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Neal Stephen C

Disclosed activity across 2 companies

Tapewire entity
10617
SEC CIK
0001768670

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LEVI STRAUSS & COLEVI · Entity 3651DirectorFebruary 26, 2021March 03, 2021
NVIDIA CORPNVDA · Entity 1023DirectorJune 25, 2026June 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LEVI STRAUSS & CO

Report date February 26, 2021 · Filed March 03, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect143,730 Reported balance After 2021-02-26 transaction · row 1
1 source row

Row 1 · 2021-02-26 · Grant · Acquired 91 · Balance 143,730

F1: With respect to 43 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The DERs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F2: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A common stock or Class B common stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A common stock or Class B common stock, as appropriate.

Filing footnotes · ownership attribution and instrument terms

F1: With respect to 43 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The DERs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F2: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A common stock or Class B common stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A common stock or Class B common stock, as appropriate.

NVIDIA CORP

Report date June 25, 2026 · Filed June 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,098 Reported balance After 2026-06-25 transaction · row 1
1 source row

Row 1 · 2026-06-25 · Grant · Acquired 1,211 · Balance 5,098

F1: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 18, 2026 and 50% of the shares on May 19, 2027. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Common StockSEC Table I · non-derivativeIndirectThe Neal/Rhyu Revocable Trust dated 5/2/2017116,135 Reported balance Holding disclosure · report date 2026-06-25 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 116,135

F2: Shares held by The Neal/Rhyu Revocable Trust dated 5/2/2017, of which the Reporting Person is trustee.

Common StockSEC Table I · non-derivativeIndirect2013 Stephen C. Neal Revocable Trust42,203 Reported balance Holding disclosure · report date 2026-06-25 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 42,203

F3: Shares held by 2013 Stephen C. Neal Revocable Trust, of which the Reporting Person is trustee.

Common StockSEC Table I · non-derivativeIndirect2013 Michelle S. Rhyu Revocable Trust7,142 Reported balance Holding disclosure · report date 2026-06-25 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 7,142

F4: Shares held by 2013 Michelle S. Rhyu Revocable Trust.

Filing footnotes · ownership attribution and instrument terms

F1: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 18, 2026 and 50% of the shares on May 19, 2027. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

F2: Shares held by The Neal/Rhyu Revocable Trust dated 5/2/2017, of which the Reporting Person is trustee.

F3: Shares held by 2013 Stephen C. Neal Revocable Trust, of which the Reporting Person is trustee.

F4: Shares held by 2013 Michelle S. Rhyu Revocable Trust.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 25, 2026 Filed Jun 29, 2026 21:04 UTC NVIDIA CORP NVDA · Entity 1023 GrantCommon Stock 1,211 $0.00 $0.00
Disclosure

SEC source: 0001768670-26-000004 · wk-form4_1782767093.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,098

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 18, 2026 and 50% of the shares on May 19, 2027. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
June 03, 2026 Filed Jun 5, 2026 21:12 UTC NVIDIA CORP NVDA · Entity 1023 SaleCommon Stock 15,500 $215.73 $3,343,863.05
Disclosure

SEC source: 0001768670-26-000002 · wk-form4_1780693972.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · The Neal/Rhyu Revocable Trust dated 5/2/2017

Disclosed balance after: 116,135

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $215.680 to $215.790. The Reporting Person will provide upon request, to the Securities and Exchange Commission, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Reflects 11,775 shares transferred without consideration from the Neal/Rhyu Revocable Trust dated 5/2/2017 (the "Trust") to the 2013 Stephen C. Neal Revocable Trust (the "Neal Revocable Trust").

F3 · ownership.nature: Shares held by the Trust, of which the Reporting Person is trustee.

Read SEC document
September 12, 2025 Filed Sep 16, 2025 23:40 UTC NVIDIA CORP NVDA · Entity 1023 SaleCommon Stock 28,000 $177.58 $4,972,343.60
Disclosure

SEC source: 0001768670-25-000008 · wk-form4_1758066009.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · The Neal/Rhyu Revocable Trust dated 5/2/2017

Disclosed balance after: 143,410

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $177.550 to $177.6172. The Reporting Person will provide upon request, to the Securities and Exchange Commission, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Shares held by the Neal/Rhyu Revocable Trust dated 5/2/2017, of which the Reporting Person is trustee.

Read SEC document
August 29, 2025 Filed Sep 4, 2025 00:36 UTC NVIDIA CORP NVDA · Entity 1023 GiftCommon Stock 1,700 $0.00 $0.00
Disclosure

SEC source: 0001768670-25-000005 · wk-form4_1756946210.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · The Neal/Rhyu Revocable Trust dated 5/2/2017

Disclosed balance after: 171,410

F1 · price: Gift without consideration.

F2 · balance_after: Reflects 11,428 shares transferred without consideration from the Neal/Rhyu Revocable Trust dated 5/2/2017 (the "Trust"), of which the Reporting Person is trustee, to the 2013 Stephen C. Neal Revocable Trust (the "Neal Revocable Trust"), of which the Reporting Person is trustee.

F3 · balance_after: Reflects 7,142 shares transferred without consideration from the Trust to the 2013 Michelle S. Rhyu Revocable Trust (the "Rhyu Revocable Trust").

F4 · ownership.nature: Shares held by the Trust.

Read SEC document
June 26, 2025 Filed Jun 30, 2025 20:45 UTC NVIDIA CORP NVDA · Entity 1023 GrantCommon Stock 1,799 $0.00 $0.00
Disclosure

SEC source: 0001045810-25-000168 · wk-form4_1751316316.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,887

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 19, 2025 and 50% of the shares on May 20, 2026. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

F2 · balance_after: Reflects 179,160 shares transferred without consideration from the Reporting Person to the Neal/Rhyu Revocable Trust dated 5/2/2017 (the "Trust"), of which the Reporting Person is trustee.

Read SEC document
June 27, 2024 Filed Jul 1, 2024 20:49 UTC NVIDIA CORP NVDA · Entity 1023 GrantCommon Stock 2,088 $0.00 $0.00
Disclosure

SEC source: 0001045810-24-000198 · wk-form4_1719866941.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,248

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 20, 2024 and 50% of the shares on May 21, 2025. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

F2 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on June 7, 2024.

Read SEC document
November 27, 2023 Filed Nov 29, 2023 00:34 UTC NVIDIA CORP NVDA · Entity 1023 GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001045810-23-000232 · wk-form4_1701218077.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · The Neal/Rhyu Revocable Trust dated 5/02/2017

Disclosed balance after: 1,252

F1 · price: Gift without consideration.

F2 · ownership.nature: Shares held by the Neal/Rhyu Revocable Trust dated 5/02/2017, of which the Reporting Person is trustee.

Read SEC document
June 23, 2023 Filed Jun 27, 2023 22:21 UTC NVIDIA CORP NVDA · Entity 1023 GrantCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0001045810-23-000153 · wk-form4_1687904486.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,916

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 15, 2023 and 50% of the shares on May 15, 2024. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 22:13 UTC NVIDIA CORP NVDA · Entity 1023 GrantCommon Stock 1,438 $0.00 $0.00
Disclosure

SEC source: 0001045810-22-000103 · wf-form4_165463997859926.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,266

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 16, 2022 and 50% of the shares on May 17, 2023. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

F2 · balance_after: Adjusted to reflect a four-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on July 19, 2021.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:09 UTC NVIDIA CORP NVDA · Entity 1023 GrantCommon Stock 429 $0.00 $0.00
Disclosure

SEC source: 0001045810-21-000091 · wf-form4_162318291729365.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,957

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 214 of the shares on November 17, 2021 and 215 of the shares on May 18, 2022. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
February 26, 2021 Filed Mar 3, 2021 02:23 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 91 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-016612 · doc4.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,730

F1 · shares: With respect to 43 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The DERs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A common stock or Class B common stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A common stock or Class B common stock, as appropriate.

Read SEC document
September 25, 2020 Filed Sep 29, 2020 21:21 UTC NVIDIA CORP NVDA · Entity 1023 PurchaseCommon Stock 498 $500.95 $249,473.10
Disclosure

SEC source: 0001045810-20-000173 · wf-form4_160141446117500.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,476

F1 · price: Represents weighted average sales price. The shares were sold at prices ranging from $500.88 to $500.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
September 22, 2020 Filed Sep 23, 2020 21:17 UTC NVIDIA CORP NVDA · Entity 1023 PurchaseCommon Stock 15 $494.15 $7,412.25
Disclosure

SEC source: 0001045810-20-000171 · wf-form4_160089584933197.xml · nonDerivative · entry 2

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,978

Read SEC document
September 21, 2020 Filed Sep 23, 2020 21:17 UTC NVIDIA CORP NVDA · Entity 1023 PurchaseCommon Stock 435 $498.23 $216,730.05
Disclosure

SEC source: 0001045810-20-000171 · wf-form4_160089584933197.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,963

Read SEC document
July 16, 2020 Filed Jul 20, 2020 23:10 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 20,481 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043087 · doc4.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,639

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 22:10 UTC NVIDIA CORP NVDA · Entity 1023 GrantCommon Stock 712 $0.00 $0.00
Disclosure

SEC source: 0001045810-20-000085 · wf-form4_159199980398590.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,528

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 18, 2020 and 50% of the shares on May 19, 2021. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
June 05, 2020 Filed Jul 13, 2020 23:25 UTC NVIDIA CORP NVDA · Entity 1023 PurchaseCommon 7 $356.81 $2,497.67
Disclosure

SEC source: 0001045810-20-000131 · wf-form4_159468271317312.xml · nonDerivative · entry 6

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Neal/Rhyu Revocable Trust dated 5/02/2017

Disclosed balance after: 65

F2 · ownership.nature: Shares held by the 2017 Trust, of which the Reporting Person is co-trustee.

Read SEC document
May 15, 2020 Filed Jul 13, 2020 23:25 UTC NVIDIA CORP NVDA · Entity 1023 PurchaseCommon 8 $339.64 $2,717.12
Disclosure

SEC source: 0001045810-20-000131 · wf-form4_159468271317312.xml · nonDerivative · entry 5

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Neal/Rhyu Revocable Trust dated 5/02/2017

Disclosed balance after: 58

F2 · ownership.nature: Shares held by the 2017 Trust, of which the Reporting Person is co-trustee.

Read SEC document
May 08, 2020 Filed May 12, 2020 22:55 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 375 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-028648 · doc4.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,957

F1 · shares: With respect to 327 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The DERs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A common stock or Class B common stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A common stock or Class B common stock, as appropriate.

Read SEC document
May 08, 2020 Filed Jun 1, 2020 20:37 UTC Amendment LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 576 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-033208 · doc4a.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,158

F1 · shares: With respect to 503 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The DERs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A common stock or Class B common stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A common stock or Class B common stock, as appropriate.

Read SEC document
May 04, 2020 Filed Jul 13, 2020 23:25 UTC NVIDIA CORP NVDA · Entity 1023 PurchaseCommon 9 $291.29 $2,621.61
Disclosure

SEC source: 0001045810-20-000131 · wf-form4_159468271317312.xml · nonDerivative · entry 4

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Neal/Rhyu Revocable Trust dated 5/02/2017

Disclosed balance after: 50

F2 · ownership.nature: Shares held by the 2017 Trust, of which the Reporting Person is co-trustee.

Read SEC document
April 21, 2020 Filed Jul 13, 2020 23:25 UTC NVIDIA CORP NVDA · Entity 1023 PurchaseCommon 25 $269.52 $6,738.00
Disclosure

SEC source: 0001045810-20-000131 · wf-form4_159468271317312.xml · nonDerivative · entry 3

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Neal/Rhyu Revocable Trust dated 5/02/2017

Disclosed balance after: 41

F2 · ownership.nature: Shares held by the 2017 Trust, of which the Reporting Person is co-trustee.

Read SEC document
April 16, 2020 Filed Jul 13, 2020 23:25 UTC NVIDIA CORP NVDA · Entity 1023 PurchaseCommon 6 $294.71 $1,768.26
Disclosure

SEC source: 0001045810-20-000131 · wf-form4_159468271317312.xml · nonDerivative · entry 2

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · 2013 Stephen C. Neal Revocable Trust

Disclosed balance after: 25

F3 · ownership.nature: Shares held by the 2013 Trust, of which the Reporting Person is trustee.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 22:47 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 372 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-012667 · doc4.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,582

F1 · shares: With respect to 325 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The DERs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A common stock or Class B common stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A common stock or Class B common stock, as appropriate.

Read SEC document
October 17, 2019 Filed Jan 8, 2020 21:30 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 822 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-002523 · doc5.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,210

F1 · shares: With respect to 719 dividend equivalent rights (DER), each of those DERs represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The DERs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F2 · price: Settlement of DER in connection with restricted stock units (RSU). The rights accrued when and as dividends were paid on the Issuer's Class A common stock or Class B common stock, as appropriate, and became exercisable proportionately with the RSU to which they are related. Each DER is the economic equivalent of one share of the Issuer's Class A common stock or Class B common stock, as appropriate.

Read SEC document
June 20, 2019 Filed Aug 9, 2019 20:19 UTC LEVI STRAUSS & CO LEVI · Entity 3651 GrantClass A Common Stock 11,708 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-045345 · doc4.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,388

F1 · shares: The shares are represented by restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

Read SEC document
May 23, 2019 Filed May 28, 2019 22:26 UTC NVIDIA CORP NVDA · Entity 1023 GrantCommon Stock 1,258 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000098 · wf-form4_155908236041225.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,816

F1 · price: Annual grant in connection with service on the Board of Directors. The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock units shall vest as to 50% of the shares on November 20, 2019 and 50% of the shares on May 20, 2020. If the Reporting Person's service as a director terminates at any time due to death, the grant shall immediately become fully vested.

Read SEC document
April 17, 2019 Filed Jul 13, 2020 23:25 UTC NVIDIA CORP NVDA · Entity 1023 PurchaseCommon 4 $186.93 $747.72
Disclosure

SEC source: 0001045810-20-000131 · wf-form4_159468271317312.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The Neal/Rhyu Revocable Trust dated 5/02/2017

Disclosed balance after: 16

F1 · balance_after: Includes 12 additional shares of common stock held by the 2013 Stephen C. Neal Revocable Trust (the "2013 Trust") on March 30, 2019, the date on which the Reporting Person became a director of the Issuer. These 12 shares and the 4 shares purchased on April 17, 2019 were subsequently transferred to the Neal/Rhyu Revocable Trust dated 5/02/2017 (the "2017 Trust").

F2 · ownership.nature: Shares held by the 2017 Trust, of which the Reporting Person is co-trustee.

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April 08, 2019 Filed Apr 9, 2019 23:02 UTC NVIDIA CORP NVDA · Entity 1023 GrantCommon Stock 1,419 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000067 · wf-form4_155485094995111.xml · nonDerivative · entry 2

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,558

F3 · shares: The stock shall vest as to 1/6th of the shares on September 18, 2019 and 1/6 of the shares approximately every six months thereafter, such that the shares are fully vested on approximately the three (3) year anniversary of the date of grant.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

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April 08, 2019 Filed Apr 9, 2019 23:02 UTC NVIDIA CORP NVDA · Entity 1023 GrantCommon Stock 139 $0.00 $0.00
Disclosure

SEC source: 0001045810-19-000067 · wf-form4_155485094995111.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139

F1 · shares: The restricted stock unit shall vest as to 100% of the shares on May 15, 2019.

F2 · price: The shares represent restricted stock units that were received as an award, for no consideration.

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March 25, 2019 Filed Mar 28, 2019 00:23 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherClass B Common Stock · Derivative 267,870 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-021545 · doc4.xml · derivative · entry 3

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,870

Underlying: Class A Common Stock · 267,870 shares

Expires not disclosed

F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F4 · security: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

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March 25, 2019 Filed Mar 28, 2019 00:23 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherClass A Common Stock 109,680 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021545 · doc4.xml · nonDerivative · entry 2

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,680

F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F3 · shares: Each share is represented by an RSU, 9,310 of which are issuable in respect of dividend equivalent rights on the RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

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March 25, 2019 Filed Mar 28, 2019 00:23 UTC LEVI STRAUSS & CO LEVI · Entity 3651 OtherCommon Stock 377,550 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-021545 · doc4.xml · nonDerivative · entry 1

Neal Stephen C · CIK 0001768670 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F1 · shares: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · shares: 109,680 of the shares are represented by restricted stock units (RSUs), 9,310 of which are issuable in respect of dividend equivalent rights on the RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.

F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.