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Rosen Marc

Disclosed activity across 1 company

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141459
SEC CIK
0001768725

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LEVI STRAUSS & COLEVI · Entity 3651EVP & President, LSAMarch 11, 2021March 12, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LEVI STRAUSS & CO

Report date March 11, 2021 · Filed March 12, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect31,776 Reported balance After 2021-03-11 transaction · row 1
1 source row

Row 1 · 2021-03-11 · Sale · Disposed 47,897 · Balance 31,776

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2: Price represents the weighted average sale price of the shares sold. The sale price ranged from $23.99 to $24.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnote28,350 Reported balance Holding disclosure · report date 2021-03-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 28,350

F3: The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee.

Filing footnotes · ownership attribution and instrument terms

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2: Price represents the weighted average sale price of the shares sold. The sale price ranged from $23.99 to $24.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3: The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 11, 2021 Filed Mar 12, 2021 21:11 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 47,897 $24.30 $1,163,897.10
Disclosure

SEC source: 0001209191-21-020130 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,776

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $23.99 to $24.60 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 01:42 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 16,455 $19.58 $322,188.90
Disclosure

SEC source: 0001209191-21-007589 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,673

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.26 to $19.82 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 00:47 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 11,838 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006980 · doc4.xml · derivative · entry 10

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 11,838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 00:47 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 23,822 $19.68 $468,816.96
Disclosure

SEC source: 0001209191-21-006980 · doc4.xml · derivative · entry 9

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,838

Underlying: Class A Common Stock · 23,822 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 00:47 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 14,350 $9.60 $137,760.00
Disclosure

SEC source: 0001209191-21-006980 · doc4.xml · derivative · entry 8

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,660

Underlying: Class A Common Stock · 14,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 00:47 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 14,350 $0.00 Strike: $9.60 $0.00
Disclosure

SEC source: 0001209191-21-006980 · doc4.xml · derivative · entry 7

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,340

Underlying: Class B Common Stock · 14,350 shares

Expires 2025-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 00:47 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 21,310 $6.90 $147,039.00
Disclosure

SEC source: 0001209191-21-006980 · doc4.xml · derivative · entry 6

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,310

Underlying: Class A Common Stock · 21,310 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 00:47 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 21,310 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-21-006980 · doc4.xml · derivative · entry 5

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 21,310 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fully vested.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 00:47 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 19,508 $19.64 $383,137.12
Disclosure

SEC source: 0001209191-21-006980 · doc4.xml · nonDerivative · entry 3

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,128

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.32to $19.87 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 01, 2021 Filed Feb 3, 2021 00:47 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 11,838 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-006980 · doc4.xml · nonDerivative · entry 2

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,636

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
January 30, 2021 Filed Feb 3, 2021 00:47 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 2,443 $19.71 $48,151.53
Disclosure

SEC source: 0001209191-21-006980 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,798

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 29, 2021 Filed Jan 30, 2021 00:08 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 2,018 $20.27 $40,904.86
Disclosure

SEC source: 0001209191-21-006247 · doc4.xml · nonDerivative · entry 2

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,241

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $20.12 to $20.36 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
January 27, 2021 Filed Jan 30, 2021 00:08 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 1,068 $22.00 $23,496.00
Disclosure

SEC source: 0001209191-21-006247 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,259

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 26, 2021 Filed Jan 29, 2021 01:29 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantStock Appreciation Rights · Derivative 31,629 $0.00 Strike: $21.35 $0.00
Disclosure

SEC source: 0001209191-21-005978 · doc4.xml · derivative · entry 3

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,629

Underlying: Class A Common Stock · 31,629 shares

Expires 2031-01-26

F3 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 26, 2021 Filed Jan 29, 2021 01:29 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 14,637 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005978 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,327

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 28, 2022, January 27, 2023, January 26, 2024, and January 24, 2025, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 25, 2021 Filed Jan 28, 2021 01:56 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 10,679 $21.24 $226,821.96
Disclosure

SEC source: 0001209191-21-005793 · doc4.xml · nonDerivative · entry 2

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,690

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 25, 2021 Filed Jan 28, 2021 01:56 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 30,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-005793 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & President, LSA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,369

F1 · kind: On January 30, 2018, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 25, 2021, resulting in the issuance of 30,187 vested PRSUs.

Read SEC document
December 07, 2020 Filed Dec 8, 2020 23:52 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 60,941 $19.45 $1,185,302.45
Disclosure

SEC source: 0001209191-20-062357 · doc4.xml · nonDerivative · entry 2

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,182

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.30 to $19.61 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 23:52 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 58,621 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062357 · doc4.xml · derivative · entry 13

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 58,621 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 23:52 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 121,619 $19.83 $2,411,704.77
Disclosure

SEC source: 0001209191-20-062357 · doc4.xml · derivative · entry 12

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,621

Underlying: Class A Common Stock · 121,619 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 23:52 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 28,690 $9.60 $275,424.00
Disclosure

SEC source: 0001209191-20-062357 · doc4.xml · derivative · entry 11

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,240

Underlying: Class A Common Stock · 28,690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 23:52 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 28,690 $0.00 Strike: $9.60 $0.00
Disclosure

SEC source: 0001209191-20-062357 · doc4.xml · derivative · entry 10

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,690

Underlying: Class B Common Stock · 28,690 shares

Expires 2025-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: 25% of the SARs vested on January 30, 2019, and 1/3 of the remaining SARs vest annually beginning on January 30, 2020.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 23:52 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 42,620 $6.90 $294,078.00
Disclosure

SEC source: 0001209191-20-062357 · doc4.xml · derivative · entry 9

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,550

Underlying: Class A Common Stock · 42,620 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 23:52 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 42,620 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-20-062357 · doc4.xml · derivative · entry 8

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,310

Underlying: Class B Common Stock · 42,620 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 25% of the SARs vested on February 1, 2018, and 1/3 of the remaining SARs vest annually beginning on February 1, 2019.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 23:52 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 82,830 $6.10 $505,263.00
Disclosure

SEC source: 0001209191-20-062357 · doc4.xml · derivative · entry 7

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,930

Underlying: Class A Common Stock · 82,830 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 23:52 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 82,830 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-20-062357 · doc4.xml · derivative · entry 6

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 82,830 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 23:52 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 26,100 $7.43 $193,923.00
Disclosure

SEC source: 0001209191-20-062357 · doc4.xml · derivative · entry 5

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,100

Underlying: Class A Common Stock · 26,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 23:52 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 26,100 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001209191-20-062357 · doc4.xml · derivative · entry 4

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 26,100 shares

Expires 2022-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 100% of these stock appreciation rights (SARs) are fully vested.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 23:52 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 58,621 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-062357 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

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November 11, 2020 Filed Nov 13, 2020 00:28 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 56,946 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058158 · doc4.xml · derivative · entry 7

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 59,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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November 11, 2020 Filed Nov 13, 2020 00:28 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 56,946 $17.10 $973,776.60
Disclosure

SEC source: 0001209191-20-058158 · doc4.xml · nonDerivative · entry 2

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,502

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $17.00 to $17.37 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 11, 2020 Filed Nov 13, 2020 00:28 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 56,946 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058158 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

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November 10, 2020 Filed Nov 13, 2020 00:28 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 117,404 $17.32 $2,033,437.28
Disclosure

SEC source: 0001209191-20-058158 · doc4.xml · derivative · entry 6

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,946

Underlying: Class A Common Stock · 117,404 shares

Expires not disclosed

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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November 10, 2020 Filed Nov 13, 2020 00:28 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 174,350 $6.10 $1,063,535.00
Disclosure

SEC source: 0001209191-20-058158 · doc4.xml · derivative · entry 5

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,350

Underlying: Class A Common Stock · 174,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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November 10, 2020 Filed Nov 13, 2020 00:28 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 174,350 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-20-058158 · doc4.xml · derivative · entry 4

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,830

Underlying: Class B Common Stock · 174,350 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F6 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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October 05, 2020 Filed Oct 7, 2020 23:05 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 21,680 $15.00 $325,200.00
Disclosure

SEC source: 0001209191-20-054222 · doc4.xml · nonDerivative · entry 2

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,350

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F1 · ownership.nature: The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee.

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February 04, 2020 Filed Oct 7, 2020 23:05 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GiftClass A Common Stock 12,850 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054222 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 50,030

F1 · ownership.nature: The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee.

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February 01, 2020 Filed Feb 5, 2020 01:05 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 9,877 $19.64 $193,984.28
Disclosure

SEC source: 0001209191-20-006696 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,382

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

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January 30, 2020 Filed Feb 4, 2020 01:57 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 3,496 $19.75 $69,046.00
Disclosure

SEC source: 0001209191-20-006160 · doc4.xml · nonDerivative · entry 3

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,259

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

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January 27, 2020 Filed Jan 30, 2020 02:05 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantStock Appreciation Rights · Derivative 36,549 $0.00 Strike: $20.25 $0.00
Disclosure

SEC source: 0001209191-20-005460 · doc4.xml · derivative · entry 2

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,549

Underlying: Class A Common Stock · 36,549 shares

Expires 2030-01-27

F2 · derivative.exercise_date: The stock appreciation rights vest in four equal annual installments measured from January 27, 2020.

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January 27, 2020 Filed Jan 30, 2020 02:05 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 12,345 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-005460 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,455

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal annual installments measured from January 27, 2020.

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January 27, 2020 Filed Feb 4, 2020 01:57 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 19,357 $20.25 $391,979.25
Disclosure

SEC source: 0001209191-20-006160 · doc4.xml · nonDerivative · entry 2

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,755

F2 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
January 27, 2020 Filed Feb 4, 2020 01:57 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 53,657 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-006160 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,112

F1 · kind: On February 1, 2017, the reporting person was granted performance-based restricted stock units (PSRUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class B common stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 27, 2020, resulting in the issuance of 53,657 vested PRSUs.

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January 21, 2020 Filed Jan 23, 2020 21:13 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 48,750 $20.00 $975,058.50
Disclosure

SEC source: 0001209191-20-004635 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 107,110

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $20.00 to $20.03 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · ownership.nature: The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee.

Read SEC document
December 20, 2019 Filed Dec 23, 2019 22:31 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 3,400 $20.00 $68,004.42
Disclosure

SEC source: 0001209191-19-061829 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,860

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $20.00 to $20.005 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:17 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 115,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049305 · doc4.xml · derivative · entry 2

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 115,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 20:17 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 115,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-049305 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,260

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 03, 2019 Filed Jan 8, 2020 21:29 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GiftClass B Common Stock · Derivative 115,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002520 · doc5.xml · derivative · entry 2

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 115,030

Underlying: Class B Common Stock · 115,030 shares

Expires not disclosed

F1 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee.

Read SEC document
May 03, 2019 Filed Jan 8, 2020 21:29 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GiftClass B Common Stock · Derivative 115,030 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002520 · doc5.xml · derivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 115,030 shares

Expires not disclosed

F1 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Mar 28, 2019 00:24 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherStock Appreciation Rights · Derivative 26,100 $0.00 Strike: $7.43 $0.00
Disclosure

SEC source: 0001209191-19-021548 · doc4.xml · derivative · entry 13

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,100

Underlying: Class B Common Stock · 26,100 shares

Expires 2022-02-04

F7 · shares: Each SAR represents the right to receive, upon exercise, shares of the Issuer's Class B Common Stock with a value equal to the increase in the fair market value of one share of Class B Common Stock from the date of grant of the SAR.

F11 · derivative.exercise_date: 100% of these SARs are fully vested.

F1 · derivative.underlying: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.