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Lumentum Holdings Inc.

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Tapewire entity
2957
SEC CIK
0001633978
Parsed reports
684

Last 12 months

Inside the activity.

0 purchase rows · 185 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202500
Jan 202600
Feb 2026062
Mar 202600
Apr 202600
May 2026043
Jun 202601
Jul 202600
Aug 2026048
Sep 2026020
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 19, 2021 Filed Aug 21, 2021 00:49 UTC
Ali WajidEVP & Chief Financial Officer
Tax withholdingCommon Stock 6,295 $84.96 $534,823.20
Disclosure

SEC source: 0001633978-21-000047 · wf-form4_162950692103930.xml · nonDerivative · entry 2

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,019

F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
August 18, 2021 Filed Aug 21, 2021 00:52 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 580 $81.67 $47,368.60
Disclosure

SEC source: 0001633978-21-000048 · wf-form4_162950712697030.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,258

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
August 18, 2021 Filed Aug 21, 2021 00:49 UTC
Ali WajidEVP & Chief Financial Officer
SaleCommon Stock 6,481 $82.50 $534,682.50
Disclosure

SEC source: 0001633978-21-000047 · wf-form4_162950692103930.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,314

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 23:38 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 508 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000046 · wf-form4_162924348837953.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,838

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 23:33 UTC
Retort VincentEVP, Chief Operating Officer
Tax withholdingCommon Stock 4,271 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000045 · wf-form4_162924318432470.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,508

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 23:30 UTC
Reinhardt JasonEVP, Global Sales
Tax withholdingCommon Stock 1,899 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000044 · wf-form4_162924300341215.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,762

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 23:27 UTC
LOWE ALAN SDirector · Chief Executive Officer
Tax withholdingCommon Stock 9,700 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000043 · wf-form4_162924281054970.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,042

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 23:23 UTC
Hamel Judy GSVP, GC and Secretary
Tax withholdingCommon Stock 1,591 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000042 · wf-form4_162924261641606.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,648

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
August 15, 2021 Filed Aug 17, 2021 23:15 UTC
Ali WajidEVP & Chief Financial Officer
Tax withholdingCommon Stock 7,209 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000041 · wf-form4_162924211162961.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,795

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 17:55 UTC
Retort VincentEVP, Chief Operating Officer
GrantCommon Stock 22,117 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000040 · wf-form4_162879088911187.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,779

F1 · shares: Represents the acquisition of performance stock units (PSUs) upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 19, 2020. 1/3 of shares shall vest one year from the grant date and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 17:50 UTC
Reinhardt JasonEVP, Global Sales
GrantCommon Stock 13,151 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000039 · wf-form4_162879064196543.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,661

F1 · shares: Represents the acquisition of performance stock units (PSUs) upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 19, 2020. 1/3 of shares shall vest one year from the grant date and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 17:48 UTC
LOWE ALAN SDirector · Chief Executive Officer
GrantCommon Stock 49,710 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000038 · wf-form4_162879046591203.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,742

F1 · shares: Represents the acquisition of performance stock units (PSUs) upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 19, 2020. 1/3 of shares shall vest one year from the grant date and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 17:44 UTC
Hamel Judy GSVP, GC and Secretary
GrantCommon Stock 8,967 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000037 · wf-form4_162879027312641.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,239

F1 · shares: Represents the acquisition of performance stock units (PSUs) upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 19, 2020. 1/3 of shares shall vest one year from the grant date and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 17:42 UTC
Ali WajidEVP & Chief Financial Officer
GrantCommon Stock 18,083 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000036 · wf-form4_162879010575234.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,004

F1 · shares: Represents the acquisition of performance stock units (PSUs) upon the determination of the Board of Directors of the Issuer that the performance conditions were met with respect to PSUs granted to the Reporting Person on August 19, 2020. 1/3 of shares shall vest one year from the grant date and the remaining shares shall vest in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 20:25 UTC GrantCommon Stock 2,556 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000035 · wf-form4_162517110315171.xml · nonDerivative · entry 1

Harris Isaac Hosojiro · CIK 0001866503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,556

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. The RSU shall vest 1/3 each year from the date of June 2, 2021 when the individual was appointed as a Board of Director to Lumentum Holdings.

Read SEC document
June 15, 2021 Filed Jun 16, 2021 22:27 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 47 $81.32 $3,822.04
Disclosure

SEC source: 0001633978-21-000033 · wf-form4_162388242908832.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,346

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 20:44 UTC
Ali WajidEVP & Chief Financial Officer
SaleCommon Stock 6,481 $82.50 $534,682.50
Disclosure

SEC source: 0001633978-21-000027 · wf-form4_162309866184740.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,921

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
May 15, 2021 Filed May 18, 2021 00:29 UTC
Retort VincentEVP, Chief Operating Officer
GrantCommon Stock 209 $59.54 $12,443.86
Disclosure

SEC source: 0001633978-21-000019 · wf-form4_162129773185592.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,662

F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan.

Read SEC document
May 15, 2021 Filed May 18, 2021 00:29 UTC
Retort VincentEVP, Chief Operating Officer
Tax withholdingCommon Stock 4,271 $70.05 $299,183.55
Disclosure

SEC source: 0001633978-21-000019 · wf-form4_162129773185592.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,453

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
May 15, 2021 Filed May 18, 2021 00:33 UTC
Sepe Matthew JosephChief Accounting Officer
GrantCommon Stock 251 $59.54 $14,944.54
Disclosure

SEC source: 0001633978-21-000021 · wf-form4_162129799947804.xml · nonDerivative · entry 2

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,393

F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan.

Read SEC document
May 15, 2021 Filed May 18, 2021 00:33 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 509 $70.05 $35,655.45
Disclosure

SEC source: 0001633978-21-000021 · wf-form4_162129799947804.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,142

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
May 15, 2021 Filed May 18, 2021 00:25 UTC
Reinhardt JasonEVP, Global Sales
GrantCommon Stock 186 $59.54 $11,074.44
Disclosure

SEC source: 0001633978-21-000017 · wf-form4_162129752235040.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,510

F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan.

Read SEC document
May 15, 2021 Filed May 18, 2021 00:25 UTC
Reinhardt JasonEVP, Global Sales
Tax withholdingCommon Stock 1,716 $70.05 $120,205.80
Disclosure

SEC source: 0001633978-21-000017 · wf-form4_162129752235040.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,324

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
May 15, 2021 Filed May 18, 2021 00:21 UTC
LOWE ALAN SDirector · Chief Executive Officer
GrantCommon Stock 268 $59.54 $15,956.72
Disclosure

SEC source: 0001633978-21-000015 · wf-form4_162129724462922.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,032

F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan.

Read SEC document
May 15, 2021 Filed May 18, 2021 00:21 UTC
LOWE ALAN SDirector · Chief Executive Officer
Tax withholdingCommon Stock 9,700 $70.05 $679,485.00
Disclosure

SEC source: 0001633978-21-000015 · wf-form4_162129724462922.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,764

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
May 15, 2021 Filed May 18, 2021 00:17 UTC
Hamel Judy GSVP, GC and Secretary
GrantCommon Stock 178 $59.54 $10,598.12
Disclosure

SEC source: 0001633978-21-000013 · wf-form4_162129702958875.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,272

F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan.

Read SEC document
May 15, 2021 Filed May 18, 2021 00:17 UTC
Hamel Judy GSVP, GC and Secretary
Tax withholdingCommon Stock 2,687 $70.05 $188,224.35
Disclosure

SEC source: 0001633978-21-000013 · wf-form4_162129702958875.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,094

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
May 15, 2021 Filed May 18, 2021 00:13 UTC
Ali WajidEVP & Chief Financial Officer
Tax withholdingCommon Stock 7,209 $70.05 $504,990.45
Disclosure

SEC source: 0001633978-21-000011 · wf-form4_162129676650389.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,402

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:49 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 47 $90.38 $4,247.86
Disclosure

SEC source: 0001633978-21-000006 · wf-form4_161592777804514.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,651

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 01:37 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 3,836 $93.90 $360,193.50
Disclosure

SEC source: 0001209191-21-011590 · doc4.xml · nonDerivative · entry 3

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,464

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F5 · price: These sales were executed in multiple trades at prices ranging from $93.51 to $94.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 01:37 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 6,026 $93.06 $560,805.47
Disclosure

SEC source: 0001209191-21-011590 · doc4.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,300

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: These sales were executed in multiple trades at prices ranging from $92.515 to $93.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 01:35 UTC
Ali WajidEVP & Chief Financial Officer
SaleCommon Stock 2,230 $93.94 $209,489.55
Disclosure

SEC source: 0001209191-21-011588 · doc4.xml · nonDerivative · entry 3

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,611

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F4 · price: These sales were executed in multiple trades at prices ranging from $93.53 to $94.19. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
February 17, 2021 Filed Feb 18, 2021 01:35 UTC
Ali WajidEVP & Chief Financial Officer
SaleCommon Stock 4,250 $93.04 $395,433.60
Disclosure

SEC source: 0001209191-21-011588 · doc4.xml · nonDerivative · entry 2

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,841

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: These sales were executed in multiple trades at prices ranging from $92.51 to $93.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Read SEC document
February 15, 2021 Filed Feb 18, 2021 01:39 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 537 $93.95 $50,451.15
Disclosure

SEC source: 0001209191-21-011595 · doc4.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,698

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

F2 · balance_after: Ownership is restated pursuant to an internal audit of the Reporting Person's holdings.

Read SEC document
February 15, 2021 Filed Feb 18, 2021 01:38 UTC
Retort VincentEVP, Chief Operating Officer
Tax withholdingCommon Stock 2,989 $93.95 $280,816.55
Disclosure

SEC source: 0001209191-21-011594 · doc4.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,724

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

F2 · balance_after: Ownership is restated pursuant to an internal audit of the Reporting Person's holdings.

Read SEC document
February 15, 2021 Filed Feb 18, 2021 01:37 UTC
LOWE ALAN SDirector · Chief Executive Officer
Tax withholdingCommon Stock 9,702 $93.95 $911,502.90
Disclosure

SEC source: 0001209191-21-011590 · doc4.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,326

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

F2 · balance_after: Ownership is restated pursuant to an internal audit of the Reporting Person's holdings.

Read SEC document
February 15, 2021 Filed Feb 18, 2021 01:37 UTC
Reinhardt JasonEVP, Global Sales
Tax withholdingCommon Stock 1,712 $93.95 $160,842.40
Disclosure

SEC source: 0001209191-21-011592 · doc4.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,040

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

F2 · balance_after: Ownership is restated pursuant to an internal audit of the Reporting Person's holdings.

Read SEC document
February 15, 2021 Filed Feb 18, 2021 01:36 UTC
Hamel Judy GSVP, GC and Secretary
Tax withholdingCommon Stock 1,592 $93.95 $149,568.40
Disclosure

SEC source: 0001209191-21-011589 · doc4.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,781

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

F2 · balance_after: Ownership is restated pursuant to an internal audit of the Reporting Person's holdings.

Read SEC document
February 15, 2021 Filed Feb 18, 2021 01:35 UTC
Ali WajidEVP & Chief Financial Officer
Tax withholdingCommon Stock 7,209 $93.95 $677,285.55
Disclosure

SEC source: 0001209191-21-011588 · doc4.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,091

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
February 15, 2021 Filed May 17, 2023 21:24 UTC
Ali WajidEVP & Chief Financial Officer
Tax withholding05/15/2023 2,279 $45.12 $102,828.48
Disclosure

SEC source: 0001209191-23-030293 · doc4.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,501

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 02:04 UTC
Retort VincentEVP, Chief Operating Officer
SaleCommon Stock 4,451 $110.00 $489,610.00
Disclosure

SEC source: 0001209191-21-003499 · doc4.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,730

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

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December 28, 2020 Filed Dec 29, 2020 21:35 UTC
Retort VincentEVP, Chief Operating Officer
SaleCommon Stock 11,164 $100.00 $1,116,400.00
Disclosure

SEC source: 0001209191-20-065368 · doc4.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,181

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

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December 15, 2020 Filed Dec 17, 2020 00:05 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 67 $93.98 $6,296.66
Disclosure

SEC source: 0001209191-20-063895 · doc4.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,238

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

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December 07, 2020 Filed Dec 9, 2020 00:05 UTC
Hamel Judy GSVP, GC and Secretary
SaleCommon Stock 4,865 $90.00 $437,850.00
Disclosure

SEC source: 0001209191-20-062362 · doc4.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,376

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

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November 30, 2020 Filed Dec 1, 2020 00:42 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 9,764 $84.84 $828,377.76
Disclosure

SEC source: 0001209191-20-060808 · doc4.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,063

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

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November 27, 2020 Filed Dec 1, 2020 00:42 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 98 $84.84 $8,314.32
Disclosure

SEC source: 0001209191-20-060808 · doc4.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,827

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

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November 19, 2020 Filed Nov 21, 2020 01:11 UTC GrantCommon Stock 2,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059835 · doc4.xml · nonDerivative · entry 1

Johnson Julia Suzanne · CIK 0001722289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,166

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 19, 2021 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

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November 19, 2020 Filed Nov 21, 2020 01:12 UTC
Small IanDirector
GrantCommon Stock 2,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059838 · doc4.xml · nonDerivative · entry 1

Small Ian · CIK 0001714910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,771

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 19, 2021 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

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November 19, 2020 Filed Nov 21, 2020 01:12 UTC
Lillie BrianDirector
GrantCommon Stock 2,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059836 · doc4.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,155

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 19, 2021 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

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November 19, 2020 Filed Nov 21, 2020 01:11 UTC GrantCommon Stock 2,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-059833 · doc4.xml · nonDerivative · entry 1

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,657

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 19, 2021 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.