LHX

SEC source: 0001209191-21-016367 · doc4.xml · derivative · entry 2

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,131

Underlying: Common Stock, Par Value $1.00 · 2,131 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/26/2024. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/26/2024. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-21-016367 · doc4.xml · derivative · entry 1

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,192

Underlying: Common Stock, Par Value $1.00 · 9,192 shares

Expires 2031-02-26

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 3,064 on first anniversary of grant date, additional 3,064 on second anniversary of grant date and remaining 3,064 on third anniversary of grant date.

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 3,064 on first anniversary of grant date, additional 3,064 on second anniversary of grant date and remaining 3,064 on third anniversary of grant date.

SEC source: 0001209191-21-016343 · doc4.xml · derivative · entry 3

MALAVE JESUS JR · CIK 0001781886 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,597

Underlying: Common Stock, Par Value $1.00 · 6,597 shares

Expires not disclosed

F3 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/29/2023 in respect of 3-fiscal-year performance period that started 1/2/2021 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/29/2023 in respect of 3-fiscal-year performance period that started 1/2/2021 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-21-016343 · doc4.xml · derivative · entry 2

MALAVE JESUS JR · CIK 0001781886 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,299

Underlying: Common Stock, Par Value $1.00 · 3,299 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/26/2024. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/26/2024. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-21-016343 · doc4.xml · derivative · entry 1

MALAVE JESUS JR · CIK 0001781886 · SVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,232

Underlying: Common Stock, Par Value $1.00 · 14,232 shares

Expires 2031-02-26

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 4,744 on first anniversary of grant date, additional 4,744 on second anniversary of grant date and remaining 4,744 on third anniversary of grant date.

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 4,744 on first anniversary of grant date, additional 4,744 on second anniversary of grant date and remaining 4,744 on third anniversary of grant date.

SEC source: 0001209191-21-016361 · doc4.xml · derivative · entry 3

MEHNERT DANA A · CIK 0001439291 · Pres., Communication Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,811

Underlying: Common Stock, Par Value $1.00 · 4,811 shares

Expires not disclosed

F3 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/29/2023 in respect of 3-fiscal-year performance period that started 1/2/2021 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/29/2023 in respect of 3-fiscal-year performance period that started 1/2/2021 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-21-016361 · doc4.xml · derivative · entry 2

MEHNERT DANA A · CIK 0001439291 · Pres., Communication Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,406

Underlying: Common Stock, Par Value $1.00 · 2,406 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/26/2024. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/26/2024. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-21-016361 · doc4.xml · derivative · entry 1

MEHNERT DANA A · CIK 0001439291 · Pres., Communication Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,378

Underlying: Common Stock, Par Value $1.00 · 10,378 shares

Expires 2031-02-26

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 3,460 on first anniversary of grant date, additional 3,459 on second anniversary of grant date and remaining 3,459 on third anniversary of grant date.

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 3,460 on first anniversary of grant date, additional 3,459 on second anniversary of grant date and remaining 3,459 on third anniversary of grant date.

SEC source: 0001209191-21-016324 · doc4.xml · derivative · entry 3

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,235

Underlying: Common Stock, Par Value $1.00 · 30,235 shares

Expires not disclosed

F3 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/29/2023 in respect of 3-fiscal-year performance period that started 1/2/2021 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/29/2023 in respect of 3-fiscal-year performance period that started 1/2/2021 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-21-016324 · doc4.xml · derivative · entry 2

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,118

Underlying: Common Stock, Par Value $1.00 · 15,118 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/26/2024. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/26/2024. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-21-016324 · doc4.xml · derivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,228

Underlying: Common Stock, Par Value $1.00 · 65,228 shares

Expires 2031-02-26

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 21,743 on first anniversary of grant date, additional 21,743 on second anniversary of grant date and remaining 21,742 on third anniversary of grant date.

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 21,743 on first anniversary of grant date, additional 21,743 on second anniversary of grant date and remaining 21,742 on third anniversary of grant date.

SEC source: 0001209191-21-016282 · doc4.xml · derivative · entry 3

Gautier Todd W. · CIK 0001696061 · President, Aviation Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,811

Underlying: Common Stock, Par Value $1.00 · 4,811 shares

Expires not disclosed

F3 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/29/2023 in respect of 3-fiscal-year performance period that started 1/2/2021 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/29/2023 in respect of 3-fiscal-year performance period that started 1/2/2021 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-21-016282 · doc4.xml · derivative · entry 2

Gautier Todd W. · CIK 0001696061 · President, Aviation Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,406

Underlying: Common Stock, Par Value $1.00 · 2,406 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/26/2024. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/26/2024. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-21-016282 · doc4.xml · derivative · entry 1

Gautier Todd W. · CIK 0001696061 · President, Aviation Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,378

Underlying: Common Stock, Par Value $1.00 · 10,378 shares

Expires 2031-02-26

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 3,460 on first anniversary of grant date, additional 3,459 on second anniversary of grant date and remaining 3,459 on third anniversary of grant date.

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 3,460 on first anniversary of grant date, additional 3,459 on second anniversary of grant date and remaining 3,459 on third anniversary of grant date.

SEC source: 0001209191-21-016257 · doc4.xml · derivative · entry 3

Brown William M · CIK 0001350633 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,235

Underlying: Common Stock, Par Value $1.00 · 30,235 shares

Expires not disclosed

F3 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/29/2023 in respect of 3-fiscal-year performance period that started 1/2/2021 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/29/2023 in respect of 3-fiscal-year performance period that started 1/2/2021 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-21-016257 · doc4.xml · derivative · entry 2

Brown William M · CIK 0001350633 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,118

Underlying: Common Stock, Par Value $1.00 · 15,118 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/26/2024. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/26/2024. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-21-016257 · doc4.xml · derivative · entry 1

Brown William M · CIK 0001350633 · Director · Chair and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,228

Underlying: Common Stock, Par Value $1.00 · 65,228 shares

Expires 2031-02-26

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 21,743 on first anniversary of grant date, additional 21,743 on second anniversary of grant date and remaining 21,742 on third anniversary of grant date.

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 21,743 on first anniversary of grant date, additional 21,743 on second anniversary of grant date and remaining 21,742 on third anniversary of grant date.

SEC source: 0001209191-21-016308 · doc4.xml · derivative · entry 3

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,024

Underlying: Common Stock, Par Value $1.00 · 3,024 shares

Expires not disclosed

F3 · derivative.exercise_date: Award of performance stock units subject to future vesting on 12/29/2023 in respect of 3-fiscal-year performance period that started 1/2/2021 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F3 · derivative.expiration_date: Award of performance stock units subject to future vesting on 12/29/2023 in respect of 3-fiscal-year performance period that started 1/2/2021 and also subject to future adjustment based on award payout formula. Each performance stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-21-016308 · doc4.xml · derivative · entry 2

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,512

Underlying: Common Stock, Par Value $1.00 · 1,512 shares

Expires not disclosed

F2 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 2/26/2024. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

F2 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 2/26/2024. Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.

SEC source: 0001209191-21-016308 · doc4.xml · derivative · entry 1

GIRARD JAMES P · CIK 0001781402 · Vice President, HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,523

Underlying: Common Stock, Par Value $1.00 · 6,523 shares

Expires 2031-02-26

F1 · derivative.exercise_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 2,175 on first anniversary of grant date, additional 2,174 on second anniversary of grant date and remaining 2,174 on third anniversary of grant date.

F1 · derivative.expiration_date: Grant of options to purchase shares of Issuer's common stock subject to future vesting and exercisability: 2,175 on first anniversary of grant date, additional 2,174 on second anniversary of grant date and remaining 2,174 on third anniversary of grant date.

SEC source: 0001209191-21-001651 · doc4.xml · derivative · entry 1

ZOISS EDWARD J · CIK 0001647940 · Pres. Space & Airborne Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928.28

Underlying: Common Stock, Par Value $1.00 · 48.22 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F3 · balance_after: Includes 3.80 phantom stock units acquired through dividend reinvestment in the Plan for quarter ended 1/1/2021 and an increase of 0.03 to the unit balance in the Plan due to rounding by the Plan's record keeper.

SEC source: 0001209191-21-001647 · doc4.xml · derivative · entry 1

Stackley Sean J · CIK 0001753454 · Pres., Integrated Mission Sys.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92.43

Underlying: Common Stock, Par Value $1.00 · 29.68 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Issuer's Excess Retirement Savings Plan (the "Plan"). Phantom stock units are to be settled in cash upon the reporting person's retirement or other events. Prior to cash settlement, the reporting person has the right to transfer phantom stock units into alternative investment accounts in the Plan.

F3 · balance_after: Includes 0.27 phantom stock units acquired through dividend reinvestment in the Plan for quarter ended 1/1/2021.

SEC source: 0001209191-21-001627 · doc4.xml · derivative · entry 1

MILLARD ROBERT B · CIK 0001188791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938.28

Underlying: Common Stock, Par Value $1.00 · 218.23 shares

Expires not disclosed

F1 · derivative.exercise_price: Credit of phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan") pursuant to reporting person's prior election to defer non-employee director quarterly cash retainer amount. Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock and is to be settled via one share of the Issuer's common stock upon the reporting person's separation from service from the Issuer.

F1 · shares: Credit of phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan") pursuant to reporting person's prior election to defer non-employee director quarterly cash retainer amount. Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock and is to be settled via one share of the Issuer's common stock upon the reporting person's separation from service from the Issuer.

F1 · derivative.exercise_date: Credit of phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan") pursuant to reporting person's prior election to defer non-employee director quarterly cash retainer amount. Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock and is to be settled via one share of the Issuer's common stock upon the reporting person's separation from service from the Issuer.

F1 · derivative.expiration_date: Credit of phantom stock units under L3Harris Technologies, Inc. 2019 Non-Employee Director Deferred Compensation Plan (the "Plan") pursuant to reporting person's prior election to defer non-employee director quarterly cash retainer amount. Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock and is to be settled via one share of the Issuer's common stock upon the reporting person's separation from service from the Issuer.

F2 · balance_after: Includes 3.13 phantom stock units acquired through dividend reinvestment in the Plan for the quarter ended 1/1/2021.

SEC source: 0001209191-21-001596 · doc4.xml · nonDerivative · entry 1

KUBASIK CHRISTOPHER E · CIK 0001194001 · Director · Vice Chair, President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,397.03

F1 · shares: Shares withheld by Issuer to pay tax liability incident to vesting on 12/31/2020 of 11,830 restricted stock units denominated in shares of Issuer's common stock (previously reported as acquired by reporting person on June 29, 2019 upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018, and which were converted from L3 performance stock units in connection with the Merger, with vesting on last day of original performance period applicable to such L3 performance stock units, subject to reporting person's continued employment) and receipt of share in settlement thereof.

F2 · balance_after: Includes 94.96 shares acquired through Issuer's retirement plan for quarters ended 1/3/2020, 4/3/2020, 7/3/2020, 10/2/2020 and 1/1/2021.

SEC source: 0001209191-21-001589 · doc4.xml · nonDerivative · entry 1

Gautier Todd W. · CIK 0001696061 · President, Aviation Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,739.99

F1 · shares: Shares withheld by Issuer to pay tax liability incident to vesting on 12/31/2020 of 1,602 restricted stock units denominated in shares of Issuer's common stock (previously reported as acquired by reporting person on June 29, 2019 upon completion of the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of Issuer, with and into L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018, and which were converted from L3 performance stock units in connection with the Merger, with vesting on last day of original performance period applicable to such L3 performance stock units, subject to reporting person's continued employment) and receipt of share in settlement thereof.

F2 · balance_after: Includes 101.86 shares acquired through Issuer's retirement plan for quarters ended 1/3/2020, 4/3/2020, 7/3/2020, 10/2/2020 and 1/1/2021.

SEC source: 0001209191-20-063658 · doc4.xml · nonDerivative · entry 1

HAY LEWIS III · CIK 0001182705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,445.28

F1 · kind: Reporting person received a distribution of 9,800 shares of Issuer's common stock from Hay Second Family Limited Partnership.

SEC source: 0001209191-20-062336 · doc4.xml · derivative · entry 6

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 2,583 shares

Expires 2026-08-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on November 4, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934.

SEC source: 0001209191-20-062336 · doc4.xml · derivative · entry 5

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 2,393 shares

Expires 2025-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on November 4, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934.

SEC source: 0001209191-20-062336 · doc4.xml · nonDerivative · entry 4

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,159.15

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on November 4, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934.

SEC source: 0001209191-20-062336 · doc4.xml · nonDerivative · entry 3

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,742.15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on November 4, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934.

SEC source: 0001209191-20-062336 · doc4.xml · nonDerivative · entry 2

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,159.15

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on November 4, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934.

SEC source: 0001209191-20-062336 · doc4.xml · nonDerivative · entry 1

Taylor Todd A. · CIK 0001556493 · VP, Principal Accting. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,552.15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercises and sales of underlying shares were executed under a plan adopted by reporting person on November 4, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934.

F2 · balance_after: Includes 70.16 shares acquired through Issuer's retirement plan for quarters ended 9/27/2019, 1/3/2020, 4/3/2020, 7/3/2020 and 10/2/2020.

SEC source: 0001209191-20-059791 · doc4.xml · nonDerivative · entry 1

MILLARD ROBERT B · CIK 0001188791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,846.28

F1 · kind: Reporting person transferred 14,943 shares of Issuer's common stock to irrevocable family trust in exchange for cash equal to $180.69/share, via power of substitution.

SEC source: 0001209191-20-059177 · doc4.xml · nonDerivative · entry 1

MEHNERT DANA A · CIK 0001439291 · Pres., Communication Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,676.64

F1 · kind: Reported sale was executed under a sale plan adopted by reporting person on June 10, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934.

F2 · balance_after: Includes 112.23 shares acquired through Issuer's retirement plan for quarters ended 9/27/2019, 1/3/2020, 4/3/2020, 7/3/2020 and 10/2/2020.

SEC source: 0001209191-20-059172 · doc4.xml · derivative · entry 3

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 28,860 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-20-059172 · doc4.xml · nonDerivative · entry 2

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,802.57

F1 · kind: Reported option exercise and sale of underlying shares were executed under a sale plan adopted by reporting person on August 5, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934.

SEC source: 0001209191-20-059172 · doc4.xml · nonDerivative · entry 1

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,662.57

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercise and sale of underlying shares were executed under a sale plan adopted by reporting person on August 5, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934.

SEC source: 0001209191-20-057288 · doc4.xml · derivative · entry 7

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 20,000 shares

Expires 2025-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercise and sale of underlying shares were executed under a sale plan adopted by reporting person on August 5, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934.

SEC source: 0001209191-20-057288 · doc4.xml · nonDerivative · entry 6

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,802.57

F1 · kind: Reported option exercise and sale of underlying shares were executed under a sale plan adopted by reporting person on August 5, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934.

SEC source: 0001209191-20-057288 · doc4.xml · nonDerivative · entry 5

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,701.57

F1 · kind: Reported option exercise and sale of underlying shares were executed under a sale plan adopted by reporting person on August 5, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934.

SEC source: 0001209191-20-057288 · doc4.xml · nonDerivative · entry 4

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,122.57

F1 · kind: Reported option exercise and sale of underlying shares were executed under a sale plan adopted by reporting person on August 5, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934.

SEC source: 0001209191-20-057288 · doc4.xml · nonDerivative · entry 3

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,122.57

F1 · kind: Reported option exercise and sale of underlying shares were executed under a sale plan adopted by reporting person on August 5, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934.

SEC source: 0001209191-20-057288 · doc4.xml · nonDerivative · entry 2

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,872.57

F1 · kind: Reported option exercise and sale of underlying shares were executed under a sale plan adopted by reporting person on August 5, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934.

SEC source: 0001209191-20-057288 · doc4.xml · nonDerivative · entry 1

MIKUEN SCOTT T · CIK 0001502312 · Sr VP-General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,802.57

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reported option exercise and sale of underlying shares were executed under a sale plan adopted by reporting person on August 5, 2020, pursuant to Rule 10b5-1 under Securities Exchange Act of 1934.

F2 · balance_after: Includes 84.45 shares acquired through Issuer's retirement plan and 10.76 shares acquired through Issuer's dividend reinvestment plan, in each case for quarters ended 4/3/2020, 7/3/2020 and 10/2/2020.

SEC source: 0001209191-20-055976 · doc4.xml · derivative · entry 2

MILLARD ROBERT B · CIK 0001188791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 417.28 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

F1 · derivative.exercise_date: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

F1 · derivative.expiration_date: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

F1 · derivative.underlying_shares: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

SEC source: 0001209191-20-055976 · doc4.xml · nonDerivative · entry 1

MILLARD ROBERT B · CIK 0001188791 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,789.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

SEC source: 0001209191-20-055980 · doc4.xml · derivative · entry 2

NEWTON LLOYD W · CIK 0001360937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 417.28 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

F1 · derivative.exercise_date: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

F1 · derivative.expiration_date: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

F1 · derivative.underlying_shares: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

SEC source: 0001209191-20-055980 · doc4.xml · nonDerivative · entry 1

NEWTON LLOYD W · CIK 0001360937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,429.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

SEC source: 0001209191-20-055974 · doc4.xml · derivative · entry 2

Lane Rita S. · CIK 0001407477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 417.28 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

F1 · derivative.exercise_date: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

F1 · derivative.expiration_date: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

F1 · derivative.underlying_shares: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)

SEC source: 0001209191-20-055974 · doc4.xml · nonDerivative · entry 1

Lane Rita S. · CIK 0001407477 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,231.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Settlement in shares of common stock of director share units awarded on 10/25/2019 (previously reported) that vested on 10/25/2020, including 7.28 additional units via deemed dividend reinvestment pursuant to terms and conditions of director share unit agreement.(Each director share unit represents a contingent right to 1 share of Issuer's common stock, with vested units settled in shares of Issuer's common stock.)