Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LINDBLAD EXPEDITIONS HOLDINGS, INC.LIND · Entity 1943 | Chief Commercial and Marketing | November 16, 2021 | April 04, 2022 |
| SOTHEBYSBID · Entity 154560 | EVP, Digital Dev & Marketing | March 05, 2019 | March 06, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LINDBLAD EXPEDITIONS HOLDINGS, INC.
Report date November 16, 2021 · Filed April 04, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 155,583 |
Ending reported balance
After 2022-03-31 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2021-11-16 · Grant · Acquired 16,409 · Balance 128,895 F1: Represents award of restricted stock units vesting annually on December 21, 2022, 2023, and 2024; subject to continued service. Row 2 · 2022-03-31 · Grant · Acquired 14,092 · Balance 142,987 F2: Represents award of restricted stock units vesting annually on March 31, 2023, 2024 and 2025, subject to continued service. Row 3 · 2022-03-31 · Grant · Acquired 14,092 · Balance 157,079 F3: Represents market based equity incentive awards subject to forfeiture and vesting. Row 4 · 2022-03-31 · Tax withholding · Disposed 1,496 · Balance 155,583 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $10.84 · Expires 2030-11-11 | Direct | 310,000 |
Reported balance
Holding disclosure · report date 2021-11-16 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 310,000 F4: Grant of options to purchase shares of the Company's common stock that will vest in four equal annual installments beginning on November 9, 2021, subject to the Reporting Person's continued employment by the Company on such dates. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents award of restricted stock units vesting annually on December 21, 2022, 2023, and 2024; subject to continued service.
F2: Represents award of restricted stock units vesting annually on March 31, 2023, 2024 and 2025, subject to continued service.
F3: Represents market based equity incentive awards subject to forfeiture and vesting.
F4: Grant of options to purchase shares of the Company's common stock that will vest in four equal annual installments beginning on November 9, 2021, subject to the Reporting Person's continued employment by the Company on such dates.
SOTHEBYS
Report date March 05, 2019 · Filed March 06, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,730 |
Ending reported balance
After 2019-03-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-03-05 · Grant · Acquired 25,703 · Balance 33,659 F1: Performance share units that have vested and are settled in common stock as a result of the achievement of all or partial financial target. Row 2 · 2019-03-05 · Exercise / conversion · Acquired 5,860 · Balance 39,519 F2: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments. Row 3 · 2019-03-05 · Tax withholding · Disposed 14,789 · Balance 24,730 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 17,870 |
Reported balance
After 2019-03-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-03-05 · Exercise / conversion · Disposed 5,860 · Balance 17,870 F2: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments. |
Filing footnotes · ownership attribution and instrument terms
F1: Performance share units that have vested and are settled in common stock as a result of the achievement of all or partial financial target.
F2: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2022 Filed Apr 4, 2022 21:24 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | Tax withholdingCommon Stock | 1,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007972 · doc1.xml · nonDerivative · entry 4 Goodman David · CIK 0001643902 · Chief Commercial and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,583 Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 21:24 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantCommon Stock | 14,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007972 · doc1.xml · nonDerivative · entry 3 Goodman David · CIK 0001643902 · Chief Commercial and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,079 F3 · price: Represents market based equity incentive awards subject to forfeiture and vesting. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 21:24 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantCommon Stock | 14,092 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007972 · doc1.xml · nonDerivative · entry 2 Goodman David · CIK 0001643902 · Chief Commercial and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,987 F2 · price: Represents award of restricted stock units vesting annually on March 31, 2023, 2024 and 2025, subject to continued service. Read SEC document |
| November 16, 2021 Filed Apr 4, 2022 21:24 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantCommon Stock | 16,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007972 · doc1.xml · nonDerivative · entry 1 Goodman David · CIK 0001643902 · Chief Commercial and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,895 F1 · price: Represents award of restricted stock units vesting annually on December 21, 2022, 2023, and 2024; subject to continued service. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 20:50 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantCommon Stock | 11,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007519 · doc1.xml · nonDerivative · entry 2 Goodman David · CIK 0001643902 · Chief Commercial and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,486 F2 · price: Represents market based equity incentive awards subject to forfeiture and vesting. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 20:50 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantCommon Stock | 11,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007519 · doc1.xml · nonDerivative · entry 1 Goodman David · CIK 0001643902 · Chief Commercial and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,243 F1 · price: Represents award of restricted stock units vesting annually on March 31, 2022, 2023 and 2024, subject to continued service. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:35 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantStock Options · Derivative | 310,000 | $10.84 Strike: $10.84 | $3,360,400.00 |
DisclosureSEC source: 0001567619-20-019577 · doc1.xml · derivative · entry 2 Goodman David · CIK 0001643902 · Chief Commercial and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,000 Underlying: Common Stock · 310,000 shares Expires 2030-11-11 F1 · security: Securities acquired in connection with the Reporting Person's hiring as Chief Commercial and Marketing Officer by the Company. F3 · derivative.exercise_date: Grant of options to purchase shares of the Company's common stock that will vest in four equal annual installments beginning on November 9, 2021, subject to the Reporting Person's continued employment by the Company on such dates. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 21:35 UTC | LINDBLAD EXPEDITIONS HOLDINGS, INC. LIND · Entity 1943 | GrantRestrict Stock Units | 90,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-019577 · doc1.xml · nonDerivative · entry 1 Goodman David · CIK 0001643902 · Chief Commercial and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 F1 · security: Securities acquired in connection with the Reporting Person's hiring as Chief Commercial and Marketing Officer by the Company. F2 · acquired: Each restricted stock unit represents the right to receive one share of the Company's common stock and will vest in four equal annual installments beginning on November 9, 2021, subject to the Reporting Person's continued employment by the Company on such dates. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 15:10 UTC | SOTHEBYS BID · Entity 154560 | Exercise / conversionRestricted Stock Units · Derivative | 5,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-010206 · form4.xml · derivative · entry 4 Goodman David · CIK 0001643902 · EVP, Digital Dev & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,870 Underlying: Common Stock · 5,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments. F2 · price: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments. F2 · derivative.exercise_date: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments. F2 · derivative.expiration_date: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 15:10 UTC | SOTHEBYS BID · Entity 154560 | Tax withholdingCommon Stock | 14,789 | $40.00 | $591,560.00 |
DisclosureSEC source: 0001127602-19-010206 · form4.xml · nonDerivative · entry 3 Goodman David · CIK 0001643902 · EVP, Digital Dev & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,730 Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 15:10 UTC | SOTHEBYS BID · Entity 154560 | Exercise / conversionCommon Stock | 5,860 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-010206 · form4.xml · nonDerivative · entry 2 Goodman David · CIK 0001643902 · EVP, Digital Dev & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments. F2 · price: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments. Read SEC document |
| March 05, 2019 Filed Mar 6, 2019 15:10 UTC | SOTHEBYS BID · Entity 154560 | GrantCommon Stock | 25,703 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-010206 · form4.xml · nonDerivative · entry 1 Goodman David · CIK 0001643902 · EVP, Digital Dev & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,659 F1 · shares: Performance share units that have vested and are settled in common stock as a result of the achievement of all or partial financial target. F1 · price: Performance share units that have vested and are settled in common stock as a result of the achievement of all or partial financial target. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 10:33 UTC | SOTHEBYS BID · Entity 154560 | GrantRestricted Stock Units · Derivative | 9,320 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-008838 · form4.xml · derivative · entry 1 Goodman David · CIK 0001643902 · EVP, Digital Dev & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,730 Underlying: Common Stock · 9,320 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. F1 · deemedExecutionDate: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. F1 · derivative.exercise_date: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. F1 · derivative.expiration_date: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 14:50 UTC | SOTHEBYS BID · Entity 154560 | Exercise / conversionRestricted Stock Units · Derivative | 3,346 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-019509 · form4.xml · derivative · entry 3 Goodman David · CIK 0001643902 · EVP, Digital Dev & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,410 Underlying: Common Stock · 3,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments. F1 · price: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments. F1 · derivative.exercise_date: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments. F1 · derivative.expiration_date: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 14:50 UTC | SOTHEBYS BID · Entity 154560 | Tax withholdingCommon Stock | 1,279 | $54.82 | $70,114.78 |
DisclosureSEC source: 0001127602-18-019509 · form4.xml · nonDerivative · entry 2 Goodman David · CIK 0001643902 · EVP, Digital Dev & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,956 F1 · shares: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 14:50 UTC | SOTHEBYS BID · Entity 154560 | Exercise / conversionCommon Stock | 3,346 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-019509 · form4.xml · nonDerivative · entry 1 Goodman David · CIK 0001643902 · EVP, Digital Dev & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments. F1 · price: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 15:04 UTC | SOTHEBYS BID · Entity 154560 | Exercise / conversionRestricted Stock Units · Derivative | 3,169 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010489 · form4.xml · derivative · entry 3 Goodman David · CIK 0001643902 · EVP, Digital Dev & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,756 Underlying: Common Stock · 3,169 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments. F1 · price: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments. F1 · derivative.exercise_date: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments. F1 · derivative.expiration_date: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 15:04 UTC | SOTHEBYS BID · Entity 154560 | Tax withholdingCommon Stock | 1,212 | $51.00 | $61,812.00 |
DisclosureSEC source: 0001127602-18-010489 · form4.xml · nonDerivative · entry 2 Goodman David · CIK 0001643902 · EVP, Digital Dev & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,889 F1 · price: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 15:04 UTC | SOTHEBYS BID · Entity 154560 | Exercise / conversionCommon Stock | 3,169 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-010489 · form4.xml · nonDerivative · entry 1 Goodman David · CIK 0001643902 · EVP, Digital Dev & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,101 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments. F1 · price: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a three year period in three equal annual increments. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 16:37 UTC | SOTHEBYS BID · Entity 154560 | GrantRestricted Stock Units · Derivative | 8,070 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-005518 · form4.xml · derivative · entry 1 Goodman David · CIK 0001643902 · EVP, Digital Dev & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,925 Underlying: Common Stock · 8,070 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. F1 · deemedExecutionDate: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. F1 · derivative.exercise_date: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. F1 · derivative.expiration_date: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 15:40 UTC | SOTHEBYS BID · Entity 154560 | Exercise / conversionRestricted Stock Units · Derivative | 3,346 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-019977 · form4.xml · derivative · entry 3 Goodman David · CIK 0001643902 · EVP, Digital Dev & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,855 Underlying: Common Stock · 3,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a 3 year period in 3 equal annual increments. F1 · price: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a 3 year period in 3 equal annual increments. F1 · derivative.exercise_date: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a 3 year period in 3 equal annual increments. F1 · derivative.expiration_date: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a 3 year period in 3 equal annual increments. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 15:40 UTC | SOTHEBYS BID · Entity 154560 | Tax withholdingCommon Stock | 1,380 | $52.59 | $72,574.20 |
DisclosureSEC source: 0001127602-17-019977 · form4.xml · nonDerivative · entry 2 Goodman David · CIK 0001643902 · EVP, Digital Dev & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,932 Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 15:40 UTC | SOTHEBYS BID · Entity 154560 | Exercise / conversionCommon Stock | 3,346 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-019977 · form4.xml · nonDerivative · entry 1 Goodman David · CIK 0001643902 · EVP, Digital Dev & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a 3 year period in 3 equal annual increments. F1 · price: Restricted stock units that have vested and converted into common stock on a one-for-one basic. Restricted stock unit vests over a 3 year period in 3 equal annual increments. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 13:12 UTC | SOTHEBYS BID · Entity 154560 | GrantRestricted Stock Units · Derivative | 9,509 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-004714 · form4.xml · derivative · entry 1 Goodman David · CIK 0001643902 · EVP, Digital Dev & Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,201 Underlying: Common Stock · 9,509 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. F1 · deemedExecutionDate: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. F1 · derivative.exercise_date: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. F1 · derivative.expiration_date: Restricted stock units convert into common stock on a one-for-one basis. Restricted stock units vest over a three year period in three equal annual increments beginning with the March 5th following the anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.