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JAFFE SETH

Disclosed activity across 1 company

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112926
SEC CIK
0001263162

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LEVI STRAUSS & COLEVI · Entity 3651EVP & Chief Legal OfficerMay 31, 2023June 02, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LEVI STRAUSS & CO

Report date May 31, 2023 · Filed June 02, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect173,732 Ending reported balance After 2023-05-31 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-05-31 · Conversion · Acquired 2,938 · Balance 176,670

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.

F2: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Row 2 · 2023-05-31 · Sale · Disposed 2,938 · Balance 173,732

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.

Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $6.90 · Expires 2024-02-01Direct96,435 Reported balance After 2023-05-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-05-31 · Exercise / conversion · Disposed 12,055 · Balance 96,435

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.

F3: 100% of these stock appreciation rights are fully vested.

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Class B Common StockSEC Table II · derivative / convertible securityDirect240,535 Reported balance After 2023-05-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-05-31 · Exercise / conversion · Acquired 12,055 · Balance 240,535

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.

Class B Common StockSEC Table II · derivative / convertible securityDirect231,418 Reported balance After 2023-05-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-05-31 · Disposition to issuer · Disposed 9,117 · Balance 231,418

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.

F5: Represents shares withheld by the company for exercise price and taxes upon exercise of a stock appreciation right.

Class B Common StockSEC Table II · derivative / convertible securityDirect228,480 Reported balance After 2023-05-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-05-31 · Conversion · Disposed 2,938 · Balance 228,480

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.

F2: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Filing footnotes · ownership attribution and instrument terms

F1: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.

F2: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3: 100% of these stock appreciation rights are fully vested.

F4: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5: Represents shares withheld by the company for exercise price and taxes upon exercise of a stock appreciation right.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2023 Filed Jun 2, 2023 00:04 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 2,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-033463 · doc4.xml · derivative · entry 6

JAFFE SETH · CIK 0001263162 · EVP & Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 228,480

Underlying: Class A Common Stock · 2,938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 00:04 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 9,117 $13.48 $122,897.16
Disclosure

SEC source: 0001209191-23-033463 · doc4.xml · derivative · entry 5

JAFFE SETH · CIK 0001263162 · EVP & Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 231,418

Underlying: Class A Common Stock · 9,117 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.

F5 · kind: Represents shares withheld by the company for exercise price and taxes upon exercise of a stock appreciation right.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 00:04 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 12,055 $6.90 $83,179.50
Disclosure

SEC source: 0001209191-23-033463 · doc4.xml · derivative · entry 4

JAFFE SETH · CIK 0001263162 · EVP & Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 240,535

Underlying: Class A Common Stock · 12,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 00:04 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 12,055 $0.00 Strike: $6.90 $0.00
Disclosure

SEC source: 0001209191-23-033463 · doc4.xml · derivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 96,435

Underlying: Class B Common Stock · 12,055 shares

Expires 2024-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.

F3 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 00:04 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 2,938 $13.45 $39,516.10
Disclosure

SEC source: 0001209191-23-033463 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 173,732

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 00:04 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 2,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-033463 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 176,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan adopted by the Reporting Person on February 6, 2023.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
January 30, 2023 Filed Feb 2, 2023 02:41 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 1,083 $17.78 $19,255.74
Disclosure

SEC source: 0001209191-23-006057 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,732

F1 · kind: Shares withheld to cover tax obligation from settlement of vested RSUs.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:23 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantStock Appreciation Rights · Derivative 42,372 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001209191-23-005798 · doc4.xml · derivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,372

Underlying: Class A Common Stock · 42,372 shares

Expires 2033-01-26

F3 · derivative.exercise_date: Vests in four equal installments of 25% on each of January 26, 2024, January 24, 2025, January 30, 2026, and January 29, 2027, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:23 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 2,987 $17.79 $53,138.73
Disclosure

SEC source: 0001209191-23-005798 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,815

F2 · kind: Shares withheld to cover tax obligation from settlement of vested RSUs.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 23:23 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 16,863 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-005798 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,802

F1 · kind: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in four equal installments of 25% on each of January 26, 2024, January 24, 2025, January 30, 2026, and January 29, 2027, subject to Participant's Continuous Service through each such vesting date.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 23:53 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 7,465 $16.82 $125,561.30
Disclosure

SEC source: 0001209191-23-004899 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,939

F2 · kind: Shares withheld to cover tax obligation from settlement of vested PRSUs.

Read SEC document
January 23, 2023 Filed Jan 25, 2023 23:53 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 20,516 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004899 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,404

F1 · kind: On January 27, 2020, the reporting person was granted performance-based restricted stock units (PRSUs). Each PRSU represents a contingent right to receive shares of the Issuer's Class A common stock upon settlement and has no expiration date. The PRSUs vest at the end of a three-year period following the grant on the date that the Board of Directors certifies attainment, based on the Issuer's satisfaction of certain performance criteria. The performance criteria were met on January 23, 2023, resulting in the issuance of 20,516 vested PRSUs.

Read SEC document
December 30, 2022 Filed Jan 3, 2023 23:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 11,442 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000401 · doc4.xml · derivative · entry 6

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,480

Underlying: Class A Common Stock · 11,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 30, 2022 Filed Jan 3, 2023 23:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 26,334 $15.43 $406,333.62
Disclosure

SEC source: 0001209191-23-000401 · doc4.xml · derivative · entry 5

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,922

Underlying: Class A Common Stock · 26,334 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F6 · kind: Represents shares withheld by the company for exercise price and taxes upon exercise of a stock appreciation right.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 30, 2022 Filed Jan 3, 2023 23:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 37,776 $6.10 $230,433.60
Disclosure

SEC source: 0001209191-23-000401 · doc4.xml · derivative · entry 4

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,256

Underlying: Class A Common Stock · 37,776 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 30, 2022 Filed Jan 3, 2023 23:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 37,776 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-23-000401 · doc4.xml · derivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 37,776 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
December 30, 2022 Filed Jan 3, 2023 23:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 11,442 $15.47 $177,007.74
Disclosure

SEC source: 0001209191-23-000401 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,888

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $15.45 to $15.485. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
December 30, 2022 Filed Jan 3, 2023 23:16 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 11,442 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-000401 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
December 15, 2022 Filed Dec 19, 2022 21:24 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Tax withholdingClass A Common Stock 411 $16.02 $6,584.22
Disclosure

SEC source: 0001209191-22-061918 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,888

F1 · kind: Represents shares withheld by Levi Strauss & Co. for certain payroll taxes.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 01:24 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 11,862 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-059259 · doc4.xml · derivative · entry 6

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,480

Underlying: Class A Common Stock · 11,862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 01:24 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 25,915 $16.33 $423,191.95
Disclosure

SEC source: 0001209191-22-059259 · doc4.xml · derivative · entry 5

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,342

Underlying: Class A Common Stock · 25,915 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · kind: Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 01:24 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 37,777 $6.10 $230,439.70
Disclosure

SEC source: 0001209191-22-059259 · doc4.xml · derivative · entry 4

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,257

Underlying: Class A Common Stock · 37,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 01:24 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 37,777 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-22-059259 · doc4.xml · derivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,776

Underlying: Class B Common Stock · 37,777 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 01:24 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 11,862 $16.17 $191,808.54
Disclosure

SEC source: 0001209191-22-059259 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,299

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 01:24 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 11,862 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-059259 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 20:04 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 11,266 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055021 · doc4.xml · derivative · entry 6

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,480

Underlying: Class A Common Stock · 11,266 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 20:04 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 26,511 $15.08 $399,785.88
Disclosure

SEC source: 0001209191-22-055021 · doc4.xml · derivative · entry 5

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,746

Underlying: Class A Common Stock · 26,511 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F6 · kind: Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 20:04 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 37,777 $6.10 $230,439.70
Disclosure

SEC source: 0001209191-22-055021 · doc4.xml · derivative · entry 4

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,257

Underlying: Class A Common Stock · 37,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 20:04 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 37,777 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-22-055021 · doc4.xml · derivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,553

Underlying: Class B Common Stock · 37,777 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 20:04 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 11,266 $15.03 $169,327.98
Disclosure

SEC source: 0001209191-22-055021 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,299

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $14.99 to $15.05. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
October 31, 2022 Filed Nov 1, 2022 20:04 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 11,266 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-055021 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:12 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 11,276 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-052192 · doc4.xml · derivative · entry 6

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,480

Underlying: Class A Common Stock · 11,276 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:12 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 26,500 $15.10 $400,150.00
Disclosure

SEC source: 0001209191-22-052192 · doc4.xml · derivative · entry 5

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,756

Underlying: Class A Common Stock · 26,500 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · kind: Represents shares withheld by the company for taxes upon exercise of a stock appreciation right.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:12 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 37,776 $6.10 $230,433.60
Disclosure

SEC source: 0001209191-22-052192 · doc4.xml · derivative · entry 4

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,256

Underlying: Class A Common Stock · 37,776 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:12 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 37,776 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-22-052192 · doc4.xml · derivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,330

Underlying: Class B Common Stock · 37,776 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F4 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:12 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 11,276 $14.95 $168,576.20
Disclosure

SEC source: 0001209191-22-052192 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,299

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 20:12 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 11,276 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-052192 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:39 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 12,365 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048253 · doc4.xml · derivative · entry 6

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,480

Underlying: Class A Common Stock · 12,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:39 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 25,412 $17.56 $446,234.72
Disclosure

SEC source: 0001209191-22-048253 · doc4.xml · derivative · entry 5

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,845

Underlying: Class A Common Stock · 24,995 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:39 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 37,777 $6.10 $230,439.70
Disclosure

SEC source: 0001209191-22-048253 · doc4.xml · derivative · entry 4

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,257

Underlying: Class A Common Stock · 37,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:39 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 37,777 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-22-048253 · doc4.xml · derivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,106

Underlying: Class B Common Stock · 37,777 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:39 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 12,365 $17.57 $217,253.05
Disclosure

SEC source: 0001209191-22-048253 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,299

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $17.564 to $17.576. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
August 31, 2022 Filed Sep 1, 2022 20:39 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 12,365 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048253 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
July 29, 2022 Filed Aug 1, 2022 20:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 12,782 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043675 · doc4.xml · derivative · entry 6

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,480

Underlying: Class A Common Stock · 12,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
July 29, 2022 Filed Aug 1, 2022 20:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Disposition to issuerClass B Common Stock · Derivative 24,995 $18.73 $468,156.35
Disclosure

SEC source: 0001209191-22-043675 · doc4.xml · derivative · entry 5

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,262

Underlying: Class A Common Stock · 24,995 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
July 29, 2022 Filed Aug 1, 2022 20:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionClass B Common Stock · Derivative 37,777 $6.10 $230,439.70
Disclosure

SEC source: 0001209191-22-043675 · doc4.xml · derivative · entry 4

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,257

Underlying: Class A Common Stock · 37,777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
July 29, 2022 Filed Aug 1, 2022 20:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 Exercise / conversionStock Appreciation Rights · Derivative 37,777 $0.00 Strike: $6.10 $0.00
Disclosure

SEC source: 0001209191-22-043675 · doc4.xml · derivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,883

Underlying: Class B Common Stock · 37,777 shares

Expires 2023-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F4 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
July 29, 2022 Filed Aug 1, 2022 20:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 SaleClass A Common Stock 12,782 $18.75 $239,662.50
Disclosure

SEC source: 0001209191-22-043675 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,299

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $18.747 to $18.752. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
July 29, 2022 Filed Aug 1, 2022 20:40 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass A Common Stock 12,782 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043675 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,081

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
June 30, 2022 Filed Jul 1, 2022 20:11 UTC LEVI STRAUSS & CO LEVI · Entity 3651 ConversionClass B Common Stock · Derivative 11,948 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-040206 · doc4.xml · derivative · entry 6

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,480

Underlying: Class A Common Stock · 11,948 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.