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BRIGGS JAMES A

Disclosed activity across 1 company

Tapewire entity
19821
SEC CIK
0001752395

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Lument Finance Trust, Inc.LFT · Entity 7355Chief Financial OfficerAugust 24, 2026August 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Lument Finance Trust, Inc.

Report date August 24, 2026 · Filed August 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
common stockSEC Table I · non-derivativeDirect81,950 Reported balance After 2026-08-24 transaction · row 1
1 source row

Row 1 · 2026-08-24 · Purchase · Acquired 20,000 · Balance 81,950

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 24, 2026 Filed Aug 25, 2026 20:05 UTC Lument Finance Trust, Inc. LFT · Entity 7355 Purchasecommon stock 20,000 $0.69 $13,798.00
Disclosure

SEC source: 0001752395-26-000002 · form4-08252026_040803.xml · nonDerivative · entry 1

BRIGGS JAMES A · CIK 0001752395 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,950

Read SEC document
December 01, 2025 Filed Dec 2, 2025 21:10 UTC Lument Finance Trust, Inc. LFT · Entity 7355 Purchasecommon stock 10,000 $1.61 $16,055.00
Disclosure

SEC source: 0001752395-25-000006 · form4-12022025_041201.xml · nonDerivative · entry 1

BRIGGS JAMES A · CIK 0001752395 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,950

Read SEC document
November 28, 2025 Filed Nov 28, 2025 21:10 UTC Lument Finance Trust, Inc. LFT · Entity 7355 Purchasecommon stock 1,200 $1.62 $1,944.00
Disclosure

SEC source: 0001752395-25-000004 · form4-11282025_041101.xml · nonDerivative · entry 2

BRIGGS JAMES A · CIK 0001752395 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,950

Read SEC document
November 26, 2025 Filed Nov 28, 2025 21:10 UTC Lument Finance Trust, Inc. LFT · Entity 7355 Purchasecommon stock 2,000 $1.60 $3,192.40
Disclosure

SEC source: 0001752395-25-000004 · form4-11282025_041101.xml · nonDerivative · entry 1

BRIGGS JAMES A · CIK 0001752395 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,750

Read SEC document
March 31, 2022 Filed Mar 31, 2022 20:25 UTC Lument Finance Trust, Inc. LFT · Entity 7355 Purchasecommon stock 5,000 $2.73 $13,644.50
Disclosure

SEC source: 0001179110-22-002477 · edgar.xml · nonDerivative · entry 1

BRIGGS JAMES A · CIK 0001752395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,750

Read SEC document
February 11, 2022 Filed Feb 15, 2022 22:10 UTC Lument Finance Trust, Inc. LFT · Entity 7355 OtherSubscription Rights · Derivative 26,250 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001179110-22-001255 · edgar.xml · derivative · entry 2

BRIGGS JAMES A · CIK 0001752395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,250 shares

Expires 2022-02-11

Read SEC document
February 11, 2022 Filed Feb 15, 2022 22:10 UTC Lument Finance Trust, Inc. LFT · Entity 7355 OtherCommon Stock 26,250 $3.06 $80,325.00
Disclosure

SEC source: 0001179110-22-001255 · edgar.xml · nonDerivative · entry 1

BRIGGS JAMES A · CIK 0001752395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,750

Read SEC document
March 24, 2020 Filed Mar 25, 2020 20:37 UTC Lument Finance Trust, Inc. HCFT · Entity 7355 Purchasecommon stock 10,000 $1.40 $14,000.00
Disclosure

SEC source: 0001179110-20-004121 · edgar.xml · nonDerivative · entry 1

BRIGGS JAMES A · CIK 0001752395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Read SEC document
December 12, 2018 Filed Dec 12, 2018 22:12 UTC Lument Finance Trust, Inc. HCFT · Entity 7355 Purchasecommon stock 2,500 $3.30 $8,243.00
Disclosure

SEC source: 0001179110-18-013761 · edgar.xml · nonDerivative · entry 3

BRIGGS JAMES A · CIK 0001752395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Read SEC document
December 11, 2018 Filed Dec 12, 2018 22:12 UTC Lument Finance Trust, Inc. HCFT · Entity 7355 Purchasecommon stock 2,500 $3.38 $8,456.00
Disclosure

SEC source: 0001179110-18-013761 · edgar.xml · nonDerivative · entry 2

BRIGGS JAMES A · CIK 0001752395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
December 10, 2018 Filed Dec 12, 2018 22:12 UTC Lument Finance Trust, Inc. HCFT · Entity 7355 Purchasecommon stock 2,500 $3.32 $8,296.00
Disclosure

SEC source: 0001179110-18-013761 · edgar.xml · nonDerivative · entry 1

BRIGGS JAMES A · CIK 0001752395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.