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Nasdaq · USD

LIND

LINDBLAD EXPEDITIONS HOLDINGS, INC.

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Tapewire entity
1943
SEC CIK
0001512499
Parsed reports
501

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 2026015
Feb 202607
Mar 202602
Apr 202600
May 202607
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2025 Filed Apr 1, 2025 22:26 UTC
Byus TreyChief Expedition Officer
Disposition to issuerCommon Stock 3,137 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000733 · form4.xml · nonDerivative · entry 3

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,137

F1 · kind: Represents the forfeiture of the unearned portion of the market based incentive awards.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 22:26 UTC
Byus TreyChief Expedition Officer
Tax withholdingCommon Stock 3,773 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000733 · form4.xml · nonDerivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,274

Read SEC document
March 31, 2025 Filed Apr 2, 2025 21:39 UTC GrantCommon Stock 25,890 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000748 · form4.xml · nonDerivative · entry 1

Leahy Natalya · CIK 0002050704 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 315,446

F1 · kind: Represents award of restricted stock units vesting one-third on March 31, 2026, 2027 and 2028, subject to continued service.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 21:42 UTC
Goldberg FrederickChief Financial Officer
GrantCommon Stock 20,496 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000750 · form4.xml · nonDerivative · entry 1

Goldberg Frederick · CIK 0002049742 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,496

F1 · kind: Represents award of restricted stock units vesting one-third on March 31, 2026, 2027 and 2028, subject to continued service.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 17:45 UTC
BRODSKY NOAHChief Commercial Officer
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000752 · form4.xml · nonDerivative · entry 1

BRODSKY NOAH · CIK 0001741639 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,590

F1 · kind: Represents award of restricted stock units vesting one-third on March 31, 2026, 2027 and 2028, subject to continued service.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 21:49 UTC
BRESSLER BENJAMIN*Founder & CEO of NHA
GrantCommon Stock 5,394 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000756 · form4.xml · nonDerivative · entry 1

BRESSLER BENJAMIN · CIK 0001674110 · *Founder & CEO of NHA

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,345

F1 · kind: Represents award of restricted stock units vesting one-third on March 31, 2026, 2027 and 2028, subject to continued service.

Read SEC document
March 31, 2025 Filed Apr 2, 2025 21:47 UTC
Byus TreyChief Expedition Officer
GrantCommon Stock 19,444 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000754 · form4.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,581

F1 · kind: Represents award of restricted stock units vesting one-third on March 31, 2026, 2027 and 2028, subject to continued service.

Read SEC document
March 29, 2025 Filed Apr 1, 2025 18:23 UTC
BRODSKY NOAHChief Commercial Officer
Tax withholdingCommon Stock 2,017 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000730 · form4.xml · nonDerivative · entry 1

BRODSKY NOAH · CIK 0001741639 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,501

Read SEC document
March 29, 2025 Filed Apr 1, 2025 22:26 UTC
Byus TreyChief Expedition Officer
Tax withholdingCommon Stock 1,569 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000733 · form4.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,047

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:54 UTC GrantCommon Stock 115,000 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000025 · form4.xml · nonDerivative · entry 3

Leahy Natalya · CIK 0002050704 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,811

F3 · kind: Represents award of restricted stock units vesting subject to the Company's stock price closing at or above stock price hurdles ranging from $15 - $25 in addition to continued service.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:54 UTC GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000025 · form4.xml · nonDerivative · entry 2

Leahy Natalya · CIK 0002050704 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,811

F2 · kind: Represents award of restricted stock units vesting one-fourth on March 31, 2026, 2027, 2028 and 2029, subject to continued service.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:54 UTC GrantCommon Stock 85,811 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000025 · form4.xml · nonDerivative · entry 1

Leahy Natalya · CIK 0002050704 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,811

F1 · kind: Represents award of restricted stock units vesting one-third on March 31, 2025, 2026 and 2027, subject to continued service.

Read SEC document
January 01, 2025 Filed Apr 2, 2025 21:37 UTC Disposition to issuerCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000746 · form4.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,775,063

F1 · kind: Represents the forfeiture of unearned restricted stock units.

Read SEC document
December 31, 2024 Filed Jan 2, 2025 22:50 UTC
Goldberg FrederickChief Financial Officer
GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0000897069-25-000009 · form4.xml · nonDerivative · entry 1

Goldberg Frederick · CIK 0002049742 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · kind: Restricted stock units vesting one-fourth annually, subject to continued service.

Read SEC document
December 17, 2024 Filed Dec 18, 2024 22:02 UTC SaleClass A Common Stock 7,000 $11.76 $82,320.00
Disclosure

SEC source: 0000897069-24-002317 · form4.xml · nonDerivative · entry 1

FAHEY JOHN M JR · CIK 0001255402 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 123,754

F1 · price: The price reported above is the average transaction price. The range of prices for such transactions is $11.75 to $11.82. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2024 Filed Nov 18, 2024 21:57 UTC
Dryden L. DysonDirector · Interim, CFO
Tax withholdingCommon Stock 16,667 $13.12 $218,671.04
Disclosure

SEC source: 0000897069-24-002174 · form4.xml · nonDerivative · entry 1

Dryden L. Dyson · CIK 0001574445 · Director · Interim, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,031,902

F1 · kind: Shares withheld for taxes upon vesting of restricted stock.

Read SEC document
October 15, 2024 Filed Oct 16, 2024 20:59 UTC
Dryden L. DysonDirector · Interim, CFO
Tax withholdingCommon Stock 16,666 $9.90 $164,993.40
Disclosure

SEC source: 0000897069-24-001968 · form4.xml · nonDerivative · entry 1

Dryden L. Dyson · CIK 0001574445 · Director · Interim, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,048,569

F1 · kind: Shares withheld for taxes upon vesting of restricted stock.

Read SEC document
August 28, 2024 Filed Aug 29, 2024 17:08 UTC
BRODSKY NOAHChief Commercial Officer
SaleCommon Stock 14,344 $10.50 $150,612.00
Disclosure

SEC source: 0000897069-24-001777 · form4.xml · nonDerivative · entry 1

BRODSKY NOAH · CIK 0001741639 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,518

Read SEC document
August 28, 2024 Filed Aug 30, 2024 17:05 UTC Amendment
BRODSKY NOAHChief Commercial Officer
SaleCommon Stock 14,344 $10.50 $150,612.00
Disclosure

SEC source: 0000897069-24-001784 · form4.xml · nonDerivative · entry 1

BRODSKY NOAH · CIK 0001741639 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,518

Read SEC document
August 21, 2024 Filed Aug 22, 2024 21:46 UTC PurchaseCommon Stock 32,117 $7.95 $255,288.40
Disclosure

SEC source: 0000897069-24-001737 · form4.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,825,063

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $7.79 to $8.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
August 19, 2024 Filed Aug 20, 2024 21:30 UTC PurchaseCommon Stock 2,500 $7.72 $19,299.75
Disclosure

SEC source: 0000897069-24-001723 · form4.xml · nonDerivative · entry 1

Kaufman Pamela O. · CIK 0002018486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
August 08, 2024 Filed Aug 9, 2024 20:57 UTC GrantRestricted Stock 14,647 $7.51 $109,998.97
Disclosure

SEC source: 0000897069-24-001654 · form4.xml · nonDerivative · entry 1

Reavis Annette J. · CIK 0002032058 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,647

F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 21:07 UTC GrantRestricted Stock 14,647 $7.51 $109,998.97
Disclosure

SEC source: 0000897069-24-001662 · form4.xml · nonDerivative · entry 1

Kaufman Pamela O. · CIK 0002018486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,647

F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 21:00 UTC GrantRestricted Stock 14,647 $7.51 $109,998.97
Disclosure

SEC source: 0000897069-24-001656 · form4.xml · nonDerivative · entry 1

BISNOW MICHAEL ELLIOTT · CIK 0001726313 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,615

F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 21:02 UTC GrantRestricted Stock 14,647 $7.51 $109,998.97
Disclosure

SEC source: 0000897069-24-001658 · form4.xml · nonDerivative · entry 1

Reynolds Catherine B · CIK 0001292209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,354

F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 21:08 UTC GrantRestricted Stock 14,647 $7.51 $109,998.97
Disclosure

SEC source: 0000897069-24-001664 · form4.xml · nonDerivative · entry 1

FAHEY JOHN M JR · CIK 0001255402 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,754

F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 21:12 UTC GrantRestricted Stock 14,647 $7.51 $109,998.97
Disclosure

SEC source: 0000897069-24-001668 · form4.xml · nonDerivative · entry 1

Smith, Jr. Thomas S. · CIK 0001601765 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,589

F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 21:10 UTC GrantRestricted Stock 14,647 $7.51 $109,998.97
Disclosure

SEC source: 0000897069-24-001666 · form4.xml · nonDerivative · entry 1

SCHULTZ ALEX P · CIK 0001915180 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,948

F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.

Read SEC document
August 08, 2024 Filed Aug 9, 2024 21:05 UTC GrantRestricted Stock 14,647 $7.51 $109,998.97
Disclosure

SEC source: 0000897069-24-001660 · form4.xml · nonDerivative · entry 1

Stuart Andrew · CIK 0001566953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,647

F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.

Read SEC document
August 08, 2024 Filed Aug 12, 2024 21:26 UTC
EIN MARKDirector
GrantRestricted Stock 14,647 $7.51 $109,998.97
Disclosure

SEC source: 0000897069-24-001674 · form4.xml · nonDerivative · entry 1

EIN MARK · CIK 0001246840 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 319,703

F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.

Read SEC document
August 05, 2024 Filed Aug 5, 2024 23:24 UTC PurchaseCommon Stock 15,278 $7.17 $109,543.26
Disclosure

SEC source: 0000897069-24-001633 · form4.xml · nonDerivative · entry 2

SCHULTZ ALEX P · CIK 0001915180 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 232,301

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $7.09 to $7.33. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
August 02, 2024 Filed Aug 5, 2024 23:24 UTC PurchaseCommon Stock 22,308 $7.43 $165,748.44
Disclosure

SEC source: 0000897069-24-001633 · form4.xml · nonDerivative · entry 1

SCHULTZ ALEX P · CIK 0001915180 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 217,023

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $7.39 to $7.44. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
July 21, 2024 Filed Jul 23, 2024 20:54 UTC Tax withholdingCommon Stock 25,525 $10.64 $271,586.00
Disclosure

SEC source: 0000897069-24-001536 · form4.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,792,946

Read SEC document
June 21, 2024 Filed Jun 21, 2024 21:49 UTC PurchaseCommon Stock 18,517 $7.69 $142,395.73
Disclosure

SEC source: 0000897069-24-001425 · form4.xml · nonDerivative · entry 2

SCHULTZ ALEX P · CIK 0001915180 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 194,715

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $7.57 to $7.77. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 21:49 UTC PurchaseCommon Stock 15,953 $7.48 $119,328.44
Disclosure

SEC source: 0000897069-24-001425 · form4.xml · nonDerivative · entry 1

SCHULTZ ALEX P · CIK 0001915180 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 176,198

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $7.37 to $7.53. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 16:56 UTC
BRODSKY NOAHChief Commercial Officer
Tax withholdingCommon Stock 3,160 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001295 · form4.xml · nonDerivative · entry 1

BRODSKY NOAH · CIK 0001741639 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,862

Read SEC document
May 30, 2024 Filed May 30, 2024 21:12 UTC PurchaseCommon Stock 2,412 $7.70 $18,572.40
Disclosure

SEC source: 0000897069-24-001249 · form4.xml · nonDerivative · entry 2

SCHULTZ ALEX P · CIK 0001915180 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 160,245

Read SEC document
May 29, 2024 Filed May 30, 2024 21:12 UTC PurchaseCommon Stock 2,500 $7.70 $19,250.00
Disclosure

SEC source: 0000897069-24-001249 · form4.xml · nonDerivative · entry 1

SCHULTZ ALEX P · CIK 0001915180 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 157,833

Read SEC document
May 21, 2024 Filed May 21, 2024 23:19 UTC PurchaseCommon Stock 3,639 $7.61 $27,707.35
Disclosure

SEC source: 0000897069-24-001151 · form4.xml · nonDerivative · entry 2

SCHULTZ ALEX P · CIK 0001915180 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 155,333

F2 · price: The price reported in Column 4 is a weighted average price. The prices paid ranged from $7.590 to $7.650. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
May 20, 2024 Filed May 21, 2024 23:19 UTC PurchaseCommon Stock 25,294 $7.69 $194,536.15
Disclosure

SEC source: 0000897069-24-001151 · form4.xml · nonDerivative · entry 1

SCHULTZ ALEX P · CIK 0001915180 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 151,694

F1 · price: The price reported in Column 4 is a weighted average price. The prices paid ranged from $7.570 to $7.780. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
May 15, 2024 Filed May 17, 2024 17:22 UTC
BRODSKY NOAHChief Commercial Officer
GrantStock Option (right to buy) · Derivative 200,000 $0.00 Strike: $7.40 $0.00
Disclosure

SEC source: 0000897069-24-001113 · form4.xml · derivative · entry 2

BRODSKY NOAH · CIK 0001741639 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2034-05-15

F1 · derivative.exercise_date: The options vest annually pro rata over a four-year period.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:18 UTC
Byus TreyChief Expedition Officer
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $7.40 $0.00
Disclosure

SEC source: 0000897069-24-001109 · form4.xml · derivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2034-05-15

F1 · derivative.exercise_date: The options vest annually pro rata over a four-year period.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:14 UTC
Dryden L. DysonDirector · Interim, CFO
GrantStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $7.40 $0.00
Disclosure

SEC source: 0000897069-24-001105 · form4.xml · derivative · entry 2

Dryden L. Dyson · CIK 0001574445 · Director · Interim, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 100,000 shares

Expires 2034-05-15

F2 · derivative.exercise_date: The options vest half immediately and half upon completion of the interim role. The options expire 10 years after award.

Read SEC document
May 15, 2024 Filed May 17, 2024 21:14 UTC
Dryden L. DysonDirector · Interim, CFO
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-001105 · form4.xml · nonDerivative · entry 1

Dryden L. Dyson · CIK 0001574445 · Director · Interim, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,065,235

F1 · kind: The restricted stock units ("RSUs") vest 1/6 per month over a six-month period, with forfeiture of any unvested RSUs upon completion of the interim CFO role.

Read SEC document
April 19, 2024 Filed Apr 22, 2024 20:57 UTC PurchaseCommon Stock 33,016 $7.47 $246,662.54
Disclosure

SEC source: 0000897069-24-000973 · form4.xml · nonDerivative · entry 1

SCHULTZ ALEX P · CIK 0001915180 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 126,400

F1 · price: The price reported in Column 4 is a weighted average price. The prices paid ranged from $7.340 to $7.600. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.

Read SEC document
April 11, 2024 Filed Apr 15, 2024 22:09 UTC
BRESSLER BENJAMINPresident of Natural Habitat
GrantCommon Stock 12,578 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-000933 · form4.xml · nonDerivative · entry 1

BRESSLER BENJAMIN · CIK 0001674110 · President of Natural Habitat

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,513

F1 · kind: Represents award of restricted stock units vesting annually on March 31, 2025, 2026 and 2027, subject to continued service.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 17:15 UTC
BRODSKY NOAHChief Commercial Officer
Tax withholdingCommon Stock 2,829 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-000825 · form4.xml · nonDerivative · entry 2

BRODSKY NOAH · CIK 0001741639 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,136

Read SEC document
March 31, 2024 Filed Apr 2, 2024 21:13 UTC
FELENSTEIN CRAIGChief Financial Officer
Disposition to issuerCommon Stock 5,667 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-000823 · form4.xml · nonDerivative · entry 3

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,877

F2 · kind: Represents the forfeiture of the unearned portion of the market based incentive awards granted in March 2021.

Read SEC document
March 31, 2024 Filed Apr 2, 2024 21:13 UTC
FELENSTEIN CRAIGChief Financial Officer
Tax withholdingCommon Stock 8,671 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-000823 · form4.xml · nonDerivative · entry 2

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,544

Read SEC document
March 31, 2024 Filed Apr 2, 2024 21:18 UTC
BRESSLER BENJAMINPresident of Natural Habitat
Tax withholdingCommon Stock 1,526 $0.00 $0.00
Disclosure

SEC source: 0000897069-24-000827 · form4.xml · nonDerivative · entry 1

BRESSLER BENJAMIN · CIK 0001674110 · President of Natural Habitat

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,934

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.