Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LEVI STRAUSS & COLEVI · Entity 3651 | Sr VP, Global Controller, PAO | February 12, 2021 | February 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LEVI STRAUSS & CO
Report date February 12, 2021 · Filed February 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 26,418 |
Ending reported balance
After 2021-02-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-02-12 · Sale · Disposed 5,618 · Balance 35,969 Row 2 · 2021-02-12 · Sale · Disposed 9,551 · Balance 26,418 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2021 Filed Feb 17, 2021 22:37 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 9,551 | $20.86 | $199,233.86 |
DisclosureSEC source: 0001209191-21-011399 · doc4.xml · nonDerivative · entry 2 Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,418 Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 22:37 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 5,618 | $20.87 | $117,247.66 |
DisclosureSEC source: 0001209191-21-011399 · doc4.xml · nonDerivative · entry 1 Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,969 Read SEC document |
| January 30, 2021 Filed Feb 3, 2021 00:39 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 2,225 | $19.71 | $43,854.75 |
DisclosureSEC source: 0001209191-21-006969 · doc4.xml · nonDerivative · entry 1 Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,587 F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 27, 2021 Filed Jan 30, 2021 00:01 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 747 | $22.00 | $16,434.00 |
DisclosureSEC source: 0001209191-21-006234 · doc4.xml · nonDerivative · entry 1 Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,812 F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 02:01 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 5,537 | $21.24 | $117,605.88 |
DisclosureSEC source: 0001209191-21-005803 · doc4.xml · nonDerivative · entry 2 Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,559 F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 25, 2021 Filed Jan 28, 2021 02:01 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 15,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005803 · doc4.xml · nonDerivative · entry 1 Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,096 F1 · kind: On March 19, 2019, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 25, 2021, resulting in the issuance of 15,088 vested PRSUs. Read SEC document |
| July 19, 2020 Filed Jul 23, 2020 01:03 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 4,924 | $12.36 | $60,860.64 |
DisclosureSEC source: 0001209191-20-043423 · doc4.xml · nonDerivative · entry 1 Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,008 F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. F2 · balance_after: Includes 1,078 shares and 218 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on April 15, 2020 and July 15, 2020, respectively. Read SEC document |
| March 20, 2020 Filed Mar 23, 2020 21:03 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 3,262 | $11.46 | $37,382.52 |
DisclosureSEC source: 0001209191-20-020680 · doc4.xml · nonDerivative · entry 1 Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,636 F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 21:36 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 18,071 | $19.46 | $351,661.66 |
DisclosureSEC source: 0001209191-20-008327 · doc4.xml · nonDerivative · entry 1 Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,898 F1 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $19.45 to $19.525. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · balance_after: Includes 779 shares and 600 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on October 15, 2019 and January 15, 2020, respectively. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 21:04 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 7,377 | $19.75 | $145,695.75 |
DisclosureSEC source: 0001209191-20-007149 · doc4.xml · nonDerivative · entry 2 Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,590 Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 21:04 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | SaleClass A Common Stock | 3,926 | $19.75 | $77,538.50 |
DisclosureSEC source: 0001209191-20-007149 · doc4.xml · nonDerivative · entry 1 Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,967 Read SEC document |
| February 01, 2020 Filed Feb 5, 2020 01:09 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 3,756 | $19.64 | $73,767.84 |
DisclosureSEC source: 0001209191-20-006704 · doc4.xml · nonDerivative · entry 1 Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,893 F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 30, 2020 Filed Feb 4, 2020 02:02 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 2,221 | $19.75 | $43,864.75 |
DisclosureSEC source: 0001209191-20-006168 · doc4.xml · nonDerivative · entry 3 Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,649 F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 27, 2020 Filed Jan 30, 2020 02:03 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 8,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005457 · doc4.xml · nonDerivative · entry 1 Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,799 F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal annual installments measured from January 27, 2020. Read SEC document |
| January 27, 2020 Filed Feb 4, 2020 02:02 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | Tax withholdingClass A Common Stock | 9,921 | $20.25 | $200,900.25 |
DisclosureSEC source: 0001209191-20-006168 · doc4.xml · nonDerivative · entry 2 Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,870 F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units. Read SEC document |
| January 27, 2020 Filed Feb 4, 2020 02:02 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 27,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-006168 · doc4.xml · nonDerivative · entry 1 Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,791 F1 · kind: On March 19, 2019, the reporting person was re-granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following February 1, 2017 (the date of the original grant) on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 27, 2020, resulting in the issuance of 27,992 vested PRSUs. Read SEC document |
| June 19, 2019 Filed Jan 14, 2020 21:50 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | GrantClass A Common Stock | 6,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-003318 · doc4.xml · nonDerivative · entry 1 Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,158 F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in full on March 20, 2020. Read SEC document |
| March 25, 2019 Filed Apr 1, 2019 23:11 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherClass A Common Stock | 42,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-022068 · doc4.xml · nonDerivative · entry 2 Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,580 F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F3 · shares: Each share is represented by an RSU. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Of these RSUs, (i) 10,860 RSUs vest on February 1, 2020, (ii) 9,930 RSUs vest on July 19, 2020, (iii) 11,710 RSUs vest in four equal annual installments beginning on January 30, 2019, and (iv) 10,080 RSUs vest in four equal annual installments beginning on January 30, 2020. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
| March 25, 2019 Filed Apr 1, 2019 23:11 UTC | LEVI STRAUSS & CO LEVI · Entity 3651 | OtherCommon Stock | 42,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-022068 · doc4.xml · nonDerivative · entry 1 Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. F2 · shares: Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. Of the 42,580 RSUs, (i) 10,860 RSUs vest on February 1, 2020, (ii) 9,930 RSUs vest on July 19, 2020, (iii) 11,710 RSUs vest in four equal annual installments beginning on January 30, 2019, and (iv) 10,080 RSUs vest in four equal annual installments beginning on January 30, 2020. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.