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Flynn James Peter

Disclosed activity across 1 company

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19820
SEC CIK
0001727995

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Lument Finance Trust, Inc.LFT · Entity 7355CEOAugust 21, 2026August 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Lument Finance Trust, Inc.

Report date August 21, 2026 · Filed August 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
common stockSEC Table I · non-derivativeDirect472,939 Ending reported balance After 2026-08-24 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-21 · Purchase · Acquired 20,000 · Balance 462,939

Row 2 · 2026-08-24 · Purchase · Acquired 10,000 · Balance 472,939

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 24, 2026 Filed Aug 25, 2026 20:05 UTC Lument Finance Trust, Inc. LFT · Entity 7355 Purchasecommon stock 10,000 $0.68 $6,825.00
Disclosure

SEC source: 0001727995-26-000006 · form4-08252026_040801.xml · nonDerivative · entry 2

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 472,939

Read SEC document
August 21, 2026 Filed Aug 25, 2026 20:05 UTC Lument Finance Trust, Inc. LFT · Entity 7355 Purchasecommon stock 20,000 $0.68 $13,642.00
Disclosure

SEC source: 0001727995-26-000006 · form4-08252026_040801.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 462,939

Read SEC document
August 20, 2026 Filed Aug 21, 2026 20:05 UTC Lument Finance Trust, Inc. LFT · Entity 7355 Purchasecommon stock 20,000 $0.63 $12,558.00
Disclosure

SEC source: 0001727995-26-000004 · form4-08212026_040804.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,939

Read SEC document
August 19, 2026 Filed Aug 20, 2026 20:05 UTC Lument Finance Trust, Inc. LFT · Entity 7355 Purchasecommon stock 24,000 $0.61 $14,601.60
Disclosure

SEC source: 0001727995-26-000002 · form4-08202026_040803.xml · nonDerivative · entry 2

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 422,939

Read SEC document
August 18, 2026 Filed Aug 20, 2026 20:05 UTC Lument Finance Trust, Inc. LFT · Entity 7355 Purchasecommon stock 20,000 $0.61 $12,132.00
Disclosure

SEC source: 0001727995-26-000002 · form4-08202026_040803.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 398,939

Read SEC document
November 26, 2025 Filed Nov 26, 2025 21:10 UTC Lument Finance Trust, Inc. LFT · Entity 7355 Purchasecommon stock 55,000 $1.60 $87,967.00
Disclosure

SEC source: 0001727995-25-000004 · form4-11262025_041103.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 378,939

Read SEC document
May 27, 2025 Filed May 29, 2025 21:56 UTC Lument Finance Trust, Inc. LFT · Entity 7355 Grant7.875% Series A Cumulartive Redeemable Preferred Stock 230 $21.49 $4,942.86
Disclosure

SEC source: 0001415889-25-014919 · form4-05292025_090534.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 905

Read SEC document
May 23, 2025 Filed May 28, 2025 21:30 UTC Lument Finance Trust, Inc. LFT · Entity 7355 Grant7.875% Series A Cumulartive Redeemable Preferred Stock 175 $21.45 $3,753.75
Disclosure

SEC source: 0001415889-25-014746 · form4-05282025_050501.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 675

Read SEC document
May 20, 2025 Filed May 22, 2025 21:20 UTC Lument Finance Trust, Inc. LFT · Entity 7355 Grant7.875% Series A Cumulartive Redeemable Preferred Stock 175 $21.50 $3,762.50
Disclosure

SEC source: 0001415889-25-014213 · form4-05222025_050501.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500

Read SEC document
May 19, 2025 Filed May 20, 2025 13:15 UTC Lument Finance Trust, Inc. LFT · Entity 7355 Grant7.875% Series A Cumulative Redeemable Preferred Stock 175 $22.00 $3,850.00
Disclosure

SEC source: 0001415889-25-013748 · form4-05202025_090503.xml · nonDerivative · entry 2

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 325

Read SEC document
May 19, 2025 Filed May 20, 2025 13:15 UTC Lument Finance Trust, Inc. LFT · Entity 7355 Grantcommon stock 10,719 $2.49 $26,683.88
Disclosure

SEC source: 0001415889-25-013747 · form4-05202025_090501.xml · nonDerivative · entry 2

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,939

Read SEC document
May 16, 2025 Filed May 20, 2025 13:15 UTC Lument Finance Trust, Inc. LFT · Entity 7355 Grant7.875% Series A Cumulartive Redeemable Preferred Stock 150 $21.96 $3,294.00
Disclosure

SEC source: 0001415889-25-013748 · form4-05202025_090503.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150

Read SEC document
May 16, 2025 Filed May 20, 2025 13:15 UTC Lument Finance Trust, Inc. LFT · Entity 7355 Grantcommon stock 15,000 $2.52 $37,789.50
Disclosure

SEC source: 0001415889-25-013747 · form4-05202025_090501.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,220

Read SEC document
March 21, 2022 Filed Mar 22, 2022 21:31 UTC Lument Finance Trust, Inc. LFT · Entity 7355 Purchasecommon stock 13,500 $2.82 $38,080.80
Disclosure

SEC source: 0001179110-22-002374 · edgar.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,220

Read SEC document
February 11, 2022 Filed Feb 15, 2022 22:03 UTC Lument Finance Trust, Inc. LFT · Entity 7355 OtherSubscription Rights (right to buy) · Derivative 177,540 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001179110-22-001244 · edgar.xml · derivative · entry 2

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 177,540 shares

Expires 2022-02-11

Read SEC document
February 11, 2022 Filed Feb 15, 2022 22:03 UTC Lument Finance Trust, Inc. LFT · Entity 7355 OtherCommon Stock 177,540 $3.06 $543,272.40
Disclosure

SEC source: 0001179110-22-001244 · edgar.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,720

Read SEC document
March 26, 2020 Filed Mar 12, 2021 21:45 UTC Lument Finance Trust, Inc. LFT · Entity 7355 Purchasecommon stock 10,000 $1.89 $18,900.00
Disclosure

SEC source: 0001179110-21-003348 · edgar.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,180

F1 · price: The price reported in Column 4 is a weighted price. These shares were purchased in multiple transactions at prices ranging from $1.85 to $1.93. The reporting person undertakes to provide to Lument Finance Trust, Inc., any security holder of Lument Finance Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Read SEC document
March 25, 2020 Filed Mar 25, 2020 23:21 UTC Lument Finance Trust, Inc. HCFT · Entity 7355 Purchasecommon stock 9,000 $0.90 $8,091.90
Disclosure

SEC source: 0001179110-20-004126 · edgar.xml · nonDerivative · entry 3

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,180

Read SEC document
March 25, 2020 Filed Mar 25, 2020 23:21 UTC Lument Finance Trust, Inc. HCFT · Entity 7355 Salecommon stock 9,000 $0.89 $8,019.00
Disclosure

SEC source: 0001179110-20-004126 · edgar.xml · nonDerivative · entry 2

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,180

F1 · shares: This sale represented a trade error.

Read SEC document
March 24, 2020 Filed Mar 25, 2020 23:21 UTC Lument Finance Trust, Inc. HCFT · Entity 7355 Purchasecommon stock 15,000 $1.37 $20,550.00
Disclosure

SEC source: 0001179110-20-004126 · edgar.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,180

Read SEC document
March 20, 2020 Filed Mar 23, 2020 21:13 UTC Lument Finance Trust, Inc. HCFT · Entity 7355 Purchasecommon stock 5,000 $1.50 $7,500.00
Disclosure

SEC source: 0001179110-20-004068 · edgar.xml · nonDerivative · entry 2

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,180

Read SEC document
March 19, 2020 Filed Mar 23, 2020 21:13 UTC Lument Finance Trust, Inc. HCFT · Entity 7355 Purchasecommon stock 5,000 $1.38 $6,907.00
Disclosure

SEC source: 0001179110-20-004068 · edgar.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,180

Read SEC document
March 22, 2019 Filed Mar 26, 2019 00:56 UTC Lument Finance Trust, Inc. HCFT · Entity 7355 Purchasecommon stock 4,520 $3.52 $15,910.40
Disclosure

SEC source: 0001179110-19-004249 · edgar.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,180

Read SEC document
November 23, 2018 Filed Nov 26, 2018 21:41 UTC Lument Finance Trust, Inc. HCFT · Entity 7355 Purchasecommon stock 5,000 $3.44 $17,199.50
Disclosure

SEC source: 0001179110-18-013202 · edgar.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,660

Read SEC document
August 15, 2018 Filed Aug 17, 2018 22:26 UTC Lument Finance Trust, Inc. HCFT · Entity 7355 Purchasecommon stock 10,000 $3.61 $36,100.00
Disclosure

SEC source: 0001179110-18-010694 · edgar.xml · nonDerivative · entry 2

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,660

Read SEC document
June 27, 2018 Filed Aug 17, 2018 22:26 UTC Lument Finance Trust, Inc. HCFT · Entity 7355 Purchasecommon stock 160 $3.43 $548.80
Disclosure

SEC source: 0001179110-18-010694 · edgar.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,660

Read SEC document
May 31, 2018 Filed May 31, 2018 22:13 UTC Lument Finance Trust, Inc. HCFT · Entity 7355 Purchasecommon stock 7,500 $3.25 $24,372.75
Disclosure

SEC source: 0001179110-18-007744 · edgar.xml · nonDerivative · entry 3

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

F2 · price: The shares were purchased in multiple trades at prices ranging from $3.245 to $3.2499. The price reported above reflects the weighted purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 30, 2018 Filed May 31, 2018 22:13 UTC Lument Finance Trust, Inc. HCFT · Entity 7355 Purchasecommon stock 5,000 $3.44 $17,175.00
Disclosure

SEC source: 0001179110-18-007744 · edgar.xml · nonDerivative · entry 2

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Read SEC document
May 29, 2018 Filed May 31, 2018 22:13 UTC Lument Finance Trust, Inc. HCFT · Entity 7355 Purchasecommon stock 7,500 $3.48 $26,100.00
Disclosure

SEC source: 0001179110-18-007744 · edgar.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: The shares were purchased in multiple trades at prices ranging from $3.4346 to $3.50. The price reported above reflects the weighted purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 25, 2018 Filed May 25, 2018 21:40 UTC Lument Finance Trust, Inc. OAKS · Entity 7355 Purchasecommon stock 7,500 $3.44 $25,808.25
Disclosure

SEC source: 0001179110-18-007579 · edgar.xml · nonDerivative · entry 3

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Read SEC document
May 24, 2018 Filed May 25, 2018 21:40 UTC Lument Finance Trust, Inc. OAKS · Entity 7355 Purchasecommon stock 7,500 $3.38 $25,350.00
Disclosure

SEC source: 0001179110-18-007579 · edgar.xml · nonDerivative · entry 2

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
May 23, 2018 Filed May 25, 2018 21:40 UTC Lument Finance Trust, Inc. OAKS · Entity 7355 Purchasecommon stock 7,500 $3.37 $25,275.00
Disclosure

SEC source: 0001179110-18-007579 · edgar.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

F1 · price: The shares were purchased in multiple trades at prices ranging from $3.3386 to $3.39. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and price at which the transaction was effected.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.