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Lumentum Holdings Inc.

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Tapewire entity
2957
SEC CIK
0001633978
Parsed reports
684

Last 12 months

Inside the activity.

0 purchase rows · 185 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202500
Jan 202600
Feb 2026062
Mar 202600
Apr 202600
May 2026043
Jun 202601
Jul 202600
Aug 2026048
Sep 2026020
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 19, 2020 Filed Nov 21, 2020 01:10 UTC GrantCommon Stock 2,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059831 · doc4.xml · nonDerivative · entry 1

COVERT HAROLD L · CIK 0001229072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,666

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 19, 2021 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 17, 2020 Filed Nov 18, 2020 01:21 UTC
Ali WajidEVP & Chief Financial Officer
SaleCommon Stock 6,480 $82.50 $534,609.72
Disclosure

SEC source: 0001209191-20-058920 · doc4.xml · nonDerivative · entry 2

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,300

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: These sales were executed in multiple trades at prices ranging from $82.50 to $82.575. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
November 16, 2020 Filed Nov 18, 2020 01:44 UTC SaleCommon Stock 1,626 $82.38 $133,945.49
Disclosure

SEC source: 0001209191-20-058929 · doc4.xml · nonDerivative · entry 1

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,991

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: These sales were executed in multiple trades at prices ranging from $82.26 to $82.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:25 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 729 $83.69 $61,010.01
Disclosure

SEC source: 0001209191-20-058927 · doc4.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,305

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Includes 99 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2020

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:24 UTC
Retort VincentEVP, Chief Operating Officer
Tax withholdingCommon Stock 4,273 $83.69 $357,607.37
Disclosure

SEC source: 0001209191-20-058926 · doc4.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,345

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

F2 · balance_after: Includes 142 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2020.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:21 UTC
Ali WajidEVP & Chief Financial Officer
Tax withholdingCommon Stock 7,209 $83.69 $603,321.21
Disclosure

SEC source: 0001209191-20-058920 · doc4.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,780

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:23 UTC
LOWE ALAN SDirector · Chief Executive Officer
Tax withholdingCommon Stock 9,702 $83.69 $811,960.38
Disclosure

SEC source: 0001209191-20-058923 · doc4.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,925

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

F2 · balance_after: Includes 15 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2020

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:22 UTC
Hamel Judy GSVP, GC and Secretary
Tax withholdingCommon Stock 1,593 $83.69 $133,318.17
Disclosure

SEC source: 0001209191-20-058922 · doc4.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,241

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
November 15, 2020 Filed Nov 18, 2020 01:24 UTC
Reinhardt JasonEVP, Global Sales
Tax withholdingCommon Stock 1,716 $83.69 $143,612.04
Disclosure

SEC source: 0001209191-20-058925 · doc4.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,757

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

F2 · balance_after: Includes 183 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on November 15, 2020.

Read SEC document
November 09, 2020 Filed Nov 9, 2020 21:06 UTC SaleCommon Stock 4,064 $90.75 $368,808.00
Disclosure

SEC source: 0001209191-20-057436 · doc4.xml · nonDerivative · entry 1

COVERT HAROLD L · CIK 0001229072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
November 06, 2020 Filed Nov 9, 2020 21:07 UTC
Reinhardt JasonEVP, Global Sales
SaleCommon Stock 10,000 $89.00 $890,000.00
Disclosure

SEC source: 0001209191-20-057437 · doc4.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,290

F1 · kind: These sales were executed in multiple trades at prices ranging from $89.00 to $89.035. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 22:42 UTC
LOWE ALAN SDirector · Chief Executive Officer
GiftCommon Stock 316 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-057333 · doc4.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,612

Read SEC document
November 05, 2020 Filed Nov 6, 2020 22:41 UTC
Lillie BrianDirector
SaleCommon Stock 400 $88.63 $35,451.00
Disclosure

SEC source: 0001209191-20-057332 · doc4.xml · nonDerivative · entry 3

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,489

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: These sales were executed in multiple trades at prices ranging from $88.545 to $88.74. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 22:41 UTC
Lillie BrianDirector
SaleCommon Stock 905 $88.03 $79,663.26
Disclosure

SEC source: 0001209191-20-057332 · doc4.xml · nonDerivative · entry 2

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,889

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: These sales were executed in multiple trades at prices ranging from $87.555 to $88.535. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 22:41 UTC
Lillie BrianDirector
SaleCommon Stock 2,195 $86.97 $190,908.37
Disclosure

SEC source: 0001209191-20-057332 · doc4.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,794

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: These sales were executed in multiple trades at prices ranging from $86.55 to $87.535. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 22:40 UTC
Hamel Judy GSVP, GC and Secretary
SaleCommon Stock 4,098 $90.00 $368,820.00
Disclosure

SEC source: 0001209191-20-057331 · doc4.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,834

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 22:40 UTC
Hamel Judy GSVP, GC and Secretary
SaleCommon Stock 2,755 $85.00 $234,175.00
Disclosure

SEC source: 0001209191-20-057331 · doc4.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,932

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
September 19, 2020 Filed Sep 22, 2020 21:19 UTC GrantCommon Stock 2,239 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051513 · doc4.xml · nonDerivative · entry 1

Wong Janet S. · CIK 0001605432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,239

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. One-third of the RSUs shall vest on September 12, 2021 and each year thereafter, subject to the Reporting Person continuing as a Service Provider through each such date, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 21:54 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 67 $71.94 $4,819.98
Disclosure

SEC source: 0001209191-20-050753 · doc4.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,935

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 00:27 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 1,398 $87.08 $121,743.57
Disclosure

SEC source: 0001209191-20-048170 · doc4.xml · nonDerivative · entry 3

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,928

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: These sales were executed in multiple trades at prices ranging from $86.94 to $87.125. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 00:27 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 17,199 $86.21 $1,482,791.15
Disclosure

SEC source: 0001209191-20-048170 · doc4.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,326

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: These sales were executed in multiple trades at prices ranging from $85.78 to $86.735. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 00:24 UTC
Ali WajidEVP & Chief Financial Officer
SaleCommon Stock 507 $87.08 $44,150.57
Disclosure

SEC source: 0001209191-20-048168 · doc4.xml · nonDerivative · entry 3

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,989

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: These sales were executed in multiple trades at prices ranging from $86.94 to $87.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
August 24, 2020 Filed Aug 25, 2020 00:24 UTC
Ali WajidEVP & Chief Financial Officer
SaleCommon Stock 6,187 $86.21 $533,352.19
Disclosure

SEC source: 0001209191-20-048168 · doc4.xml · nonDerivative · entry 2

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,496

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: These sales were executed in multiple trades at prices ranging from $85.78 to $86.665. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
August 22, 2020 Filed Aug 25, 2020 00:30 UTC
Retort VincentEVP, Chief Operating Officer
Tax withholdingCommon Stock 8,292 $85.74 $710,956.08
Disclosure

SEC source: 0001209191-20-048172 · doc4.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,476

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
August 22, 2020 Filed Aug 25, 2020 00:27 UTC
LOWE ALAN SDirector · Chief Executive Officer
Tax withholdingCommon Stock 18,290 $85.74 $1,568,184.60
Disclosure

SEC source: 0001209191-20-048170 · doc4.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,525

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
August 22, 2020 Filed Aug 25, 2020 00:29 UTC
Reinhardt JasonEVP, Global Sales
Tax withholdingCommon Stock 3,678 $85.74 $315,351.72
Disclosure

SEC source: 0001209191-20-048171 · doc4.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,290

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
August 22, 2020 Filed Aug 25, 2020 00:26 UTC
Hamel Judy GSVP, GC and Secretary
Tax withholdingCommon Stock 2,805 $85.74 $240,500.70
Disclosure

SEC source: 0001209191-20-048169 · doc4.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,687

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
August 22, 2020 Filed Aug 25, 2020 00:24 UTC
Ali WajidEVP & Chief Financial Officer
Tax withholdingCommon Stock 7,446 $85.74 $638,420.04
Disclosure

SEC source: 0001209191-20-048168 · doc4.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,683

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
August 20, 2020 Filed Aug 20, 2020 23:50 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 600 $86.14 $51,682.80
Disclosure

SEC source: 0001209191-20-047826 · doc4.xml · nonDerivative · entry 9

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,815

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F10 · price: These sales were executed in multiple trades at prices ranging from $86.06 to $86.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
August 20, 2020 Filed Aug 20, 2020 23:50 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 2,119 $85.67 $181,530.49
Disclosure

SEC source: 0001209191-20-047826 · doc4.xml · nonDerivative · entry 8

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,415

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F9 · price: These sales were executed in multiple trades at prices ranging from $85.055 to $86.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 23:50 UTC
LOWE ALAN SDirector · Chief Executive Officer
GrantCommon Stock 49,390 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047826 · doc4.xml · nonDerivative · entry 7

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,534

F8 · shares: These securities are restricted stock units (RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 19, 2021, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 23:50 UTC
LOWE ALAN SDirector · Chief Executive Officer
GrantCommon Stock 42,492 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047826 · doc4.xml · nonDerivative · entry 6

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,144

F7 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 22, 2019. The PSUs vest as to 1/3 of the shares on August 22, 2020, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 20:12 UTC
Sepe Matthew JosephChief Accounting Officer
GrantCommon Stock 5,021 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047912 · doc4.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,002

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 19, 2021, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 20:11 UTC
Retort VincentEVP, Chief Operating Officer
GrantCommon Stock 21,754 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047907 · doc4.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,768

F2 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 19, 2021, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 20:11 UTC
Retort VincentEVP, Chief Operating Officer
GrantCommon Stock 19,262 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047907 · doc4.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,014

F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 22, 2019. The PSUs vest as to 1/3 of the shares on August 22, 2020, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 20:10 UTC
Reinhardt JasonEVP, Global Sales
GrantCommon Stock 12,935 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047906 · doc4.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,968

F2 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 19, 2021, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 20:10 UTC
Reinhardt JasonEVP, Global Sales
GrantCommon Stock 10,764 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047906 · doc4.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,033

F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 22, 2019. The PSUs vest as to 1/3 of the shares on August 22, 2020, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 20:10 UTC
Hamel Judy GSVP, GC and Secretary
GrantCommon Stock 8,819 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047905 · doc4.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,492

F2 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 19, 2021, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

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August 19, 2020 Filed Aug 21, 2020 20:10 UTC
Hamel Judy GSVP, GC and Secretary
GrantCommon Stock 6,516 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047905 · doc4.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,673

F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 22, 2019. The PSUs vest as to 1/3 of the shares on August 22, 2020, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

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August 19, 2020 Filed Aug 21, 2020 20:09 UTC
Ali WajidEVP & Chief Financial Officer
GrantCommon Stock 17,786 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047904 · doc4.xml · nonDerivative · entry 2

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,129

F2 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. The RSUs vest as to 1/3 of the shares on August 19, 2021, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

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August 19, 2020 Filed Aug 21, 2020 20:09 UTC
Ali WajidEVP & Chief Financial Officer
GrantCommon Stock 16,288 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047904 · doc4.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,343

F1 · shares: Represents the acquisition of performance stock units ("PSUs") upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 22, 2019. The PSUs vest as to 1/3 of the shares on August 22, 2020, and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

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August 18, 2020 Filed Aug 18, 2020 23:41 UTC
Sepe Matthew JosephChief Accounting Officer
SaleCommon Stock 306 $90.41 $27,666.47
Disclosure

SEC source: 0001209191-20-047343 · doc4.xml · nonDerivative · entry 3

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,981

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August 18, 2020 Filed Aug 18, 2020 23:41 UTC
Sepe Matthew JosephChief Accounting Officer
SaleCommon Stock 5,671 $88.98 $504,605.58
Disclosure

SEC source: 0001209191-20-047343 · doc4.xml · nonDerivative · entry 2

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,287

F2 · price: These sales were executed in multiple trades at prices ranging from $88.9747 to $88.9811. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

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August 18, 2020 Filed Aug 18, 2020 23:41 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 320 $87.19 $27,900.80
Disclosure

SEC source: 0001209191-20-047343 · doc4.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,958

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

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August 18, 2020 Filed Aug 18, 2020 23:41 UTC
Ali WajidEVP & Chief Financial Officer
SaleCommon Stock 1,032 $90.19 $93,074.02
Disclosure

SEC source: 0001209191-20-047342 · doc4.xml · nonDerivative · entry 4

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,055

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F5 · price: These sales were executed in multiple trades at prices ranging from $90.10 to $90.27. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

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August 18, 2020 Filed Aug 18, 2020 23:41 UTC
Ali WajidEVP & Chief Financial Officer
SaleCommon Stock 820 $88.88 $72,884.88
Disclosure

SEC source: 0001209191-20-047342 · doc4.xml · nonDerivative · entry 3

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,087

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: These sales were executed in multiple trades at prices ranging from $88.74 to $89.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

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August 18, 2020 Filed Aug 18, 2020 23:41 UTC
Ali WajidEVP & Chief Financial Officer
SaleCommon Stock 1,990 $88.38 $175,874.21
Disclosure

SEC source: 0001209191-20-047342 · doc4.xml · nonDerivative · entry 2

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,907

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: These sales were executed in multiple trades at prices ranging from $87.72 to $88.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

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August 18, 2020 Filed Aug 18, 2020 23:41 UTC
Ali WajidEVP & Chief Financial Officer
SaleCommon Stock 965 $87.15 $84,095.89
Disclosure

SEC source: 0001209191-20-047342 · doc4.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,897

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: These sales were executed in multiple trades at prices ranging from $86.65 to $87.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

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August 18, 2020 Filed Aug 20, 2020 23:50 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 1,495 $90.22 $134,877.41
Disclosure

SEC source: 0001209191-20-047826 · doc4.xml · nonDerivative · entry 5

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,652

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F6 · price: These sales were executed in multiple trades at prices ranging from $90.13 to $90.31. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

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August 18, 2020 Filed Aug 20, 2020 23:50 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 1,401 $89.03 $124,733.83
Disclosure

SEC source: 0001209191-20-047826 · doc4.xml · nonDerivative · entry 4

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,147

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F5 · price: These sales were executed in multiple trades at prices ranging from $88.76 to $89.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.