Last 12 months
Inside the activity.
0 purchase rows · 34 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 15 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 7 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2020 Filed Oct 2, 2020 21:05 UTC |
Smith, Jr. Thomas S.Director
|
GrantCommon Stock | 3,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017503 · doc1.xml · nonDerivative · entry 1 Smith, Jr. Thomas S. · CIK 0001601765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,671 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on September 30, 2021, subject to the Reporting Person's continued service with the Company on the vesting date Read SEC document |
| September 06, 2020 Filed Sep 15, 2020 21:18 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 3,397 | $11.64 | $39,541.08 |
DisclosureSEC source: 0001567619-20-016749 · doc1.xml · nonDerivative · entry 1 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,124 F1 · kind: Shares withheld by Company to satisfy tax liability as a result of the vesting of restricted stock. Read SEC document |
| September 04, 2020 Filed Sep 4, 2020 21:10 UTC |
Smith, Jr. Thomas S.Director
|
PurchaseCommon Stock | 338 | $11.42 | $3,859.96 |
DisclosureSEC source: 0001567619-20-016495 · doc1.xml · nonDerivative · entry 2 Smith, Jr. Thomas S. · CIK 0001601765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,322 F2 · price: This transaction was executed in multiple trades at prices ranging from $11.2381 to $11.5897. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 03, 2020 Filed Sep 4, 2020 21:10 UTC |
Smith, Jr. Thomas S.Director
|
PurchaseCommon Stock | 214,952 | $11.07 | $2,379,518.64 |
DisclosureSEC source: 0001567619-20-016495 · doc1.xml · nonDerivative · entry 1 Smith, Jr. Thomas S. · CIK 0001601765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,984 F1 · price: This transaction was executed in multiple trades at prices ranging from $10.33 to $11.38. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 20:16 UTC |
Smith, Jr. Thomas S.Director
|
PurchaseCommon Stock | 54,500 | $10.14 | $552,630.00 |
DisclosureSEC source: 0001567619-20-016417 · doc1.xml · nonDerivative · entry 1 Smith, Jr. Thomas S. · CIK 0001601765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,032 F1 · price: This transaction was executed in multiple trades at prices ranging from $9.89 to $10.29. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 08, 2020 Filed Aug 11, 2020 20:15 UTC |
FARRELL SARAH EDirector
|
GrantCommon Stock, par value $0.0001 per share | 3,532 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-20-002957 · ownership.xml · nonDerivative · entry 1 Farrell Sarah E. · CIK 0001808740 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,532 F1 · kind: Restricted stock units granted under the 2015 Long-Term Incentive Plan. The restricted stock units vest in full on August 8, 2021, subject to the Reporting Person's continued service with the Issuer on the vesting date. Read SEC document |
| August 08, 2020 Filed Aug 11, 2020 20:54 UTC |
BISNOW MICHAEL ELLIOTTDirector
|
GrantCommon Stock | 3,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-014754 · doc1.xml · nonDerivative · entry 1 BISNOW MICHAEL ELLIOTT · CIK 0001726313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,428 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2021, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| August 08, 2020 Filed Aug 11, 2020 20:55 UTC |
Reynolds Catherine BDirector
|
GrantCommon Stock | 3,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-014756 · doc1.xml · nonDerivative · entry 1 Reynolds Catherine B · CIK 0001292209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,167 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2021, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| August 08, 2020 Filed Aug 11, 2020 20:48 UTC |
EIN MARKDirector · 10% owner
|
GrantCommon Stock | 3,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-014750 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,675 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2021, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| August 08, 2020 Filed Aug 11, 2020 20:41 UTC |
FAHEY JOHN M JRDirector
|
GrantCommon Stock | 3,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-014746 · doc1.xml · nonDerivative · entry 1 FAHEY JOHN M JR · CIK 0001255402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,963 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2021, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| August 08, 2020 Filed Aug 11, 2020 16:57 UTC |
Hanrahan Daniel JDirector
|
GrantCommon Stock | 3,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-014758 · doc1.xml · nonDerivative · entry 1 Hanrahan Daniel J · CIK 0001319154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,074 F1 · kind: Restricted stock units granted under the 2015 Long-Term Incentive Plan. The restricted stock units vest in full on August 8, 2021, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| August 08, 2020 Filed Aug 11, 2020 20:44 UTC |
Dryden L. DysonDirector
|
GrantCommon Stock | 3,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-014748 · doc1.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,185,897 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2021, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| August 08, 2020 Filed Aug 11, 2020 20:35 UTC |
Smith, Jr. Thomas S.Director
|
GrantCommon Stock | 3,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-014744 · doc1.xml · nonDerivative · entry 1 Smith, Jr. Thomas S. · CIK 0001601765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,532 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2021, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| June 30, 2020 Filed Jul 8, 2020 20:18 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
GrantCommon Stock | 6,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013068 · doc1.xml · nonDerivative · entry 2 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,251 F1 · kind: Restricted stock units vest one-third annually on each of March 31, 2021, 2022 and 2023, subject to continued service. Read SEC document |
| June 30, 2020 Filed Jul 8, 2020 16:14 UTC |
AUERBACH PHILIPChief Commercial Officer
|
GrantCommon Stock | 6,671 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013062 · doc1.xml · nonDerivative · entry 2 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,615 F1 · kind: Restricted stock units vest one-third annually on each of March 31, 2021, 2022 and 2023, subject to continued service. Read SEC document |
| June 30, 2020 Filed Jul 8, 2020 20:20 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
GrantCommon Stock | 12,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013070 · doc1.xml · nonDerivative · entry 2 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,561,011 F1 · kind: Restricted stock units vest one-third annually on each of March 31, 2021, 2022 and 2023, subject to continued service. Read SEC document |
| June 30, 2020 Filed Jul 8, 2020 20:16 UTC |
Byus TreyChief Expedition Officer
|
GrantCommon Stock | 4,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013065 · doc1.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,689 F1 · kind: Restricted Stock units vest one-third annually on each of March 31, 2021, 2022 and 2023, subject to continued service. Read SEC document |
| May 26, 2020 Filed Jun 11, 2020 16:24 UTC |
AUERBACH PHILIPChief Commercial Officer
|
Tax withholdingCommon Stock | 8,600 | $7.75 | $66,650.00 |
DisclosureSEC source: 0001567619-20-012012 · doc1.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,594 Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 20:25 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007655 · doc1.xml · derivative · entry 6 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 20:25 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 4,200 | $3.70 | $15,540.00 |
DisclosureSEC source: 0001567619-20-007655 · doc1.xml · nonDerivative · entry 4 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,230 Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 20:25 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
GrantCommon Stock | 12,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007655 · doc1.xml · nonDerivative · entry 3 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,430 Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 20:25 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 2,461 | $3.70 | $9,105.70 |
DisclosureSEC source: 0001567619-20-007655 · doc1.xml · nonDerivative · entry 2 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,932 Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 20:25 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Exercise / conversionCommon Stock | 7,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007655 · doc1.xml · nonDerivative · entry 1 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 16:21 UTC |
AUERBACH PHILIPChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007653 · doc1.xml · derivative · entry 6 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 16:21 UTC |
AUERBACH PHILIPChief Commercial Officer
|
Tax withholdingCommon Stock | 4,731 | $3.70 | $17,504.70 |
DisclosureSEC source: 0001567619-20-007653 · doc1.xml · nonDerivative · entry 4 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,194 Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 16:21 UTC |
AUERBACH PHILIPChief Commercial Officer
|
GrantCommon Stock | 12,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007653 · doc1.xml · nonDerivative · entry 3 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,925 Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 16:21 UTC |
AUERBACH PHILIPChief Commercial Officer
|
Tax withholdingCommon Stock | 2,777 | $3.70 | $10,274.90 |
DisclosureSEC source: 0001567619-20-007653 · doc1.xml · nonDerivative · entry 2 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,427 Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 16:21 UTC |
AUERBACH PHILIPChief Commercial Officer
|
Exercise / conversionCommon Stock | 7,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007653 · doc1.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 20:26 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 13,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007656 · doc1.xml · derivative · entry 6 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,951 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash. F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 20:26 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Tax withholdingCommon Stock | 8,957 | $3.70 | $33,140.90 |
DisclosureSEC source: 0001567619-20-007656 · doc1.xml · nonDerivative · entry 4 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,525,347 Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 20:26 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
GrantCommon Stock | 23,434 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007656 · doc1.xml · nonDerivative · entry 3 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,534,304 Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 20:26 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Tax withholdingCommon Stock | 5,333 | $3.70 | $19,732.10 |
DisclosureSEC source: 0001567619-20-007656 · doc1.xml · nonDerivative · entry 2 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,510,870 Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 20:26 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Exercise / conversionCommon Stock | 13,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007656 · doc1.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,516,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 20:24 UTC |
Byus TreyChief Expedition Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007654 · doc1.xml · derivative · entry 6 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,115 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continuing employment or service with the Company. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continuing employment or service with the Company. Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 20:24 UTC |
Byus TreyChief Expedition Officer
|
Tax withholdingCommon Stock | 2,290 | $3.70 | $8,473.00 |
DisclosureSEC source: 0001567619-20-007654 · doc1.xml · nonDerivative · entry 4 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,612 Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 20:24 UTC |
Byus TreyChief Expedition Officer
|
GrantCommon Stock | 8,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007654 · doc1.xml · nonDerivative · entry 3 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,902 Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 20:24 UTC |
Byus TreyChief Expedition Officer
|
Tax withholdingCommon Stock | 1,517 | $3.70 | $5,612.90 |
DisclosureSEC source: 0001567619-20-007654 · doc1.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,310 Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 20:24 UTC |
Byus TreyChief Expedition Officer
|
Exercise / conversionCommon Stock | 5,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007654 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 20:19 UTC Amendment |
FELENSTEIN CRAIGChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013069 · doc1.xml · derivative · entry 6 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F6 · date: Amendment is filed solely to correct the dates of the transactions listed herein. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 20:19 UTC Amendment |
FELENSTEIN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 4,200 | $3.70 | $15,540.00 |
DisclosureSEC source: 0001567619-20-013069 · doc1.xml · nonDerivative · entry 4 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,230 F6 · date: Amendment is filed solely to correct the dates of the transactions listed herein. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 20:19 UTC Amendment |
FELENSTEIN CRAIGChief Financial Officer
|
GrantCommon Stock | 12,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013069 · doc1.xml · nonDerivative · entry 3 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,430 F6 · date: Amendment is filed solely to correct the dates of the transactions listed herein. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 20:19 UTC Amendment |
FELENSTEIN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 2,461 | $3.70 | $9,105.70 |
DisclosureSEC source: 0001567619-20-013069 · doc1.xml · nonDerivative · entry 2 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,932 F6 · date: Amendment is filed solely to correct the dates of the transactions listed herein. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 20:19 UTC Amendment |
FELENSTEIN CRAIGChief Financial Officer
|
Exercise / conversionCommon Stock | 7,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013069 · doc1.xml · nonDerivative · entry 1 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · date: Amendment is filed solely to correct the dates of the transactions listed herein. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 16:15 UTC Amendment |
AUERBACH PHILIPChief Commercial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 7,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013063 · doc1.xml · derivative · entry 6 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive one share of common stock or an equivalent amount of cash. F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein. F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 16:15 UTC Amendment |
AUERBACH PHILIPChief Commercial Officer
|
Tax withholdingCommon Stock | 4,731 | $3.70 | $17,504.70 |
DisclosureSEC source: 0001567619-20-013063 · doc1.xml · nonDerivative · entry 4 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,194 F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 16:15 UTC Amendment |
AUERBACH PHILIPChief Commercial Officer
|
GrantCommon Stock | 12,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013063 · doc1.xml · nonDerivative · entry 3 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,925 F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 16:15 UTC Amendment |
AUERBACH PHILIPChief Commercial Officer
|
Tax withholdingCommon Stock | 2,777 | $3.70 | $10,274.90 |
DisclosureSEC source: 0001567619-20-013063 · doc1.xml · nonDerivative · entry 2 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,427 F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 16:15 UTC Amendment |
AUERBACH PHILIPChief Commercial Officer
|
Exercise / conversionCommon Stock | 7,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013063 · doc1.xml · nonDerivative · entry 1 AUERBACH PHILIP · CIK 0001674494 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 20:21 UTC Amendment |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 13,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013071 · doc1.xml · derivative · entry 6 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,951 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash. F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein. F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning April 3, 2018, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| April 03, 2020 Filed Jul 8, 2020 20:21 UTC Amendment |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Tax withholdingCommon Stock | 8,957 | $3.70 | $33,140.90 |
DisclosureSEC source: 0001567619-20-013071 · doc1.xml · nonDerivative · entry 4 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,525,347 F5 · date: Amendment is filed solely to correct the dates of the transactions listed herein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.