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LEVI

LEVI STRAUSS & CO

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Tapewire entity
3651
SEC CIK
0000094845
Parsed reports
1,100

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202602
May 202608
Jun 202606
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2020 Filed Feb 5, 2020 01:06 UTC
Love David SievewrightEVP & Pres Asia Mid E & Africa
Tax withholdingClass A Common Stock 15,530 $19.64 $305,009.20
Disclosure

SEC source: 0001209191-20-006698 · doc4.xml · nonDerivative · entry 1

Love David Sievewright · CIK 0001768669 · EVP & Pres Asia Mid E & Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,939

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
February 01, 2020 Filed Feb 5, 2020 01:05 UTC
O'Neill Elizabeth TEVP & Pres.Prod., Innov. Supp.
Tax withholdingClass A Common Stock 10,774 $19.64 $211,601.36
Disclosure

SEC source: 0001209191-20-006697 · doc4.xml · nonDerivative · entry 1

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,199

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 23:13 UTC ConversionClass B Common Stock · Derivative 43 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002135 · doc1.xml · derivative · entry 3

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,605,532

Underlying: Class A Common Stock · 43 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 23:13 UTC SaleClass A Common Stock 43 $20.00 $860.00
Disclosure

SEC source: 0001567619-20-002135 · doc1.xml · nonDerivative · entry 2

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 23:13 UTC ConversionClass A Common Stock 43 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002135 · doc1.xml · nonDerivative · entry 1

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 23:12 UTC ConversionClass B Common Stock · Derivative 10,006 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002134 · doc1.xml · derivative · entry 3

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,861,467

Underlying: Class A Common Stock · 10,006 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 23:12 UTC SaleClass A Common Stock 6 $20.00 $120.00
Disclosure

SEC source: 0001567619-20-002134 · doc1.xml · nonDerivative · entry 2

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 23:12 UTC ConversionClass A Common Stock 10,006 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002134 · doc1.xml · nonDerivative · entry 1

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 22:16 UTC SaleClass A Common Stock 84 $20.00 $1,680.00
Disclosure

SEC source: 0001209191-20-006441 · doc4.xml · nonDerivative · entry 2

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 473,319

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F3 · ownership.nature: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust B for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 22:16 UTC SaleClass A Common Stock 45 $20.00 $900.00
Disclosure

SEC source: 0001209191-20-006441 · doc4.xml · nonDerivative · entry 1

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 305,149

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F2 · ownership.nature: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust A for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:02 UTC
Bergh Charles VDirector · President and CEO
Tax withholdingClass A Common Stock 32,973 $19.75 $651,216.75
Disclosure

SEC source: 0001209191-20-006169 · doc4.xml · nonDerivative · entry 3

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,429

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:02 UTC
Brockett GavinSr VP, Global Controller, PAO
Tax withholdingClass A Common Stock 2,221 $19.75 $43,864.75
Disclosure

SEC source: 0001209191-20-006168 · doc4.xml · nonDerivative · entry 3

Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,649

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:01 UTC
Singh Harmit JExecutive VP and CFO
Tax withholdingClass A Common Stock 8,013 $19.75 $158,256.75
Disclosure

SEC source: 0001209191-20-006167 · doc4.xml · nonDerivative · entry 3

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,006

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 02:00 UTC
Bagattini RoyEVP & President, Americas
Tax withholdingClass A Common Stock 6,466 $19.75 $127,703.50
Disclosure

SEC source: 0001209191-20-006166 · doc4.xml · nonDerivative · entry 3

Bagattini Roy · CIK 0001768720 · EVP & President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,689

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 01:59 UTC
JAFFE SETHEVP & General Counsel
Tax withholdingClass A Common Stock 3,729 $19.75 $73,647.75
Disclosure

SEC source: 0001209191-20-006165 · doc4.xml · nonDerivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,175

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 01:58 UTC
O'Neill Elizabeth TEVP & Pres.Prod., Innov. Supp.
Tax withholdingClass A Common Stock 4,339 $19.75 $85,695.25
Disclosure

SEC source: 0001209191-20-006162 · doc4.xml · nonDerivative · entry 3

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,973

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 01:59 UTC
Ellison Seth M.EVP & President, Europe
Tax withholdingClass A Common Stock 5,909 $19.75 $116,702.75
Disclosure

SEC source: 0001209191-20-006164 · doc4.xml · nonDerivative · entry 3

Ellison Seth M. · CIK 0001768700 · EVP & President, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,538

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 01:57 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
Tax withholdingClass A Common Stock 3,496 $19.75 $69,046.00
Disclosure

SEC source: 0001209191-20-006160 · doc4.xml · nonDerivative · entry 3

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,259

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2020 Filed Feb 4, 2020 01:56 UTC
Love David SievewrightEVP & Pres Asia Mid E & Africa
Tax withholdingClass A Common Stock 4,955 $19.75 $97,861.25
Disclosure

SEC source: 0001209191-20-006158 · doc4.xml · nonDerivative · entry 3

Love David Sievewright · CIK 0001768669 · EVP & Pres Asia Mid E & Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,469

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 30, 2020 Filed Apr 21, 2023 22:35 UTC Amendment
Bergh Charles VDirector · President and CEO
Tax withholdingClass B Common Stock · Derivative 32,973 $19.75 $651,216.75
Disclosure

SEC source: 0001209191-23-025256 · doc4a.xml · derivative · entry 3

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 780,832

Underlying: Class A Common Stock · 32,973 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · kind: Shares withheld to cover tax obligation from settlement of vested PRSUs and restricted stock units.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 30, 2020 Filed Apr 21, 2023 22:36 UTC Amendment
Singh Harmit JExecutive VP and CFO
Tax withholdingClass B Common Stock · Derivative 8,013 $19.75 $158,256.75
Disclosure

SEC source: 0001209191-23-025257 · doc4a.xml · derivative · entry 3

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,834

Underlying: Class A Common Stock · 8,013 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · kind: Shares withheld to cover tax obligation from settlement of vested PRSUs and RSUs.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 29, 2020 Filed Feb 4, 2020 23:24 UTC ConversionClass B Common Stock · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006594 · doc4.xml · derivative · entry 5

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,890

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 29, 2020 Filed Feb 4, 2020 23:24 UTC ConversionClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006594 · doc4.xml · nonDerivative · entry 2

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:22 UTC ConversionClass B Common Stock · Derivative 1,780 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001648 · doc1.xml · derivative · entry 9

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,605,575

Underlying: Class A Common Stock · 1,780 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:22 UTC SaleClass A Common Stock 1,780 $20.20 $35,951.55
Disclosure

SEC source: 0001567619-20-001648 · doc1.xml · nonDerivative · entry 6

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.365 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:22 UTC ConversionClass A Common Stock 1,780 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001648 · doc1.xml · nonDerivative · entry 5

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:20 UTC ConversionClass B Common Stock · Derivative 267 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001647 · doc1.xml · derivative · entry 9

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,871,473

Underlying: Class A Common Stock · 267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:20 UTC SaleClass A Common Stock 267 $20.20 $5,392.73
Disclosure

SEC source: 0001567619-20-001647 · doc1.xml · nonDerivative · entry 6

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F6 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.365 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:20 UTC ConversionClass A Common Stock 267 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001647 · doc1.xml · nonDerivative · entry 5

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:11 UTC SaleClass A Common Stock 3,489 $20.20 $70,469.08
Disclosure

SEC source: 0001209191-20-005248 · doc4.xml · nonDerivative · entry 2

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 473,403

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.000 to $20.365 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust B for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 00:11 UTC SaleClass A Common Stock 1,851 $20.20 $37,385.57
Disclosure

SEC source: 0001209191-20-005248 · doc4.xml · nonDerivative · entry 1

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 305,194

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.000 to $20.365 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust A for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

Read SEC document
January 28, 2020 Filed Jan 31, 2020 00:31 UTC
Garten YaelDirector
GrantClass A Common Stock 3,304 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005669 · doc4.xml · nonDerivative · entry 1

Garten Yael · CIK 0001800786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,304

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

Read SEC document
January 28, 2020 Filed Jan 31, 2020 00:29 UTC
Bergh Charles VDirector · President and CEO
GrantStock Appreciation Rights · Derivative 275,763 $0.00 Strike: $19.70 $0.00
Disclosure

SEC source: 0001209191-20-005667 · doc4.xml · derivative · entry 2

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,763

Underlying: Class A Common Stock · 275,763 shares

Expires 2030-01-28

F2 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments measured from January 28, 2020.

Read SEC document
January 28, 2020 Filed Jan 31, 2020 00:29 UTC
Bergh Charles VDirector · President and CEO
GrantClass A Common Stock 91,687 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005667 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,617

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal annual installments measured from January 28, 2020.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 00:22 UTC ConversionClass B Common Stock · Derivative 18,861 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001648 · doc1.xml · derivative · entry 8

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,607,355

Underlying: Class A Common Stock · 18,861 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
January 27, 2020 Filed Jan 29, 2020 00:22 UTC SaleClass A Common Stock 18,861 $20.20 $380,982.77
Disclosure

SEC source: 0001567619-20-001648 · doc1.xml · nonDerivative · entry 4

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.30 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

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January 27, 2020 Filed Jan 29, 2020 00:22 UTC ConversionClass A Common Stock 18,861 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001648 · doc1.xml · nonDerivative · entry 3

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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January 27, 2020 Filed Jan 29, 2020 00:20 UTC ConversionClass B Common Stock · Derivative 2,829 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001647 · doc1.xml · derivative · entry 8

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,871,740

Underlying: Class A Common Stock · 2,829 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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January 27, 2020 Filed Jan 29, 2020 00:20 UTC SaleClass A Common Stock 2,829 $20.20 $57,144.39
Disclosure

SEC source: 0001567619-20-001647 · doc1.xml · nonDerivative · entry 4

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.30 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

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January 27, 2020 Filed Jan 29, 2020 00:20 UTC ConversionClass A Common Stock 2,829 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-001647 · doc1.xml · nonDerivative · entry 3

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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January 27, 2020 Filed Jan 29, 2020 00:11 UTC SaleClass A Common Stock 36,967 $20.20 $746,714.92
Disclosure

SEC source: 0001209191-20-005248 · doc4.xml · nonDerivative · entry 4

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 476,892

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.000 to $20.300 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust B for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

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January 27, 2020 Filed Jan 29, 2020 00:11 UTC SaleClass A Common Stock 19,615 $20.20 $396,213.19
Disclosure

SEC source: 0001209191-20-005248 · doc4.xml · nonDerivative · entry 3

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 307,045

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.000 to $20.300 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust A for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

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January 27, 2020 Filed Jan 30, 2020 02:06 UTC
JAFFE SETHEVP & General Counsel
GrantStock Appreciation Rights · Derivative 36,549 $0.00 Strike: $20.25 $0.00
Disclosure

SEC source: 0001209191-20-005462 · doc4.xml · derivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,549

Underlying: Class A Common Stock · 36,549 shares

Expires 2030-01-27

F2 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments measured from January 27, 2020.

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January 27, 2020 Filed Jan 30, 2020 02:06 UTC
JAFFE SETHEVP & General Counsel
GrantClass A Common Stock 12,345 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005462 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,471

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal annual installments measured from January 27, 2020.

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January 27, 2020 Filed Jan 30, 2020 02:05 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
GrantStock Appreciation Rights · Derivative 36,549 $0.00 Strike: $20.25 $0.00
Disclosure

SEC source: 0001209191-20-005460 · doc4.xml · derivative · entry 2

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,549

Underlying: Class A Common Stock · 36,549 shares

Expires 2030-01-27

F2 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments measured from January 27, 2020.

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January 27, 2020 Filed Jan 30, 2020 02:05 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
GrantClass A Common Stock 12,345 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005460 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,455

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal annual installments measured from January 27, 2020.

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January 27, 2020 Filed Jan 30, 2020 02:04 UTC
Love David SievewrightEVP & Pres Asia Mid E & Africa
GrantStock Appreciation Rights · Derivative 43,859 $0.00 Strike: $20.25 $0.00
Disclosure

SEC source: 0001209191-20-005458 · doc4.xml · derivative · entry 2

Love David Sievewright · CIK 0001768669 · EVP & Pres Asia Mid E & Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,859

Underlying: Class A Common Stock · 43,859 shares

Expires 2030-01-27

F2 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments measured from January 27, 2020.

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January 27, 2020 Filed Jan 30, 2020 02:04 UTC
Love David SievewrightEVP & Pres Asia Mid E & Africa
GrantClass A Common Stock 14,814 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005458 · doc4.xml · nonDerivative · entry 1

Love David Sievewright · CIK 0001768669 · EVP & Pres Asia Mid E & Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,437

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal annual installments measured from January 27, 2020.

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January 27, 2020 Filed Jan 30, 2020 02:04 UTC
O'Neill Elizabeth TEVP & Pres.Prod., Innov. Supp.
GrantStock Appreciation Rights · Derivative 36,549 $0.00 Strike: $20.25 $0.00
Disclosure

SEC source: 0001209191-20-005459 · doc4.xml · derivative · entry 2

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,549

Underlying: Class A Common Stock · 36,549 shares

Expires 2030-01-27

F2 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments measured from January 27, 2020.

Read SEC document
January 27, 2020 Filed Jan 30, 2020 02:04 UTC
O'Neill Elizabeth TEVP & Pres.Prod., Innov. Supp.
GrantClass A Common Stock 12,345 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005459 · doc4.xml · nonDerivative · entry 1

O'Neill Elizabeth T · CIK 0001768671 · EVP & Pres.Prod., Innov. Supp.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,535

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal annual installments measured from January 27, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.