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Lument Finance Trust, Inc.

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Tapewire entity
7355
SEC CIK
0001547546
Parsed reports
174

Last 12 months

Inside the activity.

22 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202540
Jan 202600
Feb 202600
Mar 202643
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202680
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2022 Filed Mar 27, 2023 20:15 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005435 · form4-03272023_040305.xml · nonDerivative · entry 2

Cummins Neil A. · CIK 0001572429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,124

Read SEC document
June 15, 2022 Filed Mar 27, 2023 20:15 UTC Grantcommon stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005434 · form4-03272023_040301.xml · nonDerivative · entry 2

HOULIHAN WILLIAM A · CIK 0001185292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,732

Read SEC document
May 24, 2022 Filed May 25, 2022 20:30 UTC Purchasecommon stock 10,000 $2.51 $25,100.00
Disclosure

SEC source: 0001415889-22-005658 · form4-05252022_040501.xml · nonDerivative · entry 4

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Read SEC document
May 23, 2022 Filed May 25, 2022 20:30 UTC Purchasecommon stock 2,605 $2.51 $6,538.55
Disclosure

SEC source: 0001415889-22-005658 · form4-05252022_040501.xml · nonDerivative · entry 3

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,000

Read SEC document
May 23, 2022 Filed May 25, 2022 20:30 UTC Purchasecommon stock 1,595 $2.50 $3,987.50
Disclosure

SEC source: 0001415889-22-005658 · form4-05252022_040501.xml · nonDerivative · entry 2

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 587,395

Read SEC document
May 23, 2022 Filed May 25, 2022 20:30 UTC Purchasecommon stock 800 $2.50 $2,000.00
Disclosure

SEC source: 0001415889-22-005658 · form4-05252022_040501.xml · nonDerivative · entry 1

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,800

Read SEC document
May 20, 2022 Filed May 20, 2022 20:34 UTC Purchasecommon stock 5,000 $2.54 $12,675.00
Disclosure

SEC source: 0001179110-22-003106 · edgar.xml · nonDerivative · entry 2

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 585,000

Read SEC document
May 18, 2022 Filed May 20, 2022 20:34 UTC Purchasecommon stock 5,000 $2.59 $12,950.00
Disclosure

SEC source: 0001179110-22-003106 · edgar.xml · nonDerivative · entry 1

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580,000

Read SEC document
May 13, 2022 Filed May 17, 2022 20:43 UTC Purchasecommon stock 4,000 $2.40 $9,596.00
Disclosure

SEC source: 0001179110-22-003064 · edgar.xml · nonDerivative · entry 1

Keenan Walter C · CIK 0001640309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,911

Read SEC document
May 12, 2022 Filed May 16, 2022 21:11 UTC Purchasecommon stock 2,000 $2.44 $4,880.00
Disclosure

SEC source: 0001179110-22-003037 · edgar.xml · nonDerivative · entry 1

HOULIHAN WILLIAM A · CIK 0001185292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,232

Read SEC document
March 31, 2022 Filed Mar 31, 2022 20:25 UTC
BRIGGS JAMES AChief Financial Officer
Purchasecommon stock 5,000 $2.73 $13,644.50
Disclosure

SEC source: 0001179110-22-002477 · edgar.xml · nonDerivative · entry 1

BRIGGS JAMES A · CIK 0001752395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,750

Read SEC document
March 22, 2022 Filed Mar 22, 2022 21:28 UTC Purchasecommon stock 10,000 $2.88 $28,763.00
Disclosure

SEC source: 0001179110-22-002372 · edgar.xml · nonDerivative · entry 2

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,000

Read SEC document
March 21, 2022 Filed Mar 22, 2022 21:28 UTC Purchasecommon stock 15,000 $2.79 $41,787.00
Disclosure

SEC source: 0001179110-22-002372 · edgar.xml · nonDerivative · entry 1

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,000

Read SEC document
March 21, 2022 Filed Mar 22, 2022 21:31 UTC Purchasecommon stock 13,500 $2.82 $38,080.80
Disclosure

SEC source: 0001179110-22-002374 · edgar.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,220

Read SEC document
March 17, 2022 Filed Mar 21, 2022 20:45 UTC Purchasecommon stock 2,000 $3.06 $6,120.00
Disclosure

SEC source: 0001179110-22-002347 · edgar.xml · nonDerivative · entry 1

HOULIHAN WILLIAM A · CIK 0001185292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,232

Read SEC document
February 11, 2022 Filed Feb 15, 2022 22:00 UTC OtherSubscription Rights (right to buy) · Derivative 334,946 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001179110-22-001241 · edgar.xml · derivative · entry 2

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 334,946 shares

Expires 2022-02-11

Read SEC document
February 11, 2022 Filed Feb 15, 2022 22:00 UTC OtherCommon Stock 334,946 $3.06 $1,024,934.76
Disclosure

SEC source: 0001179110-22-001241 · edgar.xml · nonDerivative · entry 1

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,000

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:38 UTC OtherSubscription Rights (right to buy) · Derivative 45,250 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001179110-22-001289 · edgar.xml · derivative · entry 4

Keenan Walter C · CIK 0001640309 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 0

Underlying: Common Stock · 45,250 shares

Expires 2022-02-11

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:38 UTC PurchaseCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001289 · edgar.xml · nonDerivative · entry 2

Keenan Walter C · CIK 0001640309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,911

Read SEC document
February 11, 2022 Filed Feb 15, 2022 23:38 UTC OtherCommon Stock 50,000 $3.06 $153,000.00
Disclosure

SEC source: 0001179110-22-001289 · edgar.xml · nonDerivative · entry 1

Keenan Walter C · CIK 0001640309 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 50,000

Read SEC document
February 11, 2022 Filed Feb 15, 2022 22:12 UTC OtherSubscription Rights (right to buy) · Derivative 14,330 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001179110-22-001257 · edgar.xml · derivative · entry 2

Cummins Neil A. · CIK 0001572429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,330 shares

Expires 2022-02-11

Read SEC document
February 11, 2022 Filed Feb 15, 2022 22:12 UTC OtherCommon Stock 14,330 $3.06 $43,849.80
Disclosure

SEC source: 0001179110-22-001257 · edgar.xml · nonDerivative · entry 1

Cummins Neil A. · CIK 0001572429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,624

Read SEC document
February 11, 2022 Filed Feb 15, 2022 22:14 UTC OtherSubscription Rights (right to buy) · Derivative 94,939 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001179110-22-001258 · edgar.xml · derivative · entry 2

HOULIHAN WILLIAM A · CIK 0001185292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 94,939 shares

Expires 2022-02-11

Read SEC document
February 11, 2022 Filed Feb 15, 2022 22:14 UTC OtherCommon Stock 94,939 $3.06 $290,513.34
Disclosure

SEC source: 0001179110-22-001258 · edgar.xml · nonDerivative · entry 1

HOULIHAN WILLIAM A · CIK 0001185292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,232

Read SEC document
February 11, 2022 Filed Feb 15, 2022 17:05 UTC OtherSubscription Rights (right to buy) · Derivative 89,215 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001179110-22-001246 · edgar.xml · derivative · entry 2

Larsen Michael P · CIK 0001547362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 89,215 shares

Expires 2022-02-11

Read SEC document
February 11, 2022 Filed Feb 15, 2022 17:05 UTC OtherCommon Stock 89,215 $3.06 $272,997.90
Disclosure

SEC source: 0001179110-22-001246 · edgar.xml · nonDerivative · entry 1

Larsen Michael P · CIK 0001547362 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,336

Read SEC document
February 11, 2022 Filed Feb 15, 2022 22:10 UTC
BRIGGS JAMES AChief Financial Officer
OtherSubscription Rights · Derivative 26,250 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001179110-22-001255 · edgar.xml · derivative · entry 2

BRIGGS JAMES A · CIK 0001752395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,250 shares

Expires 2022-02-11

Read SEC document
February 11, 2022 Filed Feb 15, 2022 22:10 UTC
BRIGGS JAMES AChief Financial Officer
OtherCommon Stock 26,250 $3.06 $80,325.00
Disclosure

SEC source: 0001179110-22-001255 · edgar.xml · nonDerivative · entry 1

BRIGGS JAMES A · CIK 0001752395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,750

Read SEC document
February 11, 2022 Filed Feb 15, 2022 22:03 UTC OtherSubscription Rights (right to buy) · Derivative 177,540 $0.00 Strike: $3.06 $0.00
Disclosure

SEC source: 0001179110-22-001244 · edgar.xml · derivative · entry 2

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 177,540 shares

Expires 2022-02-11

Read SEC document
February 11, 2022 Filed Feb 15, 2022 22:03 UTC OtherCommon Stock 177,540 $3.06 $543,272.40
Disclosure

SEC source: 0001179110-22-001244 · edgar.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,720

Read SEC document
February 04, 2022 Filed Feb 15, 2022 23:38 UTC PurchaseSubscription Rights (right to buy) · Derivative 4,750 $0.02 Strike: $3.06 $72.20
Disclosure

SEC source: 0001179110-22-001289 · edgar.xml · derivative · entry 3

Keenan Walter C · CIK 0001640309 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By wife

Disclosed balance after: 50,000

Underlying: Common Stock · 4,750 shares

Expires 2022-02-11

F1 · balance_after: Includes 45,250 subscription rights that were distributed by the issuer to the reporting person on January 18, 2022 and subsequently transferred by the reporting person to the reporting person's wife for no consideration.

Read SEC document
June 16, 2021 Filed Mar 27, 2023 20:15 UTC Grantcommon stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005436 · form4-03272023_040307.xml · nonDerivative · entry 1

Keenan Walter C · CIK 0001640309 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,911

Read SEC document
June 16, 2021 Filed Mar 27, 2023 20:15 UTC GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005435 · form4-03272023_040305.xml · nonDerivative · entry 1

Cummins Neil A. · CIK 0001572429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,294

Read SEC document
June 16, 2021 Filed Mar 27, 2023 20:15 UTC Grantcommon stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-005434 · form4-03272023_040301.xml · nonDerivative · entry 1

HOULIHAN WILLIAM A · CIK 0001185292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,293

Read SEC document
May 23, 2021 Filed May 24, 2021 20:40 UTC Purchasecommon stock 2,000 $3.68 $7,360.00
Disclosure

SEC source: 0001179110-21-005815 · edgar.xml · nonDerivative · entry 1

HOULIHAN WILLIAM A · CIK 0001185292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,793

Read SEC document
November 16, 2020 Filed Nov 16, 2020 23:16 UTC Purchasecommon stock 2,000 $2.86 $5,720.00
Disclosure

SEC source: 0001179110-20-011136 · edgar.xml · nonDerivative · entry 1

HOULIHAN WILLIAM A · CIK 0001185292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,793

Read SEC document
August 13, 2020 Filed Aug 17, 2020 22:58 UTC Purchasecommon stock 2,000 $2.48 $4,960.00
Disclosure

SEC source: 0001179110-20-009085 · edgar.xml · nonDerivative · entry 1

HOULIHAN WILLIAM A · CIK 0001185292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,793

Read SEC document
May 15, 2020 Filed May 19, 2020 13:50 UTC Purchasecommon stock 2,000 $1.98 $3,960.00
Disclosure

SEC source: 0001179110-20-006261 · edgar.xml · nonDerivative · entry 1

HOULIHAN WILLIAM A · CIK 0001185292 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,293

Read SEC document
April 01, 2020 Filed Apr 6, 2020 12:52 UTC Purchasecommon stock 3,338 $1.73 $5,784.09
Disclosure

SEC source: 0001179110-20-004690 · edgar.xml · nonDerivative · entry 1

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,054

Read SEC document
March 30, 2020 Filed Mar 31, 2020 21:16 UTC Purchasecommon stock 10,000 $1.86 $18,583.00
Disclosure

SEC source: 0001179110-20-004247 · edgar.xml · nonDerivative · entry 2

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,716

Read SEC document
March 27, 2020 Filed Mar 31, 2020 21:16 UTC Purchasecommon stock 6,662 $1.90 $12,624.49
Disclosure

SEC source: 0001179110-20-004247 · edgar.xml · nonDerivative · entry 1

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,716

Read SEC document
March 26, 2020 Filed Mar 12, 2021 21:45 UTC Purchasecommon stock 10,000 $1.89 $18,900.00
Disclosure

SEC source: 0001179110-21-003348 · edgar.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,180

F1 · price: The price reported in Column 4 is a weighted price. These shares were purchased in multiple transactions at prices ranging from $1.85 to $1.93. The reporting person undertakes to provide to Lument Finance Trust, Inc., any security holder of Lument Finance Trust, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.

Read SEC document
March 25, 2020 Filed Mar 25, 2020 20:38 UTC Purchasecommon stock 10,000 $0.90 $9,000.00
Disclosure

SEC source: 0001179110-20-004122 · edgar.xml · nonDerivative · entry 3

Keenan Walter C · CIK 0001640309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,911

Read SEC document
March 25, 2020 Filed Mar 25, 2020 23:21 UTC Purchasecommon stock 9,000 $0.90 $8,091.90
Disclosure

SEC source: 0001179110-20-004126 · edgar.xml · nonDerivative · entry 3

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,180

Read SEC document
March 25, 2020 Filed Mar 25, 2020 23:21 UTC Salecommon stock 9,000 $0.89 $8,019.00
Disclosure

SEC source: 0001179110-20-004126 · edgar.xml · nonDerivative · entry 2

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,180

F1 · shares: This sale represented a trade error.

Read SEC document
March 24, 2020 Filed Mar 25, 2020 20:38 UTC Purchasecommon stock 3,700 $1.39 $5,143.00
Disclosure

SEC source: 0001179110-20-004122 · edgar.xml · nonDerivative · entry 2

Keenan Walter C · CIK 0001640309 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,911

Read SEC document
March 24, 2020 Filed Mar 25, 2020 23:21 UTC Purchasecommon stock 15,000 $1.37 $20,550.00
Disclosure

SEC source: 0001179110-20-004126 · edgar.xml · nonDerivative · entry 1

Flynn James Peter · CIK 0001727995 · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,180

Read SEC document
March 24, 2020 Filed Mar 25, 2020 20:37 UTC
BRIGGS JAMES AChief Financial Officer
Purchasecommon stock 10,000 $1.40 $14,000.00
Disclosure

SEC source: 0001179110-20-004121 · edgar.xml · nonDerivative · entry 1

BRIGGS JAMES A · CIK 0001752395 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Read SEC document
March 24, 2020 Filed Mar 26, 2020 21:43 UTC Purchasecommon stock 10,000 $1.30 $12,978.00
Disclosure

SEC source: 0001179110-20-004138 · edgar.xml · nonDerivative · entry 1

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,054

Read SEC document
March 23, 2020 Filed Mar 23, 2020 21:16 UTC Purchasecommon stock 10,000 $1.39 $13,875.00
Disclosure

SEC source: 0001179110-20-004070 · edgar.xml · nonDerivative · entry 2

Hunt James Christopher · CIK 0001727207 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,054

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.