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Lumentum Holdings Inc.

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Tapewire entity
2957
SEC CIK
0001633978
Parsed reports
684

Last 12 months

Inside the activity.

0 purchase rows · 185 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202500
Jan 202600
Feb 2026062
Mar 202600
Apr 202600
May 2026043
Jun 202601
Jul 202600
Aug 2026048
Sep 2026020
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2022 Filed Feb 17, 2022 22:12 UTC
Ali WajidEVP & Chief Financial Officer
Tax withholdingCommon Stock 8,824 $97.15 $857,251.60
Disclosure

SEC source: 0001633978-22-000007 · wf-form4_164513593937872.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,094

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:01 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 446 $97.15 $43,328.90
Disclosure

SEC source: 0001633978-22-000005 · wf-form4_164513525458996.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,719

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:06 UTC
LOWE ALAN SDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,669 $97.15 $842,193.35
Disclosure

SEC source: 0001633978-22-000006 · wf-form4_164513553516462.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,796

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:49 UTC
Reinhardt JasonEVP, Global Sales
Tax withholdingCommon Stock 1,616 $97.15 $156,994.40
Disclosure

SEC source: 0001633978-22-000003 · wf-form4_164513456470636.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,409

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:58 UTC
Retort VincentEVP, Chief Operating Officer
Tax withholdingCommon Stock 2,749 $97.15 $267,065.35
Disclosure

SEC source: 0001633978-22-000004 · wf-form4_164513504969657.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,355

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 21:46 UTC
Hamel Judy GSVP, GC and Secretary
Tax withholdingCommon Stock 1,712 $97.15 $166,320.80
Disclosure

SEC source: 0001633978-22-000002 · wf-form4_164513439042190.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,460

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
February 06, 2022 Filed Feb 7, 2022 22:20 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 152 $90.40 $13,740.80
Disclosure

SEC source: 0001633978-22-000001 · wf-form4_164427240145720.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,165

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 23:08 UTC
Hamel Judy GSVP, GC and Secretary
SaleCommon Stock 5,011 $95.00 $476,045.00
Disclosure

SEC source: 0001633978-21-000097 · wf-form4_163917768940774.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,172

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 22:52 UTC SaleCommon Stock 1,066 $91.22 $97,240.52
Disclosure

SEC source: 0001633978-21-000096 · wf-form4_163770793375701.xml · nonDerivative · entry 1

Johnson Julia Suzanne · CIK 0001722289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,718

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 22:11 UTC GrantCommon Stock 2,618 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000086 · wf-form4_163761908728492.xml · nonDerivative · entry 1

Harris Isaac Hosojiro · CIK 0001866503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,174

F1 · kind: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 19, 2022 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 22:16 UTC GrantCommon Stock 2,618 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000088 · wf-form4_163761935110259.xml · nonDerivative · entry 1

Johnson Julia Suzanne · CIK 0001722289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,784

F1 · kind: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 19, 2022 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 22:23 UTC
Small IanDirector
GrantCommon Stock 2,618 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000092 · wf-form4_163761977532323.xml · nonDerivative · entry 1

Small Ian · CIK 0001714910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,389

F1 · kind: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 19, 2022 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 22:27 UTC GrantCommon Stock 2,618 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000094 · wf-form4_163762003391177.xml · nonDerivative · entry 1

Wong Janet S. · CIK 0001605432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,857

F1 · kind: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 19, 2022 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 22:19 UTC
Lillie BrianDirector
GrantCommon Stock 2,618 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000090 · wf-form4_163761954458838.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,837

F1 · kind: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 19, 2022 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 22:08 UTC GrantCommon Stock 2,618 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000084 · wf-form4_163761886926230.xml · nonDerivative · entry 1

COVERT HAROLD L · CIK 0001229072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,284

F1 · kind: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 19, 2022 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 22:03 UTC SaleCommon Stock 1,066 $90.56 $96,532.38
Disclosure

SEC source: 0001633978-21-000082 · wf-form4_163761858470524.xml · nonDerivative · entry 4

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Living Trust

Disclosed balance after: 36,760

F4 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F5 · price: The sale price represents the weighted average sale price. The Company can provide the full information regarding the number of shares sold at each separate price upon further request.

F2 · ownership.nature: These securities are held by Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust U/A/D 6/14/2001.

Read SEC document
November 19, 2021 Filed Nov 22, 2021 22:03 UTC GrantCommon Stock 2,618 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000082 · wf-form4_163761858470524.xml · nonDerivative · entry 3

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,618

F3 · kind: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 19, 2022 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 18, 2021 Filed Nov 23, 2021 01:22 UTC
Sepe Matthew JosephChief Accounting Officer
GrantCommon Stock 8,926 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000095 · wf-form4_163763053927072.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,317

F1 · kind: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight equal (8) quarterly installments thereafter on the 15th of February, May and August, and November subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:03 UTC GiftCommon Stock 2,666 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000082 · wf-form4_163761858470524.xml · nonDerivative · entry 2

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Living Trust

Disclosed balance after: 37,826

F2 · ownership.nature: These securities are held by Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust U/A/D 6/14/2001.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:03 UTC GiftCommon Stock 2,666 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000082 · wf-form4_163761858470524.xml · nonDerivative · entry 1

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transactions involved a gift of securities by the reporting person to the Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust, a living trust for which the reporting person's spouse is the trustee.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 21:59 UTC
Reinhardt JasonEVP, Global Sales
GiftCommon Stock 5,554 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000081 · wf-form4_163761833059106.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,025

Read SEC document
November 17, 2021 Filed Nov 17, 2021 23:18 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 8,810 $90.90 $800,829.00
Disclosure

SEC source: 0001633978-21-000074 · wf-form4_163719108156813.xml · nonDerivative · entry 3

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,465

F3 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

Read SEC document
November 17, 2021 Filed Nov 17, 2021 23:08 UTC
Ali WajidEVP & Chief Financial Officer
SaleCommon Stock 7,893 $89.37 $705,425.04
Disclosure

SEC source: 0001633978-21-000071 · wf-form4_163719046416356.xml · nonDerivative · entry 2

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,918

F2 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: The sale price represents the weighted average sale price. The Company can provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:33 UTC
Sepe Matthew JosephChief Accounting Officer
GrantCommon Stock 59 $61.35 $3,619.65
Disclosure

SEC source: 0001633978-21-000080 · wf-form4_163719197646433.xml · nonDerivative · entry 2

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,391

F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:33 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 536 $90.06 $48,272.16
Disclosure

SEC source: 0001633978-21-000080 · wf-form4_163719197646433.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,332

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:28 UTC
Retort VincentEVP, Chief Operating Officer
GrantCommon Stock 107 $61.35 $6,564.45
Disclosure

SEC source: 0001633978-21-000078 · wf-form4_163719166750751.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,104

F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:28 UTC
Retort VincentEVP, Chief Operating Officer
Tax withholdingCommon Stock 3,886 $90.06 $349,973.16
Disclosure

SEC source: 0001633978-21-000078 · wf-form4_163719166750751.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,997

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:23 UTC
Reinhardt JasonEVP, Global Sales
GrantCommon Stock 172 $61.35 $10,552.20
Disclosure

SEC source: 0001633978-21-000076 · wf-form4_163719137715957.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,579

F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:23 UTC
Reinhardt JasonEVP, Global Sales
Tax withholdingCommon Stock 1,775 $90.06 $159,856.50
Disclosure

SEC source: 0001633978-21-000076 · wf-form4_163719137715957.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,407

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:18 UTC
LOWE ALAN SDirector · Chief Executive Officer
GrantCommon Stock 39 $61.35 $2,392.65
Disclosure

SEC source: 0001633978-21-000074 · wf-form4_163719108156813.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,275

F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:18 UTC
LOWE ALAN SDirector · Chief Executive Officer
Tax withholdingCommon Stock 8,668 $90.06 $780,640.08
Disclosure

SEC source: 0001633978-21-000074 · wf-form4_163719108156813.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,236

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:12 UTC
Hamel Judy GSVP, GC and Secretary
Tax withholdingCommon Stock 1,666 $90.06 $150,039.96
Disclosure

SEC source: 0001633978-21-000072 · wf-form4_163719071239031.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,183

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:08 UTC
Ali WajidEVP & Chief Financial Officer
Tax withholdingCommon Stock 8,783 $90.06 $790,996.98
Disclosure

SEC source: 0001633978-21-000071 · wf-form4_163719046416356.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,811

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 21:26 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 26,514 $92.11 $2,442,199.24
Disclosure

SEC source: 0001633978-21-000069 · wf-form4_163657954335765.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,904

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: The sale price represents the weighted average sale price. The Company can provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 21:19 UTC
Hamel Judy GSVP, GC and Secretary
SaleCommon Stock 10,764 $92.11 $991,476.35
Disclosure

SEC source: 0001633978-21-000067 · wf-form4_163657912197919.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,849

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · price: The sale price represents the weighted average sale price. The Company can provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
November 05, 2021 Filed Nov 9, 2021 23:12 UTC SaleCommon Stock 6,000 $90.00 $540,000.00
Disclosure

SEC source: 0001633978-21-000065 · wf-form4_163649956331310.xml · nonDerivative · entry 1

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Living Trust

Disclosed balance after: 35,160

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F2 · balance_after: Following an internal review, the number of shares beneficially owned has been adjusted to correct the total number of shares owned directly as compared to indirectly.

F3 · ownership.nature: These securities are held by Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust U/A/D 6/14/2001.

Read SEC document
August 31, 2021 Filed Sep 3, 2021 01:06 UTC
Retort VincentEVP, Chief Operating Officer
GrantCommon Stock 23,626 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000061 · wf-form4_163063117450945.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,883

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight equal (8) quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 31, 2021 Filed Sep 3, 2021 00:59 UTC
Reinhardt JasonEVP, Global Sales
GrantCommon Stock 14,842 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000059 · wf-form4_163063077095066.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,182

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight equal (8) quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 31, 2021 Filed Sep 3, 2021 00:57 UTC
LOWE ALAN SDirector · Chief Executive Officer
GrantCommon Stock 51,615 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000058 · wf-form4_163063060681651.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,418

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight equal (8) quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
August 31, 2021 Filed Sep 3, 2021 00:51 UTC
Ali WajidEVP & Chief Financial Officer
GrantCommon Stock 19,234 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000056 · wf-form4_163063029471560.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,594

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight equal (8) quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

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August 31, 2021 Filed Sep 3, 2021 00:54 UTC
Hamel Judy GSVP, GC and Secretary
GrantCommon Stock 10,904 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000057 · wf-form4_163063042919078.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,613

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight equal (8) quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

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August 30, 2021 Filed Sep 1, 2021 21:58 UTC
Sepe Matthew JosephChief Accounting Officer
GrantCommon Stock 5,755 $0.00 $0.00
Disclosure

SEC source: 0001633978-21-000055 · wf-form4_163053351881227.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,868

F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 1/3 of the shares shall vest one year from the grant date, and the remaining shares shall vest in eight equal (8) quarterly installments thereafter on the 15th of November, February, May and August, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

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August 23, 2021 Filed Aug 25, 2021 21:56 UTC
Sepe Matthew JosephChief Accounting Officer
SaleCommon Stock 2,737 $86.39 $236,449.43
Disclosure

SEC source: 0001633978-21-000054 · wf-form4_162992860250008.xml · nonDerivative · entry 2

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,113

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August 23, 2021 Filed Aug 25, 2021 21:56 UTC
Sepe Matthew JosephChief Accounting Officer
SaleCommon Stock 408 $86.24 $35,185.92
Disclosure

SEC source: 0001633978-21-000054 · wf-form4_162992860250008.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,850

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August 23, 2021 Filed Aug 25, 2021 21:52 UTC
LOWE ALAN SDirector · Chief Executive Officer
SaleCommon Stock 9,861 $86.86 $856,526.46
Disclosure

SEC source: 0001633978-21-000053 · wf-form4_162992834382648.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,803

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

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August 20, 2021 Filed Aug 21, 2021 00:49 UTC
Ali WajidEVP & Chief Financial Officer
SaleCommon Stock 5,659 $85.05 $481,297.95
Disclosure

SEC source: 0001633978-21-000047 · wf-form4_162950692103930.xml · nonDerivative · entry 3

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,360

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.

F3 · price: The sale price represents the weighted average sale price. The Company can provide the full information regarding the number of shares sold at each separate price upon further request.

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August 19, 2021 Filed Aug 21, 2021 01:06 UTC
Retort VincentEVP, Chief Operating Officer
Tax withholdingCommon Stock 7,251 $84.96 $616,044.96
Disclosure

SEC source: 0001633978-21-000052 · wf-form4_162950795038722.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,257

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

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August 19, 2021 Filed Aug 21, 2021 01:01 UTC
Reinhardt JasonEVP, Global Sales
Tax withholdingCommon Stock 3,422 $84.96 $290,733.12
Disclosure

SEC source: 0001633978-21-000051 · wf-form4_162950766499224.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,340

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

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August 19, 2021 Filed Aug 21, 2021 00:58 UTC
LOWE ALAN SDirector · Chief Executive Officer
Tax withholdingCommon Stock 16,378 $84.96 $1,391,474.88
Disclosure

SEC source: 0001633978-21-000050 · wf-form4_162950747200515.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,664

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

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August 19, 2021 Filed Aug 21, 2021 00:54 UTC
Hamel Judy GSVP, GC and Secretary
Tax withholdingCommon Stock 2,939 $84.96 $249,697.44
Disclosure

SEC source: 0001633978-21-000049 · wf-form4_162950727772697.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,709

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.