LIND

SEC source: 0001567619-21-012543 · doc1.xml · nonDerivative · entry 1

Dryden L. Dyson · CIK 0001574445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,147,300

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.00 to $16.16, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

SEC source: 0001567619-21-011969 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,018

SEC source: 0001567619-21-011925 · doc1.xml · derivative · entry 3

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,000

Underlying: Common Stock · 12,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest annually pro rata over a four-year period.

F2 · derivative.expiration_date: The options vest annually pro rata over a four-year period.

SEC source: 0001567619-21-011925 · doc1.xml · nonDerivative · entry 2

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,982

SEC source: 0001567619-21-011925 · doc1.xml · nonDerivative · entry 1

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-21-011775 · doc1.xml · nonDerivative · entry 1

Smith, Jr. Thomas S. · CIK 0001601765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,192

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.85 to $17.30, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

SEC source: 0001567619-21-011710 · doc1.xml · derivative · entry 2

Berle Dolf A · CIK 0001557260 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2031-05-09

F3 · date: Options granted May 10, 2021, subject to Company's stockholder approval of the 2021 Long-Term Incentive Plan, which approval was effective at the 2021 meeting of stockholders held on June 3, 2021.

F4 · derivative.exercise_date: Grant to reporting person of options to buy shares of common stock under the Issuer's 2021 Long-Term Incentive Plan. The options vest and become exercisable in five equal annual installments on May 10, 2022, 2023, 2024, 2025 and 2026.

SEC source: 0001567619-21-011710 · doc1.xml · nonDerivative · entry 1

Berle Dolf A · CIK 0001557260 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,904

F1 · security: Securities acquired in connection with the Reporting Person's hiring as Chief Executive Officer by the Company.

F2 · acquired: Each restricted stock unit represents the right to receive one share of the Company's common stock and will vest in five equal annual installments beginning on June 3, 2022, subject to the Reporting Person's continued employment by the Company on such dates.

SEC source: 0001567619-21-011715 · doc1.xml · nonDerivative · entry 1

Smith, Jr. Thomas S. · CIK 0001601765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,192

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.91 to $17.68, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.

SEC source: 0001567619-21-011602 · doc1.xml · nonDerivative · entry 1

Dryden L. Dyson · CIK 0001574445 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180,891

SEC source: 0000899243-21-021995 · doc4.xml · derivative · entry 1

EIN MARK · CIK 0001246840 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 369,250

Underlying: Common Stock · 369,250 shares

Expires not disclosed

F1 · derivative.exercise_price: On June 2, 2021, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction.

F2 · derivative.exercise_price: The prepaid forward transaction with Citibank is divided into 8 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank.

F1 · kind: On June 2, 2021, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction.

F2 · kind: The prepaid forward transaction with Citibank is divided into 8 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank.

F1 · price: On June 2, 2021, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction.

F2 · price: The prepaid forward transaction with Citibank is divided into 8 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank.

F1 · derivative.exercise_date: On June 2, 2021, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction.

F2 · derivative.exercise_date: The prepaid forward transaction with Citibank is divided into 8 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank.

F1 · derivative.expiration_date: On June 2, 2021, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction.

F2 · derivative.expiration_date: The prepaid forward transaction with Citibank is divided into 8 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from June 8, 2023 to June 19, 2023, either, at the reporting person's option, (i) up to 46,156 shares of common stock of the Issuer (or 46,157 Shares for the last two Settlement Dates) ("Shares") (such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $5,052,928 from Citibank.

F3 · ownership.nature: On July 8, 2015, Capital Acquisition Management 2 LLC acquired 3,456,416 shares of common stock from the Issuer. Leland Investments, Inc., an entity controlled by Mr. Ein, is the sole member of Capitol Acquisition Management 2 LLC. Accordingly, Mr. Ein is deemed to have beneficial ownership of shares held by Capitol Acquisition Management 2 LLC.

SEC source: 0001567619-21-011438 · doc1.xml · nonDerivative · entry 2

Berle Dolf A · CIK 0001557260 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,452

SEC source: 0001567619-21-011438 · doc1.xml · nonDerivative · entry 1

Berle Dolf A · CIK 0001557260 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,202

SEC source: 0001567619-21-011052 · doc1.xml · nonDerivative · entry 1

Berle Dolf A · CIK 0001557260 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,952

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.29 to $16.50, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.

SEC source: 0000899243-21-020333 · doc4.xml · derivative · entry 1

EIN MARK · CIK 0001246840 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,242,500

Underlying: Common Stock · 1,242,500 shares

Expires not disclosed

F1 · derivative.exercise_price: On May 19, 2021, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction.

F2 · derivative.exercise_price: The prepaid forward transaction with Citibank is divided into 25 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 10, 2023 to June 7, 2023, either, at the reporting person's option, (i) up to 49,700 shares of common stock of the Issuer ("Shares")(such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $15,205,404 from Citibank.

F1 · kind: On May 19, 2021, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction.

F2 · kind: The prepaid forward transaction with Citibank is divided into 25 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 10, 2023 to June 7, 2023, either, at the reporting person's option, (i) up to 49,700 shares of common stock of the Issuer ("Shares")(such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $15,205,404 from Citibank.

F1 · price: On May 19, 2021, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction.

F2 · price: The prepaid forward transaction with Citibank is divided into 25 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 10, 2023 to June 7, 2023, either, at the reporting person's option, (i) up to 49,700 shares of common stock of the Issuer ("Shares")(such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $15,205,404 from Citibank.

F1 · derivative.exercise_date: On May 19, 2021, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction.

F2 · derivative.exercise_date: The prepaid forward transaction with Citibank is divided into 25 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 10, 2023 to June 7, 2023, either, at the reporting person's option, (i) up to 49,700 shares of common stock of the Issuer ("Shares")(such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $15,205,404 from Citibank.

F1 · derivative.expiration_date: On May 19, 2021, the reporting person entered into a prepaid variable share forward transaction with Citibank, N.A. ("Citibank"). See Footnote 3 and Remarks for details of the transaction.

F2 · derivative.expiration_date: The prepaid forward transaction with Citibank is divided into 25 components (each a "Component"). For each Component, the reporting person is obligated to deliver to Citibank, on the settlement date (the "Settlement Date") determined based on the specified scheduled valuation date within the period from May 10, 2023 to June 7, 2023, either, at the reporting person's option, (i) up to 49,700 shares of common stock of the Issuer ("Shares")(such Share number, "Subject Number") based on the average market price of the Shares determined as described below in Remarks or (ii) an amount of cash equivalent to the value of such Shares. In exchange for assuming the obligation under each contract, the reporting person received an upfront cash prepayment of $15,205,404 from Citibank.

F3 · ownership.nature: On July 8, 2015, Capital Acquisition Management 2 LLC acquired 3,456,416 shares of common stock from the Issuer. Leland Investments, Inc., an entity controlled by Mr. Ein, is the sole member of Capitol Acquisition Management 2 LLC. Accordingly, Mr. Ein is deemed to have beneficial ownership of shares held by Capitol Acquisition Management 2 LLC.

SEC source: 0001567619-21-007304 · doc1.xml · nonDerivative · entry 1

EIN MARK · CIK 0001246840 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Capitol Acquisition Management 2, LLC

Disclosed balance after: 4,716,867

F1 · ownership.nature: Leland Investments Inc., an entity controlled by Mr. Ein, is the sole member of Capitol Acquisition Management 2 LLC.

SEC source: 0001567619-21-007515 · doc1.xml · nonDerivative · entry 3

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,664

F2 · price: Represents market based equity incentive awards subject to forfeiture and vesting.

SEC source: 0001567619-21-007515 · doc1.xml · nonDerivative · entry 2

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,765

F1 · price: Represents award of restricted stock units vesting annually on March 31, 2022, 2023 and 2024, subject to continued service.

SEC source: 0001567619-21-007515 · doc1.xml · nonDerivative · entry 1

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,866

SEC source: 0001567619-21-007530 · doc1.xml · nonDerivative · entry 3

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,532

F2 · price: Represents market based equity incentive awards subject to forfeiture and vesting.

SEC source: 0001567619-21-007530 · doc1.xml · nonDerivative · entry 2

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,039

F1 · price: Represents award of restricted stock units vesting annually on March 31, 2022, 2023 and 2024, subject to continued service.

SEC source: 0001567619-21-007530 · doc1.xml · nonDerivative · entry 1

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,546

SEC source: 0001567619-21-007526 · doc1.xml · nonDerivative · entry 3

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,732,039

F2 · price: Represents market based equity incentive awards subject to forfeiture and vesting.

SEC source: 0001567619-21-007526 · doc1.xml · nonDerivative · entry 2

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,711,602

F1 · price: Represents award of restricted stock units vesting annually on March 31, 2022, 2023 and 2024, subject to continued service.

SEC source: 0001567619-21-007526 · doc1.xml · nonDerivative · entry 1

Lindblad Sven-Olof · CIK 0001639304 · Director · CEO, President · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,691,165

SEC source: 0001567619-21-007519 · doc1.xml · nonDerivative · entry 2

Goodman David · CIK 0001643902 · Chief Commercial and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,486

F2 · price: Represents market based equity incentive awards subject to forfeiture and vesting.

SEC source: 0001567619-21-007519 · doc1.xml · nonDerivative · entry 1

Goodman David · CIK 0001643902 · Chief Commercial and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,243

F1 · price: Represents award of restricted stock units vesting annually on March 31, 2022, 2023 and 2024, subject to continued service.

SEC source: 0001567619-21-007300 · doc1.xml · derivative · entry 7

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,491 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

SEC source: 0001567619-21-007300 · doc1.xml · nonDerivative · entry 6

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,194

SEC source: 0001567619-21-007300 · doc1.xml · nonDerivative · entry 5

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,832

SEC source: 0001567619-21-007300 · doc1.xml · nonDerivative · entry 4

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,046

SEC source: 0001567619-21-007300 · doc1.xml · nonDerivative · entry 3

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-21-007302 · doc1.xml · derivative · entry 7

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company.

SEC source: 0001567619-21-007302 · doc1.xml · nonDerivative · entry 6

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,501

SEC source: 0001567619-21-007302 · doc1.xml · nonDerivative · entry 5

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,225

SEC source: 0001567619-21-007302 · doc1.xml · nonDerivative · entry 4

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,121

SEC source: 0001567619-21-007302 · doc1.xml · nonDerivative · entry 3

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-21-007298 · doc1.xml · derivative · entry 7

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,171 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash.

F2 · derivative.exercise_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in three annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

SEC source: 0001567619-21-007298 · doc1.xml · nonDerivative · entry 6

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,709,818

SEC source: 0001567619-21-007298 · doc1.xml · nonDerivative · entry 5

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,719,454

SEC source: 0001567619-21-007298 · doc1.xml · nonDerivative · entry 4

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,697,354

SEC source: 0001567619-21-007298 · doc1.xml · nonDerivative · entry 3

Lindblad Sven-Olof · CIK 0001639304 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,702,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-21-007596 · doc1.xml · derivative · entry 7

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,491 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.

SEC source: 0001567619-21-007596 · doc1.xml · nonDerivative · entry 6

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,003

SEC source: 0001567619-21-007596 · doc1.xml · nonDerivative · entry 5

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,775

SEC source: 0001567619-21-007596 · doc1.xml · nonDerivative · entry 4

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,989

SEC source: 0001567619-21-007596 · doc1.xml · nonDerivative · entry 3

FELENSTEIN CRAIG · CIK 0001683568 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001567619-21-007598 · doc1.xml · derivative · entry 7

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,463 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon vesting, each restricted stock unit represents a contingent right to receive on share of common stock or an equivalent amount of cash.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company.

SEC source: 0001567619-21-007598 · doc1.xml · nonDerivative · entry 6

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,018

SEC source: 0001567619-21-007598 · doc1.xml · nonDerivative · entry 5

Byus Trey · CIK 0001639447 · Chief Expedition Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,207