LaPenta Robert V Jr

SEC source: 0001437749-26-009406 · rdgdoc.xml · nonDerivative · entry 1

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,509

F1 · shares: Annual stock grant to non-employee director.

SEC source: 0001437749-25-038740 · rdgdoc.xml · derivative · entry 2

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,779

Underlying: Common Stock · 306 shares

Expires 2025-12-23

F1 · derivative.exercise_price: On April 25, 2025, holders of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock"), received a dividend of one Common Stock Warrant (the "Warrants") for each share of Common Stock held by such holder as of March 10, 2025. When exercisable, five (5) Warrants will entitle their holder to purchase one share of Common Stock at an exercise price of $47.50 per share, as may be adjusted in accordance with the terms of the Warrants.

SEC source: 0001437749-25-038740 · rdgdoc.xml · nonDerivative · entry 1

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,267

SEC source: 0001437749-25-018889 · rdgdoc.xml · nonDerivative · entry 1

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,961

SEC source: 0001437749-25-009231 · rdgdoc.xml · nonDerivative · entry 1

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,711

F1 · shares: Annual stock grant to non-employee director.

SEC source: 0001437749-24-009264 · rdgdoc.xml · nonDerivative · entry 1

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,309

F1 · shares: Annual stock grant to non-employee director.

SEC source: 0001209191-23-029047 · doc4.xml · nonDerivative · entry 1

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,945

SEC source: 0001209191-22-042132 · doc4.xml · nonDerivative · entry 1

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,586

F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy. As a continuing director following the issuer's annual meeting of stockholders held on July 14, 2022, the reporting person was awarded a number of restricted stock units equal to $180,000 divided by $2.363, the average closing price of the issuer's common stock for the 10 trading days preceding the date of the annual meeting. The shares underlying this restricted stock award will vest in full on the earlier of July 14, 2023 or the date of the next annual meeting of stockholders, in either case subject to the reporting person's continuous service with the issuer through such vesting date.

F3 · balance_after: Includes 258,412 shares received in a non-reportable distribution from LGL Systems Acquisition Holding Company, LLC, of which the reporting person was a non-managing member, without payment of consideration.

SEC source: 0001209191-21-068773 · doc4.xml · nonDerivative · entry 1

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,000

F1 · security: The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · date: On December 7, 2021, the issuer's compensation committee approved the grant of restricted stock units to each of the issuer's non-employee directors pursuant to the issuer's 2021 Equity Incentive Plan.

F3 · shares: Of the shares underlying this restricted stock unit award, one-third will vest on August 26 of each of 2022, 2023 and 2024, subject to the reporting person's continued service with the issuer as of the applicable date.

F4 · balance_after: Includes 25,000 shares received in a non-reportable pro rata distribution from LGL Systems Acquisition Holding Company, LLC (the "Sponsor"). In prior reports, the reporting person reported beneficial ownership of 3,470,375 shares of the issuer's common stock held by the Sponsor. The reporting person was previously a manager of the managing member of the Sponsor, which status ceased prior to the pro rata distribution to the Sponsor's members.

SEC source: 0001209191-21-053954 · doc4.xml · derivative · entry 5

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LGL Systems Acquisition Holding Company, LLC

Disclosed balance after: 0

Underlying: Common Stock · 2,904,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class B Common Stock automatically converted into the same number of shares of Class A Common Stock on August 26, 2021 pursuant to the Agreement and Plan of Reorganization and Merger, dated as of March 15, 2021, as amended by Amendment No. 1 to Agreement and Plan of Reorganization and Merger, dated as of August 6, 2021 (as so amended, the "Merger Agreement"), by and among LGL Systems Acquisition Corp. ("LGL"), LGL Systems Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of LGL, and IronNet Cybersecurity, Inc., a Delaware corporation (the "Business Combination"). The Class B Common Stock had no expiration date. Upon the closing of the Business Combination, the Class A Common Stock was renamed Common Stock.

F1 · kind: The Class B Common Stock automatically converted into the same number of shares of Class A Common Stock on August 26, 2021 pursuant to the Agreement and Plan of Reorganization and Merger, dated as of March 15, 2021, as amended by Amendment No. 1 to Agreement and Plan of Reorganization and Merger, dated as of August 6, 2021 (as so amended, the "Merger Agreement"), by and among LGL Systems Acquisition Corp. ("LGL"), LGL Systems Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of LGL, and IronNet Cybersecurity, Inc., a Delaware corporation (the "Business Combination"). The Class B Common Stock had no expiration date. Upon the closing of the Business Combination, the Class A Common Stock was renamed Common Stock.

F1 · price: The Class B Common Stock automatically converted into the same number of shares of Class A Common Stock on August 26, 2021 pursuant to the Agreement and Plan of Reorganization and Merger, dated as of March 15, 2021, as amended by Amendment No. 1 to Agreement and Plan of Reorganization and Merger, dated as of August 6, 2021 (as so amended, the "Merger Agreement"), by and among LGL Systems Acquisition Corp. ("LGL"), LGL Systems Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of LGL, and IronNet Cybersecurity, Inc., a Delaware corporation (the "Business Combination"). The Class B Common Stock had no expiration date. Upon the closing of the Business Combination, the Class A Common Stock was renamed Common Stock.

F1 · derivative.exercise_date: The Class B Common Stock automatically converted into the same number of shares of Class A Common Stock on August 26, 2021 pursuant to the Agreement and Plan of Reorganization and Merger, dated as of March 15, 2021, as amended by Amendment No. 1 to Agreement and Plan of Reorganization and Merger, dated as of August 6, 2021 (as so amended, the "Merger Agreement"), by and among LGL Systems Acquisition Corp. ("LGL"), LGL Systems Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of LGL, and IronNet Cybersecurity, Inc., a Delaware corporation (the "Business Combination"). The Class B Common Stock had no expiration date. Upon the closing of the Business Combination, the Class A Common Stock was renamed Common Stock.

F1 · derivative.expiration_date: The Class B Common Stock automatically converted into the same number of shares of Class A Common Stock on August 26, 2021 pursuant to the Agreement and Plan of Reorganization and Merger, dated as of March 15, 2021, as amended by Amendment No. 1 to Agreement and Plan of Reorganization and Merger, dated as of August 6, 2021 (as so amended, the "Merger Agreement"), by and among LGL Systems Acquisition Corp. ("LGL"), LGL Systems Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of LGL, and IronNet Cybersecurity, Inc., a Delaware corporation (the "Business Combination"). The Class B Common Stock had no expiration date. Upon the closing of the Business Combination, the Class A Common Stock was renamed Common Stock.

F2 · ownership.nature: The shares are owned directly by LGL Systems Acquisition Holding Company, LLC ("LGL Acquisition Holding"). LGL Systems Nevada Management Partners LLC is the managing member of LGL Acquisition Holding. The Reporting Person is a manager of LGL Systems Nevada Management Partners LLC and is one of five people to have approved actions of LGL Acquisition Holding. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of LGL Acquisition Holding. The Reporting Person disclaims beneficial ownership of the securities held by LGL Acquisition Holding, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-21-053954 · doc4.xml · derivative · entry 4

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LGL Systems Acquisition Holding Company LLC

Disclosed balance after: 2,904,375

Underlying: Class A Common Stock · 1,078,125 shares

Expires not disclosed

F3 · derivative.exercise_price: The Class B Common Stock was convertible into Class A Common Stock at anytime and automatically converted into Class A Common Stock at the time of the Business Combination on a one-for-one basis, subject to adjustment. The Class B Common Stock had no expiration date.

F5 · kind: Under the terms of the Merger Agreement, immediately prior to the closing of the Business Combination, LGL Acquisition Holding surrendered and forfeited these shares to LGL for no consideration. From and after such time, the shares were deemed to be cancelled and no longer outstanding.

F5 · shares: Under the terms of the Merger Agreement, immediately prior to the closing of the Business Combination, LGL Acquisition Holding surrendered and forfeited these shares to LGL for no consideration. From and after such time, the shares were deemed to be cancelled and no longer outstanding.

F5 · price: Under the terms of the Merger Agreement, immediately prior to the closing of the Business Combination, LGL Acquisition Holding surrendered and forfeited these shares to LGL for no consideration. From and after such time, the shares were deemed to be cancelled and no longer outstanding.

F3 · derivative.exercise_date: The Class B Common Stock was convertible into Class A Common Stock at anytime and automatically converted into Class A Common Stock at the time of the Business Combination on a one-for-one basis, subject to adjustment. The Class B Common Stock had no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock was convertible into Class A Common Stock at anytime and automatically converted into Class A Common Stock at the time of the Business Combination on a one-for-one basis, subject to adjustment. The Class B Common Stock had no expiration date.

F2 · ownership.nature: The shares are owned directly by LGL Systems Acquisition Holding Company, LLC ("LGL Acquisition Holding"). LGL Systems Nevada Management Partners LLC is the managing member of LGL Acquisition Holding. The Reporting Person is a manager of LGL Systems Nevada Management Partners LLC and is one of five people to have approved actions of LGL Acquisition Holding. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of LGL Acquisition Holding. The Reporting Person disclaims beneficial ownership of the securities held by LGL Acquisition Holding, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-21-053954 · doc4.xml · nonDerivative · entry 2

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LGL Systems Acquisition Holding Company, LLC

Disclosed balance after: 3,470,375

F2 · ownership.nature: The shares are owned directly by LGL Systems Acquisition Holding Company, LLC ("LGL Acquisition Holding"). LGL Systems Nevada Management Partners LLC is the managing member of LGL Acquisition Holding. The Reporting Person is a manager of LGL Systems Nevada Management Partners LLC and is one of five people to have approved actions of LGL Acquisition Holding. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of LGL Acquisition Holding. The Reporting Person disclaims beneficial ownership of the securities held by LGL Acquisition Holding, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-21-053954 · doc4.xml · nonDerivative · entry 1

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LGL Systems Acquisition Holding Company, LLC

Disclosed balance after: 2,904,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Class B Common Stock automatically converted into the same number of shares of Class A Common Stock on August 26, 2021 pursuant to the Agreement and Plan of Reorganization and Merger, dated as of March 15, 2021, as amended by Amendment No. 1 to Agreement and Plan of Reorganization and Merger, dated as of August 6, 2021 (as so amended, the "Merger Agreement"), by and among LGL Systems Acquisition Corp. ("LGL"), LGL Systems Merger Sub Inc., a Delaware corporation and wholly owned subsidiary of LGL, and IronNet Cybersecurity, Inc., a Delaware corporation (the "Business Combination"). The Class B Common Stock had no expiration date. Upon the closing of the Business Combination, the Class A Common Stock was renamed Common Stock.

F2 · ownership.nature: The shares are owned directly by LGL Systems Acquisition Holding Company, LLC ("LGL Acquisition Holding"). LGL Systems Nevada Management Partners LLC is the managing member of LGL Acquisition Holding. The Reporting Person is a manager of LGL Systems Nevada Management Partners LLC and is one of five people to have approved actions of LGL Acquisition Holding. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of LGL Acquisition Holding. The Reporting Person disclaims beneficial ownership of the securities held by LGL Acquisition Holding, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-21-053954 · doc4.xml · derivative · entry 3

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LGL Systems Acquisition Holding Company LLC

Disclosed balance after: 3,982,500

Underlying: Class A Common Stock · 330,000 shares

Expires not disclosed

F3 · derivative.exercise_price: The Class B Common Stock was convertible into Class A Common Stock at anytime and automatically converted into Class A Common Stock at the time of the Business Combination on a one-for-one basis, subject to adjustment. The Class B Common Stock had no expiration date.

F4 · kind: These shares were distributed by the holder to certain of its members on a pro rata basis for no consideration.

F3 · price: The Class B Common Stock was convertible into Class A Common Stock at anytime and automatically converted into Class A Common Stock at the time of the Business Combination on a one-for-one basis, subject to adjustment. The Class B Common Stock had no expiration date.

F3 · derivative.exercise_date: The Class B Common Stock was convertible into Class A Common Stock at anytime and automatically converted into Class A Common Stock at the time of the Business Combination on a one-for-one basis, subject to adjustment. The Class B Common Stock had no expiration date.

F3 · derivative.expiration_date: The Class B Common Stock was convertible into Class A Common Stock at anytime and automatically converted into Class A Common Stock at the time of the Business Combination on a one-for-one basis, subject to adjustment. The Class B Common Stock had no expiration date.

F2 · ownership.nature: The shares are owned directly by LGL Systems Acquisition Holding Company, LLC ("LGL Acquisition Holding"). LGL Systems Nevada Management Partners LLC is the managing member of LGL Acquisition Holding. The Reporting Person is a manager of LGL Systems Nevada Management Partners LLC and is one of five people to have approved actions of LGL Acquisition Holding. Each manager has one vote, and the approval of three of the five managers is required for approval of an action of LGL Acquisition Holding. The Reporting Person disclaims beneficial ownership of the securities held by LGL Acquisition Holding, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-21-001731 · doc5.xml · nonDerivative · entry 2

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,358

F2 · shares: Stock Grant for Mtron Board

SEC source: 0001209191-21-001731 · doc5.xml · nonDerivative · entry 1

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,858

F1 · shares: Annual Stock Grant

SEC source: 0001209191-20-057282 · doc4.xml · nonDerivative · entry 1

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513

SEC source: 0001387131-19-004586 · lapenta-form4_062019.xml · derivative · entry 1

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2029-06-20

SEC source: 0001387131-18-003028 · lapenta-form4_070218.xml · derivative · entry 1

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-07-02

SEC source: 0001387131-17-003416 · lapenta-form4_062117.xml · derivative · entry 1

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-06-21

SEC source: 0001387131-16-008705 · lapentajr-form4_12212016.xml · derivative · entry 1

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-20