Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ELLSWORTH GROWTH & INCOME FUND LTDECF · Entity 6444 | Director | February 13, 2025 | March 21, 2025 |
| GABELLI DIVIDEND & INCOME TRUSTGDV · Entity 4315 | Director | February 11, 2026 | February 20, 2026 |
| GDL FUNDGDL · Entity 8945 | Director | February 13, 2025 | March 21, 2025 |
| LGL GROUP INCLGL · Entity 6820 | Director | March 26, 2026 | March 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ELLSWORTH GROWTH & INCOME FUND LTD
Report date February 13, 2025 · Filed March 21, 2025
This filing explicitly reported no securities owned.
GABELLI DIVIDEND & INCOME TRUST
Report date February 11, 2026 · Filed February 20, 2026
This filing explicitly reported no securities owned.
GDL FUND
Report date February 13, 2025 · Filed March 21, 2025
This filing explicitly reported no securities owned.
LGL GROUP INC
Report date March 26, 2026 · Filed March 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,067 |
Reported balance
After 2026-03-26 transaction · row 1
1 source rowRow 1 · 2026-03-26 · Grant · Acquired 2,067 · Balance 2,067 F1: These shares vest 3 years from the date of grant, on 3/26/2029. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares vest 3 years from the date of grant, on 3/26/2029.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 26, 2026 Filed Mar 30, 2026 23:27 UTC | LGL GROUP INC LGL · Entity 6820 | GrantCommon Stock | 2,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-010421 · rdgdoc.xml · nonDerivative · entry 1 Kilrain Colin J. · CIK 0002062148 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,067 F1 · shares: These shares vest 3 years from the date of grant, on 3/26/2029. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.