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Nasdaq · USD

LESL

Leslie's, Inc.

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8291
SEC CIK
0001821806
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264

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 16, 2022 Filed Mar 17, 2022 20:05 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,207 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019521 · doc4.xml · nonDerivative · entry 1

Kozlak Jodee A · CIK 0001352848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 16:05 UTC
KUFEL ERIC JDirector
GrantRestricted Stock Units · Derivative 6,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019520 · doc4.xml · derivative · entry 3

KUFEL ERIC J · CIK 0001193283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,319

Underlying: Common Stock · 6,098 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of RSUs of which 6,098 will vest on the earlier of (a) March 16, 2023 or (b) the day prior to the Company's annual meeting of stockholders held in March 2023 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Kufel's continuous service as a member of the Board until the Vesting Date.

F2 · derivative.expiration_date: Represents a grant of RSUs of which 6,098 will vest on the earlier of (a) March 16, 2023 or (b) the day prior to the Company's annual meeting of stockholders held in March 2023 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Kufel's continuous service as a member of the Board until the Vesting Date.

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March 16, 2022 Filed Mar 17, 2022 16:05 UTC
KUFEL ERIC JDirector
Exercise / conversionRestricted Stock Units · Derivative 2,207 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019520 · doc4.xml · derivative · entry 2

KUFEL ERIC J · CIK 0001193283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,221

Underlying: Common Stock · 2,207 shares

Expires 2022-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 16:05 UTC
KUFEL ERIC JDirector
Exercise / conversionCommon Stock, par value $0.001 per share 2,207 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019520 · doc4.xml · nonDerivative · entry 1

KUFEL ERIC J · CIK 0001193283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 20:06 UTC GrantRestricted Stock Units · Derivative 6,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019541 · doc4.xml · derivative · entry 3

OFarrell Susan C · CIK 0001830049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,098

Underlying: Common Stock · 6,098 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of RSUs of which 6,098 will vest on the earlier of (a) March 16, 2023 or (b) the day prior to the Company's annual meeting of stockholders held in March 2023 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Ms. O'Farrell's continuous service as a member of the Board until the Vesting Date.

F2 · derivative.expiration_date: Represents a grant of RSUs of which 6,098 will vest on the earlier of (a) March 16, 2023 or (b) the day prior to the Company's annual meeting of stockholders held in March 2023 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Ms. O'Farrell's continuous service as a member of the Board until the Vesting Date.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 20:06 UTC Exercise / conversionRestricted Stock Units · Derivative 2,207 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019541 · doc4.xml · derivative · entry 2

OFarrell Susan C · CIK 0001830049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,207 shares

Expires 2022-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 20:06 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,207 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019541 · doc4.xml · nonDerivative · entry 1

OFarrell Susan C · CIK 0001830049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 20:06 UTC GrantRestricted Stock Units · Derivative 6,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019535 · doc4.xml · derivative · entry 3

Daniel Yolanda · CIK 0001830078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,098

Underlying: Common Stock · 6,098 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of RSUs of which 6,098 will vest on the earlier of (a) March 16, 2023 or (b) the day prior to the Company's annual meeting of stockholders held in March 2023 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Ms. Daniel's continuous service as a member of the Board until the Vesting Date.

F2 · derivative.expiration_date: Represents a grant of RSUs of which 6,098 will vest on the earlier of (a) March 16, 2023 or (b) the day prior to the Company's annual meeting of stockholders held in March 2023 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Ms. Daniel's continuous service as a member of the Board until the Vesting Date.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 20:06 UTC Exercise / conversionRestricted Stock Units · Derivative 2,207 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019535 · doc4.xml · derivative · entry 2

Daniel Yolanda · CIK 0001830078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,207 shares

Expires 2022-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

Read SEC document
March 16, 2022 Filed Mar 17, 2022 20:06 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,207 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-019535 · doc4.xml · nonDerivative · entry 1

Daniel Yolanda · CIK 0001830078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:15 UTC GrantRestricted Stock Units · Derivative 6,098 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011585 · doc4.xml · derivative · entry 3

Magliacano Marc · CIK 0001770264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,098

Underlying: Common Stock · 6,098 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of RSUs of which 6,098 will vest on the earlier of (a) March 16, 2023 or (b) the day prior to the Company's annual meeting of stockholders held in March 2023 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Magliacano's continuous service as a member of the Board until the Vesting Date.

F2 · derivative.expiration_date: Represents a grant of RSUs of which 6,098 will vest on the earlier of (a) March 16, 2023 or (b) the day prior to the Company's annual meeting of stockholders held in March 2023 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Magliacano's continuous service as a member of the Board until the Vesting Date.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:15 UTC Exercise / conversionRestricted Stock Units · Derivative 2,207 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011585 · doc4.xml · derivative · entry 2

Magliacano Marc · CIK 0001770264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,207 shares

Expires 2022-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 20:15 UTC Exercise / conversionCommon Stock, par value $0.001 per share 2,207 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-011585 · doc4.xml · nonDerivative · entry 1

Magliacano Marc · CIK 0001770264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2022 Filed Feb 9, 2022 16:10 UTC
Egeck Michael R.Director · Chief Executive Officer
PurchaseCommon Stock, par value $0.001 per share 101,700 $19.66 $1,999,422.00
Disclosure

SEC source: 0001209191-22-008011 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,015,931

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.27 to $19.80. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

Read SEC document
February 08, 2022 Filed Feb 9, 2022 21:10 UTC
Weddell Steven MSee Remarks
PurchaseCommon Stock, par value $0.001 per share 25,000 $19.80 $495,000.00
Disclosure

SEC source: 0001209191-22-008010 · doc4.xml · nonDerivative · entry 1

Weddell Steven M · CIK 0001829224 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,411,377

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.67 to $19.89. The price reported above reflects the weighted average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of Shares and prices at which the trades were effected.

Read SEC document
February 04, 2022 Filed Feb 7, 2022 16:10 UTC
Egeck Michael R.Director · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 205,546 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-007427 · doc4.xml · derivative · entry 2

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,184

Underlying: Common Stock · 205,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Represents a grant of RSUs, of which 205,546 vested and of which the remaining 822,184 RSUs will vest in equal installments of 205,546 on August 4, 2022 and each of the three (3) six (6)-month anniversaries thereafter.

F2 · derivative.expiration_date: Represents a grant of RSUs, of which 205,546 vested and of which the remaining 822,184 RSUs will vest in equal installments of 205,546 on August 4, 2022 and each of the three (3) six (6)-month anniversaries thereafter.

Read SEC document
February 04, 2022 Filed Feb 7, 2022 16:10 UTC
Egeck Michael R.Director · Chief Executive Officer
Exercise / conversionCommon Stock, par value $0.001 per share 205,546 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-007427 · doc4.xml · nonDerivative · entry 1

Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,914,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2022 Filed Feb 3, 2022 23:01 UTC
LaBode MoyoChief Merchandising Officer
GrantRestricted Stock Units · Derivative 23,256 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006919 · doc4.xml · derivative · entry 1

LaBode Moyo · CIK 0001902863 · Chief Merchandising Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,256

Underlying: Common Stock · 23,256 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Represents a grant of RSUs which will vest in equal installments on January 27, 2023, January 27, 2024, January 27, 2025, and January 27, 2026, subject to Mr. LaBode's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

F2 · derivative.expiration_date: Represents a grant of RSUs which will vest in equal installments on January 27, 2023, January 27, 2024, January 27, 2025, and January 27, 2026, subject to Mr. LaBode's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

Read SEC document
January 27, 2022 Filed Feb 3, 2022 23:00 UTC
Gazaway BradSee Remarks
GrantRestricted Stock Units · Derivative 10,336 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006917 · doc4.xml · derivative · entry 1

Gazaway Brad · CIK 0001902859 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,557

Underlying: Common Stock · 10,336 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Represents a grant of RSUs which will vest in equal installments on January 27, 2023, January 27, 2024, January 27, 2025, and January 27, 2026, subject to Mr. Gazaway's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

F2 · derivative.expiration_date: Represents a grant of RSUs which will vest in equal installments on January 27, 2023, January 27, 2024, January 27, 2025, and January 27, 2026, subject to Mr. Gazaway's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

Read SEC document
January 01, 2022 Filed Jan 3, 2022 16:10 UTC
KUFEL ERIC JDirector
Exercise / conversionRestricted Stock Units · Derivative 12,221 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000132 · doc4.xml · derivative · entry 2

KUFEL ERIC J · CIK 0001193283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,428

Underlying: Common Stock · 12,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Represents a grant of RSUs, of which 12,221 vested on January 1, 2022 and of which the remaining 12,221 RSUs will vest on January 1, 2023, subject to Mr.Kufel's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

F2 · derivative.expiration_date: Represents a grant of RSUs, of which 12,221 vested on January 1, 2022 and of which the remaining 12,221 RSUs will vest on January 1, 2023, subject to Mr.Kufel's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

Read SEC document
January 01, 2022 Filed Jan 3, 2022 16:10 UTC
KUFEL ERIC JDirector
Exercise / conversionCommon Stock, par value $0.001 per share 12,221 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-000132 · doc4.xml · nonDerivative · entry 1

KUFEL ERIC J · CIK 0001193283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 21:15 UTC SaleCommon Stock, par value $0.001 per share 13,625,310 $20.25 $275,912,527.50
Disclosure

SEC source: 0000899243-21-048766 · doc4.xml · nonDerivative · entry 1

Bubbles Investor Aggregator, L.P. · CIK 0001829133 · 10% owner

Chu James Michael · CIK 0001544498 · 10% owner

Dahnke Scott Arnold · CIK 0001545446 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,120,403

F1 · ownership.direct: C8 Management, L.L.C. is the general partner of Bubbles Investor Aggregator, L.P. and the management of C8 Management, L.L.C. is controlled by a managing board.

F2 · ownership.direct: J. Michael Chu and Scott A. Dahnke are the members of the managing board of C8 Management, L.L.C. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by the entities affiliated with Catterton Management Company, L.L.C., but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:17 UTC SaleCommon Stock 2,828,465 $20.25 $57,276,416.25
Disclosure

SEC source: 0001567619-21-022327 · doc1.xml · nonDerivative · entry 2

GIC Private Ltd · CIK 0000936828 · 10% owner

GIC Special Investments Pte Ltd · CIK 0001296212 · 10% owner

Explorer Investment Pte. Ltd. · CIK 0001829540 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,980,229

F1 · ownership.direct: Explorer Investment Pte. Ltd. ("Explorer") is controlled and managed by GIC Special Investments Pte Ltd ("GIC SI"), which in turn is a wholly-owned subsidiary of GIC Private Ltd ("GIC"). As such, each of Explorer, GIC SI and GIC may be deemed to share the power to vote and the power to dispose of these shares of the Issuer's Common Stock ("Shares").

F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 21:17 UTC SaleCommon Stock 5,421,225 $20.25 $109,779,806.25
Disclosure

SEC source: 0001567619-21-022327 · doc1.xml · nonDerivative · entry 1

GIC Private Ltd · CIK 0000936828 · 10% owner

GIC Special Investments Pte Ltd · CIK 0001296212 · 10% owner

Explorer Investment Pte. Ltd. · CIK 0001829540 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,808,694

F1 · ownership.direct: Explorer Investment Pte. Ltd. ("Explorer") is controlled and managed by GIC Special Investments Pte Ltd ("GIC SI"), which in turn is a wholly-owned subsidiary of GIC Private Ltd ("GIC"). As such, each of Explorer, GIC SI and GIC may be deemed to share the power to vote and the power to dispose of these shares of the Issuer's Common Stock ("Shares").

F2 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 16:28 UTC
Baker PaulaChief Revenue Officer
SaleCommon Stock, par value $0.001 per share 25,156 $20.70 $520,729.20
Disclosure

SEC source: 0001209191-21-066432 · doc4.xml · nonDerivative · entry 2

Baker Paula · CIK 0001664854 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,520

F1 · kind: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs").

F1 · shares: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs").

F1 · acquired: Represents shares of Common Stock automatically sold by a third party equity administrator to satisfy tax liability upon settlement of restricted stock units ("RSUs").

Read SEC document
November 21, 2021 Filed Nov 23, 2021 16:28 UTC
Baker PaulaChief Revenue Officer
Exercise / conversionRestricted Stock Units · Derivative 70,505 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066432 · doc4.xml · derivative · entry 3

Baker Paula · CIK 0001664854 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,012

Underlying: Common Stock · 70,505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: Represents a grant of RSUs, of which 70,505 RSUs vested on November 21, 2021 and of which the remaining 141,012 RSUs will vest in two equal annual installments on November 21st of each of 2022 and 2023, subject to Ms. Baker's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

F3 · derivative.expiration_date: Represents a grant of RSUs, of which 70,505 RSUs vested on November 21, 2021 and of which the remaining 141,012 RSUs will vest in two equal annual installments on November 21st of each of 2022 and 2023, subject to Ms. Baker's continuous employment or service with the Issuer or an affiliate until the applicable vesting date.

Read SEC document
November 21, 2021 Filed Nov 23, 2021 16:28 UTC
Baker PaulaChief Revenue Officer
Exercise / conversionCommon Stock, par value $0.001 per share 70,505 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-066432 · doc4.xml · nonDerivative · entry 1

Baker Paula · CIK 0001664854 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:05 UTC GrantRestricted Stock Units · Derivative 2,207 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062901 · doc4.xml · derivative · entry 5

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,207

Underlying: Common Stock · 2,207 shares

Expires not disclosed

F4 · derivative.exercise_date: Represents a grant of RSUs of which 2,207 will vest on the earlier of (a) March 17, 2022 or (b) the day prior to the Company's annual meeting of stockholders held in March 2022 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Ortega's continuous service as a member of the Board until the Vesting Date.

F4 · derivative.expiration_date: Represents a grant of RSUs of which 2,207 will vest on the earlier of (a) March 17, 2022 or (b) the day prior to the Company's annual meeting of stockholders held in March 2022 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Ortega's continuous service as a member of the Board until the Vesting Date.

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November 02, 2021 Filed Nov 4, 2021 20:05 UTC Exercise / conversionRestricted Stock Units · Derivative 7,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062901 · doc4.xml · derivative · entry 4

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,353 shares

Expires 2021-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:05 UTC Exercise / conversionCommon Stock, par value $0.001 per share 7,353 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062901 · doc4.xml · nonDerivative · entry 2

Ortega Steven L · CIK 0001830679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 16:05 UTC
Strain JohnDirector
GrantRestricted Stock Units · Derivative 2,207 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062902 · doc4.xml · derivative · entry 3

Strain John · CIK 0001807130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,428

Underlying: Common Stock · 2,207 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of RSUs of which 2,207 will vest on the earlier of (a) March 17, 2022 or (b) the day prior to the Company's annual meeting of stockholders held in March 2022 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Strain's continuous service as a member of the Board until the Vesting Date.

F2 · derivative.expiration_date: Represents a grant of RSUs of which 2,207 will vest on the earlier of (a) March 17, 2022 or (b) the day prior to the Company's annual meeting of stockholders held in March 2022 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Strain's continuous service as a member of the Board until the Vesting Date.

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November 02, 2021 Filed Nov 4, 2021 16:05 UTC
Strain JohnDirector
Exercise / conversionRestricted Stock Units · Derivative 7,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062902 · doc4.xml · derivative · entry 2

Strain John · CIK 0001807130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,221

Underlying: Common Stock · 7,353 shares

Expires 2021-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 16:05 UTC
Strain JohnDirector
Exercise / conversionCommon Stock, par value $0.001 per share 7,353 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062902 · doc4.xml · nonDerivative · entry 1

Strain John · CIK 0001807130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:06 UTC GrantRestricted Stock Units · Derivative 2,207 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062899 · doc4.xml · derivative · entry 3

Kozlak Jodee A · CIK 0001352848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,207

Underlying: Common Stock · 2,207 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of RSUs of which 2,207 will vest on the earlier of (a) March 17, 2022 or (b) the day prior to the Company's annual meeting of stockholders held in March 2022 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Ms. Kozlak's continuous service as a member of the Board until the Vesting Date.

F2 · derivative.expiration_date: Represents a grant of RSUs of which 2,207 will vest on the earlier of (a) March 17, 2022 or (b) the day prior to the Company's annual meeting of stockholders held in March 2022 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Ms. Kozlak's continuous service as a member of the Board until the Vesting Date.

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November 02, 2021 Filed Nov 4, 2021 20:06 UTC Exercise / conversionRestricted Stock Units · Derivative 7,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062899 · doc4.xml · derivative · entry 2

Kozlak Jodee A · CIK 0001352848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,353 shares

Expires 2021-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:06 UTC Exercise / conversionCommon Stock, par value $0.001 per share 7,353 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062899 · doc4.xml · nonDerivative · entry 1

Kozlak Jodee A · CIK 0001352848 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 16:06 UTC
KUFEL ERIC JDirector
GrantRestricted Stock Units · Derivative 2,207 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062904 · doc4.xml · derivative · entry 3

KUFEL ERIC J · CIK 0001193283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,649

Underlying: Common Stock · 2,207 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of RSUs of which 2,207 will vest on the earlier of (a) March 17, 2022 or (b) the day prior to the Company's annual meeting of stockholders held in March 2022 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Kufel's continuous service as a member of the Board until the Vesting Date.

F2 · derivative.expiration_date: Represents a grant of RSUs of which 2,207 will vest on the earlier of (a) March 17, 2022 or (b) the day prior to the Company's annual meeting of stockholders held in March 2022 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Kufel's continuous service as a member of the Board until the Vesting Date.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 16:06 UTC
KUFEL ERIC JDirector
Exercise / conversionRestricted Stock Units · Derivative 7,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062904 · doc4.xml · derivative · entry 2

KUFEL ERIC J · CIK 0001193283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,442

Underlying: Common Stock · 7,353 shares

Expires 2021-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 16:06 UTC
KUFEL ERIC JDirector
Exercise / conversionCommon Stock, par value $0.001 per share 7,353 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062904 · doc4.xml · nonDerivative · entry 1

KUFEL ERIC J · CIK 0001193283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:06 UTC GrantRestricted Stock Units · Derivative 2,207 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062900 · doc4.xml · derivative · entry 3

OFarrell Susan C · CIK 0001830049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,207

Underlying: Common Stock · 2,207 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of RSUs of which 2,207 will vest on the earlier of (a) March 17, 2022 or (b) the day prior to the Company's annual meeting of stockholders held in March 2022 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Ms. O'Farrell's continuous service as a member of the Board until the Vesting Date.

F2 · derivative.expiration_date: Represents a grant of RSUs of which 2,207 will vest on the earlier of (a) March 17, 2022 or (b) the day prior to the Company's annual meeting of stockholders held in March 2022 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Ms. O'Farrell's continuous service as a member of the Board until the Vesting Date.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:06 UTC Exercise / conversionRestricted Stock Units · Derivative 7,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062900 · doc4.xml · derivative · entry 2

OFarrell Susan C · CIK 0001830049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,353 shares

Expires 2021-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:06 UTC Exercise / conversionCommon Stock, par value $0.001 per share 7,353 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062900 · doc4.xml · nonDerivative · entry 1

OFarrell Susan C · CIK 0001830049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:06 UTC GrantRestricted Stock Units · Derivative 2,207 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062903 · doc4.xml · derivative · entry 3

Daniel Yolanda · CIK 0001830078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,207

Underlying: Common Stock · 2,207 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of RSUs of which 2,207 will vest on the earlier of (a) March 17, 2022 or (b) the day prior to the Company's annual meeting of stockholders held in March 2022 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Ms. Daniel's continuous service as a member of the Board until the Vesting Date.

F2 · derivative.expiration_date: Represents a grant of RSUs of which 2,207 will vest on the earlier of (a) March 17, 2022 or (b) the day prior to the Company's annual meeting of stockholders held in March 2022 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Ms. Daniel's continuous service as a member of the Board until the Vesting Date.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:06 UTC Exercise / conversionRestricted Stock Units · Derivative 7,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062903 · doc4.xml · derivative · entry 2

Daniel Yolanda · CIK 0001830078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,353 shares

Expires 2021-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:06 UTC Exercise / conversionCommon Stock, par value $0.001 per share 7,353 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-062903 · doc4.xml · nonDerivative · entry 1

Daniel Yolanda · CIK 0001830078 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2021 Filed Nov 5, 2021 13:18 UTC GrantRestricted Stock Units · Derivative 2,207 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-043190 · doc4.xml · derivative · entry 3

Magliacano Marc · CIK 0001770264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,207

Underlying: Common Stock · 2,207 shares

Expires not disclosed

F2 · derivative.exercise_date: Represents a grant of RSUs of which 2,207 will vest on the earlier of (a) March 17, 2022 or (b) the day prior to the Company's annual meeting of stockholders held in March 2022 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Magliacano's continuous service as a member of the Board until the Vesting Date.

F2 · derivative.expiration_date: Represents a grant of RSUs of which 2,207 will vest on the earlier of (a) March 17, 2022 or (b) the day prior to the Company's annual meeting of stockholders held in March 2022 (the earlier of (a) and (b) referred to as the "Vesting Date"), subject to Mr. Magliacano's continuous service as a member of the Board until the Vesting Date.

Read SEC document
November 02, 2021 Filed Nov 5, 2021 13:18 UTC Exercise / conversionRestricted Stock Units · Derivative 7,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-21-043190 · doc4.xml · derivative · entry 2

Magliacano Marc · CIK 0001770264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,353 shares

Expires 2021-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

Read SEC document
November 02, 2021 Filed Nov 5, 2021 13:18 UTC Exercise / conversionCommon Stock, par value $0.001 per share 7,353 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-043190 · doc4.xml · nonDerivative · entry 1

Magliacano Marc · CIK 0001770264 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 25, 2021 Filed Oct 28, 2021 01:00 UTC Exercise / conversionCommon Stock, par value $0.001 per share 7,353 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-041784 · doc4.xml · nonDerivative · entry 1

Lischick Matthew · CIK 0001829241 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 24, 2021 Filed Oct 1, 2021 17:49 UTC
Strain JohnDirector
Exercise / conversionRestricted Stock Units · Derivative 12,221 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058569 · doc4.xml · derivative · entry 2

Strain John · CIK 0001807130 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,574

Underlying: Common Stock · 12,221 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock.

F2 · derivative.exercise_date: Represents a grant of RSUs, of which 12,221 vested on September 24, 2021, and of which the remaining 12,221 RSUs will vest on September 24, 2022, subject to Mr. Strain's continuous employment of service with the Issuer or an affiliate until the applicable vesting date.

F2 · derivative.expiration_date: Represents a grant of RSUs, of which 12,221 vested on September 24, 2021, and of which the remaining 12,221 RSUs will vest on September 24, 2022, subject to Mr. Strain's continuous employment of service with the Issuer or an affiliate until the applicable vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.