Last 12 months
Inside the activity.
0 purchase rows · 34 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 15 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 0 | 2 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 7 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 30, 2021 Filed Apr 5, 2021 18:52 UTC Amendment |
Byus TreyChief Expedition Officer
|
Tax withholdingCommon Stock | 1,087 | $19.15 | $20,816.05 |
DisclosureSEC source: 0001567619-21-007598 · doc1.xml · nonDerivative · entry 4 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,103 Read SEC document |
| March 30, 2021 Filed Apr 5, 2021 18:52 UTC Amendment |
Byus TreyChief Expedition Officer
|
Exercise / conversionCommon Stock | 4,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007598 · doc1.xml · nonDerivative · entry 3 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2021 Filed Apr 5, 2021 18:45 UTC Amendment |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 12,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007594 · doc1.xml · derivative · entry 7 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,171 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 30, 2021 Filed Apr 5, 2021 18:45 UTC Amendment |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Tax withholdingCommon Stock | 11,762 | $19.15 | $225,242.30 |
DisclosureSEC source: 0001567619-21-007594 · doc1.xml · nonDerivative · entry 6 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,705,708 Read SEC document |
| March 30, 2021 Filed Apr 5, 2021 18:45 UTC Amendment |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
GrantCommon Stock | 22,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007594 · doc1.xml · nonDerivative · entry 5 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,717,470 Read SEC document |
| March 30, 2021 Filed Apr 5, 2021 18:45 UTC Amendment |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Tax withholdingCommon Stock | 6,478 | $19.15 | $124,053.70 |
DisclosureSEC source: 0001567619-21-007594 · doc1.xml · nonDerivative · entry 4 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,695,370 Read SEC document |
| March 30, 2021 Filed Apr 5, 2021 18:45 UTC Amendment |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Exercise / conversionCommon Stock | 12,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007594 · doc1.xml · nonDerivative · entry 3 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,701,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:27 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007300 · doc1.xml · derivative · entry 9 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,503 Underlying: Common Stock · 4,502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F4 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F4 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:27 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 1,097 | $17.79 | $19,515.63 |
DisclosureSEC source: 0001567619-21-007300 · doc1.xml · nonDerivative · entry 2 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,448 Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:27 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
Exercise / conversionCommon Stock | 4,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007300 · doc1.xml · nonDerivative · entry 1 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:30 UTC |
Byus TreyChief Expedition Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007302 · doc1.xml · derivative · entry 8 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,096 Underlying: Common Stock · 3,095 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash. F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:30 UTC |
Byus TreyChief Expedition Officer
|
Tax withholdingCommon Stock | 815 | $17.79 | $14,498.85 |
DisclosureSEC source: 0001567619-21-007302 · doc1.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,745 Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:30 UTC |
Byus TreyChief Expedition Officer
|
Exercise / conversionCommon Stock | 3,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007302 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:25 UTC |
Lindblad Sven-OlofDirector · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 8,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007298 · doc1.xml · derivative · entry 8 Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,443 Underlying: Common Stock · 8,442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash. F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:25 UTC |
Lindblad Sven-OlofDirector · 10% owner
|
Tax withholdingCommon Stock | 2,684 | $17.79 | $47,748.36 |
DisclosureSEC source: 0001567619-21-007298 · doc1.xml · nonDerivative · entry 2 Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,690,490 Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:25 UTC |
Lindblad Sven-OlofDirector · 10% owner
|
Exercise / conversionCommon Stock | 8,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007298 · doc1.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,693,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2021 Filed Apr 5, 2021 18:49 UTC Amendment |
FELENSTEIN CRAIGChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 4,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007596 · doc1.xml · derivative · entry 9 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,503 Underlying: Common Stock · 4,502 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash. F4 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F4 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 29, 2021 Filed Apr 5, 2021 18:49 UTC Amendment |
FELENSTEIN CRAIGChief Financial Officer
|
Tax withholdingCommon Stock | 1,530 | $17.79 | $27,218.70 |
DisclosureSEC source: 0001567619-21-007596 · doc1.xml · nonDerivative · entry 2 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,015 Read SEC document |
| March 29, 2021 Filed Apr 5, 2021 18:49 UTC Amendment |
FELENSTEIN CRAIGChief Financial Officer
|
Exercise / conversionCommon Stock | 4,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007596 · doc1.xml · nonDerivative · entry 1 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2021 Filed Apr 5, 2021 18:52 UTC Amendment |
Byus TreyChief Expedition Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 3,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007598 · doc1.xml · derivative · entry 8 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,096 Underlying: Common Stock · 3,095 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash. F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 29, 2021 Filed Apr 5, 2021 18:52 UTC Amendment |
Byus TreyChief Expedition Officer
|
Tax withholdingCommon Stock | 833 | $17.79 | $14,819.07 |
DisclosureSEC source: 0001567619-21-007598 · doc1.xml · nonDerivative · entry 2 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,727 Read SEC document |
| March 29, 2021 Filed Apr 5, 2021 18:52 UTC Amendment |
Byus TreyChief Expedition Officer
|
Exercise / conversionCommon Stock | 3,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007598 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2021 Filed Apr 5, 2021 18:45 UTC Amendment |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 8,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007594 · doc1.xml · derivative · entry 8 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,443 Underlying: Common Stock · 8,442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash. F3 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| March 29, 2021 Filed Apr 5, 2021 18:45 UTC Amendment |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Tax withholdingCommon Stock | 3,497 | $17.79 | $62,211.63 |
DisclosureSEC source: 0001567619-21-007594 · doc1.xml · nonDerivative · entry 2 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,689,677 Read SEC document |
| March 29, 2021 Filed Apr 5, 2021 18:45 UTC Amendment |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
Exercise / conversionCommon Stock | 8,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007594 · doc1.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,693,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2021 Filed Aug 10, 2021 20:28 UTC |
Lindblad Sven-OlofDirector · 10% owner
|
Exercise / conversionRestricted Stock Units · Derivative | 8,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-014909 · doc1.xml · derivative · entry 2 Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,443 Underlying: Common Stock · 8,442 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents award of restricted stock units vesting annually on March 31, 2022, 2023 and 2024, subject to continued service. F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:39 UTC |
Reynolds Catherine BDirector
|
GrantCommon Stock | 1,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000292 · doc1.xml · nonDerivative · entry 1 Reynolds Catherine B · CIK 0001292209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,161 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2021, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:31 UTC |
FARRELL SARAH EDirector
|
GrantCommon Stock, par value $0.0001 per share | 1,645 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-21-000029 · ownership.xml · nonDerivative · entry 1 FARRELL SARAH E · CIK 0001808740 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,526 F1 · kind: Restricted stock units granted under the 2015 Long-Term Incentive Plan. The restricted stock units vest in full on December 31, 2021, subject to the Reporting Person's continued service with the Issuer on the vesting date. The Reporting Person is deemed to hold the award for the benefit of Inclusive Capital Partners Spring Master Fund, L.P. ("In-Cap Spring Master Fund") and indirectly for Inclusive Capital Partners, L.P. and may transfer the award directly to In-Cap Spring Master Fund. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:20 UTC |
BISNOW MICHAEL ELLIOTTDirector
|
GrantCommon Stock | 1,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000273 · doc1.xml · nonDerivative · entry 1 BISNOW MICHAEL ELLIOTT · CIK 0001726313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,422 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2021, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:14 UTC |
EIN MARKDirector · 10% owner
|
GrantCommon Stock | 1,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000251 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,669 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2021, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:36 UTC |
FAHEY JOHN M JRDirector
|
GrantCommon Stock | 1,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000290 · doc1.xml · nonDerivative · entry 1 FAHEY JOHN M JR · CIK 0001255402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,957 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2021, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 16:25 UTC |
Hanrahan Daniel JDirector
|
GrantCommon Stock | 1,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000284 · doc1.xml · nonDerivative · entry 1 Hanrahan Daniel J · CIK 0001319154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,719 F1 · kind: Restricted stock units granted under the 2015 Long-Term Incentive Plan. The restricted stock units vest in full on August 8, 2021, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 22:01 UTC |
Smith, Jr. Thomas S.Director
|
GrantCommon Stock | 1,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000310 · doc1.xml · nonDerivative · entry 1 Smith, Jr. Thomas S. · CIK 0001601765 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,316 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2021, subject to the Reporting Person's continued service with the Company on the vesting date Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 21:32 UTC |
Dryden L. DysonDirector
|
GrantCommon Stock | 1,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-000288 · doc1.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,190,891 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on August 8, 2021, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:14 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
GrantCommon Stock | 53,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-021553 · doc1.xml · nonDerivative · entry 1 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,043 F1 · kind: Restricted stock units vest 20% annually on each of December 21, 2021, 2022, 2023, 2024 and 2025, subject to continued service and other non-performance conditions. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:20 UTC |
Byus TreyChief Expedition Officer
|
GrantCommon Stock | 97,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-021556 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,465 F1 · kind: Restricted stock units vest 20% annually on each of December 21, 2021, 2022, 2023, 2024 and 2025, subject to continued service and other non-performance conditions. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 21:09 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
GrantCommon Stock | 78,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-021550 · doc1.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,684,732 F1 · kind: Restricted stock units vest 20% annually on each of December 21, 2021, 2022, 2023, 2024 and 2025, subject to continued service and other non-performance conditions. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 17:33 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-020847 · doc1.xml · nonDerivative · entry 1 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,331 F1 · kind: Restricted stock units vest 25% annually on each of December 9, 2021, 2022, 2023 and 2024, subject to continued service. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:35 UTC |
Goodman DavidChief Commercial and Marketing
|
GrantStock Options · Derivative | 310,000 | $10.84 Strike: $10.84 | $3,360,400.00 |
DisclosureSEC source: 0001567619-20-019577 · doc1.xml · derivative · entry 2 Goodman David · CIK 0001643902 · Chief Commercial and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,000 Underlying: Common Stock · 310,000 shares Expires 2030-11-11 F1 · security: Securities acquired in connection with the Reporting Person's hiring as Chief Commercial and Marketing Officer by the Company. F3 · derivative.exercise_date: Grant of options to purchase shares of the Company's common stock that will vest in four equal annual installments beginning on November 9, 2021, subject to the Reporting Person's continued employment by the Company on such dates. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:35 UTC |
Goodman DavidChief Commercial and Marketing
|
GrantRestrict Stock Units | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-019577 · doc1.xml · nonDerivative · entry 1 Goodman David · CIK 0001643902 · Chief Commercial and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 F1 · security: Securities acquired in connection with the Reporting Person's hiring as Chief Commercial and Marketing Officer by the Company. F2 · acquired: Each restricted stock unit represents the right to receive one share of the Company's common stock and will vest in four equal annual installments beginning on November 9, 2021, subject to the Reporting Person's continued employment by the Company on such dates. Read SEC document |
| November 09, 2020 Filed Nov 9, 2020 21:50 UTC |
BRESSLER BENJAMINPresident of Natural Habitat
|
SaleCommon Stock | 66,055 | $10.10 | $667,155.50 |
DisclosureSEC source: 0001567619-20-018934 · doc1.xml · nonDerivative · entry 1 BRESSLER BENJAMIN · CIK 0001674110 · President of Natural Habitat 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,500 F1 · kind: Represents shares sold pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.00 to $10.22, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| September 30, 2020 Filed Oct 3, 2020 00:21 UTC |
FARRELL SARAH EDirector
|
GrantCommon Stock, par value $0.0001 per share | 3,349 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-20-003500 · ownership.xml · nonDerivative · entry 1 FARRELL SARAH E · CIK 0001808740 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,881 F1 · kind: Restricted stock units granted under the 2015 Long-Term Incentive Plan. The restricted stock units vest in full on September 30, 2021, subject to the Reporting Person's continued service with the Issuer on the vesting date. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:11 UTC |
BISNOW MICHAEL ELLIOTTDirector
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GrantCommon Stock | 3,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017515 · doc1.xml · nonDerivative · entry 1 BISNOW MICHAEL ELLIOTT · CIK 0001726313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,777 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on September 30, 2021, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 23:00 UTC |
FELENSTEIN CRAIGChief Financial Officer
|
GrantCommon Stock | 24,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017528 · doc1.xml · nonDerivative · entry 1 FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,331 F1 · kind: Represents performance stock units subject to forfeiture or adjustment. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:08 UTC |
Reynolds Catherine BDirector
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GrantCommon Stock | 3,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017510 · doc1.xml · nonDerivative · entry 1 Reynolds Catherine B · CIK 0001292209 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,516 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on September 30, 2021, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:17 UTC |
EIN MARKDirector · 10% owner
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GrantCommon Stock | 3,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017519 · doc1.xml · nonDerivative · entry 1 EIN MARK · CIK 0001246840 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,024 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on September 30, 2021, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:14 UTC |
FAHEY JOHN M JRDirector
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GrantCommon Stock | 3,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017517 · doc1.xml · nonDerivative · entry 1 FAHEY JOHN M JR · CIK 0001255402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,312 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on September 30, 2021, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:58 UTC |
Byus TreyChief Expedition Officer
|
GrantCommon Stock | 16,642 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017526 · doc1.xml · nonDerivative · entry 1 Byus Trey · CIK 0001639447 · Chief Expedition Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,331 F1 · kind: Represents performance stock units subject to forfeiture or adjustment. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 22:57 UTC |
Lindblad Sven-OlofDirector · CEO, President · 10% owner
|
GrantCommon Stock | 45,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017524 · doc1.xml · nonDerivative · entry 1 Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,606,399 F1 · kind: Represents performance stock units subject to forfeiture or adjustment. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:10 UTC |
Dryden L. DysonDirector
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GrantCommon Stock | 3,349 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-017513 · doc1.xml · nonDerivative · entry 1 Dryden L. Dyson · CIK 0001574445 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,189,246 F1 · kind: Restricted stock granted under the 2015 Long-Term Incentive Plan. The restricted stock vests in full on September 30, 2021, subject to the Reporting Person's continued service with the Company on the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.