Last 12 months
Inside the activity.
0 purchase rows · 34 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 15 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 7 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 15, 2018 Filed Oct 17, 2018 20:32 UTC |
Dryden L. DysonDirector
|
GiftCommon Stock | 28,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-004225 · doc1.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054,481 F1 · kind: Gift of shares to the National Geographic Society. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:29 UTC |
FAHEY JOHN M JRDirector
|
GrantCommon Stock | 840 | $14.87 | $12,490.80 |
DisclosureSEC source: 0001567619-18-003512 · doc1.xml · nonDerivative · entry 1 FAHEY JOHN M JR · CIK 0001255402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,480 F1 · price: Shares granted in lieu of cash for Board retainer. Read SEC document |
| September 21, 2018 Filed Sep 28, 2018 20:38 UTC |
EIN MARKDirector · 10% owner
|
GiftCommon Stock | 93,417 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-003277 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Capitol Acquisition Management 2 LLC Disclosed balance after: 3,362,999 F1 · ownership.nature: Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member of Capitol Acquisition Management 2 LLC. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 20:33 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 3,500 | $14.90 | $52,150.00 |
DisclosureSEC source: 0001567619-18-002313 · doc1.xml · nonDerivative · entry 1 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,754 F1 · kind: Shares withheld by Company to satisfy tax liability as a result of the vesting of restricted stock. Read SEC document |
| September 05, 2018 Filed Sep 7, 2018 20:32 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 10,000 | $15.40 | $154,041.00 |
DisclosureSEC source: 0001567619-18-002311 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,607 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.33 to $15.46, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| September 05, 2018 Filed Sep 10, 2018 20:22 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
GiftCommon Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-002362 · doc1.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,373,195 Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 20:32 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
GiftCommon Stock | 13,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-002041 · doc1.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,379,695 Read SEC document |
| August 23, 2018 Filed Aug 23, 2018 20:53 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 9,900 | $15.11 | $149,581.08 |
DisclosureSEC source: 0001567619-18-001731 · doc1.xml · nonDerivative · entry 3 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,607 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.0701 to $15.15, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| August 22, 2018 Filed Aug 23, 2018 20:53 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 100 | $15.20 | $1,520.00 |
DisclosureSEC source: 0001567619-18-001731 · doc1.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,507 Read SEC document |
| August 21, 2018 Filed Aug 23, 2018 20:53 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 10,000 | $15.13 | $151,293.00 |
DisclosureSEC source: 0001567619-18-001731 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,607 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.1000 to $15.1901, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| August 17, 2018 Filed Aug 17, 2018 22:47 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 10,000 | $14.55 | $145,532.00 |
DisclosureSEC source: 0001567619-18-001409 · doc1.xml · nonDerivative · entry 3 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,607 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.50 to $14.6801, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 22:47 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 20,000 | $14.43 | $288,638.00 |
DisclosureSEC source: 0001567619-18-001409 · doc1.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,607 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.2601 to $14.6150, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| August 15, 2018 Filed Aug 17, 2018 22:47 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 10,000 | $14.11 | $141,100.00 |
DisclosureSEC source: 0001567619-18-001409 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,607 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.05 to $14.17, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 00:55 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 12,000 | $13.95 | $167,385.60 |
DisclosureSEC source: 0001567619-18-001158 · doc1.xml · nonDerivative · entry 3 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,607 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.82 to $14.065, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 00:55 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 12,250 | $13.83 | $169,417.50 |
DisclosureSEC source: 0001567619-18-001158 · doc1.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,607 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.76 to $13.915, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 00:55 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 25,750 | $13.87 | $357,167.95 |
DisclosureSEC source: 0001567619-18-001158 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,857 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $13.60 to $14.01, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:23 UTC |
BISNOW MICHAEL ELLIOTTDirector
|
GrantCommon Stock | 5,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-000383 · doc1.xml · nonDerivative · entry 1 BISNOW MICHAEL ELLIOTT · CIK 0001726313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,945 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2019, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:31 UTC |
Reynolds Catherine BDirector
|
GrantCommon Stock | 5,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-000396 · doc1.xml · nonDerivative · entry 1 Reynolds Catherine B · CIK 0001292209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,684 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2019, subject to the Reporting Person's continued service with the Company on the vesting date. F1 · shares: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2019, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:27 UTC |
EIN MARKDirector · 10% owner
|
GrantCommon Stock | 5,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-000388 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,480 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2019, subject to the Reporting Person's continued service with the Company on the vesting date. F1 · shares: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2019, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 16:22 UTC |
ARONSON BERNARD WDirector
|
GrantCommon Stock | 5,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-000380 · doc1.xml · nonDerivative · entry 1 ARONSON BERNARD W · CIK 0001227370 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,480 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2019, subject to the Reporting Person's continued service with the Company on the vesting date. F1 · shares: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2019, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:28 UTC |
FAHEY JOHN M JRDirector
|
GrantCommon Stock | 5,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-000391 · doc1.xml · nonDerivative · entry 1 FAHEY JOHN M JR · CIK 0001255402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,640 F1 · kind: Restricted stock units granted under the 2015 Long-Term Incentive Plan. The restricted stock units vest in full on August 8, 2019, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 16:30 UTC |
Hanrahan Daniel JDirector
|
GrantCommon Stock | 5,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-000393 · doc1.xml · nonDerivative · entry 1 Hanrahan Daniel J · CIK 0001319154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,591 F1 · kind: Restricted Stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2019, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:26 UTC |
Dryden L. DysonDirector
|
GrantCommon Stock | 5,522 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-000385 · doc1.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,082,731 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2019, subject to the Reporting Person's continued service with the Company on the vesting date. F1 · shares: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2019, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 18:29 UTC |
FAHEY JOHN M JRDirector
|
GrantCommon Stock | 943 | $13.25 | $12,494.75 |
DisclosureSEC source: 0001140361-18-031199 · doc1.xml · nonDerivative · entry 1 FAHEY JOHN M JR · CIK 0001255402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,901 F1 · price: Shares granted in lieu of cash for Board retainer. Read SEC document |
| May 30, 2018 Filed May 31, 2018 21:09 UTC |
BRESSLER BENJAMINPresident of Natural Habitat
|
SaleCommon Stock | 26,583 | $12.15 | $322,898.38 |
DisclosureSEC source: 0001140361-18-026574 · doc1.xml · nonDerivative · entry 2 BRESSLER BENJAMIN · CIK 0001674110 · President of Natural Habitat 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,106 F1 · kind: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.08 to $12.28, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| May 29, 2018 Filed May 31, 2018 21:09 UTC |
BRESSLER BENJAMINPresident of Natural Habitat
|
SaleCommon Stock | 39,468 | $12.22 | $482,176.61 |
DisclosureSEC source: 0001140361-18-026574 · doc1.xml · nonDerivative · entry 1 BRESSLER BENJAMIN · CIK 0001674110 · President of Natural Habitat 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,689 F1 · kind: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.12 to $12.52, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| May 26, 2018 Filed May 29, 2018 17:48 UTC |
AUERBACH PHILIPChief Commercial Officer
|
Tax withholdingCommon Stock | 8,600 | $12.50 | $107,500.00 |
DisclosureSEC source: 0001140361-18-026073 · doc1.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,722 Read SEC document |
| May 11, 2018 Filed May 14, 2018 20:32 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 10,000 | $11.63 | $116,324.00 |
DisclosureSEC source: 0001140361-18-023354 · doc1.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,607 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.47 to $11.98, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:32 UTC |
Byus TreyChief Expedition Officer
|
SaleCommon Stock | 15,000 | $11.47 | $171,982.50 |
DisclosureSEC source: 0001140361-18-023354 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,607 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.44 to $11.50, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| April 11, 2018 Filed Apr 19, 2018 21:31 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-019083 · doc1.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,392,895 Read SEC document |
| April 03, 2018 Filed Apr 10, 2018 20:52 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018033 · doc1.xml · derivative · entry 4 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,881 Underlying: Common Stock · 7,440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| April 03, 2018 Filed Apr 10, 2018 20:52 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 2,489 | $10.27 | $25,562.03 |
DisclosureSEC source: 0001140361-18-018033 · doc1.xml · nonDerivative · entry 2 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,254 Read SEC document |
| April 03, 2018 Filed Apr 10, 2018 20:52 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Exercise / conversionCommon Stock | 7,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018033 · doc1.xml · nonDerivative · entry 1 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2018 Filed Apr 10, 2018 16:50 UTC |
AUERBACH PHILIPChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018031 · doc1.xml · derivative · entry 4 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,881 Underlying: Common Stock · 7,440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| April 03, 2018 Filed Apr 10, 2018 16:50 UTC |
AUERBACH PHILIPChief Commercial Officer
|
Tax withholdingCommon Stock | 2,800 | $10.27 | $28,756.00 |
DisclosureSEC source: 0001140361-18-018031 · doc1.xml · nonDerivative · entry 2 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,322 Read SEC document |
| April 03, 2018 Filed Apr 10, 2018 16:50 UTC |
AUERBACH PHILIPChief Commercial Officer
|
Exercise / conversionCommon Stock | 7,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018031 · doc1.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2018 Filed Apr 10, 2018 20:55 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 13,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018038 · doc1.xml · derivative · entry 4 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,902 Underlying: Common Stock · 13,951 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| April 03, 2018 Filed Apr 10, 2018 20:55 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Tax withholdingCommon Stock | 5,333 | $10.27 | $54,769.91 |
DisclosureSEC source: 0001140361-18-018038 · doc1.xml · nonDerivative · entry 2 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,402,895 Read SEC document |
| April 03, 2018 Filed Apr 10, 2018 20:55 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Exercise / conversionCommon Stock | 13,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018038 · doc1.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,408,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2018 Filed Apr 10, 2018 20:53 UTC |
Byus TreyChief Expedition Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018035 · doc1.xml · derivative · entry 4 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,231 Underlying: Common Stock · 5,115 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F3 · derivative.exercise_date: The restricted Stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company. F3 · derivative.expiration_date: The restricted Stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company. Read SEC document |
| April 03, 2018 Filed Apr 10, 2018 20:53 UTC |
Byus TreyChief Expedition Officer
|
Tax withholdingCommon Stock | 1,982 | $10.27 | $20,355.14 |
DisclosureSEC source: 0001140361-18-018035 · doc1.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,607 Read SEC document |
| April 03, 2018 Filed Apr 10, 2018 20:53 UTC |
Byus TreyChief Expedition Officer
|
Exercise / conversionCommon Stock | 5,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018035 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2018 Filed Apr 19, 2018 21:30 UTC Amendment |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 13,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-019082 · doc1.xml · derivative · entry 4 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,902 Underlying: Common Stock · 13,951 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| April 03, 2018 Filed Apr 19, 2018 21:30 UTC Amendment |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Tax withholdingCommon Stock | 5,333 | $10.27 | $54,769.91 |
DisclosureSEC source: 0001140361-18-019082 · doc1.xml · nonDerivative · entry 2 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,402,895 Read SEC document |
| April 03, 2018 Filed Apr 19, 2018 21:30 UTC Amendment |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Exercise / conversionCommon Stock | 13,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-019082 · doc1.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,408,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2018 Filed Jul 5, 2018 20:34 UTC |
FAHEY JOHN M JRDirector
|
GrantCommon Stock | 1,217 | $10.27 | $12,498.59 |
DisclosureSEC source: 0001140361-18-031657 · doc1.xml · nonDerivative · entry 1 FAHEY JOHN M JR · CIK 0001255402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,118 F1 · price: Shares granted in lieu of cash for Board retainer. F2 · balance_after: Total shares owned on filing date of Form 4. Read SEC document |
| March 30, 2018 Filed Apr 10, 2018 20:52 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 19,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018033 · doc1.xml · derivative · entry 3 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,474 Underlying: Common Stock · 19,474 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 30, 2018 Filed Apr 10, 2018 16:50 UTC |
AUERBACH PHILIPChief Commercial Officer
|
GrantRestricted Stock Units · Derivative | 19,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018031 · doc1.xml · derivative · entry 3 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,474 Underlying: Common Stock · 19,474 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 30, 2018 Filed Apr 10, 2018 20:55 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
GrantRestricted Stock Units · Derivative | 37,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018038 · doc1.xml · derivative · entry 3 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,610 Underlying: Common Stock · 37,610 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 30, 2018 Filed Apr 10, 2018 20:53 UTC |
Byus TreyChief Expedition Officer
|
GrantRestricted Stock Units · Derivative | 13,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-018035 · doc1.xml · derivative · entry 3 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,389 Underlying: Common Stock · 13,389 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.