Reinhardt JasonEVP, Global Sales
GrantCommon Stock 17,269 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047453 · doc4.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,960

F1 · shares: These securities are restricted stock units (RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 22, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 22, 2019 Filed Aug 27, 2019 00:28 UTC
Hamel Judy GSVP, GC and Secretary
GrantCommon Stock 10,452 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047451 · doc4.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,325

F1 · shares: These securities are restricted stock units (RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 22, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 22, 2019 Filed Aug 27, 2019 00:27 UTC
Ali WajidEVP & Chief Financial Officer
GrantCommon Stock 26,131 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047450 · doc4.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,059

F1 · shares: These securities are restricted stock units (RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 22, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 22, 2019 Filed Aug 30, 2019 22:29 UTC
Reinhardt JasonEVP, Global Sales
GrantCommon Stock 14,987 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047874 · doc4.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,947

F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 8, 2018. The PSUs vest as to 1/3 of the shares on August 28, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan

Read SEC document
August 22, 2019 Filed Aug 30, 2019 22:30 UTC
Retort VincentEVP, Chief Operating Officer
GrantCommon Stock 26,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047875 · doc4.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,456

F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 8, 2018. The PSUs vest as to 1/3 of the shares on August 28, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan

Read SEC document
August 22, 2019 Filed Aug 30, 2019 22:28 UTC
LOWE ALAN SDirector · Chief Executive Officer
GrantCommon Stock 61,717 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047873 · doc4.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,443

F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 8, 2018. The PSUs vest as to 1/3 of the shares on August 28, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan

Read SEC document
August 22, 2019 Filed Aug 30, 2019 22:28 UTC
Hamel Judy GSVP, GC and Secretary
GrantCommon Stock 7,934 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-047872 · doc4.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,259

F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 8, 2018. The PSUs vest as to 1/3 of the shares on August 28, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan

Read SEC document
August 22, 2019 Filed Dec 19, 2019 01:55 UTC Amendment
Ali WajidEVP & Chief Financial Officer
GrantCommon Stock 26,131 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061229 · doc4a.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,059

F1 · shares: These securities are restricted stock units (RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 22, 2020, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. The original Form 4 erroneously reported the RSUs vest as to 1/3 of the shares on August 22, 2019.

Read SEC document
August 22, 2019 Filed Dec 19, 2019 01:53 UTC Amendment
Sepe Matthew JosephChief Accounting Officer
GrantCommon Stock 9,089 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-061226 · doc4a.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,009

F1 · shares: These securities are restricted stock units (RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 22, 2020, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan. The original Form 4 erroneously reported the RSUs vest as to 1/3 of the shares on August 22, 2019.

F2 · balance_after: This share amount reflects the number of shares beneficially owned as of the filing date of this Form 4/A.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 01:36 UTC
Sepe Matthew JosephChief Accounting Officer
SaleCommon Stock 228 $60.29 $13,746.12
Disclosure

SEC source: 0001209191-19-046743 · doc4.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,519

F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 01:34 UTC
Reinhardt JasonEVP, Global Sales
SaleCommon Stock 975 $60.29 $58,782.75
Disclosure

SEC source: 0001209191-19-046741 · doc4.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,691

F2 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock awards and restricted stock units.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 01:35 UTC
Retort VincentEVP, Chief Operating Officer
SaleCommon Stock 3,915 $60.29 $236,035.35
Disclosure

SEC source: 0001209191-19-046742 · doc4.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,103

F2 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock awards and restricted stock units.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 01:34 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 8,574 $60.29 $516,926.46
Disclosure

SEC source: 0001209191-19-046740 · doc4.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,558

F2 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock awards and restricted stock units.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 01:33 UTC
Hamel Judy GSVP, GC and Secretary
SaleCommon Stock 513 $60.29 $30,928.77
Disclosure

SEC source: 0001209191-19-046739 · doc4.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,873

F2 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock awards and restricted stock units.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 01:34 UTC
Reinhardt JasonEVP, Global Sales
SaleCommon Stock 253 $58.26 $14,739.78
Disclosure

SEC source: 0001209191-19-046741 · doc4.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,666

F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of performance-based restricted stock units.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 01:35 UTC
Retort VincentEVP, Chief Operating Officer
SaleCommon Stock 993 $58.26 $57,852.18
Disclosure

SEC source: 0001209191-19-046742 · doc4.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,018

F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of performance-based restricted stock units.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 01:34 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 2,205 $58.26 $128,463.30
Disclosure

SEC source: 0001209191-19-046740 · doc4.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,132

F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of performance-based restricted stock units.

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August 16, 2019 Filed Aug 20, 2019 01:33 UTC
Hamel Judy GSVP, GC and Secretary
SaleCommon Stock 124 $58.26 $7,224.24
Disclosure

SEC source: 0001209191-19-046739 · doc4.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,386

F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of performance-based restricted stock units.

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August 13, 2019 Filed Aug 15, 2019 17:07 UTC
Sepe Matthew JosephChief Accounting Officer
SaleCommon Stock 4,811 $59.88 $288,082.68
Disclosure

SEC source: 0001209191-19-046061 · doc4.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,747

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August 08, 2019 Filed Aug 12, 2019 15:54 UTC
Hamel Judy GSVP, GC and Secretary
SaleCommon Stock 803 $60.00 $48,180.00
Disclosure

SEC source: 0001209191-19-045451 · doc4.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,510

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

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July 15, 2019 Filed Jul 16, 2019 22:45 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 1,466 $53.66 $78,665.56
Disclosure

SEC source: 0001633978-19-000067 · edgar.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,558

F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock.

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June 15, 2019 Filed Jun 18, 2019 00:19 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 184 $46.28 $8,515.52
Disclosure

SEC source: 0001633978-19-000065 · edgar.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,024

F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock.

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May 18, 2019 Filed May 20, 2019 23:25 UTC
LOWE ALAN SChief Executive Officer
Tax withholdingCommon Stock 919 $45.02 $41,373.38
Disclosure

SEC source: 0001633978-19-000046 · edgar.xml · nonDerivative · entry 3

LOWE ALAN S · CIK 0001234673 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,337

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

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May 18, 2019 Filed May 20, 2019 23:25 UTC
LOWE ALAN SChief Executive Officer
Tax withholdingCommon Stock 1,837 $45.02 $82,701.74
Disclosure

SEC source: 0001633978-19-000046 · edgar.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,256

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

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May 18, 2019 Filed May 22, 2019 00:23 UTC
Reinhardt JasonEVP, Global Sales
Tax withholdingCommon Stock 91 $45.02 $4,096.82
Disclosure

SEC source: 0001633978-19-000056 · edgar.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,919

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

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May 18, 2019 Filed May 22, 2019 00:23 UTC
Reinhardt JasonEVP, Global Sales
Tax withholdingCommon Stock 226 $45.02 $10,174.52
Disclosure

SEC source: 0001633978-19-000056 · edgar.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,010

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

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May 18, 2019 Filed May 22, 2019 00:49 UTC
Retort VincentEVP, Chief Operating Officer
Tax withholdingCommon Stock 322 $45.02 $14,496.44
Disclosure

SEC source: 0001633978-19-000059 · edgar.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,011

F1 · kind: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.