Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LGL GROUP INCLGL · Entity 6820 | Chief Financial Officer | October 07, 2022 | October 12, 2022 |
| M-tron Industries, Inc.MPTI · Entity 5849 | Chief Financial Officer | November 16, 2023 | November 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LGL GROUP INC
Report date October 07, 2022 · Filed October 12, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,000 |
Reported balance
After 2022-10-07 transaction · row 1
1 source rowRow 1 · 2022-10-07 · Disposition to issuer · Disposed 30,000 · Balance 3,000 |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2025-11-16 | Direct | 3,000 |
Reported balance
Holding disclosure · report date 2022-10-07 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 3,000 |
M-tron Industries, Inc.
Report date November 16, 2023 · Filed November 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,004 |
Ending reported balance
After 2023-11-20 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-11-16 · Sale · Disposed 2,500 · Balance 27,504 Row 2 · 2023-11-16 · Sale · Disposed 1,500 · Balance 26,004 Row 3 · 2023-11-20 · Sale · Disposed 1,000 · Balance 25,004 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2023 Filed Nov 20, 2023 16:22 UTC | M-tron Industries, Inc. MPTI · Entity 5849 | SaleCommon Stock | 1,000 | $38.01 | $38,010.00 |
DisclosureSEC source: 0001437749-23-032630 · rdgdoc.xml · nonDerivative · entry 3 Tivy James William · CIK 0001429197 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,004 Read SEC document |
| November 16, 2023 Filed Nov 20, 2023 16:22 UTC | M-tron Industries, Inc. MPTI · Entity 5849 | SaleCommon Stock | 1,500 | $34.24 | $51,360.00 |
DisclosureSEC source: 0001437749-23-032630 · rdgdoc.xml · nonDerivative · entry 2 Tivy James William · CIK 0001429197 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,004 Read SEC document |
| November 16, 2023 Filed Nov 20, 2023 16:22 UTC | M-tron Industries, Inc. MPTI · Entity 5849 | SaleCommon Stock | 2,500 | $33.16 | $82,900.00 |
DisclosureSEC source: 0001437749-23-032630 · rdgdoc.xml · nonDerivative · entry 1 Tivy James William · CIK 0001429197 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,504 Read SEC document |
| May 01, 2023 Filed May 2, 2023 12:50 UTC | M-tron Industries, Inc. MPTI · Entity 5849 | Tax withholdingCommon Stock | 2,737 | $11.74 | $32,132.38 |
DisclosureSEC source: 0001209191-23-026422 · doc4.xml · nonDerivative · entry 1 Tivy James William · CIK 0001429197 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,004 F1 · kind: Shares forfeited to pay taxes on vesting of 9,580 shares effective 4/30/3023. Read SEC document |
| December 01, 2022 Filed Dec 1, 2022 15:36 UTC | M-tron Industries, Inc. MPTI · Entity 5849 | PurchaseCommon Stock | 2,500 | $9.75 | $24,375.00 |
DisclosureSEC source: 0001209191-22-059163 · doc4.xml · nonDerivative · entry 1 Tivy James William · CIK 0001429197 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,741 Read SEC document |
| October 07, 2022 Filed Oct 12, 2022 21:08 UTC | LGL GROUP INC LGL · Entity 6820 | Disposition to issuerCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-053484 · doc4.xml · nonDerivative · entry 1 Tivy James William · CIK 0001429197 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| October 07, 2022 Filed Oct 12, 2022 16:58 UTC | M-tron Industries, Inc. MPTI · Entity 5849 | GrantCommon Stock | 28,741 | $13.10 | $376,507.10 |
DisclosureSEC source: 0001209191-22-053480 · doc4.xml · nonDerivative · entry 1 Tivy James William · CIK 0001429197 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,241 Read SEC document |
| May 11, 2022 Filed May 11, 2022 21:18 UTC | LGL GROUP INC LGL · Entity 6820 | GrantCommon Stock | 30,000 | $10.46 | $313,800.00 |
DisclosureSEC source: 0001209191-22-028355 · doc4.xml · nonDerivative · entry 1 Tivy James William · CIK 0001429197 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 F1 · shares: Restricted Shares, subject to vesting 10,000 each year on 4/30/2023, 2024 and 2025. F2 · shares: Shares will be converted to MTronPTI restricted shares upon a successful spin-off with the quantity prorated once the market value has been established. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.