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Lumentum Holdings Inc.

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Tapewire entity
2957
SEC CIK
0001633978
Parsed reports
684

Last 12 months

Inside the activity.

0 purchase rows · 185 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202500
Jan 202600
Feb 2026062
Mar 202600
Apr 202600
May 2026043
Jun 202601
Jul 202600
Aug 2026048
Sep 2026020
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 19, 2023 Filed Aug 23, 2023 01:33 UTC
LOWE ALAN SDirector · Chief Executive Officer
Tax withholdingCommon Stock 5,551 $47.98 $266,336.98
Disclosure

SEC source: 0001209191-23-046971 · doc4.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,444

F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of performance stock units.

Read SEC document
August 19, 2023 Filed Aug 23, 2023 01:33 UTC
LOWE ALAN SDirector · Chief Executive Officer
GrantCommon Stock 11,194 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046971 · doc4.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,995

F1 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units granted to the Reporting Person on August 19, 2020.

Read SEC document
August 19, 2023 Filed Aug 23, 2023 01:32 UTC
Hamel Judy GSVP, GC and Secretary
Tax withholdingCommon Stock 973 $47.98 $46,684.54
Disclosure

SEC source: 0001209191-23-046970 · doc4.xml · nonDerivative · entry 2

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,367

F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of performance stock units.

Read SEC document
August 19, 2023 Filed Aug 23, 2023 01:32 UTC
Hamel Judy GSVP, GC and Secretary
GrantCommon Stock 1,959 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046970 · doc4.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,340

F1 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units granted to the Reporting Person on August 19, 2020.

Read SEC document
August 19, 2023 Filed Aug 23, 2023 01:32 UTC
Ali WajidEVP & Chief Financial Officer
Tax withholdingCommon Stock 1,960 $47.98 $94,040.80
Disclosure

SEC source: 0001209191-23-046969 · doc4.xml · nonDerivative · entry 2

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,341

F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of performance stock units.

Read SEC document
August 19, 2023 Filed Aug 23, 2023 01:32 UTC
Ali WajidEVP & Chief Financial Officer
GrantCommon Stock 3,951 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046969 · doc4.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,301

F1 · shares: Represents the acquisition of shares upon the determination of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units granted to the Reporting Person on August 19, 2020.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:04 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 569 $51.34 $29,212.46
Disclosure

SEC source: 0001209191-23-046349 · doc4.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,986

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:04 UTC
Retort VincentEVP, Chief Operating Officer
Tax withholdingCommon Stock 2,061 $51.34 $105,811.74
Disclosure

SEC source: 0001209191-23-046348 · doc4.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,717

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:03 UTC
Reinhardt JasonEVP, General Manager
Tax withholdingCommon Stock 1,208 $51.34 $62,018.72
Disclosure

SEC source: 0001209191-23-046347 · doc4.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, General Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,513

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:02 UTC
LOWE ALAN SDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,230 $51.34 $319,848.20
Disclosure

SEC source: 0001209191-23-046346 · doc4.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,801

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:01 UTC
Hamel Judy GSVP, GC and Secretary
Tax withholdingCommon Stock 1,188 $51.34 $60,991.92
Disclosure

SEC source: 0001209191-23-046343 · doc4.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,381

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 21:01 UTC
Ali WajidEVP & Chief Financial Officer
Tax withholding05/15/2023 2,279 $51.34 $117,003.86
Disclosure

SEC source: 0001209191-23-046342 · doc4.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,350

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 20:05 UTC
Ali WajidEVP & Chief Financial Officer
SaleCommon Stock 6,872 $60.50 $415,756.00
Disclosure

SEC source: 0001209191-23-039029 · doc4.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,629

F1 · kind: These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person, dated February 27, 2023.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:31 UTC
Sepe Matthew JosephChief Accounting Officer
GrantCommon Stock 448 $38.35 $17,180.80
Disclosure

SEC source: 0001209191-23-030308 · doc4.xml · nonDerivative · entry 2

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,555

F2 · kind: Shares acquired pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:31 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 570 $45.12 $25,718.40
Disclosure

SEC source: 0001209191-23-030308 · doc4.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,107

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:29 UTC
Retort VincentEVP, Chief Operating Officer
GrantCommon Stock 362 $38.35 $13,882.70
Disclosure

SEC source: 0001209191-23-030304 · doc4.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,778

F2 · kind: Shares acquired pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:29 UTC
Retort VincentEVP, Chief Operating Officer
Tax withholdingCommon Stock 1,946 $45.12 $87,803.52
Disclosure

SEC source: 0001209191-23-030304 · doc4.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,416

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:28 UTC
Reinhardt JasonEVP, General Manager
GrantCommon Stock 309 $38.35 $11,850.15
Disclosure

SEC source: 0001209191-23-030303 · doc4.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · EVP, General Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,721

F2 · kind: Shares acquired pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:28 UTC
Reinhardt JasonEVP, General Manager
Tax withholdingCommon Stock 1,208 $45.12 $54,504.96
Disclosure

SEC source: 0001209191-23-030303 · doc4.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, General Manager

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,412

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:27 UTC
LOWE ALAN SDirector · Chief Executive Officer
GrantCommon Stock 447 $38.35 $17,142.45
Disclosure

SEC source: 0001209191-23-030301 · doc4.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,031

F2 · kind: Shares acquired pursuant to the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:27 UTC
LOWE ALAN SDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,230 $45.12 $281,097.60
Disclosure

SEC source: 0001209191-23-030301 · doc4.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,584

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
May 15, 2023 Filed May 17, 2023 21:25 UTC
Hamel Judy GSVP, GC and Secretary
Tax withholdingCommon Stock 1,188 $45.12 $53,602.56
Disclosure

SEC source: 0001209191-23-030297 · doc4.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,569

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
May 15, 2023 Filed Jun 22, 2023 20:03 UTC Amendment
Ali WajidEVP & Chief Financial Officer
Tax withholdingCommon Stock 2,279 $45.12 $102,828.48
Disclosure

SEC source: 0001209191-23-039022 · doc4a.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,501

F1 · date: The original Form 4, filed May 17,2023, erroneously reported the transaction date as February 15, 2021.

F2 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:33 UTC GrantCommon Stock 1,739 $0.00 $0.00
Disclosure

SEC source: 0001633978-23-000010 · wf-form4_167727440644639.xml · nonDerivative · entry 1

Fletcher Pamela · CIK 0001711035 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,739

F1 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. One-third of the RSUs shall vest on February 22, 2024 and each year thereafter, subject to the Reporting Person continuing as a Service Provider through each such date, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:20 UTC
Ali WajidEVP & Chief Financial Officer
Tax withholdingCommon Stock 2,349 $59.93 $140,775.57
Disclosure

SEC source: 0001633978-23-000006 · wf-form4_167667240985960.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,780

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:13 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 671 $59.93 $40,213.03
Disclosure

SEC source: 0001633978-23-000005 · wf-form4_167667194817555.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,677

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:01 UTC
Reinhardt JasonEVP, General Manager
Tax withholdingCommon Stock 1,280 $59.93 $76,710.40
Disclosure

SEC source: 0001633978-23-000003 · wf-form4_167667125923138.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · EVP, General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,620

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:07 UTC
Retort VincentEVP, Chief Operating Officer
Tax withholdingCommon Stock 2,016 $59.93 $120,818.88
Disclosure

SEC source: 0001633978-23-000004 · wf-form4_167667163061237.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,362

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:57 UTC
LOWE ALAN SDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,230 $59.93 $373,363.90
Disclosure

SEC source: 0001633978-23-000002 · wf-form4_167667100574770.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,814

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:50 UTC
Hamel Judy GSVP, GC and Secretary
Tax withholdingCommon Stock 1,270 $59.93 $76,111.10
Disclosure

SEC source: 0001633978-23-000001 · wf-form4_167667059768600.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,757

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 21:51 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 1,030 $56.20 $57,886.00
Disclosure

SEC source: 0001633978-22-000057 · wf-form4_166906749968329.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,348

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 01:01 UTC GrantCommon Stock 3,061 $0.00 $0.00
Disclosure

SEC source: 0001633978-22-000047 · wf-form4_166864689664086.xml · nonDerivative · entry 1

Harris Isaac Hosojiro · CIK 0001866503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,235

F1 · kind: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of one year from the grant date or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 01:07 UTC GrantCommon Stock 3,061 $0.00 $0.00
Disclosure

SEC source: 0001633978-22-000049 · wf-form4_166864722604819.xml · nonDerivative · entry 1

Johnson Julia Suzanne · CIK 0001722289 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,779

F1 · kind: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of one year from the grant date or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 01:25 UTC
Small IanDirector
GrantCommon Stock 3,061 $0.00 $0.00
Disclosure

SEC source: 0001633978-22-000055 · wf-form4_166864831367160.xml · nonDerivative · entry 1

Small Ian · CIK 0001714910 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,450

F1 · kind: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of one year from the grant date or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 01:29 UTC GrantCommon Stock 3,061 $0.00 $0.00
Disclosure

SEC source: 0001633978-22-000056 · wf-form4_166864855075502.xml · nonDerivative · entry 1

Wong Janet S. · CIK 0001605432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,624

F1 · kind: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of one year from the grant date or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 01:10 UTC
Lillie BrianDirector
GrantCommon Stock 3,061 $0.00 $0.00
Disclosure

SEC source: 0001633978-22-000050 · wf-form4_166864741462914.xml · nonDerivative · entry 1

Lillie Brian · CIK 0001648231 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,898

F1 · kind: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of one year from the grant date or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 01:04 UTC GrantCommon Stock 3,061 $0.00 $0.00
Disclosure

SEC source: 0001633978-22-000048 · wf-form4_166864706218741.xml · nonDerivative · entry 3

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,061

F3 · kind: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of one year from the grant date or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 16, 2022 Filed Nov 17, 2022 00:55 UTC GrantCommon Stock 3,061 $0.00 $0.00
Disclosure

SEC source: 0001633978-22-000045 · wf-form4_166864652412408.xml · nonDerivative · entry 1

COVERT HAROLD L · CIK 0001229072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,345

F1 · kind: Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of one year from the grant date or the day prior to the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 01:22 UTC
Sepe Matthew JosephChief Accounting Officer
GrantCommon Stock 65 $49.05 $3,188.25
Disclosure

SEC source: 0001633978-22-000054 · wf-form4_166864812757542.xml · nonDerivative · entry 2

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,378

F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 01:22 UTC
Sepe Matthew JosephChief Accounting Officer
Tax withholdingCommon Stock 311 $57.71 $17,947.81
Disclosure

SEC source: 0001633978-22-000054 · wf-form4_166864812757542.xml · nonDerivative · entry 1

Sepe Matthew Joseph · CIK 0001743176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,313

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 01:19 UTC
Retort VincentEVP, Chief Operating Officer
GrantCommon Stock 111 $49.05 $5,444.55
Disclosure

SEC source: 0001633978-22-000053 · wf-form4_166864795573082.xml · nonDerivative · entry 2

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,378

F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 01:19 UTC
Retort VincentEVP, Chief Operating Officer
Tax withholdingCommon Stock 2,791 $57.71 $161,068.61
Disclosure

SEC source: 0001633978-22-000053 · wf-form4_166864795573082.xml · nonDerivative · entry 1

Retort Vincent · CIK 0001648256 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,267

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 01:16 UTC
Reinhardt JasonChief Transformation Officer
GrantCommon Stock 135 $49.05 $6,621.75
Disclosure

SEC source: 0001633978-22-000052 · wf-form4_166864778368416.xml · nonDerivative · entry 2

Reinhardt Jason · CIK 0001648196 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,900

F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan.

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November 15, 2022 Filed Nov 17, 2022 01:16 UTC
Reinhardt JasonChief Transformation Officer
Tax withholdingCommon Stock 1,344 $57.71 $77,562.24
Disclosure

SEC source: 0001633978-22-000052 · wf-form4_166864778368416.xml · nonDerivative · entry 1

Reinhardt Jason · CIK 0001648196 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,765

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

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November 15, 2022 Filed Nov 17, 2022 01:13 UTC
LOWE ALAN SDirector · Chief Executive Officer
GrantCommon Stock 45 $49.05 $2,207.25
Disclosure

SEC source: 0001633978-22-000051 · wf-form4_166864761913633.xml · nonDerivative · entry 2

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,044

F2 · kind: Shares acquired pursuant to the Issuers Employee Stock Purchase Plan.

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November 15, 2022 Filed Nov 17, 2022 01:13 UTC
LOWE ALAN SDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,229 $57.71 $359,475.59
Disclosure

SEC source: 0001633978-22-000051 · wf-form4_166864761913633.xml · nonDerivative · entry 1

LOWE ALAN S · CIK 0001234673 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,999

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

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November 15, 2022 Filed Nov 17, 2022 01:04 UTC GiftCommon Stock 2,618 $0.00 $0.00
Disclosure

SEC source: 0001633978-22-000048 · wf-form4_166864706218741.xml · nonDerivative · entry 2

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Living Trust

Disclosed balance after: 39,378

F2 · ownership.nature: These securities are held by Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust U/A/D 6/14/2001.

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November 15, 2022 Filed Nov 17, 2022 01:04 UTC GiftCommon Stock 2,618 $0.00 $0.00
Disclosure

SEC source: 0001633978-22-000048 · wf-form4_166864706218741.xml · nonDerivative · entry 1

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The reported transactions involved a gift of securities by the reporting person to the Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust, a living trust for which the reporting person's spouse is the trustee.

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November 15, 2022 Filed Nov 17, 2022 00:58 UTC
Hamel Judy GSVP, GC and Secretary
Tax withholdingCommon Stock 1,187 $57.71 $68,501.77
Disclosure

SEC source: 0001633978-22-000046 · wf-form4_166864670382234.xml · nonDerivative · entry 1

Hamel Judy G · CIK 0001648170 · SVP, GC and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,027

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

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November 15, 2022 Filed Nov 17, 2022 00:52 UTC
Ali WajidEVP & Chief Financial Officer
Tax withholdingCommon Stock 2,278 $57.71 $131,463.38
Disclosure

SEC source: 0001633978-22-000044 · wf-form4_166864635993799.xml · nonDerivative · entry 1

Ali Wajid · CIK 0001561100 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,129

F1 · kind: Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units and performance stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.