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LEVI

LEVI STRAUSS & CO

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Tapewire entity
3651
SEC CIK
0000094845
Parsed reports
1,100

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202602
May 202608
Jun 202606
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2020 Filed Feb 12, 2020 23:41 UTC SaleClass A Common Stock 809 $20.01 $16,191.33
Disclosure

SEC source: 0001567619-20-003089 · doc1.xml · nonDerivative · entry 2

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $ 20.00 to $20.04 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 23:41 UTC ConversionClass A Common Stock 809 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-003089 · doc1.xml · nonDerivative · entry 1

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 23:39 UTC ConversionClass B Common Stock · Derivative 5,394 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-003088 · doc1.xml · derivative · entry 7

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,583,138

Underlying: Class A Common Stock · 5,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 23:39 UTC SaleClass A Common Stock 5,394 $20.01 $107,955.52
Disclosure

SEC source: 0001567619-20-003088 · doc1.xml · nonDerivative · entry 2

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $ 20.00 to $20.04 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 23:39 UTC ConversionClass A Common Stock 5,394 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-003088 · doc1.xml · nonDerivative · entry 1

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:38 UTC ConversionClass B Common Stock · Derivative 400,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008334 · doc4.xml · derivative · entry 3

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,107,540

Underlying: Class A Common Stock · 400,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David A. Friedman 1993 Revocable Trust.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:38 UTC ConversionClass A Common Stock 400,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-008334 · doc4.xml · nonDerivative · entry 1

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 410,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David A. Friedman 1993 Revocable Trust.

F2 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:37 UTC
Love David SievewrightEVP & Pres Asia Mid E & Africa
SaleClass A Common Stock 16,946 $19.82 $335,829.05
Disclosure

SEC source: 0001209191-20-008331 · doc4.xml · nonDerivative · entry 1

Love David Sievewright · CIK 0001768669 · EVP & Pres Asia Mid E & Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,788

F1 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $19.80 to $19.86. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 21:36 UTC
Brockett GavinSr VP, Global Controller, PAO
SaleClass A Common Stock 18,071 $19.46 $351,661.66
Disclosure

SEC source: 0001209191-20-008327 · doc4.xml · nonDerivative · entry 1

Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,898

F1 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $19.45 to $19.525. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · balance_after: Includes 779 shares and 600 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on October 15, 2019 and January 15, 2020, respectively.

Read SEC document
February 06, 2020 Filed Feb 6, 2020 22:48 UTC SaleClass A Common Stock 11,292 $20.03 $226,126.82
Disclosure

SEC source: 0001209191-20-007249 · doc4.xml · nonDerivative · entry 2

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 439,998

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.0000 to $20.0807 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust B for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

Read SEC document
February 06, 2020 Filed Feb 6, 2020 22:48 UTC SaleClass A Common Stock 5,991 $20.03 $119,972.17
Disclosure

SEC source: 0001209191-20-007249 · doc4.xml · nonDerivative · entry 1

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 287,469

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F2 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.0000 to $20.0807 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust A for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 22:52 UTC ConversionClass B Common Stock · Derivative 5,761 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002461 · doc1.xml · derivative · entry 6

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,588,532

Underlying: Class A Common Stock · 5,761 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 22:52 UTC SaleClass A Common Stock 5,761 $20.03 $115,366.33
Disclosure

SEC source: 0001567619-20-002461 · doc1.xml · nonDerivative · entry 4

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $ 20.00 to $20.0807 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 22:52 UTC ConversionClass A Common Stock 5,761 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002461 · doc1.xml · nonDerivative · entry 3

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 22:50 UTC ConversionClass B Common Stock · Derivative 864 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002460 · doc1.xml · derivative · entry 7

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,858,917

Underlying: Class A Common Stock · 864 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 22:50 UTC SaleClass A Common Stock 864 $20.03 $17,301.95
Disclosure

SEC source: 0001567619-20-002460 · doc1.xml · nonDerivative · entry 5

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.0807 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 22:50 UTC ConversionClass A Common Stock 864 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002460 · doc1.xml · nonDerivative · entry 4

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:15 UTC
Bergh Charles VDirector · President and CEO
ConversionClass B Common Stock · Derivative 987,343 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007488 · doc4.xml · derivative · entry 5

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 987,343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:15 UTC
Bergh Charles VDirector · President and CEO
ConversionClass A Common Stock 987,343 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007488 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,731,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 01:11 UTC ConversionClass B Common Stock · Derivative 8,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007334 · doc4.xml · derivative · entry 2

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 01:11 UTC ConversionClass A Common Stock 8,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007334 · doc4.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:22 UTC ConversionClass B Common Stock · Derivative 8,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007302 · doc4.xml · derivative · entry 2

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,890 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 00:22 UTC ConversionClass A Common Stock 8,890 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007302 · doc4.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 22:48 UTC SaleClass A Common Stock 22,029 $20.05 $441,615.36
Disclosure

SEC source: 0001209191-20-007249 · doc4.xml · nonDerivative · entry 4

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 451,290

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.000 to $20.180 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · ownership.nature: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust B for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 22:48 UTC SaleClass A Common Stock 11,689 $20.05 $234,329.38
Disclosure

SEC source: 0001209191-20-007249 · doc4.xml · nonDerivative · entry 3

Eisenhardt Elizabeth H · CIK 0001792748 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 293,460

F1 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $20.000 to $20.180 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · ownership.nature: These shares are held by the Elizabeth H. Eisenhardt 2012 Trust A for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 21:05 UTC
Love David SievewrightEVP & Pres Asia Mid E & Africa
SaleClass A Common Stock 74,205 $19.05 $1,413,605.25
Disclosure

SEC source: 0001209191-20-007150 · doc4.xml · nonDerivative · entry 1

Love David Sievewright · CIK 0001768669 · EVP & Pres Asia Mid E & Africa

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,734

Read SEC document
February 05, 2020 Filed Feb 6, 2020 21:04 UTC
Brockett GavinSr VP, Global Controller, PAO
SaleClass A Common Stock 7,377 $19.75 $145,695.75
Disclosure

SEC source: 0001209191-20-007149 · doc4.xml · nonDerivative · entry 2

Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,590

Read SEC document
February 05, 2020 Filed Feb 7, 2020 22:52 UTC ConversionClass B Common Stock · Derivative 11,239 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002461 · doc1.xml · derivative · entry 5

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,594,293

Underlying: Class A Common Stock · 11,239 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 22:52 UTC SaleClass A Common Stock 11,239 $20.05 $225,308.23
Disclosure

SEC source: 0001567619-20-002461 · doc1.xml · nonDerivative · entry 2

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $ 20.00 to $20.18 per share. Ms. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 22:52 UTC ConversionClass A Common Stock 11,239 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002461 · doc1.xml · nonDerivative · entry 1

Haas Jennifer C. · CIK 0001791586 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
February 05, 2020 Filed Feb 7, 2020 22:50 UTC ConversionClass B Common Stock · Derivative 1,686 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002460 · doc1.xml · derivative · entry 6

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,859,781

Underlying: Class A Common Stock · 1,686 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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February 05, 2020 Filed Feb 7, 2020 22:50 UTC GiftClass A Common Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002460 · doc1.xml · nonDerivative · entry 3

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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February 05, 2020 Filed Feb 7, 2020 22:50 UTC SaleClass A Common Stock 1,686 $20.05 $33,799.24
Disclosure

SEC source: 0001567619-20-002460 · doc1.xml · nonDerivative · entry 2

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F3 · kind: Shares disposed of pursuant to a previously established Rule 10b5-1 plan.

F4 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $ 20.00 to $20.18 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, on request, full information regarding the number of shares sold at each separate price within this range.

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February 05, 2020 Filed Feb 7, 2020 22:50 UTC ConversionClass A Common Stock 1,686 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-002460 · doc1.xml · nonDerivative · entry 1

Haas Bradley J. · CIK 0001791584 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class a Common Stock.

F2 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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February 05, 2020 Filed Feb 7, 2020 21:15 UTC
Bergh Charles VDirector · President and CEO
Disposition to issuerClass B Common Stock · Derivative 1,909,977 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007488 · doc4.xml · derivative · entry 4

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987,343

Underlying: Class A Common Stock · 987,343 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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February 05, 2020 Filed Feb 7, 2020 21:15 UTC
Bergh Charles VDirector · President and CEO
Exercise / conversionClass B Common Stock · Derivative 2,897,320 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007488 · doc4.xml · derivative · entry 3

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,897,320

Underlying: Class A Common Stock · 2,897,320 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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February 05, 2020 Filed Feb 7, 2020 21:15 UTC
Bergh Charles VDirector · President and CEO
Exercise / conversionStock Appreciation Rights · Derivative 2,897,320 $0.00 Strike: $6.45 $0.00
Disclosure

SEC source: 0001209191-20-007488 · doc4.xml · derivative · entry 2

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,897,320 shares

Expires 2021-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Of these SARs: (i) 965,780 are PSARs that vested on February 1, 2017 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 1,931,540 are time-based SARs that are fully vested.

F3 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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February 05, 2020 Filed Dec 11, 2020 21:35 UTC GiftClass A Common Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020977 · doc1.xml · nonDerivative · entry 1

Haas Daniel S. · CIK 0001791585 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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February 04, 2020 Filed Feb 6, 2020 21:04 UTC
Brockett GavinSr VP, Global Controller, PAO
SaleClass A Common Stock 3,926 $19.75 $77,538.50
Disclosure

SEC source: 0001209191-20-007149 · doc4.xml · nonDerivative · entry 1

Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,967

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February 04, 2020 Filed Feb 6, 2020 21:04 UTC OtherClass B Common Stock · Derivative 300,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-007148 · doc4.xml · derivative · entry 1

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,507,540

Underlying: Class A Common Stock · 300,000 shares

Expires not disclosed

F1 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · ownership.nature: The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.

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February 04, 2020 Filed Oct 7, 2020 23:05 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
GiftClass A Common Stock 12,850 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054222 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 50,030

F1 · ownership.nature: The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee.

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February 03, 2020 Filed Feb 4, 2020 23:24 UTC SaleClass A Common Stock 100,000 $19.17 $1,917,000.00
Disclosure

SEC source: 0001209191-20-006594 · doc4.xml · nonDerivative · entry 3

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,667

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $19.01 to $19.40 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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February 03, 2020 Filed Feb 4, 2020 23:23 UTC
Alstead TroyDirector
SaleClass A Common Stock 50,000 $18.66 $933,000.00
Disclosure

SEC source: 0001209191-20-006593 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,446

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February 01, 2020 Filed Feb 5, 2020 01:20 UTC
Singh Harmit JExecutive VP and CFO
Tax withholdingClass A Common Stock 25,147 $19.64 $493,887.08
Disclosure

SEC source: 0001209191-20-006718 · doc4.xml · nonDerivative · entry 1

Singh Harmit J · CIK 0001472176 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,859

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

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February 01, 2020 Filed Feb 5, 2020 01:19 UTC
Bergh Charles VDirector · President and CEO
Tax withholdingClass A Common Stock 106,273 $19.64 $2,087,201.72
Disclosure

SEC source: 0001209191-20-006715 · doc4.xml · nonDerivative · entry 1

Bergh Charles V · CIK 0001436534 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 744,156

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

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February 01, 2020 Filed Feb 5, 2020 01:09 UTC
Brockett GavinSr VP, Global Controller, PAO
Tax withholdingClass A Common Stock 3,756 $19.64 $73,767.84
Disclosure

SEC source: 0001209191-20-006704 · doc4.xml · nonDerivative · entry 1

Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,893

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

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February 01, 2020 Filed Feb 5, 2020 01:07 UTC
Ellison Seth M.EVP & President, Europe
Tax withholdingClass A Common Stock 15,530 $19.64 $305,009.20
Disclosure

SEC source: 0001209191-20-006701 · doc4.xml · nonDerivative · entry 1

Ellison Seth M. · CIK 0001768700 · EVP & President, Europe

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,008

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

Read SEC document
February 01, 2020 Filed Feb 5, 2020 01:08 UTC
Bagattini RoyEVP & President, Americas
Tax withholdingClass A Common Stock 17,066 $19.64 $335,176.24
Disclosure

SEC source: 0001209191-20-006702 · doc4.xml · nonDerivative · entry 1

Bagattini Roy · CIK 0001768720 · EVP & President, Americas

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,623

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

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February 01, 2020 Filed Feb 5, 2020 01:05 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
Tax withholdingClass A Common Stock 9,877 $19.64 $193,984.28
Disclosure

SEC source: 0001209191-20-006696 · doc4.xml · nonDerivative · entry 1

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,382

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

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February 01, 2020 Filed Feb 5, 2020 01:06 UTC
JAFFE SETHEVP & General Counsel
Tax withholdingClass A Common Stock 11,444 $19.64 $224,760.16
Disclosure

SEC source: 0001209191-20-006699 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,731

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.