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Nasdaq · USD

LIDR

AEye, Inc.

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Tapewire entity
7039
SEC CIK
0001818644
Parsed reports
278

Last 12 months

Inside the activity.

1 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2023 Filed Feb 16, 2023 17:46 UTC
Dussan LuisDirector · CTO and Chief Prdct Strategist · 10% owner
Tax withholdingCommon Stock 17,664 $0.78 $13,807.95
Disclosure

SEC source: 0001877925-23-000002 · wf-form4_167658753557137.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,199

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 22:48 UTC
Ramachandran Tirukkur RChief Operating Officer
Tax withholdingCommon Stock 64,995 $0.78 $50,806.59
Disclosure

SEC source: 0001958664-23-000005 · wf-form4_167658766318218.xml · nonDerivative · entry 1

Ramachandran Tirukkur R · CIK 0001958664 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,552,487

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 22:43 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 76,507 $0.78 $59,805.52
Disclosure

SEC source: 0001363244-23-000006 · wf-form4_167658737595931.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,815,209

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 22:39 UTC
Fisch MatthewDirector · Chief Executive Officer
GrantCommon Stock 2,000,000 $0.00 $0.00
Disclosure

SEC source: 0001807992-23-000005 · wf-form4_167650073402766.xml · nonDerivative · entry 2

Fisch Matthew · CIK 0001807992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000,000

F2 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a performance based award of 2,000,000 RSUs, which will vest quarterly over six (6) calendar quarters on the 15th day of the second month of each calendar quarter following the satisfaction of the Performance Condition (defined below). The Performance Condition will be satisfied if the closing price of the Company's common stock, as reported by NASDAQ (or other recognized national exchange on which the Company's common stock is then traded), meets or exceeds $1.20 per share (adjusted for any stock splits or other corporate actions) for any ten (10) consecutive trading days prior to March 1, 2024 (the "Performance Condition"). If the Performance Condition is not satisfied, the performance based RSUs will be forfeited.

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February 13, 2023 Filed Feb 15, 2023 22:39 UTC
Fisch MatthewDirector · Chief Executive Officer
GrantCommon Stock 5,000,000 $0.00 $0.00
Disclosure

SEC source: 0001807992-23-000005 · wf-form4_167650073402766.xml · nonDerivative · entry 1

Fisch Matthew · CIK 0001807992 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000,000

F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received an incentive award of 5,000,000 service-based restricted stock units ("RSUs") which will vest as follows: 500,000 on March 15, 2023, 1,125,000 on February 15, 2024, and then in equal quarterly installments over the next twelve (12) calendar quarters on the 15th day of the second month of each calendar quarter.

Read SEC document
January 15, 2023 Filed Jan 18, 2023 19:12 UTC
LACORTE BLAIRDirector · Chief Executive Officer
Tax withholdingCommon Stock 13,380 $0.63 $8,379.89
Disclosure

SEC source: 0001088327-23-000004 · wf-form4_167408715981474.xml · nonDerivative · entry 1

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,913,465

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
January 15, 2023 Filed Jan 19, 2023 00:08 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 16,271 $0.63 $10,190.53
Disclosure

SEC source: 0001363244-23-000004 · wf-form4_167408690155976.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,891,716

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
January 10, 2023 Filed Jan 11, 2023 18:43 UTC
LACORTE BLAIRDirector · Chief Executive Officer
GrantCommon Stock 378,000 $0.00 $0.00
Disclosure

SEC source: 0001088327-23-000002 · wf-form4_167348058335653.xml · nonDerivative · entry 1

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,926,845

F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 1/3rd of the total shares onthe 15th day of each of February, May, and August, 2023.

Read SEC document
January 10, 2023 Filed Jan 11, 2023 18:49 UTC
Brown Robert AnthonyTreasurer & CFO
GrantCommon Stock 243,325 $0.00 $0.00
Disclosure

SEC source: 0001879309-23-000002 · wf-form4_167348094891737.xml · nonDerivative · entry 1

Brown Robert Anthony · CIK 0001879309 · Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,981

F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 1/3rd of the total shares onthe 15th day of each of February, May, and August, 2023.

Read SEC document
January 10, 2023 Filed Jan 11, 2023 23:46 UTC
HUGHES ANDREW SSecretary & General Counsel
GrantCommon Stock 243,325 $0.00 $0.00
Disclosure

SEC source: 0001363244-23-000002 · wf-form4_167348075859059.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,907,987

F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 1/3rd of the total shares on the 15th day of each of February, May, and August, 2023.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 22:50 UTC GrantCommon Stock 14,587 $0.00 $0.00
Disclosure

SEC source: 0001189311-23-000002 · wf-form4_167278623336051.xml · nonDerivative · entry 1

GOTTSCHALK BERND · CIK 0001189311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,751

F1 · shares: As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer.

Read SEC document
January 01, 2023 Filed Jan 3, 2023 22:47 UTC GrantCommon Stock 42,096 $0.00 $0.00
Disclosure

SEC source: 0001604192-23-000002 · wf-form4_167278605901576.xml · nonDerivative · entry 1

Dunn Timothy J · CIK 0001604192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,291

F1 · shares: As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer.

Read SEC document
January 01, 2023 Filed Jan 7, 2023 01:21 UTC Amendment GrantCommon Stock 14,857 $0.00 $0.00
Disclosure

SEC source: 0001189311-23-000004 · wf-form4a_167305444579630.xml · nonDerivative · entry 1

GOTTSCHALK BERND · CIK 0001189311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,021

F1 · shares: This Form 4/A is filed solely to correct the number of shares reported on the Form 4 filed on January 3, 2023. The original Form 4 reported the acquisition of 14,587 shares, whereas the correct number is reflected here, 14,857 shares.

F2 · shares: As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 22:43 UTC PurchaseCommon Stock 1,000 $0.79 $793.60
Disclosure

SEC source: 0001604192-22-000016 · wf-form4_167148954607943.xml · nonDerivative · entry 2

Dunn Timothy J · CIK 0001604192 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Dunn Family Trust U/A/D 07/10/2001

Disclosed balance after: 28,514

F2 · ownership.nature: The Dunn Family Trust U/A/D 7/10/2001 ("Dunn Family Trust") is affiliated with Mr. Dunn, and the shares held by the Dunn Family Trust are beneficially owned by Mr. Dunn, who is the Trustee.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 16:51 UTC
LACORTE BLAIRDirector · Chief Executive Officer
GiftCommon Stock 150,000 $0.00 $0.00
Disclosure

SEC source: 0001088327-22-000044 · wf-form4_167122749894397.xml · nonDerivative · entry 2

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,548,845

F2 · price: Bona fide gift. No compensation was given to the donor for the gifting of shares.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 16:51 UTC
LACORTE BLAIRDirector · Chief Executive Officer
Tax withholdingCommon Stock 11,893 $0.79 $9,428.77
Disclosure

SEC source: 0001088327-22-000044 · wf-form4_167122749894397.xml · nonDerivative · entry 1

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,698,845

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 16:55 UTC
Dussan LuisDirector · CTO and Chief Prdct Strategist · 10% owner
Tax withholdingCommon Stock 48,233 $0.79 $38,239.12
Disclosure

SEC source: 0001877925-22-000019 · wf-form4_167122773107413.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,863

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 21:53 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 14,462 $0.79 $11,465.47
Disclosure

SEC source: 0001363244-22-000030 · wf-form4_167122760539722.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,664,662

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 22:43 UTC PurchaseCommon Stock 4,000 $0.76 $3,035.20
Disclosure

SEC source: 0001604192-22-000016 · wf-form4_167148954607943.xml · nonDerivative · entry 1

Dunn Timothy J · CIK 0001604192 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Dunn Family Trust U/A/D 07/10/2001

Disclosed balance after: 27,514

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.7501 to $0.7674. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: The Dunn Family Trust U/A/D 7/10/2001 ("Dunn Family Trust") is affiliated with Mr. Dunn, and the shares held by the Dunn Family Trust are beneficially owned by Mr. Dunn, who is the Trustee.

Read SEC document
December 11, 2022 Filed Dec 12, 2022 19:53 UTC
Dussan LuisDirector · CTO and Chief Prdct Strategist · 10% owner
GrantCommon Stock 139,482 $0.00 $0.00
Disclosure

SEC source: 0001877925-22-000017 · wf-form4_167089279255173.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,096

F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received this restricted stock unit award which vests, in its entirety, on December 15, 2022, and was awarded to the Reporting Person in partial substitution of a bonus that was awarded in 2021 that was otherwise payable in cash.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 21:51 UTC
Zeifman SueDirector
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001906783-22-000010 · wf-form4_167027707152529.xml · nonDerivative · entry 1

Zeifman Sue · CIK 0001906783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,521

Read SEC document
November 21, 2022 Filed Nov 21, 2022 21:22 UTC
HUGHES ANDREW SSecretary & General Counsel
PurchaseCommon Stock 9,460 $0.73 $6,879.31
Disclosure

SEC source: 0001363244-22-000028 · wf-form4_166906571721123.xml · nonDerivative · entry 2

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,679,124

F2 · price: This transaction was executed in multiple trades at prices ranging from $0.7268 to $0.7278. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:22 UTC
HUGHES ANDREW SSecretary & General Counsel
PurchaseCommon Stock 3,604 $0.83 $2,999.25
Disclosure

SEC source: 0001363244-22-000028 · wf-form4_166906571721123.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,669,664

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.8316 to $0.8330. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 21:19 UTC PurchaseCommon Stock 5,800 $0.85 $4,952.04
Disclosure

SEC source: 0001324957-22-000005 · wf-form4_166906556575079.xml · nonDerivative · entry 1

DiBattiste Carol · CIK 0001324957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,832

Read SEC document
November 15, 2022 Filed Nov 17, 2022 17:22 UTC
LACORTE BLAIRDirector · Chief Executive Officer
Tax withholdingCommon Stock 11,892 $0.96 $11,416.32
Disclosure

SEC source: 0001088327-22-000042 · wf-form4_166872371799782.xml · nonDerivative · entry 1

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,710,738

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 17:17 UTC
Brown Robert AnthonyTreasurer & CFO
Tax withholdingCommon Stock 10,951 $0.96 $10,512.96
Disclosure

SEC source: 0001879309-22-000016 · wf-form4_166872341673012.xml · nonDerivative · entry 1

Brown Robert Anthony · CIK 0001879309 · Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,656

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 17:28 UTC
Dussan LuisDirector · CTO and Chief Prdct Strategist · 10% owner
Tax withholdingCommon Stock 10,951 $0.96 $10,512.96
Disclosure

SEC source: 0001877925-22-000015 · wf-form4_166872409174755.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,614

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 22:19 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 30,162 $0.96 $28,955.52
Disclosure

SEC source: 0001363244-22-000026 · wf-form4_166872355349154.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,666,060

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 22:12 UTC
Zeifman SueDirector
PurchaseCommon Stock 5,000 $1.00 $4,977.00
Disclosure

SEC source: 0001906783-22-000008 · wf-form4_166872310992284.xml · nonDerivative · entry 1

Zeifman Sue · CIK 0001906783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,021

Read SEC document
October 17, 2022 Filed Oct 17, 2022 18:43 UTC
LACORTE BLAIRDirector · Chief Executive Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 12,093 $0.00 Strike: $0.17 $0.00
Disclosure

SEC source: 0001088327-22-000040 · wf-form4_166604658501327.xml · derivative · entry 4

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,144

Underlying: Common Stock · 12,093 shares

Expires 2028-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 17, 2022 Filed Oct 17, 2022 18:43 UTC
LACORTE BLAIRDirector · Chief Executive Officer
SaleCommon Stock 12,093 $0.90 $10,859.51
Disclosure

SEC source: 0001088327-22-000040 · wf-form4_166604658501327.xml · nonDerivative · entry 3

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,722,630

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on May 20, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $0.8687 to $0.9408. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 17, 2022 Filed Oct 17, 2022 18:43 UTC
LACORTE BLAIRDirector · Chief Executive Officer
Exercise / conversionCommon Stock 12,093 $0.17 $2,055.81
Disclosure

SEC source: 0001088327-22-000040 · wf-form4_166604658501327.xml · nonDerivative · entry 2

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,734,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2022 Filed Oct 17, 2022 18:43 UTC
LACORTE BLAIRDirector · Chief Executive Officer
Tax withholdingCommon Stock 11,893 $0.90 $10,656.13
Disclosure

SEC source: 0001088327-22-000040 · wf-form4_166604658501327.xml · nonDerivative · entry 1

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,722,630

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
October 15, 2022 Filed Oct 17, 2022 22:45 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 14,462 $0.90 $12,957.95
Disclosure

SEC source: 0001363244-22-000024 · wf-form4_166604671548516.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,696,222

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

Read SEC document
October 01, 2022 Filed Oct 3, 2022 22:05 UTC GrantCommon Stock 18,256 $0.00 $0.00
Disclosure

SEC source: 0001604192-22-000014 · wf-form4_166483455356325.xml · nonDerivative · entry 1

Dunn Timothy J · CIK 0001604192 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,195

Read SEC document
October 01, 2022 Filed Oct 3, 2022 21:57 UTC GrantCommon Stock 6,443 $0.00 $0.00
Disclosure

SEC source: 0001189311-22-000010 · wf-form4_166483418617288.xml · nonDerivative · entry 1

GOTTSCHALK BERND · CIK 0001189311 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,164

Read SEC document
September 30, 2022 Filed Oct 3, 2022 21:39 UTC
Zeifman SueDirector
GrantCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001906783-22-000006 · wf-form4_166483280837148.xml · nonDerivative · entry 1

Zeifman Sue · CIK 0001906783 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,021

Read SEC document
September 23, 2022 Filed Sep 26, 2022 18:14 UTC
LACORTE BLAIRDirector · Chief Executive Officer
GrantCommon Stock 300,000 $0.00 $0.00
Disclosure

SEC source: 0001088327-22-000038 · wf-form4_166423042490042.xml · nonDerivative · entry 1

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,734,523

F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 50% of the total shares on November 15, 2023, and the remaining 50% on May 15, 2024.

Read SEC document
September 23, 2022 Filed Sep 26, 2022 18:10 UTC
Brown Robert AnthonyTreasurer & CFO
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001879309-22-000014 · wf-form4_166423021819678.xml · nonDerivative · entry 1

Brown Robert Anthony · CIK 0001879309 · Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,607

F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 50% of the total shares on November 15, 2023, and the remaining 50% on May 15, 2024.

Read SEC document
September 23, 2022 Filed Sep 26, 2022 22:08 UTC
HUGHES ANDREW SSecretary & General Counsel
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001363244-22-000022 · wf-form4_166423007948111.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,710,684

F1 · shares: Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 50% of the total shares on November 15, 2023, and the remaining 50% on May 15, 2024.

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September 16, 2022 Filed Sep 16, 2022 16:35 UTC
LACORTE BLAIRDirector · Chief Executive Officer
SaleCommon Stock 12,093 $1.33 $16,083.69
Disclosure

SEC source: 0001088327-22-000036 · wf-form4_166336053712016.xml · nonDerivative · entry 2

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,434,523

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on May 20, 2022.

F3 · price: This transaction was executed in multiple trades at prices ranging from $1.315 to $1.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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September 15, 2022 Filed Sep 16, 2022 16:35 UTC
LACORTE BLAIRDirector · Chief Executive Officer
Tax withholdingCommon Stock 11,893 $1.38 $16,412.34
Disclosure

SEC source: 0001088327-22-000036 · wf-form4_166336053712016.xml · nonDerivative · entry 1

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,446,616

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

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September 15, 2022 Filed Sep 16, 2022 20:38 UTC
HUGHES ANDREW SSecretary & General Counsel
Tax withholdingCommon Stock 14,462 $1.38 $19,957.56
Disclosure

SEC source: 0001363244-22-000019 · wf-form4_166336068563344.xml · nonDerivative · entry 1

HUGHES ANDREW S · CIK 0001363244 · Secretary & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,610,684

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

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September 09, 2022 Filed Sep 14, 2022 17:14 UTC
Dussan LuisDirector · CTO and Chief Prdct Strategist · 10% owner
GiftCommon Stock 1,080,000 $0.00 $0.00
Disclosure

SEC source: 0001877925-22-000013 · wf-form4_166319007441956.xml · nonDerivative · entry 3

Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Luis Dussan Trust A U/A/D 5/18/2022

Disclosed balance after: 17,236,664

F2 · kind: Reflects the transfer of shares to Luis Dussan, Trustee of the Jennifer Dussan Trust A U/A/D 5/18/2022; the Trust is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee.

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September 06, 2022 Filed Sep 7, 2022 16:59 UTC
LACORTE BLAIRDirector · Chief Executive Officer
Exercise / conversionCommon Stock · Derivative 42,968 $0.00 Strike: $0.63 $0.00
Disclosure

SEC source: 0001088327-22-000034 · wf-form4_166258434284312.xml · derivative · entry 3

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,454,821

Underlying: Common Stock · 42,968 shares

Expires 2030-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 06, 2022 Filed Sep 7, 2022 16:59 UTC
LACORTE BLAIRDirector · Chief Executive Officer
SaleCommon Stock 42,968 $1.55 $66,600.40
Disclosure

SEC source: 0001088327-22-000034 · wf-form4_166258434284312.xml · nonDerivative · entry 2

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,458,509

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Reporting Person on May 20, 2022.

F2 · price: This transaction was executed in multiple trades at prices ranging from $1.48 to $1.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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September 06, 2022 Filed Sep 7, 2022 16:59 UTC
LACORTE BLAIRDirector · Chief Executive Officer
Exercise / conversionCommon Stock 42,968 $0.63 $27,069.84
Disclosure

SEC source: 0001088327-22-000034 · wf-form4_166258434284312.xml · nonDerivative · entry 1

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,501,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 24, 2022 Filed Sep 14, 2022 17:14 UTC
Dussan LuisDirector · CTO and Chief Prdct Strategist · 10% owner
GiftCommon Stock 18,316,664 $0.00 $0.00
Disclosure

SEC source: 0001877925-22-000013 · wf-form4_166319007441956.xml · nonDerivative · entry 1

Dussan Luis · CIK 0001877925 · Director · CTO and Chief Prdct Strategist · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,565

F1 · kind: Reflects the transfer of shares to Luis Dussan, Trustee of the Luis Dussan Trust A U/A/D 5/18/2022; the Trust is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by Reporting Person, who is the Trustee.

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August 15, 2022 Filed Aug 15, 2022 19:29 UTC
LACORTE BLAIRDirector · Chief Executive Officer
Tax withholdingCommon Stock 11,893 $2.95 $35,084.35
Disclosure

SEC source: 0001088327-22-000026 · wf-form4_166060613086691.xml · nonDerivative · entry 1

LACORTE BLAIR · CIK 0001088327 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,458,509

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

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August 15, 2022 Filed Aug 15, 2022 19:34 UTC
Brown Robert AnthonyTreasurer, CFO, Chf Accntg Off
Tax withholdingCommon Stock 10,951 $2.95 $32,305.45
Disclosure

SEC source: 0001879309-22-000012 · wf-form4_166060639685641.xml · nonDerivative · entry 1

Brown Robert Anthony · CIK 0001879309 · Treasurer, CFO, Chf Accntg Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,607

F1 · kind: The transaction reported on this form represents a net settlement related to the vesting of a restricted stock unit award and the withholding of shares to satisfy tax withholding obligations in connection with the vesting event. No shares of stock were sold.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.