Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LEVI STRAUSS & COLEVI · Entity 3651 | EVP & President, Americas | February 01, 2020 | February 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LEVI STRAUSS & CO
Report date February 01, 2020 · Filed February 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 102,623 |
Reported balance
After 2020-02-01 transaction · row 1
1 source rowRow 1 · 2020-02-01 · Tax withholding · Disposed 17,066 · Balance 102,623 F1: Shares withheld to cover tax obligation from settlement of vested restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to cover tax obligation from settlement of vested restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2020 Filed Feb 5, 2020 01:08 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 17,066 | $19.64 | $335,176.24 |
DisclosureSEC source: 0001209191-20-006702 · doc4.xml · nonDerivative · entry 1 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,623 F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 30, 2020 Filed Feb 4, 2020 02:00 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 6,466 | $19.75 | $127,703.50 |
DisclosureSEC source: 0001209191-20-006166 · doc4.xml · nonDerivative · entry 3 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,689 F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 27, 2020 Filed Feb 4, 2020 02:00 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 45,957 | $20.25 | $930,629.25 |
DisclosureSEC source: 0001209191-20-006166 · doc4.xml · nonDerivative · entry 2 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,155 F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 27, 2020 Filed Feb 4, 2020 02:00 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 92,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006166 · doc4.xml · nonDerivative · entry 1 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,112 F1 · kind: On February 1, 2017, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 27, 2020, resulting in the issuance of 92,692 vested PRSUs. Read SEC document |
| January 23, 2020 Filed Jan 23, 2020 23:36 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 51,737 | $20.02 | $1,035,541.92 |
DisclosureSEC source: 0001209191-20-004725 · doc4.xml · nonDerivative · entry 3 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,420 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $20.00 to $20.08 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 23:36 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 54,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004725 · doc4.xml · derivative · entry 13 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 54,037 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 23:36 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 2,300 | $20.00 | $46,000.92 |
DisclosureSEC source: 0001209191-20-004725 · doc4.xml · nonDerivative · entry 2 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,157 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $20.00 to $20.01 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| January 22, 2020 Filed Jan 23, 2020 23:36 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 54,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004725 · doc4.xml · nonDerivative · entry 1 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:36 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Disposition to issuerClass B Common Stock · Derivative | 42,936 | $20.00 | $858,720.00 |
DisclosureSEC source: 0001209191-20-004725 · doc4.xml · derivative · entry 12 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,037 Underlying: Class A Common Stock · 42,936 shares Expires not disclosed F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:36 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 75,000 | $6.85 | $513,750.00 |
DisclosureSEC source: 0001209191-20-004725 · doc4.xml · derivative · entry 11 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,973 Underlying: Class A Common Stock · 75,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:36 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 75,000 | $0.00 Strike: $6.85 | $0.00 |
DisclosureSEC source: 0001209191-20-004725 · doc4.xml · derivative · entry 10 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 769,480 Underlying: Class B Common Stock · 75,000 shares Expires 2023-07-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Of these SARs: (i) 544,820 are PSARs that vested on January 30, 2018 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable, of which 75,000 have been exercised; and (ii) 299,660 from an original grant of 653,790 SARs, of which 354,130 have been exercised, are time-based SARs that vested as to 25% of the SARs on July 13, 2017, with the remainder vesting in 36 equal monthly installments thereafter. F6 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:36 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Disposition to issuerClass B Common Stock · Derivative | 23,030 | $20.00 | $460,600.00 |
DisclosureSEC source: 0001209191-20-004725 · doc4.xml · derivative · entry 9 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,973 Underlying: Class A Common Stock · 23,030 shares Expires not disclosed F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:36 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 41,870 | $6.10 | $255,407.00 |
DisclosureSEC source: 0001209191-20-004725 · doc4.xml · derivative · entry 8 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,003 Underlying: Class A Common Stock · 41,870 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:36 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 41,870 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001209191-20-004725 · doc4.xml · derivative · entry 7 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,640 Underlying: Class B Common Stock · 41,870 shares Expires 2023-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Of these SARs: (i) 229,830 are performance stock appreciation rights (PSARs) that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 55,810 are time-based SARs from an original grant of 275,800 SARs, of which 219,990 have been exercised, that vested as to 25% of the SARs on February 9, 2017, with the remainder vesting in 36 equal monthly installments thereafter. F6 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:36 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Disposition to issuerClass B Common Stock · Derivative | 4,997 | $20.00 | $99,940.00 |
DisclosureSEC source: 0001209191-20-004725 · doc4.xml · derivative · entry 6 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,133 Underlying: Class A Common Stock · 4,997 shares Expires not disclosed F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:36 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 8,130 | $7.43 | $60,365.25 |
DisclosureSEC source: 0001209191-20-004725 · doc4.xml · derivative · entry 5 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,130 Underlying: Class A Common Stock · 8,130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| January 21, 2020 Filed Jan 23, 2020 23:36 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 8,130 | $0.00 Strike: $7.43 | $0.00 |
DisclosureSEC source: 0001209191-20-004725 · doc4.xml · derivative · entry 4 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 8,130 shares Expires 2022-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 100% of these SARs are fully vested. F6 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 23:32 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 4,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061645 · doc4.xml · derivative · entry 7 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,920 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F3 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 23:32 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 4,920 | $19.62 | $96,530.40 |
DisclosureSEC source: 0001209191-19-061645 · doc4.xml · nonDerivative · entry 3 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,420 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 23:32 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 4,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-061645 · doc4.xml · nonDerivative · entry 2 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F3 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 23:32 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Disposition to issuerClass B Common Stock · Derivative | 10,670 | $19.85 | $211,799.50 |
DisclosureSEC source: 0001209191-19-061645 · doc4.xml · derivative · entry 6 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,920 Underlying: Class A Common Stock Stock · 10,670 shares Expires not disclosed F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 23:32 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionClass B Common Stock · Derivative | 15,590 | $7.43 | $115,755.75 |
DisclosureSEC source: 0001209191-19-061645 · doc4.xml · derivative · entry 5 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,590 Underlying: Class A Common Stock Stock · 15,590 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 23:32 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Exercise / conversionStock Appreciation Rights · Derivative | 15,590 | $0.00 Strike: $7.43 | $0.00 |
DisclosureSEC source: 0001209191-19-061645 · doc4.xml · derivative · entry 4 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,130 Underlying: Class B Common Stock · 15,590 shares Expires 2022-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 100% of these SARs are fully vested. F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 23:32 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 34,410 | $19.54 | $672,230.32 |
DisclosureSEC source: 0001209191-19-061645 · doc4.xml · nonDerivative · entry 1 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,420 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.50 to $19.59 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 13, 2019 Filed Dec 13, 2019 22:52 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 75,000 | $19.02 | $1,426,500.00 |
DisclosureSEC source: 0001209191-19-060494 · doc4.xml · nonDerivative · entry 1 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,830 F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan. F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.00 to $19.08 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| September 12, 2019 Filed Sep 12, 2019 20:16 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass B Common Stock · Derivative | 109,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049304 · doc4.xml · derivative · entry 2 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 109,410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| September 12, 2019 Filed Sep 12, 2019 20:16 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | ConversionClass A Common Stock | 109,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049304 · doc4.xml · nonDerivative · entry 1 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person. F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 23,720 | $0.00 Strike: $7.43 | $0.00 |
DisclosureSEC source: 0001209191-19-021530 · doc4.xml · derivative · entry 15 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,320 Underlying: Class B Common Stock · 23,720 shares Expires 2022-02-04 F7 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR. F12 · derivative.exercise_date: 100% of these SARs are fully vested. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 23,720 | $0.00 Strike: $7.43 | $0.00 |
DisclosureSEC source: 0001209191-19-021530 · doc4.xml · derivative · entry 14 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,720 shares Expires 2022-02-04 F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR. F12 · derivative.exercise_date: 100% of these SARs are fully vested. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 110,430 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-19-021530 · doc4.xml · derivative · entry 13 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,430 Underlying: Class B Common Stock · 110,430 shares Expires 2024-02-01 F7 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR. F11 · derivative.exercise_date: The original grant was for 147,240 SARs, of which 36,810 SARs were exercised. 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 110,430 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001209191-19-021530 · doc4.xml · derivative · entry 12 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 110,430 shares Expires 2024-02-01 F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR. F11 · derivative.exercise_date: The original grant was for 147,240 SARs, of which 36,810 SARs were exercised. 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 105,200 | $0.00 Strike: $9.60 | $0.00 |
DisclosureSEC source: 0001209191-19-021530 · doc4.xml · derivative · entry 11 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,200 Underlying: Class B Common Stock · 105,200 shares Expires 2025-01-30 F7 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR. F10 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 105,200 | $0.00 Strike: $9.60 | $0.00 |
DisclosureSEC source: 0001209191-19-021530 · doc4.xml · derivative · entry 10 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 105,200 shares Expires 2025-01-30 F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR. F10 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 78,260 | $0.00 Strike: $14.88 | $0.00 |
DisclosureSEC source: 0001209191-19-021530 · doc4.xml · derivative · entry 9 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,260 Underlying: Class B Common Stock · 78,260 shares Expires 2029-01-29 F7 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR. F9 · derivative.exercise_date: 25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 78,260 | $0.00 Strike: $14.88 | $0.00 |
DisclosureSEC source: 0001209191-19-021530 · doc4.xml · derivative · entry 8 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 78,260 shares Expires 2029-01-29 F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR. F9 · derivative.exercise_date: 25% of the SARs vest on January 30, 2020, and 1/3 of the remaining SARs vest annually beginning on January 30, 2021. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 844,480 | $0.00 Strike: $6.85 | $0.00 |
DisclosureSEC source: 0001209191-19-021530 · doc4.xml · derivative · entry 7 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 844,480 Underlying: Class B Common Stock · 844,480 shares Expires 2023-07-13 F7 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR. F8 · derivative.exercise_date: Of these SARs: (i) 544,820 are PSARs that vested on January 30, 2018 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 299,660 from an original grant of 653,790 SARs, of which 354,130 have been exercised, are time-based SARs that vested as to 25% of the SARs on July 13, 2017, with the remainder vesting in 36 equal monthly installments thereafter. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 844,480 | $0.00 Strike: $6.85 | $0.00 |
DisclosureSEC source: 0001209191-19-021530 · doc4.xml · derivative · entry 6 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 844,480 shares Expires 2023-07-13 F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR. F8 · derivative.exercise_date: Of these SARs: (i) 544,820 are PSARs that vested on January 30, 2018 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 299,660 from an original grant of 653,790 SARs, of which 354,130 have been exercised, are time-based SARs that vested as to 25% of the SARs on July 13, 2017, with the remainder vesting in 36 equal monthly installments thereafter. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 327,510 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001209191-19-021530 · doc4.xml · derivative · entry 5 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,510 Underlying: Class B Common Stock · 327,510 shares Expires 2023-02-09 F7 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR. F6 · derivative.exercise_date: Of these SARs: (i) 229,830 are performance stock appreciation rights (PSARs) that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 97,680 are time-based SARs from an original grant of 275,800 SARs, of which 178,120 have been exercised, that vested as to 25% of the SARs on February 9, 2017, with the remainder vesting in 36 equal monthly installments thereafter. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherStock Appreciation Rights · Derivative | 327,510 | $0.00 Strike: $6.10 | $0.00 |
DisclosureSEC source: 0001209191-19-021530 · doc4.xml · derivative · entry 4 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 327,510 shares Expires 2023-02-09 F5 · shares: Each stock appreciation right (SAR) represents the right to receive, upon exercise, shares of the Issuer's Common Stock with a value equal to the increase in the fair market value of one share of Common Stock from the date of grant of the SAR. F6 · derivative.exercise_date: Of these SARs: (i) 229,830 are performance stock appreciation rights (PSARs) that vested on January 30, 2019 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 97,680 are time-based SARs from an original grant of 275,800 SARs, of which 178,120 have been exercised, that vested as to 25% of the SARs on February 9, 2017, with the remainder vesting in 36 equal monthly installments thereafter. F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherClass B Common Stock · Derivative | 109,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-021530 · doc4.xml · derivative · entry 3 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,410 Underlying: Class A Common Stock · 109,410 shares Expires not disclosed F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherClass A Common Stock | 79,420 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-021530 · doc4.xml · nonDerivative · entry 2 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,420 F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · shares: Each share is represented by an RSU. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Of these RSUs, (i) 34,420 RSUs vest on February 1, 2020, (ii) 21,480 RSUs represent the unvested portion of an RSU award that vests in four equal annual installments beginning on January 30, 2019, and (iii) 23,520 RSUs vest in four equal annual installments beginning on January 30, 2020. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Mar 28, 2019 00:15 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherCommon Stock | 188,830 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-021530 · doc4.xml · nonDerivative · entry 1 Bagattini Roy · CIK 0001768720 · EVP & President, Americas 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · shares: 79,420 of the shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. Of the 79,420 RSUs, (i) 34,420 RSUs vest on February 1, 2020, (ii) 21,480 RSUs represent the unvested portion of an RSU award that vests in four equal annual installments beginning on January 30, 2019, and (iii) 23,520 RSUs vest in four equal annual installments beginning on January 30, 2020. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.