Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Angel Pond Holdings CorpPOND · Entity 121474 | Director | May 06, 2021 | May 11, 2021 |
| Lument Finance Trust, Inc.LFT · Entity 7355 | Director | August 20, 2026 | August 21, 2026 |
| Repay Holdings CorpTBRGU · Entity 5910 | Chief Financial Officer | June 18, 2018 | June 19, 2018 |
| Thunder Bridge Acquisition II, LTDTHBRU · Entity 138339 | Chief Financial Officer | August 08, 2019 | August 08, 2019 |
| Thunder Bridge Capital Partners III Inc.TBCPU · Entity 110716 | Chief Financial Officer | February 04, 2021 | February 05, 2021 |
| Thunder Bridge Capital Partners IV, Inc.THCPU · Entity 85128 | Chief Financial Officer | June 29, 2021 | June 30, 2021 |
| Webull CorpBULL · Entity 3935 | Director | April 13, 2026 | April 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Angel Pond Holdings Corp
Report date May 06, 2021 · Filed May 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-05-06 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of, or immediately following, the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments, and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-253990), as amended, under the heading "Description of Securities--Founder Shares," the Class B ordinary shares, par value $0.0001 per share, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of, or immediately following, the issuer's initial business combination, on a one-for-one basis, subject to certain adjustments, and have no expiration date.
Lument Finance Trust, Inc.
Report date August 20, 2026 · Filed August 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common stockSEC Table I · non-derivative | Direct | 320,732 |
Reported balance
After 2026-08-20 transaction · row 1
1 source rowRow 1 · 2026-08-20 · Purchase · Acquired 20,000 · Balance 320,732 |
Repay Holdings Corp
Report date June 18, 2018 · Filed June 19, 2018
This filing explicitly reported no securities owned.
Thunder Bridge Acquisition II, LTD
Report date August 08, 2019 · Filed August 08, 2019
This filing explicitly reported no securities owned.
Thunder Bridge Capital Partners III Inc.
Report date February 04, 2021 · Filed February 05, 2021
This filing explicitly reported no securities owned.
Thunder Bridge Capital Partners IV, Inc.
Report date June 29, 2021 · Filed June 30, 2021
This filing explicitly reported no securities owned.
Webull Corp
Report date April 13, 2026 · Filed April 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 42,471 |
Reported balance
After 2026-04-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-13 · Grant · Acquired 42,471 · Balance 42,471 F1: 100% of these restricted share units ("RSUs") were granted on April 13, 2026 and are scheduled to vest on April 10, 2027. Each RSU represents a contingent right to receive one Class A Ordinary Share, subject to the Reporting Person's continued service through the vesting date. The Reporting Person has elected to defer the settlement of these RSUs to the earlier of (i) the fifth anniversary of the grant date and (ii) the 30th day following the Reporting Person's separation from service from the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: 100% of these restricted share units ("RSUs") were granted on April 13, 2026 and are scheduled to vest on April 10, 2027. Each RSU represents a contingent right to receive one Class A Ordinary Share, subject to the Reporting Person's continued service through the vesting date. The Reporting Person has elected to defer the settlement of these RSUs to the earlier of (i) the fifth anniversary of the grant date and (ii) the 30th day following the Reporting Person's separation from service from the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2026 Filed Aug 21, 2026 20:05 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Purchasecommon stock | 20,000 | $0.62 | $12,400.00 |
DisclosureSEC source: 0001185292-26-000013 · form4-08212026_040802.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,732 Read SEC document |
| August 18, 2026 Filed Aug 20, 2026 20:05 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Purchasecommon stock | 20,000 | $0.60 | $12,000.00 |
DisclosureSEC source: 0001185292-26-000011 · form4-08202026_040801.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,732 Read SEC document |
| May 21, 2026 Filed May 22, 2026 20:10 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Purchasecommon stock | 10,000 | $1.19 | $11,900.00 |
DisclosureSEC source: 0001185292-26-000009 · form4-05222026_040501.xml · nonDerivative · entry 2 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,732 Read SEC document |
| May 20, 2026 Filed May 22, 2026 20:10 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Purchasecommon stock | 10,000 | $1.14 | $11,400.00 |
DisclosureSEC source: 0001185292-26-000009 · form4-05222026_040501.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,732 Read SEC document |
| April 13, 2026 Filed Apr 14, 2026 13:28 UTC | Webull Corp BULL · Entity 3935 | GrantRestricted Share Units · Derivative | 42,471 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001185292-26-000007 · primary_doc.xml · derivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,471 Underlying: Class A Ordinary Shares · 42,471 shares Expires not disclosed F1 · derivative.exercise_date: 100% of these restricted share units ("RSUs") were granted on April 13, 2026 and are scheduled to vest on April 10, 2027. Each RSU represents a contingent right to receive one Class A Ordinary Share, subject to the Reporting Person's continued service through the vesting date. The Reporting Person has elected to defer the settlement of these RSUs to the earlier of (i) the fifth anniversary of the grant date and (ii) the 30th day following the Reporting Person's separation from service from the Issuer. F1 · derivative.expiration_date: 100% of these restricted share units ("RSUs") were granted on April 13, 2026 and are scheduled to vest on April 10, 2027. Each RSU represents a contingent right to receive one Class A Ordinary Share, subject to the Reporting Person's continued service through the vesting date. The Reporting Person has elected to defer the settlement of these RSUs to the earlier of (i) the fifth anniversary of the grant date and (ii) the 30th day following the Reporting Person's separation from service from the Issuer. Read SEC document |
| April 10, 2026 Filed Apr 13, 2026 13:19 UTC | Webull Corp BULL · Entity 3935 | Exercise / conversionRestricted Share Units · Derivative | 12,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001185292-26-000006 · primary_doc.xml · derivative · entry 3 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Shares · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Each restricted share unit represents a contingent right to receive one Class A Ordinary Share. F2 · derivative.expiration_date: Each restricted share unit represents a contingent right to receive one Class A Ordinary Share. Read SEC document |
| April 10, 2026 Filed Apr 13, 2026 13:19 UTC | Webull Corp BULL · Entity 3935 | GrantClass A Ordinary Shares | 4,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001185292-26-000006 · primary_doc.xml · nonDerivative · entry 2 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,219 F1 · shares: The reported securities were received by the Reporting Person in connection with a grant of restricted share units that vested immediately upon grant on April 10, 2026. Read SEC document |
| April 10, 2026 Filed Apr 13, 2026 13:19 UTC | Webull Corp BULL · Entity 3935 | Exercise / conversionClass A Ordinary Shares | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001185292-26-000006 · primary_doc.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2026 Filed Apr 1, 2026 13:08 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Purchasecommon stock | 5,000 | $1.30 | $6,500.00 |
DisclosureSEC source: 0001185292-26-000005 · form4-04012026_010408.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,732 Read SEC document |
| March 26, 2026 Filed Mar 27, 2026 20:10 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Purchasecommon stock | 15,000 | $1.29 | $19,350.00 |
DisclosureSEC source: 0001185292-26-000003 · form4-03272026_040306.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 255,732 Read SEC document |
| November 25, 2025 Filed Nov 26, 2025 21:10 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Purchasecommon stock | 3,000 | $1.59 | $4,770.00 |
DisclosureSEC source: 0001185292-25-000004 · form4-11262025_041101.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,732 Read SEC document |
| August 13, 2025 Filed Aug 14, 2025 20:30 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Grantcommon stock | 10,000 | $2.16 | $21,600.00 |
DisclosureSEC source: 0001415889-25-021879 · form4-08142025_040801.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 237,732 Read SEC document |
| May 16, 2025 Filed May 16, 2025 21:00 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Grantcommon stock | 4,000 | $2.49 | $9,960.00 |
DisclosureSEC source: 0001415889-25-013453 · form4-05162025_050501.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,732 Read SEC document |
| May 15, 2025 Filed May 15, 2025 21:00 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Grantcommon stock | 6,000 | $2.42 | $14,520.00 |
DisclosureSEC source: 0001415889-25-013211 · form4-05152025_050501.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 223,732 Read SEC document |
| March 24, 2025 Filed Mar 26, 2025 20:15 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Grantcommon stock | 5,000 | $2.83 | $14,150.00 |
DisclosureSEC source: 0001415889-25-009021 · form4-03262025_040304.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,732 Read SEC document |
| August 16, 2024 Filed Aug 19, 2024 20:10 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Grantcommon stock | 10,000 | $2.52 | $25,200.00 |
DisclosureSEC source: 0001415889-24-021563 · form4-08192024_040801.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,732 Read SEC document |
| June 20, 2024 Filed Jun 24, 2024 13:08 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Grantcommon stock | 10,000 | $2.50 | $25,000.00 |
DisclosureSEC source: 0001415889-24-017901 · form4-06242024_010625.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,732 Read SEC document |
| May 14, 2024 Filed May 15, 2024 20:52 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Grantcommon stock | 4,000 | $2.48 | $9,920.00 |
DisclosureSEC source: 0001415889-24-013244 · form4-05152024_080538.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,732 Read SEC document |
| November 21, 2023 Filed Dec 8, 2023 21:15 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Purchasecommon stock | 3,000 | $2.10 | $6,300.00 |
DisclosureSEC source: 0001415889-23-016043 · form4-12082023_091245.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,732 Read SEC document |
| August 17, 2023 Filed Aug 22, 2023 13:26 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Purchasecommon stock | 3,000 | $2.11 | $6,330.00 |
DisclosureSEC source: 0001415889-23-012452 · form4-08222023_010809.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,732 Read SEC document |
| March 30, 2023 Filed Mar 31, 2023 21:15 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Purchasecommon stock | 1,000 | $1.99 | $1,990.00 |
DisclosureSEC source: 0001415889-23-005675 · form4-03312023_050303.xml · nonDerivative · entry 2 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,732 Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:15 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Purchasecommon stock | 1,000 | $2.06 | $2,060.00 |
DisclosureSEC source: 0001415889-23-005675 · form4-03312023_050303.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,732 Read SEC document |
| March 28, 2023 Filed Mar 30, 2023 21:20 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Purchasecommon stock | 1,000 | $2.00 | $1,995.00 |
DisclosureSEC source: 0001415889-23-005642 · form4-03302023_050301.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178,732 Read SEC document |
| December 20, 2022 Filed Dec 21, 2022 22:41 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Purchasecommon stock | 3,000 | $1.90 | $5,700.00 |
DisclosureSEC source: 0001415889-22-012900 · form4-12212022_101240.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,732 Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 21:01 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Purchasecommon stock | 1,500 | $2.68 | $4,020.00 |
DisclosureSEC source: 0001415889-22-008557 · form4-08122022_020841.xml · nonDerivative · entry 2 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,732 Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 21:01 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Purchasecommon stock | 500 | $2.70 | $1,350.00 |
DisclosureSEC source: 0001415889-22-008557 · form4-08122022_020841.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,232 Read SEC document |
| June 15, 2022 Filed Mar 27, 2023 20:15 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Grantcommon stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-005434 · form4-03272023_040301.xml · nonDerivative · entry 2 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,732 Read SEC document |
| May 12, 2022 Filed May 16, 2022 21:11 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Purchasecommon stock | 2,000 | $2.44 | $4,880.00 |
DisclosureSEC source: 0001179110-22-003037 · edgar.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,232 Read SEC document |
| March 17, 2022 Filed Mar 21, 2022 20:45 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Purchasecommon stock | 2,000 | $3.06 | $6,120.00 |
DisclosureSEC source: 0001179110-22-002347 · edgar.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,232 Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 22:14 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | OtherSubscription Rights (right to buy) · Derivative | 94,939 | $0.00 Strike: $3.06 | $0.00 |
DisclosureSEC source: 0001179110-22-001258 · edgar.xml · derivative · entry 2 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 94,939 shares Expires 2022-02-11 Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 22:14 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | OtherCommon Stock | 94,939 | $3.06 | $290,513.34 |
DisclosureSEC source: 0001179110-22-001258 · edgar.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,232 Read SEC document |
| June 16, 2021 Filed Mar 27, 2023 20:15 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Grantcommon stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-005434 · form4-03272023_040301.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,293 Read SEC document |
| May 23, 2021 Filed May 24, 2021 20:40 UTC | Lument Finance Trust, Inc. LFT · Entity 7355 | Purchasecommon stock | 2,000 | $3.68 | $7,360.00 |
DisclosureSEC source: 0001179110-21-005815 · edgar.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,793 Read SEC document |
| November 16, 2020 Filed Nov 16, 2020 23:16 UTC | Lument Finance Trust, Inc. HCFT · Entity 7355 | Purchasecommon stock | 2,000 | $2.86 | $5,720.00 |
DisclosureSEC source: 0001179110-20-011136 · edgar.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,793 Read SEC document |
| August 13, 2020 Filed Aug 17, 2020 22:58 UTC | Lument Finance Trust, Inc. HCFT · Entity 7355 | Purchasecommon stock | 2,000 | $2.48 | $4,960.00 |
DisclosureSEC source: 0001179110-20-009085 · edgar.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,793 Read SEC document |
| May 15, 2020 Filed May 19, 2020 13:50 UTC | Lument Finance Trust, Inc. HCFT · Entity 7355 | Purchasecommon stock | 2,000 | $1.98 | $3,960.00 |
DisclosureSEC source: 0001179110-20-006261 · edgar.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,293 Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 21:17 UTC | Lument Finance Trust, Inc. HCFT · Entity 7355 | Purchasecommon stock | 8,000 | $1.52 | $12,146.40 |
DisclosureSEC source: 0001179110-20-004071 · edgar.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,293 Read SEC document |
| December 20, 2019 Filed Dec 20, 2019 21:12 UTC | Lument Finance Trust, Inc. HCFT · Entity 7355 | Purchasecommon stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-013074 · edgar.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,293 F1 · price: Represents restricted common stock granted on December 20, 2019, by the Issuer pursuant to the Issuer's Manager Equity Plan, which vests in full on June 10, 2020 (the one year anniversary of the Company's annual stockholders' meeting). Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 21:25 UTC | Lument Finance Trust, Inc. HCFT · Entity 7355 | Purchasecommon stock | 1,500 | $3.50 | $5,248.50 |
DisclosureSEC source: 0001179110-18-013317 · edgar.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,793 Read SEC document |
| July 09, 2018 Filed Apr 4, 2019 21:19 UTC | Lument Finance Trust, Inc. HCFT · Entity 7355 | Purchasecommon stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004787 · edgar.xml · nonDerivative · entry 2 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,293 F2 · shares: Represents restricted common stock granted on July 9, 2018, by the Issuer pursuant to the Issuer's Manager Equity Plan, which vests in full on the first anniversary of the grant date. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 21:20 UTC | Lument Finance Trust, Inc. HCFT · Entity 7355 | Purchasecommon stock | 3,000 | $3.31 | $9,930.00 |
DisclosureSEC source: 0001179110-18-007963 · edgar.xml · nonDerivative · entry 2 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,793 F2 · price: The shares were purchased in multiple trades at prices ranging from $3.30 to $3.3219. The price reported above reflects the weighted purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 21:20 UTC | Lument Finance Trust, Inc. HCFT · Entity 7355 | Purchasecommon stock | 3,000 | $3.26 | $9,780.00 |
DisclosureSEC source: 0001179110-18-007963 · edgar.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,793 F1 · price: The shares were purchased in multiple trades at prices ranging from $3.2578 to $3.2634. The price reported above reflects the weighted purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 25, 2018 Filed May 25, 2018 21:34 UTC | Lument Finance Trust, Inc. OAKS · Entity 7355 | Purchasecommon stock | 2,500 | $3.43 | $8,575.00 |
DisclosureSEC source: 0001179110-18-007578 · edgar.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,793 Read SEC document |
| October 18, 2017 Filed Apr 4, 2019 21:19 UTC | Lument Finance Trust, Inc. HCFT · Entity 7355 | Purchasecommon stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-004787 · edgar.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,293 F1 · shares: Represents restricted common stock granted on October 18, 2017, by the Issuer pursuant to the Issuer's Manager Equity Plan, which vests in full on the first anniversary of the grant date. Read SEC document |
| December 27, 2016 Filed Feb 27, 2017 21:58 UTC | Lument Finance Trust, Inc. OAKS · Entity 7355 | Purchasecommon stock | 9,293 | $5.39 | $50,089.27 |
DisclosureSEC source: 0001179110-17-003253 · edgar.xml · nonDerivative · entry 1 HOULIHAN WILLIAM A · CIK 0001185292 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,793 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.