Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LINDBLAD EXPEDITIONS HOLDINGS, INC.LIND · Entity 1943 | Director | August 08, 2026 | August 11, 2026 |
| Norwegian Cruise Line Holdings Ltd.NCLH · Entity 3699 | Pres. & CEO of NCL | November 11, 2019 | November 13, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LINDBLAD EXPEDITIONS HOLDINGS, INC.
Report date August 08, 2026 · Filed August 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted StockSEC Table I · non-derivative | Direct | 26,786 |
Reported balance
After 2026-08-08 transaction · row 1
1 source rowRow 1 · 2026-08-08 · Grant · Acquired 3,240 · Balance 26,786 F1: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.
Norwegian Cruise Line Holdings Ltd.
Report date November 11, 2019 · Filed November 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 326,309 |
Ending reported balance
After 2019-11-12 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2019-11-11 · Exercise / conversion · Acquired 200 · Balance 344,373 Row 2 · 2019-11-11 · Sale · Disposed 300 · Balance 344,073 Row 3 · 2019-11-12 · Exercise / conversion · Acquired 49,800 · Balance 393,873 Row 4 · 2019-11-12 · Exercise / conversion · Acquired 40,000 · Balance 433,873 Row 5 · 2019-11-12 · Exercise / conversion · Acquired 100,000 · Balance 533,873 Row 6 · 2019-11-12 · Exercise / conversion · Acquired 37,500 · Balance 571,373 Row 7 · 2019-11-12 · Sale · Disposed 227,300 · Balance 344,073 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.13 to $52.16, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). Row 8 · 2019-11-12 · Sale · Disposed 17,764 · Balance 326,309 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.05, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2). |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.95 · Expires 2023-06-30 | Direct | 49,800 |
Reported balance
After 2019-11-11 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-11-11 · Exercise / conversion · Disposed 200 · Balance 49,800 F3: All 50,000 of the options were vested as of July 1, 2017. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.95 · Expires 2023-06-30 | Direct | 0 |
Reported balance
After 2019-11-12 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-11-12 · Exercise / conversion · Disposed 49,800 · Balance 0 F3: All 50,000 of the options were vested as of July 1, 2017. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.90 · Expires 2024-06-30 | Direct | 0 |
Reported balance
After 2019-11-12 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-11-12 · Exercise / conversion · Disposed 40,000 · Balance 0 F4: All 40,000 of the options were vested as of July 1, 2018. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.17 · Expires 2025-04-27 | Direct | 0 |
Reported balance
After 2019-11-12 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-11-12 · Exercise / conversion · Disposed 100,000 · Balance 0 F5: All 100,000 of the options were vested on March 4, 2019. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $50.31 · Expires 2026-02-28 | Direct | 0 |
Reported balance
After 2019-11-12 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2019-11-12 · Exercise / conversion · Disposed 37,500 · Balance 0 F6: All 37,500 of the options were vested on March 1, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.13 to $52.16, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1).
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.05, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2).
F3: All 50,000 of the options were vested as of July 1, 2017.
F4: All 40,000 of the options were vested as of July 1, 2018.
F5: All 100,000 of the options were vested on March 4, 2019.
F6: All 37,500 of the options were vested on March 1, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 08, 2026 Filed Aug 11, 2026 21:44 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantRestricted Stock | 3,240 | $0.00 | $0.00 |
DisclosureSEC source: 0000897069-26-001631 · form4.xml · nonDerivative · entry 1 Stuart Andrew · CIK 0001566953 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,786 F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. Read SEC document |
| August 08, 2025 Filed Aug 12, 2025 22:08 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantRestricted Stock | 8,899 | $12.36 | $109,991.64 |
DisclosureSEC source: 0000897069-25-001309 · form4.xml · nonDerivative · entry 1 Stuart Andrew · CIK 0001566953 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,546 F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. Read SEC document |
| August 08, 2024 Filed Aug 9, 2024 21:05 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantRestricted Stock | 14,647 | $7.51 | $109,998.97 |
DisclosureSEC source: 0000897069-24-001660 · form4.xml · nonDerivative · entry 1 Stuart Andrew · CIK 0001566953 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,647 F1 · kind: Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 22:00 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Exercise / conversionStock Option (right to buy) · Derivative | 37,500 | $0.00 Strike: $50.31 | $0.00 |
DisclosureSEC source: 0001104659-19-063390 · tm1922683-1_4.xml · derivative · entry 13 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,500 shares Expires 2026-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: All 37,500 of the options were vested on March 1, 2019. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 22:00 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Exercise / conversionStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $50.17 | $0.00 |
DisclosureSEC source: 0001104659-19-063390 · tm1922683-1_4.xml · derivative · entry 12 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2025-04-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: All 100,000 of the options were vested on March 4, 2019. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 22:00 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Exercise / conversionStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $31.90 | $0.00 |
DisclosureSEC source: 0001104659-19-063390 · tm1922683-1_4.xml · derivative · entry 11 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2024-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All 40,000 of the options were vested as of July 1, 2018. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 22:00 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Exercise / conversionStock Option (right to buy) · Derivative | 49,800 | $0.00 Strike: $30.95 | $0.00 |
DisclosureSEC source: 0001104659-19-063390 · tm1922683-1_4.xml · derivative · entry 10 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,800 shares Expires 2023-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All 50,000 of the options were vested as of July 1, 2017. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 22:00 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | SaleCommon Stock | 17,764 | $52.00 | $923,728.00 |
DisclosureSEC source: 0001104659-19-063390 · tm1922683-1_4.xml · nonDerivative · entry 8 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,309 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.05, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 22:00 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | SaleCommon Stock | 227,300 | $51.87 | $11,790,051.00 |
DisclosureSEC source: 0001104659-19-063390 · tm1922683-1_4.xml · nonDerivative · entry 7 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,073 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.13 to $52.16, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 22:00 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Exercise / conversionCommon Stock | 37,500 | $50.31 | $1,886,625.00 |
DisclosureSEC source: 0001104659-19-063390 · tm1922683-1_4.xml · nonDerivative · entry 6 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 22:00 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Exercise / conversionCommon Stock | 100,000 | $50.17 | $5,017,000.00 |
DisclosureSEC source: 0001104659-19-063390 · tm1922683-1_4.xml · nonDerivative · entry 5 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 533,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 22:00 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Exercise / conversionCommon Stock | 40,000 | $31.90 | $1,276,000.00 |
DisclosureSEC source: 0001104659-19-063390 · tm1922683-1_4.xml · nonDerivative · entry 4 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 22:00 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Exercise / conversionCommon Stock | 49,800 | $30.95 | $1,541,310.00 |
DisclosureSEC source: 0001104659-19-063390 · tm1922683-1_4.xml · nonDerivative · entry 3 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 22:00 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Exercise / conversionStock Option (right to buy) · Derivative | 200 | $0.00 Strike: $30.95 | $0.00 |
DisclosureSEC source: 0001104659-19-063390 · tm1922683-1_4.xml · derivative · entry 9 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,800 Underlying: Common Stock · 200 shares Expires 2023-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All 50,000 of the options were vested as of July 1, 2017. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 22:00 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | SaleCommon Stock | 300 | $52.00 | $15,600.00 |
DisclosureSEC source: 0001104659-19-063390 · tm1922683-1_4.xml · nonDerivative · entry 2 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,073 Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 22:00 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Exercise / conversionCommon Stock | 200 | $30.95 | $6,190.00 |
DisclosureSEC source: 0001104659-19-063390 · tm1922683-1_4.xml · nonDerivative · entry 1 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2019 Filed Aug 16, 2019 21:00 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | SaleCommon Stock | 12,700 | $50.01 | $635,127.00 |
DisclosureSEC source: 0001144204-19-040436 · tv527764_form4.xml · nonDerivative · entry 2 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,173 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.04, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 21:00 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | SaleCommon Stock | 12,300 | $50.02 | $615,246.00 |
DisclosureSEC source: 0001144204-19-040436 · tv527764_form4.xml · nonDerivative · entry 1 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,873 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.04, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:31 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Tax withholdingCommon Stock | 1,968 | $53.63 | $105,543.84 |
DisclosureSEC source: 0001144204-19-033802 · tv524741_form4.xml · nonDerivative · entry 1 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,173 F1 · security: Represents shares withheld by Norwegian Cruise Line Holdings Ltd. to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 15,000 restricted share units granted to the reporting person on September 16, 2016. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 21:02 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Exercise / conversionStock Option (right to buy) · Derivative | 22,051 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001144204-19-031196 · tv523645_4.xml · derivative · entry 3 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,051 shares Expires 2020-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All 22,051 of the options were vested as of August 13, 2015. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 21:02 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | SaleCommon Stock | 22,051 | $54.00 | $1,190,754.00 |
DisclosureSEC source: 0001144204-19-031196 · tv523645_4.xml · nonDerivative · entry 2 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,141 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.02, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 21:02 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Exercise / conversionCommon Stock | 22,051 | $19.00 | $418,969.00 |
DisclosureSEC source: 0001144204-19-031196 · tv523645_4.xml · nonDerivative · entry 1 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 21:01 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Exercise / conversionStock Option (right to buy) · Derivative | 11,789 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001144204-19-030709 · tv523439_form4.xml · derivative · entry 6 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,051 Underlying: Common Stock · 11,789 shares Expires 2020-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All 8,211 and 11,789 of the options were vested as of August 13, 2015. Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 21:01 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | SaleCommon Stock | 11,789 | $54.06 | $637,313.34 |
DisclosureSEC source: 0001144204-19-030709 · tv523439_form4.xml · nonDerivative · entry 4 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,141 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.30, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2). Read SEC document |
| June 11, 2019 Filed Jun 12, 2019 21:01 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Exercise / conversionCommon Stock | 11,789 | $19.00 | $223,991.00 |
DisclosureSEC source: 0001144204-19-030709 · tv523439_form4.xml · nonDerivative · entry 3 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:01 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Exercise / conversionStock Option (right to buy) · Derivative | 8,211 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001144204-19-030709 · tv523439_form4.xml · derivative · entry 5 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,840 Underlying: Common Stock · 8,211 shares Expires 2020-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All 8,211 and 11,789 of the options were vested as of August 13, 2015. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:01 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | SaleCommon Stock | 8,211 | $54.00 | $443,394.00 |
DisclosureSEC source: 0001144204-19-030709 · tv523439_form4.xml · nonDerivative · entry 2 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,141 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.015, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd. ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:01 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Exercise / conversionCommon Stock | 8,211 | $19.00 | $156,009.00 |
DisclosureSEC source: 0001144204-19-030709 · tv523439_form4.xml · nonDerivative · entry 1 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:06 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Tax withholdingCommon Stock | 3,088 | $55.27 | $170,673.76 |
DisclosureSEC source: 0001144204-19-012275 · tv515420_4.xml · nonDerivative · entry 4 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,141 F5 · security: Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 23,536 restricted share units granted to the reporting person on March 1, 2018. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:06 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Tax withholdingCommon Stock | 3,935 | $55.27 | $217,487.45 |
DisclosureSEC source: 0001144204-19-012275 · tv515420_4.xml · nonDerivative · entry 3 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,229 F4 · security: Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 30,000 restricted share units granted to the reporting person on March 1, 2017. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:06 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Tax withholdingCommon Stock | 2,460 | $55.27 | $135,964.20 |
DisclosureSEC source: 0001144204-19-012275 · tv515420_4.xml · nonDerivative · entry 2 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,164 F3 · security: Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 18,750 restricted share units granted to the reporting person on March 1, 2016. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 22:06 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | GrantCommon Stock | 24,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-012275 · tv515420_4.xml · nonDerivative · entry 1 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,624 F1 · security: Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting. F2 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in three equal installments on March 1, 2020, March 1, 2021 and March 1, 2022. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 22:07 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Tax withholdingCommon Stock | 5,903 | $55.57 | $328,029.71 |
DisclosureSEC source: 0001144204-19-011339 · tv514966_form4.xml · nonDerivative · entry 2 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,531 F2 · security: Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 15,000 restricted share units granted to the reporting person on March 1, 2017. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 22:07 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-19-011339 · tv514966_form4.xml · nonDerivative · entry 1 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,434 F1 · security: On March 1, 2017 the reporting person was granted 15,000 restricted share units with respect to the ordinary shares of Norwegian Cruise Line Holdings Ltd. ("NCLH") which vest based on performance hurdles. The Compensation Committee determined that the performance criteria for 2018 was met on February 26, 2019, resulting in the vesting of 15,000 restricted share units. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:01 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Exercise / conversionStock Option (right to buy) · Derivative | 42,000 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001144204-19-010593 · tv514796_form4.xml · derivative · entry 3 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,051 Underlying: Common Stock · 42,000 shares Expires 2020-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 28,914 of the options were vested as of March 4, 2014 and 13,086 of the options were vested as of August 13, 2015. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:01 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | SaleCommon Stock | 42,000 | $55.95 | $2,349,900.00 |
DisclosureSEC source: 0001144204-19-010593 · tv514796_form4.xml · nonDerivative · entry 2 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,434 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.78 to $56.20, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd.'s ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:01 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Exercise / conversionCommon Stock | 42,000 | $19.00 | $798,000.00 |
DisclosureSEC source: 0001144204-19-010593 · tv514796_form4.xml · nonDerivative · entry 1 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 22:01 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Exercise / conversionStock Option (right to buy) · Derivative | 6,500 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001144204-18-064688 · tv509142_form4.xml · derivative · entry 3 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,051 Underlying: Common Stock · 6,500 shares Expires 2020-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All 6,500 of the options were vested as of January 18, 2013. Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 22:01 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | SaleCommon Stock | 6,500 | $48.22 | $313,430.00 |
DisclosureSEC source: 0001144204-18-064688 · tv509142_form4.xml · nonDerivative · entry 2 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,434 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.21 to $48.26, inclusive. The reporting person undertakes to provide to Norwegian Cruise Line Holdings Ltd.'s ("NCLH"), any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1). Read SEC document |
| December 12, 2018 Filed Dec 14, 2018 22:01 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Exercise / conversionCommon Stock | 6,500 | $19.00 | $123,500.00 |
DisclosureSEC source: 0001144204-18-064688 · tv509142_form4.xml · nonDerivative · entry 1 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 21:01 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Tax withholdingCommon Stock | 1,968 | $47.25 | $92,988.00 |
DisclosureSEC source: 0001144204-18-037404 · tv498029_4.xml · nonDerivative · entry 1 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,434 F1 · security: Represents shares withheld by Norwegian Cruise Line Holdings Ltd. to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 15,000 restricted share units granted to the reporting person on September 16, 2016. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:18 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Tax withholdingCommon Stock | 3,964 | $56.77 | $225,036.28 |
DisclosureSEC source: 0001144204-18-012872 · tv487702_form4.xml · nonDerivative · entry 2 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,402 F3 · security: Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of (i) 18,750 restricted share units granted to the reporting person on March 1, 2016 and (ii) 30,000 restricted share units granted to the reporting person on March 1, 2017. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:18 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | GrantCommon Stock | 23,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001144204-18-012872 · tv487702_form4.xml · nonDerivative · entry 1 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 353,366 F1 · security: Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting. F2 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in three equal installments on March 1, 2019, March 1, 2020 and March 1, 2021. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:31 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Tax withholdingCommon Stock | 2,098 | $54.29 | $113,900.42 |
DisclosureSEC source: 0001144204-17-035685 · v470272_form4.xml · nonDerivative · entry 1 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,830 F1 · security: Represents shares withheld by Norwegian Cruise Line Holdings Ltd. to satisfy tax withholding obligations in connection with the vesting of 5,000 restricted share units granted to the reporting person on September 16, 2016. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:07 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Exercise / conversionStock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $19.00 | $0.00 |
DisclosureSEC source: 0001571049-17-002005 · t1700623_x8.xml · derivative · entry 5 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,551 Underlying: Common Stock · 70,000 shares Expires 2020-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: All 70,000 of the options were vested as of January 18, 2013. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:07 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | SaleCommon Stock | 70,000 | $51.12 | $3,578,400.00 |
DisclosureSEC source: 0001571049-17-002005 · t1700623_x8.xml · nonDerivative · entry 4 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,928 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.00 to 51.31, inclusive. The reporting person undertakes to provide to NCLH, any security holder of NCLH, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4). Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:07 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Exercise / conversionCommon Stock | 70,000 | $19.00 | $1,330,000.00 |
DisclosureSEC source: 0001571049-17-002005 · t1700623_x8.xml · nonDerivative · entry 3 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:07 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | Tax withholdingCommon Stock | 2,622 | $51.05 | $133,853.10 |
DisclosureSEC source: 0001571049-17-002005 · t1700623_x8.xml · nonDerivative · entry 2 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 331,928 F3 · security: Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 18,750 restricted share units granted to the reporting person on March 1, 2016. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 22:07 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-17-002005 · t1700623_x8.xml · nonDerivative · entry 1 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,550 F1 · security: Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting. F2 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in three equal installments on March 1, 2018, March 1, 2019 and March 1, 2020. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 20:34 UTC | Norwegian Cruise Line Holdings Ltd. NCLH · Entity 3699 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001571049-16-018321 · t1602228_x3.xml · nonDerivative · entry 1 Stuart Andrew · CIK 0001566953 · Pres. & CEO of NCL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,550 F1 · security: Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting. F2 · shares: Represents a grant of restricted share units under NCLH's Amended and Restated 2013 Performance Incentive Plan. The restricted share units will vest in three equal installments on June 30, 2017, June 30, 2018 and June 30, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.