Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lument Finance Trust, Inc.OAKS · Entity 7355 | Director · CEO and President | August 16, 2017 | August 17, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lument Finance Trust, Inc.
Report date August 16, 2017 · Filed August 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common stockSEC Table I · non-derivative | Direct | 67,384 |
Reported balance
After 2017-08-16 transaction · row 1
1 source rowRow 1 · 2017-08-16 · Purchase · Acquired 2,000 · Balance 67,384 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 16, 2017 Filed Aug 17, 2017 20:00 UTC | Lument Finance Trust, Inc. OAKS · Entity 7355 | Purchasecommon stock | 2,000 | $4.06 | $8,120.00 |
DisclosureSEC source: 0001179110-17-011615 · edgar.xml · nonDerivative · entry 1 Carroll David C. · CIK 0001572414 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,384 Read SEC document |
| June 16, 2017 Filed Jun 19, 2017 20:04 UTC | Lument Finance Trust, Inc. OAKS · Entity 7355 | Purchasecommon stock | 10,000 | $4.67 | $46,700.00 |
DisclosureSEC source: 0001179110-17-009255 · edgar.xml · nonDerivative · entry 1 Carroll David C. · CIK 0001572414 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,384 Read SEC document |
| December 27, 2016 Filed Feb 27, 2017 21:34 UTC | Lument Finance Trust, Inc. OAKS · Entity 7355 | Purchasecommon stock | 11,429 | $5.28 | $60,345.12 |
DisclosureSEC source: 0001179110-17-003243 · edgar.xml · nonDerivative · entry 1 Carroll David C. · CIK 0001572414 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,384 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.