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person · Reporting owner

Molly Montgomery

Disclosed activity across 6 companies

Tapewire entity
88609
SEC CIK
0001465272

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Benson Hill, Inc.BHIL · Entity 87189DirectorJuly 18, 2024August 01, 2024
QualTek Services Inc.ROCRU · Entity 115163DirectorMarch 05, 2021March 08, 2021
Reservoir Media, Inc.ROCCU · Entity 5296DirectorDecember 15, 2020December 17, 2020
Roth CH Acquisition I CoROCHU · Entity 148912DirectorMay 07, 2020May 11, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Benson Hill, Inc.

Report date July 18, 2024 · Filed August 01, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.0001 par value per shareSEC Table I · non-derivativeDirect6,481 Reported balance After 2024-07-18 transaction · row 1
1 source row

Row 1 · 2024-07-18 · Exercise / conversion · Acquired 4,352 · Balance 6,481

F1: Represents vesting of restricted stock units granted on August 11, 2023 under the Issuer's 2021 Omnibus Incentive Plan.

F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-07-18 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-07-18 · Exercise / conversion · Disposed 4,352 · Balance 0

F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1: Represents vesting of restricted stock units granted on August 11, 2023 under the Issuer's 2021 Omnibus Incentive Plan.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect10,675 Reported balance After 2024-07-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-07-18 · Grant · Acquired 10,675 · Balance 10,675

F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3: Granted on July 18, 2024 (the "Grant Date") under the Issuer's 2021 Omnibus Incentive Plan. The restricted stock units vest in full on the earlier of the first anniversary of the Grant Date or the Issuer's 2025 Annual Meeting of Stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Represents vesting of restricted stock units granted on August 11, 2023 under the Issuer's 2021 Omnibus Incentive Plan.

F2: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3: Granted on July 18, 2024 (the "Grant Date") under the Issuer's 2021 Omnibus Incentive Plan. The restricted stock units vest in full on the earlier of the first anniversary of the Grant Date or the Issuer's 2025 Annual Meeting of Stockholders.

QualTek Services Inc.

Report date March 05, 2021 · Filed March 08, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,233 Reported balance After 2021-03-05 transaction · row 1
1 source row

Row 1 · 2021-03-05 · Purchase · Acquired 5,000 · Balance 40,233

F1: The reporting person acquired units, consisting of shares and warrants.

Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Direct1,250 Reported balance After 2021-03-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-03-05 · Purchase · Acquired 1,250 · Balance 1,250

F1: The reporting person acquired units, consisting of shares and warrants.

F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired units, consisting of shares and warrants.

F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Reservoir Media, Inc.

Report date December 15, 2020 · Filed December 17, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect88,189 Reported balance After 2020-12-15 transaction · row 1
1 source row

Row 1 · 2020-12-15 · Purchase · Acquired 7,699 · Balance 88,189

F1: The reporting person acquired units, consisting of shares and warrants.

Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Direct3,849 Reported balance After 2020-12-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-12-15 · Purchase · Acquired 3,849 · Balance 3,849

F1: The reporting person acquired units, consisting of shares and warrants.

F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired units, consisting of shares and warrants.

F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Roth CH Acquisition I Co

Report date May 07, 2020 · Filed May 11, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect85,658 Reported balance After 2020-05-07 transaction · row 1
1 source row

Row 1 · 2020-05-07 · Purchase · Acquired 10,000 · Balance 85,658

F1: The reporting person acquired units, consisting of shares and warrants.

Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Direct7,500 Reported balance After 2020-05-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2020-05-07 · Purchase · Acquired 7,500 · Balance 7,500

F1: The reporting person acquired units, consisting of shares and warrants.

F2: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired units, consisting of shares and warrants.

F2: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LIFECORE BIOMEDICAL, INC. \DE\

Report date May 23, 2019 · Filed August 06, 2019 · Amendment

Section 16 reporting ended · disclosed 2019-08-06. Current position is not established by this disclosure.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect155,015 Last balance in matching sequence After 2019-05-23 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2019-05-23 · Exercise / conversion · Acquired 71,575 · Balance 179,765

F1: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2: Original filing on 5/23/19 and subsequent amendment filing on 5/29/19 inadvertently reported incorrect total number of shares.

Row 2 · 2019-05-23 · Tax withholding · Disposed 24,750 · Balance 155,015

F1: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2: Original filing on 5/23/19 and subsequent amendment filing on 5/29/19 inadvertently reported incorrect total number of shares.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2019-05-23Direct71,575 Reported balance After 2019-05-23 transaction · row 3 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 3 · 2019-05-23 · Exercise / conversion · Disposed 71,575 · Balance 71,575

F1: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F3: Restricted Stock Unit awards granted on July 21,2016, October 19,2017 and July 22, 2018 have accelerated due to resignation on May 23, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2: Original filing on 5/23/19 and subsequent amendment filing on 5/29/19 inadvertently reported incorrect total number of shares.

F3: Restricted Stock Unit awards granted on July 21,2016, October 19,2017 and July 22, 2018 have accelerated due to resignation on May 23, 2019.

TIGO ENERGY, INC.

Report date May 23, 2023 · Filed May 25, 2023

Section 16 reporting ended · disclosed 2023-05-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,549 Reported balance After 2023-05-23 transaction · row 1
1 source row

Row 1 · 2023-05-23 · Sale · Disposed 20,485 · Balance 12,549

F1: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75.

Warrants to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Direct185 Reported balance After 2023-05-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-05-23 · Sale · Disposed 2,099 · Balance 185

F1: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75.

F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75.

F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 18, 2024 Filed Aug 1, 2024 21:10 UTC Benson Hill, Inc. BHIL · Entity 87189 GrantRestricted Stock Units · Derivative 10,675 $0.00 $0.00
Disclosure

SEC source: 0001830210-24-000105 · wk-form4_1722561010.xml · derivative · entry 3

Molly Montgomery · CIK 0001465272 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,675

Underlying: Common Stock, $0.0001 par value per share · 10,675 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: Granted on July 18, 2024 (the "Grant Date") under the Issuer's 2021 Omnibus Incentive Plan. The restricted stock units vest in full on the earlier of the first anniversary of the Grant Date or the Issuer's 2025 Annual Meeting of Stockholders.

F3 · derivative.expiration_date: Granted on July 18, 2024 (the "Grant Date") under the Issuer's 2021 Omnibus Incentive Plan. The restricted stock units vest in full on the earlier of the first anniversary of the Grant Date or the Issuer's 2025 Annual Meeting of Stockholders.

Read SEC document
July 18, 2024 Filed Aug 1, 2024 21:10 UTC Benson Hill, Inc. BHIL · Entity 87189 Exercise / conversionRestricted Stock Units · Derivative 4,352 $0.00 $0.00
Disclosure

SEC source: 0001830210-24-000105 · wk-form4_1722561010.xml · derivative · entry 2

Molly Montgomery · CIK 0001465272 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.0001 par value per share · 4,352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents vesting of restricted stock units granted on August 11, 2023 under the Issuer's 2021 Omnibus Incentive Plan.

F1 · derivative.expiration_date: Represents vesting of restricted stock units granted on August 11, 2023 under the Issuer's 2021 Omnibus Incentive Plan.

Read SEC document
July 18, 2024 Filed Aug 1, 2024 21:10 UTC Benson Hill, Inc. BHIL · Entity 87189 Exercise / conversionCommon Stock, $0.0001 par value per share 4,352 Not disclosed Not disclosed
Disclosure

SEC source: 0001830210-24-000105 · wk-form4_1722561010.xml · nonDerivative · entry 1

Molly Montgomery · CIK 0001465272 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of restricted stock units granted on August 11, 2023 under the Issuer's 2021 Omnibus Incentive Plan.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 16:27 UTC Benson Hill, Inc. BHIL · Entity 87189 Exercise / conversionRestricted Stock Units · Derivative 22,327 $0.00 $0.00
Disclosure

SEC source: 0001830210-23-000174 · wk-form4_1696364812.xml · derivative · entry 3

Molly Montgomery · CIK 0001465272 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.0001 par value per share · 22,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents vesting of the second of two tranches of restricted stock units granted on December 9, 2021 under the Issuer's 2021 Omnibus Incentive Plan.

F1 · derivative.expiration_date: Represents vesting of the second of two tranches of restricted stock units granted on December 9, 2021 under the Issuer's 2021 Omnibus Incentive Plan.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 16:27 UTC Benson Hill, Inc. BHIL · Entity 87189 SaleCommon Stock 8,484 $0.33 $2,813.29
Disclosure

SEC source: 0001830210-23-000174 · wk-form4_1696364812.xml · nonDerivative · entry 2

Molly Montgomery · CIK 0001465272 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,529

F3 · kind: The sales reported in this Form 4 were non-discretionary sales to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

F4 · price: This transaction was executed in multiple trades with sales prices ranging from $0.3250 to $0.3370. The price reported above reflects the average weighted sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 16:27 UTC Benson Hill, Inc. BHIL · Entity 87189 Exercise / conversionCommon Stock 22,327 Not disclosed Not disclosed
Disclosure

SEC source: 0001830210-23-000174 · wk-form4_1696364812.xml · nonDerivative · entry 1

Molly Montgomery · CIK 0001465272 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 83,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of the second of two tranches of restricted stock units granted on December 9, 2021 under the Issuer's 2021 Omnibus Incentive Plan.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 17:21 UTC Benson Hill, Inc. BHIL · Entity 87189 GrantRestricted Stock Units · Derivative 152,334 $0.00 $0.00
Disclosure

SEC source: 0001830210-23-000160 · wk-form4_1692134477.xml · derivative · entry 1

Molly Montgomery · CIK 0001465272 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,334

Underlying: Common Stock, $0.0001 par value per share · 152,334 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Granted on August 11, 2023 (the "Grant Date") under the Issuer's 2021 Omnibus Incentive Plan. the restricted stock units vest in full on the earlier of the first anniversary of the Grant Date or the Issuer's 2024 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: Granted on August 11, 2023 (the "Grant Date") under the Issuer's 2021 Omnibus Incentive Plan. the restricted stock units vest in full on the earlier of the first anniversary of the Grant Date or the Issuer's 2024 Annual Meeting of Stockholders.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 15:03 UTC Benson Hill, Inc. BHIL · Entity 87189 SaleCommon Stock 23,510 $1.24 $29,175.91
Disclosure

SEC source: 0001830210-23-000128 · wk-form4_1688583815.xml · nonDerivative · entry 2

Molly Montgomery · CIK 0001465272 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,686

F3 · price: This transaction was executed in multiple trades with sales prices ranging from $1.21 to $1.33. The price reported above reflects the average weighted sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 15:03 UTC Benson Hill, Inc. BHIL · Entity 87189 Exercise / conversionRestricted Stock Units · Derivative 61,869 $0.00 $0.00
Disclosure

SEC source: 0001830210-23-000128 · wk-form4_1688583815.xml · derivative · entry 3

Molly Montgomery · CIK 0001465272 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.0001 par value per share · 61,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents vesting of restricted stock units granted on July 1, 2022 under the Issuer's 2021 Omnibus Incentive Plan.

F1 · derivative.expiration_date: Represents vesting of restricted stock units granted on July 1, 2022 under the Issuer's 2021 Omnibus Incentive Plan.

Read SEC document
July 01, 2023 Filed Jul 5, 2023 15:03 UTC Benson Hill, Inc. BHIL · Entity 87189 Exercise / conversionCommon Stock 61,869 Not disclosed Not disclosed
Disclosure

SEC source: 0001830210-23-000128 · wk-form4_1688583815.xml · nonDerivative · entry 1

Molly Montgomery · CIK 0001465272 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of restricted stock units granted on July 1, 2022 under the Issuer's 2021 Omnibus Incentive Plan.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:46 UTC TIGO ENERGY, INC. TYGO · Entity 6903 SaleWarrants to purchase common stock · Derivative 2,099 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-23-064793 · tm2316861-11_4seq1.xml · derivative · entry 2

Molly Montgomery · CIK 0001465272 · former director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185

Underlying: Common Stock · 2,099 shares

Expires not disclosed

F1 · price: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75.

F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Read SEC document
May 23, 2023 Filed May 25, 2023 21:46 UTC TIGO ENERGY, INC. TYGO · Entity 6903 SaleCommon Stock 20,485 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-064793 · tm2316861-11_4seq1.xml · nonDerivative · entry 1

Molly Montgomery · CIK 0001465272 · former director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,549

F1 · price: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75.

Read SEC document
September 29, 2022 Filed Oct 3, 2022 16:38 UTC Benson Hill, Inc. BHIL · Entity 87189 Exercise / conversionRestricted Stock Units · Derivative 22,327 $0.00 $0.00
Disclosure

SEC source: 0001830210-22-000172 · wf-form4_166482946501418.xml · derivative · entry 2

Molly Montgomery · CIK 0001465272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,327

Underlying: Common Stock, $0.0001 par value per share · 22,327 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F1 · derivative.exercise_date: Represents vesting of the first of two tranches of restricted stock units granted on December 9, 2021. The final tranche will vest on September 29, 2023.

F1 · derivative.expiration_date: Represents vesting of the first of two tranches of restricted stock units granted on December 9, 2021. The final tranche will vest on September 29, 2023.

Read SEC document
September 29, 2022 Filed Oct 3, 2022 16:38 UTC Benson Hill, Inc. BHIL · Entity 87189 Exercise / conversionCommon Stock 22,327 Not disclosed Not disclosed
Disclosure

SEC source: 0001830210-22-000172 · wf-form4_166482946501418.xml · nonDerivative · entry 1

Molly Montgomery · CIK 0001465272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents vesting of the first of two tranches of restricted stock units granted on December 9, 2021. The final tranche will vest on September 29, 2023.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 09:27 UTC Benson Hill, Inc. BHIL · Entity 87189 GrantRestricted Stock Units · Derivative 61,869 $0.00 $0.00
Disclosure

SEC source: 0001830210-22-000133 · wf-form4_165711401009500.xml · derivative · entry 1

Molly Montgomery · CIK 0001465272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,869

Underlying: Common Stock, $0.0001 par value per share · 61,869 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Granted on July 1, 2022 (the "Grant Date") under the Issuer's 2021 Omnibus Incentive Plan. The restricted stock units vest in full on the earlier of the first anniversary of the Grant Date or the Issuer's 2023 Annual Meeting of Stockholders.

F2 · derivative.expiration_date: Granted on July 1, 2022 (the "Grant Date") under the Issuer's 2021 Omnibus Incentive Plan. The restricted stock units vest in full on the earlier of the first anniversary of the Grant Date or the Issuer's 2023 Annual Meeting of Stockholders.

Read SEC document
December 09, 2021 Filed Dec 14, 2021 12:00 UTC Amendment Benson Hill, Inc. BHIL · Entity 87189 GrantRestricted Stock Units · Derivative 44,654 $0.00 $0.00
Disclosure

SEC source: 0001830210-21-000023 · wf-form4a_163950120952186.xml · derivative · entry 1

Molly Montgomery · CIK 0001465272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,654

Underlying: Common Stock, $0.0001 par value per share · 44,654 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The reporting owner filed a Form 4 on December 14, 2021 that erroneously listed the restricted stock units vesting dates as September 21, 2022 and September 21, 2023. The restricted stock units vest in two equal tranches on September 29, 2022 and September 29, 2023, respectively.

F2 · derivative.expiration_date: The reporting owner filed a Form 4 on December 14, 2021 that erroneously listed the restricted stock units vesting dates as September 21, 2022 and September 21, 2023. The restricted stock units vest in two equal tranches on September 29, 2022 and September 29, 2023, respectively.

Read SEC document
December 09, 2021 Filed Dec 14, 2021 06:00 UTC Benson Hill, Inc. BHIL · Entity 87189 GrantRestricted Stock Units · Derivative 44,654 $0.00 $0.00
Disclosure

SEC source: 0001830210-21-000020 · wf-form4_163947961712789.xml · derivative · entry 1

Molly Montgomery · CIK 0001465272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,654

Underlying: Common Stock, $0.0001 par value per share · 44,654 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: Granted on December 9, 2021. The restricted stock units vest in two equal tranches on September 21, 2022 and September 21, 2023, respectively.

F2 · derivative.expiration_date: Granted on December 9, 2021. The restricted stock units vest in two equal tranches on September 21, 2022 and September 21, 2023, respectively.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 21:09 UTC TIGO ENERGY, INC. ROCGU · Entity 6903 PurchaseWarrants to purchase Common Stock · Derivative 2,284 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-21-103560 · tm2124740-9_4seq1.xml · derivative · entry 2

Molly Montgomery · CIK 0001465272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,284

Underlying: Common Stock · 2,284 shares

Expires not disclosed

F1 · price: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.

F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Read SEC document
August 10, 2021 Filed Aug 11, 2021 21:09 UTC TIGO ENERGY, INC. ROCGU · Entity 6903 PurchaseCommon Stock 4,569 $10.00 $45,690.00
Disclosure

SEC source: 0001104659-21-103560 · tm2124740-9_4seq1.xml · nonDerivative · entry 1

Molly Montgomery · CIK 0001465272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,034

F1 · shares: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 16:27 UTC QualTek Services Inc. ROCRU · Entity 115163 PurchaseWarrants to purchase Common Stock · Derivative 1,250 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-21-033292 · tm218954-8_4seq1.xml · derivative · entry 2

Molly Montgomery · CIK 0001465272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires not disclosed

F1 · price: The reporting person acquired units, consisting of shares and warrants.

F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Read SEC document
March 05, 2021 Filed Mar 8, 2021 16:27 UTC QualTek Services Inc. ROCRU · Entity 115163 PurchaseCommon Stock 5,000 $10.00 $50,000.00
Disclosure

SEC source: 0001104659-21-033292 · tm218954-8_4seq1.xml · nonDerivative · entry 1

Molly Montgomery · CIK 0001465272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,233

F1 · shares: The reporting person acquired units, consisting of shares and warrants.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:17 UTC Reservoir Media, Inc. ROCCU · Entity 5296 PurchaseWarrants to purchase Common Stock · Derivative 3,849 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-20-136859 · tm2036996-24_form4.xml · derivative · entry 2

Hemmeter Molly · CIK 0001465272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,849

Underlying: Common Stock · 3,849 shares

Expires not disclosed

F1 · price: The reporting person acquired units, consisting of shares and warrants.

F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:17 UTC Reservoir Media, Inc. ROCCU · Entity 5296 PurchaseCommon Stock 7,699 $10.00 $76,990.00
Disclosure

SEC source: 0001104659-20-136859 · tm2036996-24_form4.xml · nonDerivative · entry 1

Hemmeter Molly · CIK 0001465272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,189

F1 · shares: The reporting person acquired units, consisting of shares and warrants.

Read SEC document
May 07, 2020 Filed May 11, 2020 17:43 UTC Roth CH Acquisition I Co ROCHU · Entity 148912 PurchaseWarrants to purchase Common Stock · Derivative 7,500 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001104659-20-059697 · tm2019305-5_form4.xml · derivative · entry 2

Hemmeter Molly · CIK 0001465272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

F1 · price: The reporting person acquired units, consisting of shares and warrants.

F2 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Read SEC document
May 07, 2020 Filed May 11, 2020 17:43 UTC Roth CH Acquisition I Co ROCHU · Entity 148912 PurchaseCommon Stock 10,000 $10.00 $100,000.00
Disclosure

SEC source: 0001104659-20-059697 · tm2019305-5_form4.xml · nonDerivative · entry 1

Hemmeter Molly · CIK 0001465272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,658

F1 · shares: The reporting person acquired units, consisting of shares and warrants.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 20:52 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Exercise / conversionRestricted Stock Unit · Derivative 7,592 $9.55 $72,503.60
Disclosure

SEC source: 0001628280-19-007861 · wf-form4_156019994428605.xml · derivative · entry 3

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,592

Underlying: Common Stock · 7,592 shares

Expires 2019-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.exercise_date: The restricted stock units were granted on June 6, 2019.

F3 · derivative.expiration_date: The restricted stock units vested on June 6, 2019.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 20:52 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Tax withholdingCommon Stock 3,764 $9.55 $35,946.20
Disclosure

SEC source: 0001628280-19-007861 · wf-form4_156019994428605.xml · nonDerivative · entry 2

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,053

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 20:52 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Exercise / conversionCommon Stock 7,592 $9.55 $72,503.60
Disclosure

SEC source: 0001628280-19-007861 · wf-form4_156019994428605.xml · nonDerivative · entry 1

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 23, 2019 Filed May 29, 2019 01:11 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Exercise / conversionRestricted Stock Unit · Derivative 71,574 $9.35 $669,216.90
Disclosure

SEC source: 0001628280-19-007275 · wf-form4_155909230175190.xml · derivative · entry 3

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,574

Underlying: Common Stock · 71,574 shares

Expires 2019-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.exercise_date: Restricted Stock Unit awards granted on July 21,2016, October 19,2017 and July 22, 2018 have accelerated due to resignation on May 23, 2019.

Read SEC document
May 23, 2019 Filed May 29, 2019 01:11 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Tax withholdingCommon Stock 24,815 $9.35 $232,020.25
Disclosure

SEC source: 0001628280-19-007275 · wf-form4_155909230175190.xml · nonDerivative · entry 2

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,159

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 23, 2019 Filed May 29, 2019 01:11 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Exercise / conversionCommon Stock 71,574 $9.35 $669,216.90
Disclosure

SEC source: 0001628280-19-007275 · wf-form4_155909230175190.xml · nonDerivative · entry 1

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 23, 2019 Filed May 29, 2019 21:05 UTC Amendment LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Exercise / conversionRestricted Stock Unit · Derivative 71,575 $9.35 $669,226.25
Disclosure

SEC source: 0001628280-19-007318 · wf-form4a_155916393434108.xml · derivative · entry 3

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,575

Underlying: Common Stock · 71,575 shares

Expires 2019-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.exercise_date: Restricted Stock Unit awards granted on July 21,2016, October 19,2017 and July 22, 2018 have accelerated due to resignation on May 23, 2019.

Read SEC document
May 23, 2019 Filed May 29, 2019 21:05 UTC Amendment LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Tax withholdingCommon Stock 24,750 $9.35 $231,412.50
Disclosure

SEC source: 0001628280-19-007318 · wf-form4a_155916393434108.xml · nonDerivative · entry 2

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,225

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 23, 2019 Filed May 29, 2019 21:05 UTC Amendment LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Exercise / conversionCommon Stock 71,575 $9.35 $669,226.25
Disclosure

SEC source: 0001628280-19-007318 · wf-form4a_155916393434108.xml · nonDerivative · entry 1

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,975

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 23, 2019 Filed Aug 6, 2019 20:06 UTC Amendment LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Exercise / conversionRestricted Stock Unit · Derivative 71,575 $9.35 $669,226.25
Disclosure

SEC source: 0001628280-19-010125 · wf-form4a_156512200148528.xml · derivative · entry 3

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,575

Underlying: Common Stock · 71,575 shares

Expires 2019-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F3 · derivative.exercise_date: Restricted Stock Unit awards granted on July 21,2016, October 19,2017 and July 22, 2018 have accelerated due to resignation on May 23, 2019.

Read SEC document
May 23, 2019 Filed Aug 6, 2019 20:06 UTC Amendment LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Tax withholdingCommon Stock 24,750 $9.35 $231,412.50
Disclosure

SEC source: 0001628280-19-010125 · wf-form4a_156512200148528.xml · nonDerivative · entry 2

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,015

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · balance_after: Original filing on 5/23/19 and subsequent amendment filing on 5/29/19 inadvertently reported incorrect total number of shares.

Read SEC document
May 23, 2019 Filed Aug 6, 2019 20:06 UTC Amendment LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Exercise / conversionCommon Stock 71,575 $9.35 $669,226.25
Disclosure

SEC source: 0001628280-19-010125 · wf-form4a_156512200148528.xml · nonDerivative · entry 1

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · balance_after: Original filing on 5/23/19 and subsequent amendment filing on 5/29/19 inadvertently reported incorrect total number of shares.

Read SEC document
October 20, 2018 Filed Oct 23, 2018 22:31 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Exercise / conversionRestricted Stock Unit · Derivative 23,703 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-018628 · rdgdoc.xml · derivative · entry 3

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,703 shares

Expires 2018-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · shares: The restricted stock units were granted on October 20, 2016.

F3 · derivative.exercise_date: The restricted stock units vested on October 20, 2018.

Read SEC document
October 20, 2018 Filed Oct 23, 2018 22:31 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Tax withholdingCommon Stock 11,751 $14.11 $165,806.61
Disclosure

SEC source: 0001437749-18-018628 · rdgdoc.xml · nonDerivative · entry 2

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,190

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
October 20, 2018 Filed Oct 23, 2018 22:31 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Exercise / conversionCommon Stock 23,703 $14.11 $334,449.33
Disclosure

SEC source: 0001437749-18-018628 · rdgdoc.xml · nonDerivative · entry 1

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,941

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
July 25, 2018 Filed Jul 27, 2018 20:22 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 6,968 $14.35 Strike: $14.35 $99,990.80
Disclosure

SEC source: 0001437749-18-013904 · rdgdoc.xml · derivative · entry 4

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 567,500

Underlying: Common Stock · 6,968 shares

Expires 2025-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2018 Filed Jul 27, 2018 20:22 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Exercise / conversionNonqualified Stock Option (Right to Buy) · Derivative 35,532 $14.35 Strike: $14.35 $509,884.20
Disclosure

SEC source: 0001437749-18-013904 · rdgdoc.xml · derivative · entry 3

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,532

Underlying: Common Stock · 35,532 shares

Expires 2025-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2018 Filed Jul 27, 2018 20:22 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Exercise / conversionRight to Buy Restricted Stock Unit (RSU) · Derivative 22,794 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-013904 · rdgdoc.xml · derivative · entry 2

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,794

Underlying: Common Stock · 22,794 shares

Expires 2021-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Restricted Stock Units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The Restricted Stock Units convert into common stock of Landec Corporation on a 1 for 1 basis.

F3 · derivative.exercise_date: Restricted Stock Units will be automatically settled in shares of common stock subject to achievement of the performance goals set forth in the Company's LTIP for 2021.

Read SEC document
July 25, 2018 Filed Jul 27, 2018 20:22 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Exercise / conversionRight to Buy Restricted Stock Unit (RSU) · Derivative 14,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-18-013904 · rdgdoc.xml · derivative · entry 1

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,167

Underlying: Common Stock · 14,167 shares

Expires 2021-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Restricted Stock Units convert into common stock of Landec Corporation on a 1 for 1 basis.

F1 · price: The Restricted Stock Units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · derivative.exercise_date: Restricted Stock Units will vest on the 3rd anniversary of the grant date and will be automatically settled in shares of common stock subject to vesting at a rate of 1 share per unit.

Read SEC document
May 28, 2018 Filed May 30, 2018 19:45 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Exercise / conversionRestricted Stock Unit · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-010915 · rdgdoc.xml · derivative · entry 3

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2018-05-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · shares: The restricted stock units were granted on May 28, 2015.

F3 · derivative.exercise_date: The restricted stock units vested on May 28, 2018.

Read SEC document
May 28, 2018 Filed May 30, 2018 19:45 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Tax withholdingCommon Stock 24,790 $14.05 $348,299.50
Disclosure

SEC source: 0001437749-18-010915 · rdgdoc.xml · nonDerivative · entry 2

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,238

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 28, 2018 Filed May 30, 2018 19:45 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Exercise / conversionCommon Stock 50,000 $14.05 $702,500.00
Disclosure

SEC source: 0001437749-18-010915 · rdgdoc.xml · nonDerivative · entry 1

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 23, 2018 Filed May 25, 2018 21:36 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Exercise / conversionRestricted Stock Unit · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-010768 · rdgdoc.xml · derivative · entry 3

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2018-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

F2 · shares: The restricted stock units were granted on May 28, 2015.

F3 · derivative.exercise_date: The restricted stock units vested on May 23, 2018.

Read SEC document
May 23, 2018 Filed May 25, 2018 21:36 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Tax withholdingCommon Stock 24,790 $13.65 $338,383.50
Disclosure

SEC source: 0001437749-18-010768 · rdgdoc.xml · nonDerivative · entry 2

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,028

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document
May 23, 2018 Filed May 25, 2018 21:36 UTC LIFECORE BIOMEDICAL, INC. \DE\ LNDC · Entity 6447 Exercise / conversionCommon Stock 50,000 $13.65 $682,500.00
Disclosure

SEC source: 0001437749-18-010768 · rdgdoc.xml · nonDerivative · entry 1

Hemmeter Molly · CIK 0001465272 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The restricted stock units convert into common stock of Landec Corporation on a 1 for 1 basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.