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LFT

Lument Finance Trust, Inc.

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Tapewire entity
7355
SEC CIK
0001547546
Parsed reports
174

Last 12 months

Inside the activity.

22 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202540
Jan 202600
Feb 202600
Mar 202643
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202680
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2018 Filed Jun 9, 2018 00:17 UTC Purchasecommon stock 1,000 $3.40 $3,400.00
Disclosure

SEC source: 0001179110-18-008317 · edgar.xml · nonDerivative · entry 1

Cummins Neil A. · CIK 0001572429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,657

Read SEC document
June 05, 2018 Filed Jun 6, 2018 00:15 UTC Purchasecommon stock 7,500 $3.45 $25,875.00
Disclosure

SEC source: 0001179110-18-008134 · edgar.xml · nonDerivative · entry 3

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Read SEC document
June 04, 2018 Filed Jun 6, 2018 00:15 UTC Purchasecommon stock 7,500 $3.37 $25,275.00
Disclosure

SEC source: 0001179110-18-008134 · edgar.xml · nonDerivative · entry 2

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Read SEC document
June 04, 2018 Filed Jun 6, 2018 00:16 UTC Purchasecommon stock 1,250 $3.35 $4,187.50
Disclosure

SEC source: 0001179110-18-008135 · edgar.xml · nonDerivative · entry 2

Cummins Neil A. · CIK 0001572429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,657

Read SEC document
June 01, 2018 Filed Jun 4, 2018 21:20 UTC Purchasecommon stock 3,000 $3.31 $9,930.00
Disclosure

SEC source: 0001179110-18-007963 · edgar.xml · nonDerivative · entry 2

HOULIHAN WILLIAM A · CIK 0001185292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,793

F2 · price: The shares were purchased in multiple trades at prices ranging from $3.30 to $3.3219. The price reported above reflects the weighted purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 17:21 UTC Purchasecommon stock 5,000 $3.30 $16,491.00
Disclosure

SEC source: 0001179110-18-007964 · edgar.xml · nonDerivative · entry 1

Larsen Michael P · CIK 0001547362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,121

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:15 UTC Purchasecommon stock 7,500 $3.31 $24,825.00
Disclosure

SEC source: 0001179110-18-008134 · edgar.xml · nonDerivative · entry 1

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

F1 · price: The shares were purchased in multiple trades at prices ranging from $3.295 to $3.3493. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 01, 2018 Filed Jun 6, 2018 00:16 UTC Purchasecommon stock 400 $3.29 $1,316.00
Disclosure

SEC source: 0001179110-18-008135 · edgar.xml · nonDerivative · entry 1

Cummins Neil A. · CIK 0001572429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,407

Read SEC document
May 31, 2018 Filed May 31, 2018 22:13 UTC Purchasecommon stock 7,500 $3.25 $24,372.75
Disclosure

SEC source: 0001179110-18-007744 · edgar.xml · nonDerivative · entry 3

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

F2 · price: The shares were purchased in multiple trades at prices ranging from $3.245 to $3.2499. The price reported above reflects the weighted purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 31, 2018 Filed Jun 4, 2018 21:20 UTC Purchasecommon stock 3,000 $3.26 $9,780.00
Disclosure

SEC source: 0001179110-18-007963 · edgar.xml · nonDerivative · entry 1

HOULIHAN WILLIAM A · CIK 0001185292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,793

F1 · price: The shares were purchased in multiple trades at prices ranging from $3.2578 to $3.2634. The price reported above reflects the weighted purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 30, 2018 Filed May 31, 2018 18:15 UTC Purchasecommon stock 7,500 $3.41 $25,588.50
Disclosure

SEC source: 0001179110-18-007746 · edgar.xml · nonDerivative · entry 2

Larsen Michael P · CIK 0001547362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,121

Read SEC document
May 30, 2018 Filed May 31, 2018 22:13 UTC Purchasecommon stock 5,000 $3.44 $17,175.00
Disclosure

SEC source: 0001179110-18-007744 · edgar.xml · nonDerivative · entry 2

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Read SEC document
May 29, 2018 Filed May 31, 2018 22:23 UTC Purchasecommon stock 7,500 $3.52 $26,400.00
Disclosure

SEC source: 0001179110-18-007747 · edgar.xml · nonDerivative · entry 1

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: The shares were purchased in multiple trades at prices ranging from $3.50 to $3.53. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 29, 2018 Filed May 31, 2018 18:15 UTC Purchasecommon stock 7,500 $3.51 $26,337.00
Disclosure

SEC source: 0001179110-18-007746 · edgar.xml · nonDerivative · entry 1

Larsen Michael P · CIK 0001547362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,621

Read SEC document
May 29, 2018 Filed May 31, 2018 22:13 UTC Purchasecommon stock 7,500 $3.48 $26,100.00
Disclosure

SEC source: 0001179110-18-007744 · edgar.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: The shares were purchased in multiple trades at prices ranging from $3.4346 to $3.50. The price reported above reflects the weighted purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 25, 2018 Filed May 26, 2018 01:16 UTC Purchasecommon stock 7,500 $3.43 $25,724.25
Disclosure

SEC source: 0001179110-18-007585 · edgar.xml · nonDerivative · entry 4

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Read SEC document
May 25, 2018 Filed May 25, 2018 21:34 UTC Purchasecommon stock 2,500 $3.43 $8,575.00
Disclosure

SEC source: 0001179110-18-007578 · edgar.xml · nonDerivative · entry 1

HOULIHAN WILLIAM A · CIK 0001185292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,793

Read SEC document
May 25, 2018 Filed May 25, 2018 20:38 UTC Purchasecommon stock 7,500 $3.41 $25,575.00
Disclosure

SEC source: 0001179110-18-007582 · edgar.xml · nonDerivative · entry 2

Larsen Michael P · CIK 0001547362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,121

F1 · price: The shares were purchased in multiple trades at prices ranging from $3.37 to $3.43. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
May 25, 2018 Filed May 25, 2018 21:40 UTC Purchasecommon stock 7,500 $3.44 $25,808.25
Disclosure

SEC source: 0001179110-18-007579 · edgar.xml · nonDerivative · entry 3

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Read SEC document
May 24, 2018 Filed May 24, 2018 20:31 UTC Purchasecommon stock 2,000 $3.38 $6,760.00
Disclosure

SEC source: 0001179110-18-007473 · edgar.xml · nonDerivative · entry 1

Cummins Neil A. · CIK 0001572429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,007

Read SEC document
May 24, 2018 Filed May 26, 2018 01:16 UTC Purchasecommon stock 6,500 $3.42 $22,230.00
Disclosure

SEC source: 0001179110-18-007585 · edgar.xml · nonDerivative · entry 3

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
May 24, 2018 Filed May 26, 2018 01:16 UTC Purchasecommon stock 1,000 $3.42 $3,419.00
Disclosure

SEC source: 0001179110-18-007585 · edgar.xml · nonDerivative · entry 2

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Read SEC document
May 24, 2018 Filed May 25, 2018 21:40 UTC Purchasecommon stock 7,500 $3.38 $25,350.00
Disclosure

SEC source: 0001179110-18-007579 · edgar.xml · nonDerivative · entry 2

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
May 23, 2018 Filed May 26, 2018 01:16 UTC Purchasecommon stock 7,500 $3.35 $25,125.00
Disclosure

SEC source: 0001179110-18-007585 · edgar.xml · nonDerivative · entry 1

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Read SEC document
May 23, 2018 Filed May 25, 2018 20:38 UTC Purchasecommon stock 3,621 $3.39 $12,275.19
Disclosure

SEC source: 0001179110-18-007582 · edgar.xml · nonDerivative · entry 1

Larsen Michael P · CIK 0001547362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,621

Read SEC document
May 23, 2018 Filed May 25, 2018 21:40 UTC Purchasecommon stock 7,500 $3.37 $25,275.00
Disclosure

SEC source: 0001179110-18-007579 · edgar.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · price: The shares were purchased in multiple trades at prices ranging from $3.3386 to $3.39. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was effected.

Read SEC document
May 22, 2018 Filed May 24, 2018 12:17 UTC Purchasecommon stock 713 $3.28 $2,338.64
Disclosure

SEC source: 0001179110-18-007451 · edgar.xml · nonDerivative · entry 1

Cummins Neil A. · CIK 0001572429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,007

Read SEC document
May 21, 2018 Filed May 23, 2018 12:46 UTC Purchasecommon stock 2,000 $3.29 $6,580.00
Disclosure

SEC source: 0001179110-18-007387 · edgar.xml · nonDerivative · entry 1

Keenan Walter C · CIK 0001640309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,511

Read SEC document
January 18, 2018 Filed Jan 18, 2018 17:19 UTC OtherWarrants to Purchase Common Stock · Derivative 3,753,492 $0.00 Strike: $13.11 $0.00
Disclosure

SEC source: 0000899243-18-001345 · doc4.xml · derivative · entry 3

XL Bermuda Ltd · CIK 0001693315 · 10% owner

XL Investments Ltd · CIK 0001570624 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 3,753,492 shares

Expires 2019-09-29

F5 · kind: See Exhibit 99.1; Note 5.

F5 · price: See Exhibit 99.1; Note 5.

F5 · ownership.nature: See Exhibit 99.1; Note 5.

Read SEC document
January 18, 2018 Filed Jan 18, 2018 17:19 UTC SaleCommon Stock, par value $0.01 per share 710,495 $4.77 $3,389,061.15
Disclosure

SEC source: 0000899243-18-001345 · doc4.xml · nonDerivative · entry 1

XL Bermuda Ltd · CIK 0001693315 · 10% owner

XL Investments Ltd · CIK 0001570624 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,330,550

F1 · ownership.nature: See Exhibit 99.1; Note 1.

F2 · ownership.nature: See Exhibit 99.1; Note 2.

F3 · ownership.nature: See Exhibit 99.1; Note 3.

Read SEC document
October 18, 2017 Filed Apr 4, 2019 21:19 UTC Purchasecommon stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004786 · edgar.xml · nonDerivative · entry 1

Keenan Walter C · CIK 0001640309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,511

F1 · shares: Represents restricted common stock granted on October 18, 2017, by the Issuer pursuant to the Issuer's Manager Equity Plan, which vests in full on the first anniversary of the grant date.

Read SEC document
October 18, 2017 Filed Apr 4, 2019 21:18 UTC Purchasecommon stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004785 · edgar.xml · nonDerivative · entry 1

Cummins Neil A. · CIK 0001572429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,294

F1 · shares: Represents restricted common stock granted on October 18, 2017, by the Issuer pursuant to the Issuer's Manager Equity Plan, which vests in full on the first anniversary of the grant date.

Read SEC document
October 18, 2017 Filed Apr 4, 2019 21:19 UTC Purchasecommon stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004787 · edgar.xml · nonDerivative · entry 1

HOULIHAN WILLIAM A · CIK 0001185292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,293

F1 · shares: Represents restricted common stock granted on October 18, 2017, by the Issuer pursuant to the Issuer's Manager Equity Plan, which vests in full on the first anniversary of the grant date.

Read SEC document
August 16, 2017 Filed Aug 17, 2017 20:00 UTC
Carroll David C.Director · CEO and President
Purchasecommon stock 2,000 $4.06 $8,120.00
Disclosure

SEC source: 0001179110-17-011615 · edgar.xml · nonDerivative · entry 1

Carroll David C. · CIK 0001572414 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,384

Read SEC document
June 16, 2017 Filed Jun 19, 2017 20:04 UTC
Carroll David C.Director · CEO and President
Purchasecommon stock 10,000 $4.67 $46,700.00
Disclosure

SEC source: 0001179110-17-009255 · edgar.xml · nonDerivative · entry 1

Carroll David C. · CIK 0001572414 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,384

Read SEC document
December 27, 2016 Filed Dec 29, 2016 14:40 UTC OtherCommon Stock, par value $0.01 per share 2,055 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-091047 · doc1.xml · nonDerivative · entry 2

XL Bermuda Ltd · CIK 0001693315 · 10% owner

XL Investments Ltd · CIK 0001570624 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 10,230

F1 · kind: See Exhibit 99.1; Note 1.

F2 · ownership.nature: See Exhibit 99.1; Note 2.

F4 · ownership.nature: See Exhibit 99.1; Note 4.

Read SEC document
December 27, 2016 Filed Dec 29, 2016 14:40 UTC OtherCommon Stock, par value $0.01 per share 811,878 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-091047 · doc1.xml · nonDerivative · entry 1

XL Bermuda Ltd · CIK 0001693315 · 10% owner

XL Investments Ltd · CIK 0001570624 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,041,045

F1 · kind: See Exhibit 99.1; Note 1.

F2 · ownership.nature: See Exhibit 99.1; Note 2.

F3 · ownership.nature: See Exhibit 99.1; Note 3.

Read SEC document
December 27, 2016 Filed Feb 27, 2017 21:58 UTC Purchasecommon stock 3,511 $5.57 $19,556.27
Disclosure

SEC source: 0001179110-17-003254 · edgar.xml · nonDerivative · entry 1

Keenan Walter C · CIK 0001640309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,011

Read SEC document
December 27, 2016 Filed Feb 27, 2017 21:59 UTC Purchasecommon stock 4,794 $5.50 $26,367.00
Disclosure

SEC source: 0001179110-17-003255 · edgar.xml · nonDerivative · entry 1

Cummins Neil A. · CIK 0001572429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,794

Read SEC document
December 27, 2016 Filed Feb 27, 2017 21:58 UTC Purchasecommon stock 9,293 $5.39 $50,089.27
Disclosure

SEC source: 0001179110-17-003253 · edgar.xml · nonDerivative · entry 1

HOULIHAN WILLIAM A · CIK 0001185292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,793

Read SEC document
December 27, 2016 Filed Feb 27, 2017 21:46 UTC
Oston DavidDirector · CFO, Secretary and Treasurer
Purchasecommon stock 8,099 $5.28 $42,762.72
Disclosure

SEC source: 0001179110-17-003247 · edgar.xml · nonDerivative · entry 1

Oston David · CIK 0001572417 · Director · CFO, Secretary and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,352

Read SEC document
December 27, 2016 Filed Feb 27, 2017 21:40 UTC
Chong Kian Fui (Paul)Chief Investment Officer
Purchasecommon stock 4,175 $5.28 $22,044.00
Disclosure

SEC source: 0001179110-17-003245 · edgar.xml · nonDerivative · entry 1

Chong Kian Fui (Paul) · CIK 0001572404 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,324

Read SEC document
December 27, 2016 Filed Feb 27, 2017 21:34 UTC
Carroll David C.Director · CEO and President
Purchasecommon stock 11,429 $5.28 $60,345.12
Disclosure

SEC source: 0001179110-17-003243 · edgar.xml · nonDerivative · entry 1

Carroll David C. · CIK 0001572414 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,384

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.