Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 07, 2022 Filed Oct 12, 2022 21:08 UTC |
Tivy James WilliamChief Financial Officer
|
Disposition to issuerCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053484 · doc4.xml · nonDerivative · entry 1 Tivy James William · CIK 0001429197 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| May 11, 2022 Filed May 11, 2022 21:18 UTC |
Tivy James WilliamChief Financial Officer
|
GrantCommon Stock | 30,000 | $10.46 | $313,800.00 |
DisclosureSEC source: 0001209191-22-028355 · doc4.xml · nonDerivative · entry 1 Tivy James William · CIK 0001429197 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 F1 · shares: Restricted Shares, subject to vesting 10,000 each year on 4/30/2023, 2024 and 2025. F2 · shares: Shares will be converted to MTronPTI restricted shares upon a successful spin-off with the quantity prorated once the market value has been established. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 19:47 UTC |
FERRANTINO MICHAEL J JRDirector
|
Disposition to issuerCommon Stock | 4,786 | $10.51 | $50,300.86 |
DisclosureSEC source: 0001209191-22-022949 · doc4.xml · nonDerivative · entry 1 FERRANTINO MICHAEL J JR · CIK 0001393655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,721 F1 · shares: Represents shares forfeited to pay taxes. Read SEC document |
| December 29, 2021 Filed Dec 30, 2021 15:42 UTC |
Biles Linda MVP/Controller
|
Disposition to issuerCommon Stock | 1,358 | $11.65 | $15,820.70 |
DisclosureSEC source: 0001823023-21-000002 · primary_doc.xml · nonDerivative · entry 1 Biles Linda M · CIK 0001823023 · VP/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,353 F1 · kind: Shares forfeited to pay tax liability. F1 · shares: Shares forfeited to pay tax liability. Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 21:04 UTC |
GABELLI MARCDirector · 10% owner
|
GrantCommon Stock | 1,267 | $0.00 | $0.00 |
DisclosureSEC source: 0000807249-21-000207 · form4.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,580 F1 · kind: These shares were granted by the Issuer to the Reporting Person. F2 · ownership.direct: This filing does not include the holdings by GGCP, Inc. of 476,937 shares of LGL Group, Inc., which have been included in the Form 4 filing of Mario J. Gabelli, dated November 18, 2020. Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 19:13 UTC |
FERRANTINO MICHAEL J JRDirector
|
Disposition to issuerCommon Stock | 4,368 | $11.84 | $51,717.12 |
DisclosureSEC source: 0001209191-21-071469 · doc4.xml · nonDerivative · entry 2 FERRANTINO MICHAEL J JR · CIK 0001393655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,507 F2 · shares: Represents shares forfeited to pay taxes. Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 19:13 UTC |
FERRANTINO MICHAEL J JRDirector
|
GrantCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071469 · doc4.xml · nonDerivative · entry 1 FERRANTINO MICHAEL J JR · CIK 0001393655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,875 F1 · shares: Represents a grant of 45,000 Restricted Shares 15,000 shares vest immediately upon grant, 15,000 vest on 4/1/2022, with the balance of 15,000 vesting on 4/1/2023. Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 19:01 UTC Amendment |
Kalha ManjitDirector
|
GrantCommon Stock | 887 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071467 · doc4a.xml · nonDerivative · entry 1 Kalha Manjit · CIK 0001525294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,751 Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 18:56 UTC |
Kalha ManjitDirector
|
GrantCommon Stock | 1,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071465 · doc4.xml · nonDerivative · entry 1 Kalha Manjit · CIK 0001525294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,131 Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 18:51 UTC |
Mega John SDirector
|
GrantCommon Stock | 1,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071463 · doc4.xml · nonDerivative · entry 1 Mega John S · CIK 0001519013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,625 Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 18:49 UTC |
LAZAR BELDirector
|
GrantCommon Stock | 1,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071461 · doc4.xml · nonDerivative · entry 1 LAZAR BEL · CIK 0001515019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,142 Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 18:40 UTC |
Foufas TimothyDirector
|
GrantCommon Stock | 1,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071457 · doc4.xml · nonDerivative · entry 1 Foufas Timothy · CIK 0001396075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,542 Read SEC document |
| December 28, 2021 Filed Dec 29, 2021 18:33 UTC |
Arteaga IvanDirector
|
GrantCommon Stock | 1,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071454 · doc4.xml · nonDerivative · entry 1 Arteaga Ivan · CIK 0001768995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,017 Read SEC document |
| December 28, 2021 Filed Dec 30, 2021 19:10 UTC |
HUNTER DONALD HDirector
|
GrantCommon Stock | 1,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-071590 · doc4.xml · nonDerivative · entry 1 HUNTER DONALD H · CIK 0001267422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,515 Read SEC document |
| December 22, 2021 Filed Dec 27, 2021 14:40 UTC |
Kalha ManjitDirector
|
Exercise / conversionCommon Stock Option · Derivative | 6,067 | $6.14 Strike: $6.14 | $37,251.38 |
DisclosureSEC source: 0001209191-21-071201 · doc4.xml · derivative · entry 9 Kalha Manjit · CIK 0001525294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,067 shares Expires 2023-12-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2021 Filed Dec 27, 2021 14:40 UTC |
Kalha ManjitDirector
|
Exercise / conversionCommon Stock Option · Derivative | 9,541 | $6.09 Strike: $6.09 | $58,104.69 |
DisclosureSEC source: 0001209191-21-071201 · doc4.xml · derivative · entry 8 Kalha Manjit · CIK 0001525294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,541 shares Expires 2022-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2021 Filed Dec 27, 2021 14:40 UTC |
Kalha ManjitDirector
|
Exercise / conversionCommon Stock Option · Derivative | 9,442 | $5.52 Strike: $5.52 | $52,119.84 |
DisclosureSEC source: 0001209191-21-071201 · doc4.xml · derivative · entry 7 Kalha Manjit · CIK 0001525294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,442 shares Expires 2021-12-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2021 Filed Dec 27, 2021 14:40 UTC |
Kalha ManjitDirector
|
Exercise / conversionCommon Stock | 4,285 | $10.58 | $45,335.30 |
DisclosureSEC source: 0001209191-21-071201 · doc4.xml · nonDerivative · entry 6 Kalha Manjit · CIK 0001525294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares given up to pay exercise cost and tax on gain. Read SEC document |
| December 22, 2021 Filed Dec 27, 2021 14:40 UTC |
Kalha ManjitDirector
|
Exercise / conversionCommon Stock | 6,067 | $6.14 | $37,251.38 |
DisclosureSEC source: 0001209191-21-071201 · doc4.xml · nonDerivative · entry 5 Kalha Manjit · CIK 0001525294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2021 Filed Dec 27, 2021 14:40 UTC |
Kalha ManjitDirector
|
Exercise / conversionCommon Stock | 6,707 | $10.58 | $70,960.06 |
DisclosureSEC source: 0001209191-21-071201 · doc4.xml · nonDerivative · entry 4 Kalha Manjit · CIK 0001525294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares given up to pay exercise cost and tax on gain. Read SEC document |
| December 22, 2021 Filed Dec 27, 2021 14:40 UTC |
Kalha ManjitDirector
|
Exercise / conversionCommon Stock | 9,541 | $6.09 | $58,104.69 |
DisclosureSEC source: 0001209191-21-071201 · doc4.xml · nonDerivative · entry 3 Kalha Manjit · CIK 0001525294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 22, 2021 Filed Dec 27, 2021 14:40 UTC |
Kalha ManjitDirector
|
Exercise / conversionCommon Stock | 6,281 | $10.58 | $66,452.98 |
DisclosureSEC source: 0001209191-21-071201 · doc4.xml · nonDerivative · entry 2 Kalha Manjit · CIK 0001525294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares given up to pay exercise cost and tax on gain. Read SEC document |
| December 22, 2021 Filed Dec 27, 2021 14:40 UTC |
Kalha ManjitDirector
|
Exercise / conversionCommon Stock | 9,442 | $5.52 | $52,119.84 |
DisclosureSEC source: 0001209191-21-071201 · doc4.xml · nonDerivative · entry 1 Kalha Manjit · CIK 0001525294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 12:16 UTC |
Biles Linda MVP/Controller
|
Exercise / conversionStock Option · Derivative | 3,000 | $3.90 Strike: $3.90 | $11,700.00 |
DisclosureSEC source: 0001823023-21-000001 · primary_doc.xml · derivative · entry 2 Biles Linda M · CIK 0001823023 · VP/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2021-09-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 12:16 UTC |
Biles Linda MVP/Controller
|
Exercise / conversionCommon Stock | 3,000 | $3.90 | $11,700.00 |
DisclosureSEC source: 0001823023-21-000001 · primary_doc.xml · nonDerivative · entry 1 Biles Linda M · CIK 0001823023 · VP/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,711 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2021 Filed Apr 6, 2021 00:42 UTC |
Arteaga IvanDirector
|
Disposition to issuerCommon Stock | 26,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-025525 · doc4.xml · nonDerivative · entry 1 Arteaga Ivan · CIK 0001768995 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 F1 · kind: Shares forfeited pro-rata based on requirement in the restricted stock agreement for service as CEO. F2 · balance_after: Balance of shares vest 15,000 on January 1, 2022, and 3,750 on January 1, 2023 Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 21:00 UTC |
GABELLI MARCDirector · 10% owner
|
GrantCommon Stock | 16,345 | $0.00 | $0.00 |
DisclosureSEC source: 0000807249-20-000279 · form4.xml · nonDerivative · entry 1 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,313 F1 · kind: These shares were granted by the Issuer to the Reporting Person. F2 · ownership.direct: This filing does not include the holdings by GGCP, Inc. of 476,937 shares of LGL Group, Inc., which have been included in the Form 4 filing of Mario J. Gabelli, dated November 18, 2020. Read SEC document |
| December 29, 2020 Filed Dec 31, 2020 18:07 UTC |
Biles Linda MVP/Controller
|
GrantCommon Stock | 10,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001823023-20-000002 · primary_doc.xml · nonDerivative · entry 1 Biles Linda M · CIK 0001823023 · VP/Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,711 F1 · shares: Restricted stock vesting 30%/30%/40% over three years, from 12/29/2021 to 12/29/2023. Read SEC document |
| December 29, 2020 Filed Jan 6, 2021 02:27 UTC |
Mega John SDirector
|
GrantCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001738 · doc5.xml · nonDerivative · entry 2 Mega John S · CIK 0001519013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,358 F2 · shares: Stock Grant for Mtron Board Read SEC document |
| December 29, 2020 Filed Jan 6, 2021 02:27 UTC |
Mega John SDirector
|
GrantCommon Stock | 1,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001738 · doc5.xml · nonDerivative · entry 1 Mega John S · CIK 0001519013 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,858 F1 · shares: Annual Stock Grant Read SEC document |
| December 29, 2020 Filed Jan 6, 2021 02:20 UTC |
LaPenta Robert V JrDirector
|
GrantCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001731 · doc5.xml · nonDerivative · entry 2 LaPenta Robert V Jr · CIK 0001543405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,358 F2 · shares: Stock Grant for Mtron Board Read SEC document |
| December 29, 2020 Filed Jan 6, 2021 02:20 UTC |
LaPenta Robert V JrDirector
|
GrantCommon Stock | 1,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001731 · doc5.xml · nonDerivative · entry 1 LaPenta Robert V Jr · CIK 0001543405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,858 F1 · shares: Annual Stock Grant Read SEC document |
| December 29, 2020 Filed Jan 6, 2021 02:12 UTC |
FERRANTINO MICHAEL J JRDirector
|
GrantCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001729 · doc5.xml · nonDerivative · entry 2 FERRANTINO MICHAEL J JR · CIK 0001393655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,875 F2 · shares: Stock Grant for Mtron Board Read SEC document |
| December 29, 2020 Filed Jan 6, 2021 02:12 UTC |
FERRANTINO MICHAEL J JRDirector
|
GrantCommon Stock | 1,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001729 · doc5.xml · nonDerivative · entry 1 FERRANTINO MICHAEL J JR · CIK 0001393655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,375 F1 · shares: Annual Stock Grant Read SEC document |
| December 29, 2020 Filed Jan 6, 2021 02:05 UTC |
LAZAR BELDirector
|
GrantCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001726 · doc5.xml · nonDerivative · entry 2 LAZAR BEL · CIK 0001515019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,875 F2 · shares: Stock Grant for Mtron Board Read SEC document |
| December 29, 2020 Filed Jan 6, 2021 02:05 UTC |
LAZAR BELDirector
|
GrantCommon Stock | 1,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001726 · doc5.xml · nonDerivative · entry 1 LAZAR BEL · CIK 0001515019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,375 F1 · shares: Annual Stock Grant Read SEC document |
| December 29, 2020 Filed Jan 6, 2021 01:57 UTC |
Foufas TimothyDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001716 · doc5.xml · nonDerivative · entry 2 Foufas Timothy · CIK 0001396075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,275 F2 · shares: Stock Grant - Committee Chairman Read SEC document |
| December 29, 2020 Filed Jan 6, 2021 01:57 UTC |
Foufas TimothyDirector
|
GrantCommon Stock | 1,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001716 · doc5.xml · nonDerivative · entry 1 Foufas Timothy · CIK 0001396075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,275 F1 · shares: Annual Stock Grant Read SEC document |
| December 29, 2020 Filed Jan 6, 2021 01:16 UTC |
HUNTER DONALD HDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001684 · doc5.xml · nonDerivative · entry 2 HUNTER DONALD H · CIK 0001267422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,248 F2 · shares: Stock Grant - Committee Chairman Read SEC document |
| December 29, 2020 Filed Jan 6, 2021 01:16 UTC |
HUNTER DONALD HDirector
|
GrantCommon Stock | 1,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001684 · doc5.xml · nonDerivative · entry 1 HUNTER DONALD H · CIK 0001267422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,248 F1 · shares: Annual Grant Read SEC document |
| December 29, 2020 Filed Jan 6, 2021 00:51 UTC |
Kalha ManjitDirector
|
GrantCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001673 · doc5.xml · nonDerivative · entry 2 Kalha Manjit · CIK 0001525294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,087 F2 · shares: Stock Grant - Committee Chairman Read SEC document |
| December 29, 2020 Filed Jan 6, 2021 00:51 UTC |
Kalha ManjitDirector
|
GrantCommon Stock | 941 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001673 · doc5.xml · nonDerivative · entry 1 Kalha Manjit · CIK 0001525294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,587 F1 · shares: Annual Stock Grant Read SEC document |
| December 10, 2020 Filed Jan 6, 2021 00:34 UTC |
Kalha ManjitDirector
|
Exercise / conversionCommon Stock Option · Derivative | 3,797 | $4.34 Strike: $4.34 | $16,478.98 |
DisclosureSEC source: 0001209191-21-001643 · doc4.xml · derivative · entry 3 Kalha Manjit · CIK 0001525294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,797 shares Expires 2020-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2020 Filed Jan 6, 2021 00:34 UTC |
Kalha ManjitDirector
|
Exercise / conversionCommon Stock | 2,295 | $9.98 | $22,904.10 |
DisclosureSEC source: 0001209191-21-001643 · doc4.xml · nonDerivative · entry 2 Kalha Manjit · CIK 0001525294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares given up to pay exercise cost and tax on gain. Read SEC document |
| December 10, 2020 Filed Jan 6, 2021 00:34 UTC |
Kalha ManjitDirector
|
Exercise / conversionCommon Stock | 3,797 | $4.34 | $16,478.98 |
DisclosureSEC source: 0001209191-21-001643 · doc4.xml · nonDerivative · entry 1 Kalha Manjit · CIK 0001525294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13.941 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:07 UTC |
GABELLI MARCDirector · 10% owner
|
OtherCommon Stock Warrants (right to purchase) · Derivative | 764,303 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0000807249-20-000243 · form4.xml · derivative · entry 4 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Shares held by a Ltd. Partnership Disclosed balance after: 764,303 Underlying: Common stock,par value$0.01 per share · 152,860 shares Expires 2025-11-16 F3 · derivative.exercise_price: On November 16, 2020, holders of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock"), received a dividend of one Common Stock Warrant (the "Warrants") for each share of Common Stock held by such holder as of November 9, 2020. When exercisable, 5 Warrants will entitle their holder to purchase one share of Common Stock at an exercise price of $12.50 per share, as may be adjusted in accordance with the terms of the Warrants. F3 · kind: On November 16, 2020, holders of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock"), received a dividend of one Common Stock Warrant (the "Warrants") for each share of Common Stock held by such holder as of November 9, 2020. When exercisable, 5 Warrants will entitle their holder to purchase one share of Common Stock at an exercise price of $12.50 per share, as may be adjusted in accordance with the terms of the Warrants. F4 · derivative.exercise_date: The Warrants become exercisable on the earlier of (i) November 16, 2025, and (ii) such date that the 30-day volume weighted average price per share, or VWAP, of the Common Stock is greater than or equal to $17.50. Any unexercised Warrants will expire at 5:00 p.m., Eastern Time, on November 16, 2025. F2 · ownership.nature: These shares are beneficially owned by Venator Merchant Fund, L.P. ("Venator Fund") and Venator Global LLC ("Venator Global"). Venator Global, which is the sole general partner of Venator Fund, isdeemed to have beneficial ownership of the securities owned by Venator Fund. Marc Gabelli is the President of Venator Fund. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:07 UTC |
GABELLI MARCDirector · 10% owner
|
OtherCommon Stock Warrants (right to purchase) · Derivative | 62,968 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0000807249-20-000243 · form4.xml · derivative · entry 3 GABELLI MARC · CIK 0001233348 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,968 Underlying: Common stock,par value$0.01 per share · 12,593 shares Expires 2025-11-16 F3 · derivative.exercise_price: On November 16, 2020, holders of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock"), received a dividend of one Common Stock Warrant (the "Warrants") for each share of Common Stock held by such holder as of November 9, 2020. When exercisable, 5 Warrants will entitle their holder to purchase one share of Common Stock at an exercise price of $12.50 per share, as may be adjusted in accordance with the terms of the Warrants. F3 · kind: On November 16, 2020, holders of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock"), received a dividend of one Common Stock Warrant (the "Warrants") for each share of Common Stock held by such holder as of November 9, 2020. When exercisable, 5 Warrants will entitle their holder to purchase one share of Common Stock at an exercise price of $12.50 per share, as may be adjusted in accordance with the terms of the Warrants. F4 · derivative.exercise_date: The Warrants become exercisable on the earlier of (i) November 16, 2025, and (ii) such date that the 30-day volume weighted average price per share, or VWAP, of the Common Stock is greater than or equal to $17.50. Any unexercised Warrants will expire at 5:00 p.m., Eastern Time, on November 16, 2025. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:09 UTC |
GABELLI MARIO J10% owner
|
OtherCommon Stock Warrants (right to purchase) · Derivative | 476,937 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0000807249-20-000244 · form4.xml · derivative · entry 4 GABELLI MARIO J · CIK 0001185533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: GGCP, Inc. Disclosed balance after: 476,937 Underlying: Common Stock, par value$0.01 per share · 95,387 shares Expires 2025-11-16 F2 · derivative.exercise_price: On November 16, 2020, holders of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock"), received a dividend of one Common Stock Warrant (the "Warrants") for each share of Common Stock held by such holder as of November 9, 2020. When exercisable, 5 Warrants will entitle their holder to purchase one share of Common Stock at an exercise price of $12.50 per share, as may be adjusted in accordance with the terms of the Warrants. F2 · kind: On November 16, 2020, holders of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock"), received a dividend of one Common Stock Warrant (the "Warrants") for each share of Common Stock held by such holder as of November 9, 2020. When exercisable, 5 Warrants will entitle their holder to purchase one share of Common Stock at an exercise price of $12.50 per share, as may be adjusted in accordance with the terms of the Warrants. F3 · derivative.exercise_date: The Warrants become exercisable on the earlier of (i) November 16, 2025, and (ii) such date that the 30-day volume weighted average price per share, or VWAP, of the Common Stock is greater than or equal to $17.50. Any unexercised Warrants will expire at 5:00 p.m., Eastern Time, on November 16, 2025. F1 · ownership.nature: These shares are owned by GGCP, Inc. ("GGCP"). Mr. Gabelli is deemed the beneficial owner of the shares owned by GGCP since he is the Chief Executive Officer, a director and the controllingshareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by GGCP in excess of his pecuniary interest. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:09 UTC |
GABELLI MARIO J10% owner
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OtherCommon Stock Warrants (right to purchase) · Derivative | 500,675 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0000807249-20-000244 · form4.xml · derivative · entry 3 GABELLI MARIO J · CIK 0001185533 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,675 Underlying: Common Stock, par value$0.01 pe rshare · 100,135 shares Expires 2025-11-16 F2 · derivative.exercise_price: On November 16, 2020, holders of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock"), received a dividend of one Common Stock Warrant (the "Warrants") for each share of Common Stock held by such holder as of November 9, 2020. When exercisable, 5 Warrants will entitle their holder to purchase one share of Common Stock at an exercise price of $12.50 per share, as may be adjusted in accordance with the terms of the Warrants. F2 · kind: On November 16, 2020, holders of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock"), received a dividend of one Common Stock Warrant (the "Warrants") for each share of Common Stock held by such holder as of November 9, 2020. When exercisable, 5 Warrants will entitle their holder to purchase one share of Common Stock at an exercise price of $12.50 per share, as may be adjusted in accordance with the terms of the Warrants. F3 · derivative.exercise_date: The Warrants become exercisable on the earlier of (i) November 16, 2025, and (ii) such date that the 30-day volume weighted average price per share, or VWAP, of the Common Stock is greater than or equal to $17.50. Any unexercised Warrants will expire at 5:00 p.m., Eastern Time, on November 16, 2025. Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 21:20 UTC |
LaPenta Robert V JrDirector
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GrantCommon Stock | 513 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-057282 · doc4.xml · nonDerivative · entry 1 LaPenta Robert V Jr · CIK 0001543405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.