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LFCR

LIFECORE BIOMEDICAL, INC. \DE\

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6447
SEC CIK
0001005286
Parsed reports
374

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 16, 2019 Filed Oct 16, 2019 23:47 UTC
Tobin RobertDirector
Exercise / conversionRestricted Stock Unit · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-012321 · wf-form4_157126963389561.xml · derivative · entry 2

Tobin Robert · CIK 0001310578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2019-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · shares: The restricted stock units were granted on May 30, 2019.

F3 · derivative.exercise_date: Vesting of restricted stock units accelerated on October 16, 2019 by reason of retirement from position on the Board of Directors.

F3 · derivative.expiration_date: Vesting of restricted stock units accelerated on October 16, 2019 by reason of retirement from position on the Board of Directors.

Read SEC document
October 16, 2019 Filed Oct 16, 2019 23:47 UTC
Tobin RobertDirector
GrantCommon Stock 6,000 $9.18 $55,080.00
Disclosure

SEC source: 0001628280-19-012321 · wf-form4_157126963389561.xml · nonDerivative · entry 1

Tobin Robert · CIK 0001310578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,117

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 19:17 UTC
OBUS NELSONDirector
GrantRight to Buy Restricted Stock Unit (RSU) · Derivative 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-012374 · wf-form4_157133980057177.xml · derivative · entry 1

OBUS NELSON · CIK 0001017043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Stock · 2,200 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 19:14 UTC GrantRight to Buy Restricted Stock Unit (RSU) · Derivative 5,501 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-012369 · wf-form4_157133961156225.xml · derivative · entry 1

Barbarosh Craig A. · CIK 0001472457 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,501

Underlying: Common Stock · 5,501 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 19:18 UTC GrantRight to Buy Restricted Stock Unit (RSU) · Derivative 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-012377 · wf-form4_157133990593311.xml · derivative · entry 1

PANKOPF TONIA L · CIK 0001268528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Stock · 2,200 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 19:18 UTC GrantRight to Buy Restricted Stock Unit (RSU) · Derivative 5,501 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-012376 · wf-form4_157133987001767.xml · derivative · entry 1

MACALUSO CHARLES · CIK 0001199536 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,501

Underlying: Common Stock · 5,501 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 19:17 UTC GrantRight to Buy Restricted Stock Unit (RSU) · Derivative 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-012375 · wf-form4_157133983451880.xml · derivative · entry 1

Carosella Deborah D · CIK 0001701600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Stock · 2,200 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 19:16 UTC GrantRight to Buy Restricted Stock Unit (RSU) · Derivative 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-012373 · wf-form4_157133976524642.xml · derivative · entry 1

Sohn Catherine A. · CIK 0001555132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Stock · 2,200 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 19:16 UTC
FRANK FREDDirector
GrantRight to Buy Restricted Stock Unit (RSU) · Derivative 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-012372 · wf-form4_157133972786200.xml · derivative · entry 1

FRANK FRED · CIK 0001181155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In trust

Disclosed balance after: 2,200

Underlying: Common Stock · 2,200 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 19:15 UTC GrantRight to Buy Restricted Stock Unit (RSU) · Derivative 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-012371 · wf-form4_157133968967988.xml · derivative · entry 1

Powell Andrew Kenneth William · CIK 0001304113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Underlying: Common Stock · 2,200 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock.

Read SEC document
October 15, 2019 Filed Oct 17, 2019 19:14 UTC GrantRight to Buy Restricted Stock Unit (RSU) · Derivative 7,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-012370 · wf-form4_157133965395072.xml · derivative · entry 1

HOUDE LOVAS KATRINA · CIK 0001269294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,334

Underlying: Common Stock · 7,334 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock.

Read SEC document
October 14, 2019 Filed Oct 16, 2019 19:29 UTC
OBUS NELSONDirector
PurchaseCommon Stock 5,000 $9.32 $46,600.00
Disclosure

SEC source: 0001628280-19-012315 · wf-form4_157125412715747.xml · nonDerivative · entry 1

OBUS NELSON · CIK 0001017043 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wynnefield Capital, Inc.

Disclosed balance after: 2,860,300

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
October 10, 2019 Filed Oct 11, 2019 17:54 UTC
OBUS NELSONDirector
PurchaseCommon Stock 5,000 $9.67 $48,350.00
Disclosure

SEC source: 0001628280-19-012256 · wf-form4_157081643827293.xml · nonDerivative · entry 1

OBUS NELSON · CIK 0001017043 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wynnefield Capital, Inc.

Disclosed balance after: 2,855,300

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $9.62 to $9.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
October 08, 2019 Filed Oct 10, 2019 16:38 UTC
OBUS NELSONDirector
PurchaseCommon Stock 10,000 $9.96 $99,600.00
Disclosure

SEC source: 0001628280-19-012245 · wf-form4_157072546064127.xml · nonDerivative · entry 1

OBUS NELSON · CIK 0001017043 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wynnefield Capital, Inc.

Disclosed balance after: 2,850,300

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $9.95 to $9.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 16:29 UTC
OBUS NELSONDirector
PurchaseCommon Stock 8,000 $10.14 $81,120.00
Disclosure

SEC source: 0001628280-19-012224 · wf-form4_157063856273165.xml · nonDerivative · entry 1

OBUS NELSON · CIK 0001017043 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wynnefield Capital, Inc.

Disclosed balance after: 2,840,300

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.10 to $10.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
October 04, 2019 Filed Oct 7, 2019 21:29 UTC Exercise / conversionCommon Stock · Derivative 10,000 $0.00 Strike: $9.01 $0.00
Disclosure

SEC source: 0001628280-19-012187 · wf-form4_157048374467434.xml · derivative · entry 3

Sohn Catherine A. · CIK 0001555132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2019-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2019 Filed Oct 7, 2019 21:29 UTC Tax withholdingCommon Stock 8,824 $10.21 $90,093.04
Disclosure

SEC source: 0001628280-19-012187 · wf-form4_157048374467434.xml · nonDerivative · entry 2

Sohn Catherine A. · CIK 0001555132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,507

Read SEC document
October 04, 2019 Filed Oct 7, 2019 21:29 UTC Exercise / conversionCommon Stock 10,000 $9.01 $90,100.00
Disclosure

SEC source: 0001628280-19-012187 · wf-form4_157048374467434.xml · nonDerivative · entry 1

Sohn Catherine A. · CIK 0001555132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2019 Filed Oct 8, 2019 19:46 UTC
OBUS NELSONDirector
PurchaseCommon Stock 7,000 $10.40 $72,800.00
Disclosure

SEC source: 0001628280-19-012202 · wf-form4_157056399018792.xml · nonDerivative · entry 1

OBUS NELSON · CIK 0001017043 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wynnefield Capital, Inc.

Disclosed balance after: 2,832,300

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.22 to $10.53, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 20:09 UTC
OBUS NELSONDirector
PurchaseCommon Stock 10,000 $10.50 $105,000.00
Disclosure

SEC source: 0001628280-19-010127 · wf-form4_156512213106375.xml · nonDerivative · entry 1

OBUS NELSON · CIK 0001017043 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wynnefield Capital, Inc.

Disclosed balance after: 2,825,300

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.47 to $10.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 20:04 UTC
Hall James GVice President
GrantRight to Buy Restricted Stock Unit (RSU) · Derivative 10,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-010121 · wf-form4_156512187725382.xml · derivative · entry 1

Hall James G · CIK 0001368626 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.expiration_date: Restricted Stock Units will vest on the 3rd anniversary of the grant date and will be automatically settled in shares of common stock.

Read SEC document
August 02, 2019 Filed Aug 5, 2019 21:53 UTC
OBUS NELSONDirector
PurchaseCommon Stock 20,000 $10.72 $214,400.00
Disclosure

SEC source: 0001628280-19-010008 · wf-form4_156504197467259.xml · nonDerivative · entry 1

OBUS NELSON · CIK 0001017043 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wynnefield Capital, Inc.

Disclosed balance after: 2,815,300

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.60 to $10.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.

F2 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

Read SEC document
July 25, 2019 Filed Jul 29, 2019 21:51 UTC
Burgess Timothy PSenior VP of Supply Chain
GrantRight to Buy Restricted Stock Unit (RSU) · Derivative 17,500 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-009162 · wf-form4_156443707504709.xml · derivative · entry 1

Burgess Timothy P · CIK 0001782988 · Senior VP of Supply Chain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · price: Restricted Stock Units will vest on the 3rd anniversary of May 28, 2019 and will be automatically settled in shares of common stock.

F2 · derivative.expiration_date: Restricted Stock Units will vest on the 3rd anniversary of May 28, 2019 and will be automatically settled in shares of common stock.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 20:52 UTC
Molly MontgomeryChief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 7,592 $9.55 $72,503.60
Disclosure

SEC source: 0001628280-19-007861 · wf-form4_156019994428605.xml · derivative · entry 3

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,592

Underlying: Common Stock · 7,592 shares

Expires 2019-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.exercise_date: The restricted stock units were granted on June 6, 2019.

F3 · derivative.expiration_date: The restricted stock units vested on June 6, 2019.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 20:52 UTC
Molly MontgomeryChief Executive Officer
Tax withholdingCommon Stock 3,764 $9.55 $35,946.20
Disclosure

SEC source: 0001628280-19-007861 · wf-form4_156019994428605.xml · nonDerivative · entry 2

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,053

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 20:52 UTC
Molly MontgomeryChief Executive Officer
Exercise / conversionCommon Stock 7,592 $9.55 $72,503.60
Disclosure

SEC source: 0001628280-19-007861 · wf-form4_156019994428605.xml · nonDerivative · entry 1

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 30, 2019 Filed May 31, 2019 00:39 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,240 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007413 · wf-form4_155926313128010.xml · derivative · entry 2

Carosella Deborah D · CIK 0001701600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,240 shares

Expires 2019-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · shares: The restricted stock units were granted on May 30,2018.

F3 · derivative.exercise_date: The restricted stock units vested on May 30, 2019.

F3 · derivative.expiration_date: The restricted stock units vested on May 30, 2019.

Read SEC document
May 30, 2019 Filed May 31, 2019 00:39 UTC Exercise / conversionCommon Stock 4,240 $9.91 $42,018.40
Disclosure

SEC source: 0001628280-19-007413 · wf-form4_155926313128010.xml · nonDerivative · entry 1

Carosella Deborah D · CIK 0001701600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 30, 2019 Filed May 31, 2019 00:38 UTC
OBUS NELSONDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,915 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007412 · wf-form4_155926310186168.xml · derivative · entry 2

OBUS NELSON · CIK 0001017043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,915 shares

Expires 2019-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · shares: The restricted stock units were granted on January 30, 2019.

F3 · derivative.exercise_date: The restricted stock units vested on May 30, 2019.

F3 · derivative.expiration_date: The restricted stock units vested on May 30, 2019.

Read SEC document
May 30, 2019 Filed May 31, 2019 00:38 UTC
OBUS NELSONDirector
Exercise / conversionCommon Stock 2,915 $9.91 $28,887.65
Disclosure

SEC source: 0001628280-19-007412 · wf-form4_155926310186168.xml · nonDerivative · entry 1

OBUS NELSON · CIK 0001017043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 30, 2019 Filed May 31, 2019 00:40 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,240 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007415 · wf-form4_155926319042775.xml · derivative · entry 2

PANKOPF TONIA L · CIK 0001268528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,240 shares

Expires 2019-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · shares: The restricted stock units were granted on May 30, 2018.

F3 · derivative.exercise_date: The restricted stock units vested on May 30, 2019.

F3 · derivative.expiration_date: The restricted stock units vested on May 30, 2019.

Read SEC document
May 30, 2019 Filed May 31, 2019 00:40 UTC Exercise / conversionCommon Stock 4,240 $9.91 $42,018.40
Disclosure

SEC source: 0001628280-19-007415 · wf-form4_155926319042775.xml · nonDerivative · entry 1

PANKOPF TONIA L · CIK 0001268528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 30, 2019 Filed May 31, 2019 00:39 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,240 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007414 · wf-form4_155926316005918.xml · derivative · entry 2

Sohn Catherine A. · CIK 0001555132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,240 shares

Expires 2019-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · shares: The restricted stock units were granted on May 30, 2018.

F3 · derivative.exercise_date: The restricted stock units vested on May 30, 2019.

F3 · derivative.expiration_date: The restricted stock units vested on May 30, 2019.

Read SEC document
May 30, 2019 Filed May 31, 2019 00:39 UTC Exercise / conversionCommon Stock 4,240 $9.91 $42,018.40
Disclosure

SEC source: 0001628280-19-007414 · wf-form4_155926316005918.xml · nonDerivative · entry 1

Sohn Catherine A. · CIK 0001555132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 30, 2019 Filed May 31, 2019 00:37 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,915 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007410 · wf-form4_155926304058506.xml · derivative · entry 2

Powell Andrew Kenneth William · CIK 0001304113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,915 shares

Expires 2019-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · shares: The restricted stock units were granted on January 30, 2019.

F3 · derivative.exercise_date: The restricted stock units vested on May 30, 2019.

F3 · derivative.expiration_date: The restricted stock units vested on May 30, 2019.

Read SEC document
May 30, 2019 Filed May 31, 2019 00:37 UTC Exercise / conversionCommon Stock 2,915 $9.91 $28,887.65
Disclosure

SEC source: 0001628280-19-007410 · wf-form4_155926304058506.xml · nonDerivative · entry 1

Powell Andrew Kenneth William · CIK 0001304113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 30, 2019 Filed May 31, 2019 00:38 UTC
FRANK FREDDirector
Exercise / conversionRestricted Stock Unit · Derivative 4,240 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007411 · wf-form4_155926307105581.xml · derivative · entry 2

FRANK FRED · CIK 0001181155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In Trust

Disclosed balance after: 0

Underlying: Common Stock · 4,240 shares

Expires 2019-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · shares: The restricted stock units were granted on May 30, 2018.

F3 · derivative.exercise_date: The restricted stock units vested on May 30, 2019.

F3 · derivative.expiration_date: The restricted stock units vested on May 30, 2019.

Read SEC document
May 30, 2019 Filed May 31, 2019 00:38 UTC
FRANK FREDDirector
Exercise / conversionCommon Stock 4,240 $9.91 $42,018.40
Disclosure

SEC source: 0001628280-19-007411 · wf-form4_155926307105581.xml · nonDerivative · entry 1

FRANK FRED · CIK 0001181155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in Trust

Disclosed balance after: 60,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 30, 2019 Filed May 31, 2019 00:36 UTC
Bolles Albert D.Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,240 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007408 · wf-form4_155926297950898.xml · derivative · entry 2

Bolles Albert D. · CIK 0001603163 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,240 shares

Expires 2019-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · shares: The restricted stock units were granted on May 30, 2018.

F3 · derivative.exercise_date: The restricted stock units vested on May 30, 2019.

Read SEC document
May 30, 2019 Filed May 31, 2019 00:36 UTC
Bolles Albert D.Chief Executive Officer
Exercise / conversionCommon Stock 4,240 $9.91 $42,018.40
Disclosure

SEC source: 0001628280-19-007408 · wf-form4_155926297950898.xml · nonDerivative · entry 1

Bolles Albert D. · CIK 0001603163 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 30, 2019 Filed May 31, 2019 00:37 UTC
Tobin RobertDirector
Exercise / conversionRestricted Stock Unit · Derivative 4,240 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007409 · wf-form4_155926301033884.xml · derivative · entry 2

Tobin Robert · CIK 0001310578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,240 shares

Expires 2019-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · shares: The restricted stock units were granted on May 30, 2018.

F3 · derivative.exercise_date: The restricted stock units vested on May 30, 2019.

F3 · derivative.expiration_date: The restricted stock units vested on May 30, 2019.

Read SEC document
May 30, 2019 Filed May 31, 2019 00:37 UTC
Tobin RobertDirector
Exercise / conversionCommon Stock 4,240 $9.91 $42,018.40
Disclosure

SEC source: 0001628280-19-007409 · wf-form4_155926301033884.xml · nonDerivative · entry 1

Tobin Robert · CIK 0001310578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 28, 2019 Filed May 31, 2019 00:39 UTC GrantRight to Buy Restricted Stock Units (RSU) · Derivative 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-007413 · wf-form4_155926313128010.xml · derivative · entry 3

Carosella Deborah D · CIK 0001701600 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F4 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock.

Read SEC document
May 28, 2019 Filed May 31, 2019 00:38 UTC
OBUS NELSONDirector
GrantRight to Buy Restricted Stock Unit (RSU) · Derivative 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-007412 · wf-form4_155926310186168.xml · derivative · entry 3

OBUS NELSON · CIK 0001017043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F4 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock.

Read SEC document
May 28, 2019 Filed May 31, 2019 00:40 UTC GrantRight to Buy Restricted Stock Units (RSU) · Derivative 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-007415 · wf-form4_155926319042775.xml · derivative · entry 3

PANKOPF TONIA L · CIK 0001268528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F4 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock.

Read SEC document
May 28, 2019 Filed May 31, 2019 00:39 UTC GrantRight to Buy Restricted Stock Units (RSU) · Derivative 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-007414 · wf-form4_155926316005918.xml · derivative · entry 3

Sohn Catherine A. · CIK 0001555132 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F4 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock.

Read SEC document
May 28, 2019 Filed May 31, 2019 00:37 UTC GrantRight to Buy Restricted Stock Unit (RSU) · Derivative 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-007410 · wf-form4_155926304058506.xml · derivative · entry 3

Powell Andrew Kenneth William · CIK 0001304113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F4 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock.

Read SEC document
May 28, 2019 Filed May 31, 2019 00:38 UTC
FRANK FREDDirector
GrantRight to Buy Restricted Stock Units (RSU) · Derivative 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-007411 · wf-form4_155926307105581.xml · derivative · entry 3

FRANK FRED · CIK 0001181155 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In Trust

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F4 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock.

Read SEC document
May 28, 2019 Filed May 31, 2019 00:37 UTC
Tobin RobertDirector
GrantRight to Buy Restricted Stock Units (RSU) · Derivative 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-19-007409 · wf-form4_155926301033884.xml · derivative · entry 3

Tobin Robert · CIK 0001310578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F4 · derivative.expiration_date: Restricted Stock Units will vest on the 1st anniversary of the grant date and will be automatically settled in shares of common stock.

Read SEC document
May 25, 2019 Filed May 28, 2019 21:45 UTC
Hall James GExecutive Vice President
Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007270 · wf-form4_155907993668187.xml · derivative · entry 3

Hall James G · CIK 0001368626 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · shares: The restricted stock units were granted on May 25, 2016.

F3 · derivative.exercise_date: The restricted stock units vested on May 25, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.