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Lument Finance Trust, Inc.

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Tapewire entity
7355
SEC CIK
0001547546
Parsed reports
174

Last 12 months

Inside the activity.

22 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202540
Jan 202600
Feb 202600
Mar 202643
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202680
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 23, 2020 Filed Mar 23, 2020 17:14 UTC Purchasecommon stock 10,000 $1.41 $14,062.00
Disclosure

SEC source: 0001179110-20-004069 · edgar.xml · nonDerivative · entry 1

Larsen Michael P · CIK 0001547362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,121

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:38 UTC Purchasecommon stock 3,000 $1.39 $4,179.30
Disclosure

SEC source: 0001179110-20-004122 · edgar.xml · nonDerivative · entry 1

Keenan Walter C · CIK 0001640309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,211

Read SEC document
March 20, 2020 Filed Mar 23, 2020 21:16 UTC Purchasecommon stock 10,000 $1.54 $15,400.00
Disclosure

SEC source: 0001179110-20-004070 · edgar.xml · nonDerivative · entry 1

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,054

Read SEC document
March 20, 2020 Filed Mar 23, 2020 21:13 UTC Purchasecommon stock 5,000 $1.50 $7,500.00
Disclosure

SEC source: 0001179110-20-004068 · edgar.xml · nonDerivative · entry 2

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,180

Read SEC document
March 19, 2020 Filed Mar 23, 2020 21:17 UTC Purchasecommon stock 2,700 $1.39 $3,753.00
Disclosure

SEC source: 0001179110-20-004072 · edgar.xml · nonDerivative · entry 1

Keenan Walter C · CIK 0001640309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,211

Read SEC document
March 19, 2020 Filed Mar 23, 2020 21:17 UTC Purchasecommon stock 8,000 $1.52 $12,146.40
Disclosure

SEC source: 0001179110-20-004071 · edgar.xml · nonDerivative · entry 1

HOULIHAN WILLIAM A · CIK 0001185292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,293

Read SEC document
March 19, 2020 Filed Mar 23, 2020 21:13 UTC Purchasecommon stock 5,000 $1.38 $6,907.00
Disclosure

SEC source: 0001179110-20-004068 · edgar.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,180

Read SEC document
December 20, 2019 Filed Dec 20, 2019 21:12 UTC Purchasecommon stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-013073 · edgar.xml · nonDerivative · entry 1

Keenan Walter C · CIK 0001640309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,511

F1 · price: Represents restricted common stock granted on December 20, 2019, by the Issuer pursuant to the Issuer's Manager Equity Plan, which vests in full on June 10, 2020 (the one year anniversary of the Company's annual stockholders' meeting).

Read SEC document
December 20, 2019 Filed Dec 20, 2019 21:13 UTC Purchasecommon stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-013075 · edgar.xml · nonDerivative · entry 1

Cummins Neil A. · CIK 0001572429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,294

F1 · price: Represents restricted common stock granted on December 20, 2019, by the Issuer pursuant to the Issuer's Manager Equity Plan, which vests in full on June 10, 2020 (the one year anniversary of the Company's annual stockholders' meeting).

Read SEC document
December 20, 2019 Filed Dec 20, 2019 21:12 UTC Purchasecommon stock 1,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001179110-19-013074 · edgar.xml · nonDerivative · entry 1

HOULIHAN WILLIAM A · CIK 0001185292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,293

F1 · price: Represents restricted common stock granted on December 20, 2019, by the Issuer pursuant to the Issuer's Manager Equity Plan, which vests in full on June 10, 2020 (the one year anniversary of the Company's annual stockholders' meeting).

Read SEC document
June 28, 2019 Filed Jul 2, 2019 12:47 UTC Purchasecommon stock 1,000 $3.43 $3,430.00
Disclosure

SEC source: 0001179110-19-008272 · edgar.xml · nonDerivative · entry 1

Keenan Walter C · CIK 0001640309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,011

Read SEC document
March 22, 2019 Filed Mar 26, 2019 00:56 UTC Purchasecommon stock 4,520 $3.52 $15,910.40
Disclosure

SEC source: 0001179110-19-004249 · edgar.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,180

Read SEC document
January 09, 2019 Filed Jan 11, 2019 02:57 UTC Purchasecommon stock 14 $3.10 $43.40
Disclosure

SEC source: 0001179110-19-000688 · edgar.xml · nonDerivative · entry 2

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,054

Read SEC document
January 08, 2019 Filed Jan 11, 2019 02:57 UTC Purchasecommon stock 2,540 $3.10 $7,874.00
Disclosure

SEC source: 0001179110-19-000688 · edgar.xml · nonDerivative · entry 1

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,040

Read SEC document
January 07, 2019 Filed Jan 8, 2019 21:54 UTC Purchasecommon stock 7,500 $3.00 $22,500.00
Disclosure

SEC source: 0001179110-19-000565 · edgar.xml · nonDerivative · entry 3

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,500

Read SEC document
January 04, 2019 Filed Jan 8, 2019 21:54 UTC Purchasecommon stock 7,500 $3.03 $22,705.50
Disclosure

SEC source: 0001179110-19-000565 · edgar.xml · nonDerivative · entry 2

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,000

Read SEC document
January 03, 2019 Filed Jan 8, 2019 21:54 UTC Purchasecommon stock 7,500 $3.04 $22,827.75
Disclosure

SEC source: 0001179110-19-000565 · edgar.xml · nonDerivative · entry 1

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,500

Read SEC document
December 28, 2018 Filed Jan 2, 2019 21:40 UTC Purchasecommon stock 1,000 $2.85 $2,850.00
Disclosure

SEC source: 0001179110-19-000040 · edgar.xml · nonDerivative · entry 1

Cummins Neil A. · CIK 0001572429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,794

Read SEC document
December 21, 2018 Filed Dec 26, 2018 21:24 UTC Purchasecommon stock 5,000 $3.03 $15,169.00
Disclosure

SEC source: 0001179110-18-014261 · edgar.xml · nonDerivative · entry 2

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Read SEC document
December 20, 2018 Filed Dec 20, 2018 22:04 UTC Purchasecommon stock 1,000 $2.96 $2,960.00
Disclosure

SEC source: 0001179110-18-014186 · edgar.xml · nonDerivative · entry 2

Cummins Neil A. · CIK 0001572429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,794

Read SEC document
December 20, 2018 Filed Dec 26, 2018 21:24 UTC Purchasecommon stock 5,000 $3.05 $15,250.00
Disclosure

SEC source: 0001179110-18-014261 · edgar.xml · nonDerivative · entry 1

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Read SEC document
December 19, 2018 Filed Dec 20, 2018 22:04 UTC Purchasecommon stock 5,000 $3.09 $15,471.50
Disclosure

SEC source: 0001179110-18-014187 · edgar.xml · nonDerivative · entry 2

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Read SEC document
December 19, 2018 Filed Dec 20, 2018 22:04 UTC Purchasecommon stock 1,000 $3.04 $3,040.00
Disclosure

SEC source: 0001179110-18-014186 · edgar.xml · nonDerivative · entry 1

Cummins Neil A. · CIK 0001572429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,794

Read SEC document
December 18, 2018 Filed Dec 20, 2018 22:04 UTC Purchasecommon stock 5,000 $3.09 $15,452.00
Disclosure

SEC source: 0001179110-18-014187 · edgar.xml · nonDerivative · entry 1

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Read SEC document
December 17, 2018 Filed Dec 18, 2018 21:27 UTC Purchasecommon stock 5,000 $3.27 $16,347.50
Disclosure

SEC source: 0001179110-18-014058 · edgar.xml · nonDerivative · entry 3

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Read SEC document
December 13, 2018 Filed Dec 18, 2018 21:27 UTC Purchasecommon stock 5,000 $3.33 $16,636.50
Disclosure

SEC source: 0001179110-18-014058 · edgar.xml · nonDerivative · entry 2

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

Read SEC document
December 12, 2018 Filed Dec 12, 2018 22:01 UTC Purchasecommon stock 5,000 $3.31 $16,558.00
Disclosure

SEC source: 0001179110-18-013758 · edgar.xml · nonDerivative · entry 3

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Read SEC document
December 12, 2018 Filed Dec 12, 2018 22:12 UTC
BRIGGS JAMES AChief Financial Officer
Purchasecommon stock 2,500 $3.30 $8,243.00
Disclosure

SEC source: 0001179110-18-013761 · edgar.xml · nonDerivative · entry 3

BRIGGS JAMES A · CIK 0001752395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Read SEC document
December 12, 2018 Filed Dec 18, 2018 21:27 UTC Purchasecommon stock 5,000 $3.31 $16,548.00
Disclosure

SEC source: 0001179110-18-014058 · edgar.xml · nonDerivative · entry 1

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Read SEC document
December 11, 2018 Filed Dec 12, 2018 22:01 UTC Purchasecommon stock 5,000 $3.37 $16,848.00
Disclosure

SEC source: 0001179110-18-013758 · edgar.xml · nonDerivative · entry 2

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Read SEC document
December 11, 2018 Filed Dec 12, 2018 22:12 UTC
BRIGGS JAMES AChief Financial Officer
Purchasecommon stock 2,500 $3.38 $8,456.00
Disclosure

SEC source: 0001179110-18-013761 · edgar.xml · nonDerivative · entry 2

BRIGGS JAMES A · CIK 0001752395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
December 10, 2018 Filed Dec 12, 2018 22:01 UTC Purchasecommon stock 5,000 $3.35 $16,753.50
Disclosure

SEC source: 0001179110-18-013758 · edgar.xml · nonDerivative · entry 1

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:37 UTC Purchasecommon stock 1,000 $3.39 $3,390.00
Disclosure

SEC source: 0001179110-18-013753 · edgar.xml · nonDerivative · entry 1

Keenan Walter C · CIK 0001640309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,011

Read SEC document
December 10, 2018 Filed Dec 12, 2018 22:12 UTC
BRIGGS JAMES AChief Financial Officer
Purchasecommon stock 2,500 $3.32 $8,296.00
Disclosure

SEC source: 0001179110-18-013761 · edgar.xml · nonDerivative · entry 1

BRIGGS JAMES A · CIK 0001752395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
November 29, 2018 Filed Nov 30, 2018 21:25 UTC Purchasecommon stock 1,500 $3.50 $5,248.50
Disclosure

SEC source: 0001179110-18-013317 · edgar.xml · nonDerivative · entry 1

HOULIHAN WILLIAM A · CIK 0001185292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,793

Read SEC document
November 23, 2018 Filed Nov 26, 2018 21:41 UTC Purchasecommon stock 5,000 $3.44 $17,199.50
Disclosure

SEC source: 0001179110-18-013202 · edgar.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,660

Read SEC document
August 30, 2018 Filed Sep 4, 2018 22:17 UTC Purchasecommon stock 1,000 $3.59 $3,590.00
Disclosure

SEC source: 0001179110-18-011096 · edgar.xml · nonDerivative · entry 1

Keenan Walter C · CIK 0001640309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,511

Read SEC document
August 28, 2018 Filed Aug 29, 2018 20:34 UTC PurchaseCommon Stock 1,000 $3.52 $3,520.00
Disclosure

SEC source: 0001144204-18-047121 · tv501923_form4.xml · nonDerivative · entry 2

Cummins Neil A. · CIK 0001572429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,294

Read SEC document
August 27, 2018 Filed Aug 29, 2018 20:34 UTC PurchaseCommon Stock 1,000 $3.56 $3,560.00
Disclosure

SEC source: 0001144204-18-047121 · tv501923_form4.xml · nonDerivative · entry 1

Cummins Neil A. · CIK 0001572429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,294

Read SEC document
August 15, 2018 Filed Aug 17, 2018 22:26 UTC Purchasecommon stock 10,000 $3.61 $36,100.00
Disclosure

SEC source: 0001179110-18-010694 · edgar.xml · nonDerivative · entry 2

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,660

Read SEC document
July 09, 2018 Filed Apr 4, 2019 21:19 UTC Purchasecommon stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004786 · edgar.xml · nonDerivative · entry 2

Keenan Walter C · CIK 0001640309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,011

F2 · shares: Represents restricted common stock granted on July 9, 2018, by the Issuer pursuant to the Issuer's Manager Equity Plan, which vests in full on the first anniversary of the grant date.

Read SEC document
July 09, 2018 Filed Apr 4, 2019 21:18 UTC Purchasecommon stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004785 · edgar.xml · nonDerivative · entry 2

Cummins Neil A. · CIK 0001572429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,794

F2 · shares: Represents restricted common stock granted on July 9, 2018, by the Issuer pursuant to the Issuer's Manager Equity Plan, which vests in full on the first anniversary of the grant date.

Read SEC document
July 09, 2018 Filed Apr 4, 2019 21:19 UTC Purchasecommon stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-004787 · edgar.xml · nonDerivative · entry 2

HOULIHAN WILLIAM A · CIK 0001185292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,293

F2 · shares: Represents restricted common stock granted on July 9, 2018, by the Issuer pursuant to the Issuer's Manager Equity Plan, which vests in full on the first anniversary of the grant date.

Read SEC document
June 27, 2018 Filed Aug 17, 2018 22:26 UTC Purchasecommon stock 160 $3.43 $548.80
Disclosure

SEC source: 0001179110-18-010694 · edgar.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,660

Read SEC document
June 12, 2018 Filed Jun 13, 2018 23:37 UTC Purchasecommon stock 7,500 $3.49 $26,175.00
Disclosure

SEC source: 0001179110-18-008453 · edgar.xml · nonDerivative · entry 2

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Read SEC document
June 11, 2018 Filed Jun 13, 2018 23:37 UTC Purchasecommon stock 7,500 $3.44 $25,800.00
Disclosure

SEC source: 0001179110-18-008453 · edgar.xml · nonDerivative · entry 1

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,500

Read SEC document
June 08, 2018 Filed Jun 9, 2018 00:18 UTC Purchasecommon stock 7,500 $3.48 $26,100.00
Disclosure

SEC source: 0001179110-18-008318 · edgar.xml · nonDerivative · entry 3

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Read SEC document
June 08, 2018 Filed Jun 9, 2018 00:17 UTC Purchasecommon stock 1,637 $3.40 $5,558.60
Disclosure

SEC source: 0001179110-18-008317 · edgar.xml · nonDerivative · entry 2

Cummins Neil A. · CIK 0001572429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,294

F1 · price: The shares were purchased in multiple trades at prices ranging from $3.38 to $3.42. The price reported above reflects the weighted purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 07, 2018 Filed Jun 9, 2018 00:18 UTC Purchasecommon stock 7,500 $3.49 $26,175.00
Disclosure

SEC source: 0001179110-18-008318 · edgar.xml · nonDerivative · entry 2

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,500

Read SEC document
June 06, 2018 Filed Jun 9, 2018 00:18 UTC Purchasecommon stock 7,500 $3.55 $26,625.00
Disclosure

SEC source: 0001179110-18-008318 · edgar.xml · nonDerivative · entry 1

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.