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Lumentum Holdings Inc.

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2957
SEC CIK
0001633978
Parsed reports
684

Last 12 months

Inside the activity.

0 purchase rows · 185 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202500
Jan 202600
Feb 2026062
Mar 202600
Apr 202600
May 2026043
Jun 202601
Jul 202600
Aug 2026048
Sep 2026020
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 18, 2020 Filed Feb 20, 2020 02:31 UTC
Retort VincentEVP, Chief Operating Officer
Tax withholdingCommon Stock 939 $84.68 $79,514.52
Disclosure

SEC source: 0001209191-20-010884 · doc4.xml · nonDerivative · entry 4

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,481

F4 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 02:30 UTC
Reinhardt JasonEVP, Global Sales
Tax withholdingCommon Stock 307 $84.68 $25,996.76
Disclosure

SEC source: 0001209191-20-010883 · doc4.xml · nonDerivative · entry 4

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,338

F4 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 02:29 UTC
LOWE ALAN SDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,676 $84.68 $226,603.68
Disclosure

SEC source: 0001209191-20-010882 · doc4.xml · nonDerivative · entry 4

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,957

F4 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 02:28 UTC
Hamel Judy GSVP, GC and Secretary
Tax withholdingCommon Stock 216 $84.68 $18,290.88
Disclosure

SEC source: 0001209191-20-010880 · doc4.xml · nonDerivative · entry 4

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,824

F4 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs.

Read SEC document
February 18, 2020 Filed Feb 21, 2020 02:37 UTC Amendment
LOWE ALAN SDirector · Chief Executive Officer
Tax withholdingCommon Stock 2,676 $84.68 $226,603.68
Disclosure

SEC source: 0001209191-20-011341 · doc4a.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,424

F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs.

Read SEC document
February 18, 2020 Filed Feb 25, 2020 23:09 UTC Amendment
Retort VincentEVP, Chief Operating Officer
Tax withholdingCommon Stock 939 $84.68 $79,514.52
Disclosure

SEC source: 0001209191-20-012691 · doc4a.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,301

F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs.

Read SEC document
February 18, 2020 Filed Feb 25, 2020 23:08 UTC Amendment
Reinhardt JasonEVP, Global Sales
Tax withholdingCommon Stock 307 $84.68 $25,996.76
Disclosure

SEC source: 0001209191-20-012690 · doc4a.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,079

F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs.

Read SEC document
February 18, 2020 Filed Feb 25, 2020 23:07 UTC Amendment
Hamel Judy GSVP, GC and Secretary
Tax withholdingCommon Stock 216 $84.68 $18,290.88
Disclosure

SEC source: 0001209191-20-012689 · doc4a.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,812

F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of RSUs.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 02:31 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 631 $87.00 $54,897.00
Disclosure

SEC source: 0001209191-20-010885 · doc4.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,330

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 02:31 UTC
Retort VincentEVP, Chief Operating Officer
Tax withholdingCommon Stock 2,217 $87.00 $192,879.00
Disclosure

SEC source: 0001209191-20-010884 · doc4.xml · nonDerivative · entry 3

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,420

F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSUs") and PSUs.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 02:31 UTC
Retort VincentEVP, Chief Operating Officer
GrantCommon Stock 2,205 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010884 · doc4.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,637

F2 · shares: Represents the acquisition of PSUs upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 8, 2018. The PSUs vested as to 1/3 of the shares on August 28, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Plan.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 02:31 UTC
Retort VincentEVP, Chief Operating Officer
GrantCommon Stock 1,975 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010884 · doc4.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,432

F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 18, 2017. The PSUs vested as to 1/3 of the shares on August 18, 2018, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan (the "Plan").

Read SEC document
February 15, 2020 Filed Feb 20, 2020 02:30 UTC
Reinhardt JasonEVP, Global Sales
Tax withholdingCommon Stock 862 $87.00 $74,994.00
Disclosure

SEC source: 0001209191-20-010883 · doc4.xml · nonDerivative · entry 3

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,645

F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSUs") and PSUs.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 02:30 UTC
Reinhardt JasonEVP, Global Sales
GrantCommon Stock 1,249 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010883 · doc4.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,507

F2 · shares: Represents the acquisition of PSUs upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 8, 2018. The PSUs vested as to 1/3 of the shares on August 28, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Plan.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 02:30 UTC
Reinhardt JasonEVP, Global Sales
GrantCommon Stock 1,024 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010883 · doc4.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,258

F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 18, 2017. The PSUs vested as to 1/3 of the shares on August 18, 2018, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan (the "Plan").

Read SEC document
February 15, 2020 Filed Feb 20, 2020 02:29 UTC
LOWE ALAN SDirector · Chief Executive Officer
Tax withholdingCommon Stock 7,306 $87.00 $635,622.00
Disclosure

SEC source: 0001209191-20-010882 · doc4.xml · nonDerivative · entry 3

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,633

F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSUs") and PSUs.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 02:29 UTC
LOWE ALAN SDirector · Chief Executive Officer
GrantCommon Stock 5,144 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010882 · doc4.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,939

F2 · shares: Represents the acquisition of PSUs upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 9, 2018. The PSUs vested as to 1/3 of the shares on August 28, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Plan.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 02:29 UTC
LOWE ALAN SDirector · Chief Executive Officer
GrantCommon Stock 4,389 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010882 · doc4.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,795

F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 18, 2017. The PSUs vested as to 1/3 of the shares on August 18, 2018, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan (the "Plan").

Read SEC document
February 15, 2020 Filed Feb 20, 2020 02:28 UTC
Hamel Judy GSVP, GC and Secretary
Tax withholdingCommon Stock 1,750 $87.00 $152,250.00
Disclosure

SEC source: 0001209191-20-010880 · doc4.xml · nonDerivative · entry 3

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,040

F3 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSUs") and PSUs.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 02:28 UTC
Hamel Judy GSVP, GC and Secretary
GrantCommon Stock 661 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010880 · doc4.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,790

F2 · shares: Represents the acquisition of PSUs upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on November 8, 2018. The PSUs vested as to 1/3 of the shares on August 28, 2019, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Plan.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 02:28 UTC
Hamel Judy GSVP, GC and Secretary
GrantCommon Stock 351 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-010880 · doc4.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,129

F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 18, 2017. The PSUs vested as to 1/3 of the shares on August 18, 2018, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan (the "Plan").

Read SEC document
February 15, 2020 Filed Feb 20, 2020 02:27 UTC
Ali WajidEVP & Chief Financial Officer
Tax withholdingCommon Stock 18,468 $87.00 $1,606,716.00
Disclosure

SEC source: 0001209191-20-010878 · doc4.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,729

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
February 15, 2020 Filed Feb 21, 2020 02:37 UTC Amendment
LOWE ALAN SDirector · Chief Executive Officer
Tax withholdingCommon Stock 7,306 $87.00 $635,622.00
Disclosure

SEC source: 0001209191-20-011341 · doc4a.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,100

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSUs") and performance stock units.

Read SEC document
February 15, 2020 Filed Feb 25, 2020 23:09 UTC Amendment
Retort VincentEVP, Chief Operating Officer
Tax withholdingCommon Stock 2,217 $87.00 $192,879.00
Disclosure

SEC source: 0001209191-20-012691 · doc4a.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,240

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSUs") and performance stock units.

Read SEC document
February 15, 2020 Filed Feb 25, 2020 23:08 UTC Amendment
Reinhardt JasonEVP, Global Sales
Tax withholdingCommon Stock 862 $87.00 $74,994.00
Disclosure

SEC source: 0001209191-20-012690 · doc4a.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,386

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSUs") and performance stock units.

Read SEC document
February 15, 2020 Filed Feb 25, 2020 23:07 UTC Amendment
Hamel Judy GSVP, GC and Secretary
Tax withholdingCommon Stock 1,750 $87.00 $152,250.00
Disclosure

SEC source: 0001209191-20-012689 · doc4a.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,028

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units ("RSUs") and performance stock units.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 21:54 UTC
Lillie BrianDirector
SaleCommon Stock 7,000 $87.76 $614,320.00
Disclosure

SEC source: 0001633978-20-000006 · edgardoc.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,989

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person

F2 · balance_after: Reflects 4,064 restricted stock units (RSUs) that have been moved from Table I and will be reported in Table II at the time of vest for ongoing reporting purposes. These RSUs will vest in November 2020. This is an administrative change and no transaction has occurred.

Read SEC document
February 05, 2020 Filed Jan 27, 2021 23:13 UTC Amendment
Lillie BrianDirector
SaleCommon Stock 7,000 $87.76 $614,320.00
Disclosure

SEC source: 0001209191-21-005740 · doc4a.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,053

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · balance_after: The original Form 4 incorrectly reported the number of shares held following the reported transaction as a result of indicating that 4,064 restricted stock units (RSUs) had been moved from Table I and would be reported in Table II at the time of vesting for ongoing reporting purposes. Such RSUs were not moved from Table I to Table II.

F3 · balance_after: The number of shares beneficially owned following the reported transaction is as of February 5, 2020.

Read SEC document
December 27, 2019 Filed Dec 31, 2019 23:28 UTC
Hamel Judy GSVP, GC and Secretary
SaleCommon Stock 3,113 $80.00 $249,040.00
Disclosure

SEC source: 0001209191-19-062327 · doc4.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,778

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
December 16, 2019 Filed Dec 19, 2019 02:02 UTC
Ali WajidEVP & Chief Financial Officer
SaleCommon Stock 8,862 $76.30 $676,170.60
Disclosure

SEC source: 0001209191-19-061232 · doc4.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,197

F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
December 16, 2019 Filed Dec 19, 2019 01:56 UTC
Sepe Matthew JosephChief Accounting Officer
SaleCommon Stock 48 $76.30 $3,662.40
Disclosure

SEC source: 0001209191-19-061230 · doc4.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,961

F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:16 UTC
Retort VincentEVP, Chief Operating Officer
SaleCommon Stock 46,931 $70.00 $3,285,170.00
Disclosure

SEC source: 0001209191-19-058107 · doc4.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,457

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
November 25, 2019 Filed Nov 26, 2019 21:15 UTC
Hamel Judy GSVP, GC and Secretary
SaleCommon Stock 3,841 $70.00 $268,870.00
Disclosure

SEC source: 0001209191-19-058105 · doc4.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,891

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
November 20, 2019 Filed Nov 22, 2019 23:25 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 2,685 $68.53 $184,003.05
Disclosure

SEC source: 0001209191-19-057859 · doc4.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,406

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
November 19, 2019 Filed Nov 20, 2019 02:56 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 2,184 $68.98 $150,652.32
Disclosure

SEC source: 0001209191-19-057367 · doc4.xml · nonDerivative · entry 4

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,037

Read SEC document
November 18, 2019 Filed Nov 20, 2019 02:59 UTC
Reinhardt JasonEVP, Global Sales
SaleCommon Stock 307 $68.91 $21,155.37
Disclosure

SEC source: 0001209191-19-057369 · doc4.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,234

F3 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 02:56 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 2,676 $68.91 $184,403.16
Disclosure

SEC source: 0001209191-19-057367 · doc4.xml · nonDerivative · entry 3

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,221

F3 · balance_after: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 03:00 UTC
Hamel Judy GSVP, GC and Secretary
SaleCommon Stock 216 $68.91 $14,884.56
Disclosure

SEC source: 0001209191-19-057371 · doc4.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,725

F3 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 02:59 UTC
Retort VincentEVP, Chief Operating Officer
SaleCommon Stock 1,204 $68.91 $82,967.64
Disclosure

SEC source: 0001209191-19-057370 · doc4.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,365

F3 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 02:58 UTC
Sepe Matthew JosephChief Accounting Officer
SaleCommon Stock 112 $68.91 $7,717.92
Disclosure

SEC source: 0001209191-19-057368 · doc4.xml · nonDerivative · entry 2

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,009

F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

Read SEC document
November 18, 2019 Filed Nov 20, 2019 21:43 UTC SaleCommon Stock 1,207 $68.87 $83,130.19
Disclosure

SEC source: 0001209191-19-057453 · doc4.xml · nonDerivative · entry 1

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,617

F1 · price: These sales were executed in multiple trades at prices ranging from $68.555 to $69.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
November 15, 2019 Filed Nov 20, 2019 02:59 UTC
Reinhardt JasonEVP, Global Sales
SaleCommon Stock 874 $68.59 $59,947.66
Disclosure

SEC source: 0001209191-19-057369 · doc4.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,541

F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units.

F2 · balance_after: The total share amount reflects 272 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2019 and the further disposition of 14 goal shares.

Read SEC document
November 15, 2019 Filed Nov 20, 2019 02:56 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 7,400 $68.59 $507,566.00
Disclosure

SEC source: 0001209191-19-057367 · doc4.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,897

F2 · balance_after: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units. The total share amount reflects the further disposition of 54 goal shares.

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November 15, 2019 Filed Nov 20, 2019 02:56 UTC
LOWE ALAN SDirector · Chief Executive Officer
GiftCommon Stock 572 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-057367 · doc4.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,351

F1 · balance_after: Includes 30 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2019.

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November 15, 2019 Filed Nov 20, 2019 03:00 UTC
Hamel Judy GSVP, GC and Secretary
SaleCommon Stock 847 $68.59 $58,095.73
Disclosure

SEC source: 0001209191-19-057371 · doc4.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,941

F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units.

F2 · balance_after: The total share amount reflects the further disposition of 7 goal shares.

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November 15, 2019 Filed Nov 20, 2019 02:59 UTC
Retort VincentEVP, Chief Operating Officer
SaleCommon Stock 3,221 $68.59 $220,928.39
Disclosure

SEC source: 0001209191-19-057370 · doc4.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,569

F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units.

F2 · balance_after: The total share amount reflects 261 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2019 and the further disposition of 23 goal shares.

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November 15, 2019 Filed Nov 20, 2019 02:58 UTC
Sepe Matthew JosephChief Accounting Officer
SaleCommon Stock 121 $68.59 $8,299.39
Disclosure

SEC source: 0001209191-19-057368 · doc4.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,121

F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units.

F2 · balance_after: The total share amount reflects 161 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2019.

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November 15, 2019 Filed Nov 22, 2019 23:23 UTC Amendment
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 7,400 $68.59 $507,566.00
Disclosure

SEC source: 0001209191-19-057857 · doc4a.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,951

F1 · balance_after: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units. Footnote (2) to the original Form 4 incorrectly reported the further disposition of 54 shares, which disposition did not occur.

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November 15, 2019 Filed Nov 26, 2019 02:29 UTC Amendment
Hamel Judy GSVP, GC and Secretary
SaleCommon Stock 847 $68.59 $58,095.73
Disclosure

SEC source: 0001209191-19-058024 · doc4a.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,948

F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units.

F2 · balance_after: Footnote (2) to the original Form 4 incorrectly reported the further disposition of 7 shares, which disposition did not occur. Accordingly, the correct ending balance to the original Form 4 should be 50,732 shares following the second transaction reported in such Form 4 to have occurred on November 18, 2019.

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November 15, 2019 Filed Nov 26, 2019 02:29 UTC Amendment
Reinhardt JasonEVP, Global Sales
SaleCommon Stock 874 $68.59 $59,947.66
Disclosure

SEC source: 0001209191-19-058025 · doc4a.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,555

F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units and performance-based restricted stock units.

F2 · balance_after: Footnote (2) to the original Form 4 incorrectly reported the further disposition of 14 shares, which disposition did not occur. Accordingly, the correct ending balance to the original Form 4 should be 64,248 shares following the second transaction reported in such Form 4 to have occurred on November 18, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.