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LEVI

LEVI STRAUSS & CO

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3651
SEC CIK
0000094845
Parsed reports
1,100

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202602
May 202608
Jun 202606
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 15, 2020 Filed Oct 16, 2020 21:00 UTC
Haas Miriam L10% owner
ConversionClass A Common Stock 63,982 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028511 · doc4.xml · nonDerivative · entry 3

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 21:00 UTC
Haas Miriam L10% owner
ConversionClass B Common Stock · Derivative 36,018 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028511 · doc4.xml · derivative · entry 5

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,948,244

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 21:00 UTC
Haas Miriam L10% owner
SaleClass A Common Stock 36,018 $15.56 $560,440.08
Disclosure

SEC source: 0000899243-20-028511 · doc4.xml · nonDerivative · entry 2

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.55 to $15.60 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 14, 2020 Filed Oct 16, 2020 21:00 UTC
Haas Miriam L10% owner
ConversionClass A Common Stock 36,018 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028511 · doc4.xml · nonDerivative · entry 1

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

Read SEC document
October 13, 2020 Filed Oct 14, 2020 21:00 UTC
Haas Miriam L10% owner
ConversionClass B Common Stock · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028189 · doc4.xml · derivative · entry 15

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,984,262

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 13, 2020 Filed Oct 14, 2020 21:00 UTC
Haas Miriam L10% owner
SaleClass A Common Stock 100,000 $15.54 $1,554,000.00
Disclosure

SEC source: 0000899243-20-028189 · doc4.xml · nonDerivative · entry 6

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.50 to $15.65 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 13, 2020 Filed Oct 14, 2020 21:00 UTC
Haas Miriam L10% owner
ConversionClass A Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028189 · doc4.xml · nonDerivative · entry 5

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 21:00 UTC
Haas Miriam L10% owner
ConversionClass B Common Stock · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028189 · doc4.xml · derivative · entry 14

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,084,262

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 21:00 UTC
Haas Miriam L10% owner
SaleClass A Common Stock 200,000 $15.94 $3,188,000.00
Disclosure

SEC source: 0000899243-20-028189 · doc4.xml · nonDerivative · entry 4

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.73 to $16.34 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 21:00 UTC
Haas Miriam L10% owner
ConversionClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028189 · doc4.xml · nonDerivative · entry 3

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

Read SEC document
October 09, 2020 Filed Oct 14, 2020 21:00 UTC
Haas Miriam L10% owner
ConversionClass B Common Stock · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028189 · doc4.xml · derivative · entry 13

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,284,262

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 09, 2020 Filed Oct 14, 2020 21:00 UTC
Haas Miriam L10% owner
SaleClass A Common Stock 200,000 $15.30 $3,060,000.00
Disclosure

SEC source: 0000899243-20-028189 · doc4.xml · nonDerivative · entry 2

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $15.04 to $15.67 per share. Upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 09, 2020 Filed Oct 14, 2020 21:00 UTC
Haas Miriam L10% owner
ConversionClass A Common Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028189 · doc4.xml · nonDerivative · entry 1

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.

Read SEC document
October 08, 2020 Filed Oct 14, 2020 21:00 UTC
Haas Miriam L10% owner
OtherClass B Common Stock · Derivative 6,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028189 · doc4.xml · derivative · entry 12

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trust

Disclosed balance after: 6,000,000

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · ownership.nature: Shares reflect contributions to a grantor retained annuity trust for the benefit of the reporting person and the remainder beneficiaries.

Read SEC document
October 08, 2020 Filed Oct 14, 2020 21:00 UTC
Haas Miriam L10% owner
OtherClass B Common Stock · Derivative 6,000,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028189 · doc4.xml · derivative · entry 11

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,484,262

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · ownership.direct: Shares reflect contributions to a grantor retained annuity trust for the benefit of the reporting person and the remainder beneficiaries.

Read SEC document
October 05, 2020 Filed Oct 7, 2020 23:05 UTC
Rosen MarcEVP & Pres. Direct-to-Customer
SaleClass A Common Stock 21,680 $15.00 $325,200.00
Disclosure

SEC source: 0001209191-20-054222 · doc4.xml · nonDerivative · entry 2

Rosen Marc · CIK 0001768725 · EVP & Pres. Direct-to-Customer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,350

F2 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F1 · ownership.nature: The shares are held by the Rosen Family Trust, of which the Reporting Person is a co-trustee.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 21:20 UTC
JAFFE SETHEVP & General Counsel
ConversionClass B Common Stock · Derivative 8,123 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053262 · doc4.xml · derivative · entry 6

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,480

Underlying: Class A Common Stock · 8,123 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 21:20 UTC
JAFFE SETHEVP & General Counsel
SaleClass A Common Stock 8,123 $13.85 $112,503.55
Disclosure

SEC source: 0001209191-20-053262 · doc4.xml · nonDerivative · entry 2

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,731

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F3 · price: Price represents the weighted average sale price of the shares sold. The sale price ranged from $13.64 to $14.05 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 21:20 UTC
JAFFE SETHEVP & General Counsel
ConversionClass A Common Stock 8,123 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-053262 · doc4.xml · nonDerivative · entry 1

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction being reported was effected pursuant to a previously established Rule 10b5-1 trading plan.

F2 · shares: Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:20 UTC
JAFFE SETHEVP & General Counsel
Disposition to issuerClass B Common Stock · Derivative 22,940 $13.40 $307,396.00
Disclosure

SEC source: 0001209191-20-053262 · doc4.xml · derivative · entry 5

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,603

Underlying: Class A Common Stock · 22,940 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:20 UTC
JAFFE SETHEVP & General Counsel
Exercise / conversionClass B Common Stock · Derivative 31,063 $6.45 $200,356.35
Disclosure

SEC source: 0001209191-20-053262 · doc4.xml · derivative · entry 4

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,543

Underlying: Class A Common Stock · 31,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:20 UTC
JAFFE SETHEVP & General Counsel
Exercise / conversionStock Appreciation Rights · Derivative 31,063 $0.00 Strike: $6.45 $0.00
Disclosure

SEC source: 0001209191-20-053262 · doc4.xml · derivative · entry 3

JAFFE SETH · CIK 0001263162 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,063

Underlying: Class B Common Stock · 31,063 shares

Expires 2021-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 100% of these stock appreciation rights are fully vested.

F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 29, 2020 Filed Jan 13, 2021 19:18 UTC OtherClass B Common Stock · Derivative 1,366,337 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000932 · ownership.xml · derivative · entry 12

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · To grantor retained annuity trusts of spouse

Disclosed balance after: 4,099,541

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F5 · kind: On the Transaction Date, the reporting person's spouse distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of herself and the remainder beneficiaries. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 29, 2020 Filed Jan 13, 2021 19:18 UTC OtherClass B Common Stock · Derivative 1,366,337 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000932 · ownership.xml · derivative · entry 11

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 276,480

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F5 · kind: On the Transaction Date, the reporting person's spouse distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of herself and the remainder beneficiaries. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
September 29, 2020 Filed Jan 13, 2021 19:18 UTC OtherClass B Common Stock · Derivative 359,851 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000932 · ownership.xml · derivative · entry 10

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,108,189

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F3 · kind: Transfers to trusts for the benefit of the reporting person's descendants that have been established by either Mr. Haas or his spouse. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: Transfers to trusts for the benefit of the reporting person's descendants that have been established by either Mr. Haas or his spouse. Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
September 29, 2020 Filed Jan 13, 2021 19:18 UTC OtherClass B Common Stock · Derivative 359,851 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000932 · ownership.xml · derivative · entry 9

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts of spouse

Disclosed balance after: 4,099,541

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F3 · kind: Transfers to trusts for the benefit of the reporting person's descendants that have been established by either Mr. Haas or his spouse. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Read SEC document
September 29, 2020 Filed Jan 13, 2021 19:18 UTC OtherClass B Common Stock · Derivative 1,366,337 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000932 · ownership.xml · derivative · entry 8

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · To spouse

Disclosed balance after: 276,480

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F2 · kind: On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: Mr. Haas disclaims beneficial ownership of these shares.

Read SEC document
September 29, 2020 Filed Jan 13, 2021 19:18 UTC OtherClass B Common Stock · Derivative 1,366,337 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000932 · ownership.xml · derivative · entry 7

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts of spouse

Disclosed balance after: 4,099,541

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F2 · kind: On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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September 29, 2020 Filed Jan 13, 2021 19:18 UTC OtherClass B Common Stock · Derivative 1,931,720 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000932 · ownership.xml · derivative · entry 6

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · To grantor retained annuity trusts

Disclosed balance after: 5,648,826

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F4 · kind: On the Transaction Date, the reporting person distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of himself and the remainder beneficiaries.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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September 29, 2020 Filed Jan 13, 2021 19:18 UTC OtherClass B Common Stock · Derivative 1,931,720 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000932 · ownership.xml · derivative · entry 5

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,760

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F4 · kind: On the Transaction Date, the reporting person distributed shares of Class B Common Stock to one or more grantor retained annuity trusts for the benefit of himself and the remainder beneficiaries.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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September 29, 2020 Filed Jan 13, 2021 19:18 UTC OtherClass B Common Stock · Derivative 495,583 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000932 · ownership.xml · derivative · entry 4

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 23,179,324

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F3 · kind: Transfers to trusts for the benefit of the reporting person's descendants that have been established by either Mr. Haas or his spouse. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F3 · ownership.nature: Transfers to trusts for the benefit of the reporting person's descendants that have been established by either Mr. Haas or his spouse. Mr. Haas disclaims beneficial ownership of these shares.

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September 29, 2020 Filed Jan 13, 2021 19:18 UTC OtherClass B Common Stock · Derivative 495,583 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000932 · ownership.xml · derivative · entry 3

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 5,648,826

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F3 · kind: Transfers to trusts for the benefit of the reporting person's descendants that have been established by either Mr. Haas or his spouse. Mr. Haas disclaims beneficial ownership of these shares.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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September 29, 2020 Filed Jan 13, 2021 19:18 UTC OtherClass B Common Stock · Derivative 1,931,720 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000932 · ownership.xml · derivative · entry 2

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,760

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · kind: On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the reporting person.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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September 29, 2020 Filed Jan 13, 2021 19:18 UTC OtherClass B Common Stock · Derivative 1,931,720 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-000932 · ownership.xml · derivative · entry 1

Haas Robert D. · CIK 0001770963 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trusts

Disclosed balance after: 5,648,826

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · kind: On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the reporting person.

F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F7 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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August 25, 2020 Filed Oct 14, 2020 21:00 UTC
Haas Miriam L10% owner
OtherClass B Common Stock · Derivative 9,045,153 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028189 · doc4.xml · derivative · entry 10

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,484,262

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.direct: Shares reflect distributions from a grantor retained annuity trust for the benefit of the reporting person and the remainder beneficiaries.

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August 25, 2020 Filed Oct 14, 2020 21:00 UTC
Haas Miriam L10% owner
OtherClass B Common Stock · Derivative 17,147,064 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-028189 · doc4.xml · derivative · entry 9

Haas Miriam L · CIK 0001768680 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By grantor retained annuity trust

Disclosed balance after: 0

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F5 · derivative.underlying_shares: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F6 · ownership.nature: Shares reflect distributions from a grantor retained annuity trust for the benefit of the reporting person and the remainder beneficiaries.

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July 27, 2020 Filed Jul 27, 2020 22:49 UTC PurchaseClass A Common Stock 1,200 $12.13 $14,556.00
Disclosure

SEC source: 0001209191-20-043780 · doc4.xml · nonDerivative · entry 1

McCormick Christopher J · CIK 0001745717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,315

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July 22, 2020 Filed Jul 23, 2020 21:58 UTC PurchaseClass A Common Stock 3,786 $11.92 $45,129.12
Disclosure

SEC source: 0001209191-20-043533 · doc4.xml · nonDerivative · entry 1

McCormick Christopher J · CIK 0001745717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,115

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July 19, 2020 Filed Jul 23, 2020 01:03 UTC
Brockett GavinSr VP, Global Controller, PAO
Tax withholdingClass A Common Stock 4,924 $12.36 $60,860.64
Disclosure

SEC source: 0001209191-20-043423 · doc4.xml · nonDerivative · entry 1

Brockett Gavin · CIK 0001772309 · Sr VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,008

F1 · kind: Shares withheld to cover tax obligation from settlement of vested restricted stock units.

F2 · balance_after: Includes 1,078 shares and 218 shares acquired pursuant to the Issuer's Employee Stock Purchase Plan on April 15, 2020 and July 15, 2020, respectively.

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July 16, 2020 Filed Jul 21, 2020 00:38 UTC GrantClass A Common Stock 12,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043105 · doc4.xml · nonDerivative · entry 1

Friedman David A · CIK 0001768697 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,026

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

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July 16, 2020 Filed Jul 20, 2020 23:11 UTC GrantClass A Common Stock 12,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043088 · doc4.xml · nonDerivative · entry 1

Pineda Patricia Salas · CIK 0001769208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,583

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

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July 16, 2020 Filed Jul 20, 2020 23:12 UTC GrantClass A Common Stock 12,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043089 · doc4.xml · nonDerivative · entry 1

Prime Joshua E · CIK 0001768684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,536

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

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July 16, 2020 Filed Jul 20, 2020 23:10 UTC GrantClass A Common Stock 20,481 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043087 · doc4.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,639

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

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July 16, 2020 Filed Jul 20, 2020 23:09 UTC
MING JENNY JDirector
GrantClass A Common Stock 12,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043086 · doc4.xml · nonDerivative · entry 1

MING JENNY J · CIK 0001188390 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,773

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

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July 16, 2020 Filed Jul 20, 2020 23:09 UTC GrantClass A Common Stock 12,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043085 · doc4.xml · nonDerivative · entry 1

McCormick Christopher J · CIK 0001745717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,329

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

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July 16, 2020 Filed Jul 20, 2020 23:08 UTC
Garten YaelDirector
GrantClass A Common Stock 12,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043084 · doc4.xml · nonDerivative · entry 1

Garten Yael · CIK 0001800786 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,786

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

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July 16, 2020 Filed Jul 20, 2020 23:07 UTC GrantClass A Common Stock 12,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043083 · doc4.xml · nonDerivative · entry 1

Fleischer Spencer C · CIK 0001235824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,683

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

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July 16, 2020 Filed Jul 20, 2020 23:07 UTC GrantClass A Common Stock 12,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043082 · doc4.xml · nonDerivative · entry 1

ECKERT ROBERT · CIK 0001194256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,829

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

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July 16, 2020 Filed Jul 20, 2020 23:06 UTC
Beraud JillDirector
GrantClass A Common Stock 12,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043081 · doc4.xml · nonDerivative · entry 1

Beraud Jill · CIK 0001520061 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,531

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

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July 16, 2020 Filed Jul 20, 2020 23:05 UTC
Alstead TroyDirector
GrantClass A Common Stock 12,449 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043080 · doc4.xml · nonDerivative · entry 1

Alstead Troy · CIK 0001450940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,530

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.