Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
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| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
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Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2021 Filed Feb 2, 2021 17:29 UTC |
Egeck Michael R.Director · Chief Executive Officer
|
SaleCommon Stock, par value $0.001 per share | 90,915 | $27.95 | $2,541,074.25 |
DisclosureSEC source: 0001209191-21-006857 · doc4.xml · nonDerivative · entry 2 Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,189,283 F2 · kind: Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs"). F2 · shares: Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs"). F2 · acquired: Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs"). F1 · ownership.direct: As previously disclosed, 3,074,653 shares of Common Stock of the Issuer, par value $0.001 ("Common Stock") were indirectly held by Mr. Egeck and directly held by Bubbles Holdings, L.P. Such shares of Common Stock were distributed to Mr. Egeck as soon as reasonably practicable after the date of the Issuer's initial public offering and are now held directly by Mr. Egeck as reported herein. Due to an administrative error, the Form 3 filed on October 28, 2020 overstated Mr. Egeck's indirect holdings by 22 shares. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 17:29 UTC |
Egeck Michael R.Director · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 205,545 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006857 · doc4.xml · derivative · entry 3 Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,329,519 Underlying: Common Stock · 205,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. F4 · derivative.exercise_date: Represents a grant of RSUs, of which 205,545 vested and of which the remaining 2,329,519, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date: (a) 1,233,276 of the remaining RSUs will vest in equal installments of 205,545 on August 4, 2021 and each of the five (5) six (6)-month anniversaries thereafter; and (b) 1,096,243 of the remaining RSUs will vest if, and only if, the volume weighted average trading price of a share of the Issuer's Common Stock equals $10.71 at the end of any rolling twenty (20)-day trading period commencing on or after May 2, 2021. F4 · derivative.expiration_date: Represents a grant of RSUs, of which 205,545 vested and of which the remaining 2,329,519, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date: (a) 1,233,276 of the remaining RSUs will vest in equal installments of 205,545 on August 4, 2021 and each of the five (5) six (6)-month anniversaries thereafter; and (b) 1,096,243 of the remaining RSUs will vest if, and only if, the volume weighted average trading price of a share of the Issuer's Common Stock equals $10.71 at the end of any rolling twenty (20)-day trading period commencing on or after May 2, 2021. Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 17:29 UTC |
Egeck Michael R.Director · Chief Executive Officer
|
Exercise / conversionCommon Stock, par value $0.001 per share | 205,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-006857 · doc4.xml · nonDerivative · entry 1 Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,280,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: As previously disclosed, 3,074,653 shares of Common Stock of the Issuer, par value $0.001 ("Common Stock") were indirectly held by Mr. Egeck and directly held by Bubbles Holdings, L.P. Such shares of Common Stock were distributed to Mr. Egeck as soon as reasonably practicable after the date of the Issuer's initial public offering and are now held directly by Mr. Egeck as reported herein. Due to an administrative error, the Form 3 filed on October 28, 2020 overstated Mr. Egeck's indirect holdings by 22 shares. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 16:31 UTC |
KUFEL ERIC JDirector
|
SaleCommon Stock, par value $0.001 per share | 4,516 | $27.24 | $123,015.84 |
DisclosureSEC source: 0000899243-21-000380 · doc4.xml · nonDerivative · entry 2 KUFEL ERIC J · CIK 0001193283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,392 F2 · kind: Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs"). F2 · shares: Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs"). F2 · acquired: Represents shares of Common Stock sold to satisfy tax liability upon settlement of restricted stock units ("RSUs"). F1 · ownership.direct: As previously disclosed, 52,687 shares of Common Stock of the Issuer, par value $0.001 ("Common Stock") were indirectly held by Mr. Kufel and directly held by Bubbles Holdings, L.P. Such shares of Common Stock were distributed to Mr. Kufel as soon as reasonably practicable after the date of the Issuer's initial public offering and are now held directly by Mr. Kufel as reported herein. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 16:31 UTC |
KUFEL ERIC JDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 12,221 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-000380 · doc4.xml · derivative · entry 3 KUFEL ERIC J · CIK 0001193283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,442 Underlying: Common Stock · 12,221 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. F4 · derivative.exercise_date: Represents a grant of RSUs, of which 12,221 vested on January 1, 2021 and of which the remaining 24,442 RSUs will vest in two equal installments on January 1, 2022 and January 1, 2023, subject to Mr. Kufel's continuous employment or service with the Issuer or an affiliate until the applicable vesting date. F4 · derivative.expiration_date: Represents a grant of RSUs, of which 12,221 vested on January 1, 2021 and of which the remaining 24,442 RSUs will vest in two equal installments on January 1, 2022 and January 1, 2023, subject to Mr. Kufel's continuous employment or service with the Issuer or an affiliate until the applicable vesting date. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 16:31 UTC |
KUFEL ERIC JDirector
|
Exercise / conversionCommon Stock, par value $0.001 per share | 12,221 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-000380 · doc4.xml · nonDerivative · entry 1 KUFEL ERIC J · CIK 0001193283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.direct: As previously disclosed, 52,687 shares of Common Stock of the Issuer, par value $0.001 ("Common Stock") were indirectly held by Mr. Kufel and directly held by Bubbles Holdings, L.P. Such shares of Common Stock were distributed to Mr. Kufel as soon as reasonably practicable after the date of the Issuer's initial public offering and are now held directly by Mr. Kufel as reported herein. Read SEC document |
| November 23, 2020 Filed Nov 24, 2020 20:23 UTC |
Baker PaulaChief Revenue Officer.
|
SaleCommon Stock | 26,352 | $21.32 | $561,824.64 |
DisclosureSEC source: 0000899243-20-032092 · doc4.xml · nonDerivative · entry 2 Baker Paula · CIK 0001664854 · Chief Revenue Officer. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,153 F1 · kind: Represents shares of Common Stock sold to satisfy tax liability upon settlement of RSUs. F1 · shares: Represents shares of Common Stock sold to satisfy tax liability upon settlement of RSUs. F1 · acquired: Represents shares of Common Stock sold to satisfy tax liability upon settlement of RSUs. Read SEC document |
| November 21, 2020 Filed Nov 24, 2020 20:23 UTC |
Baker PaulaChief Revenue Officer.
|
Exercise / conversionRestricted Stock Units ("RSUs") · Derivative | 70,505 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-032092 · doc4.xml · derivative · entry 3 Baker Paula · CIK 0001664854 · Chief Revenue Officer. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,517 Underlying: Common Stock · 70,505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. F3 · derivative.exercise_date: Represents a grant of RSUs, of which 70,505 RSUs vested on November 21, 2020 and of which the remaining 211,517 RSUs will vest in three equal annual installments on November 21st of each of 2021, 2022 and 2023, subject to Ms. Baker's continuous employment or service with the Issuer or an affiliate until the applicable vesting date. F3 · derivative.expiration_date: Represents a grant of RSUs, of which 70,505 RSUs vested on November 21, 2020 and of which the remaining 211,517 RSUs will vest in three equal annual installments on November 21st of each of 2021, 2022 and 2023, subject to Ms. Baker's continuous employment or service with the Issuer or an affiliate until the applicable vesting date. Read SEC document |
| November 21, 2020 Filed Nov 24, 2020 20:23 UTC |
Baker PaulaChief Revenue Officer.
|
Exercise / conversionCommon Stock, par value $0.001 per share ("Common Stock") | 70,505 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-032092 · doc4.xml · nonDerivative · entry 1 Baker Paula · CIK 0001664854 · Chief Revenue Officer. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,505 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2020 Filed Nov 2, 2020 22:09 UTC |
Ortega Steven LDirector
|
SaleCommon Stock, par value $0.001 per share | 193,886 | $17.00 | $3,296,062.00 |
DisclosureSEC source: 0000899243-20-030101 · doc4.xml · nonDerivative · entry 1 Ortega Steven L · CIK 0001830679 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by Bubbles Holdings, L.P. Disclosed balance after: 3,444,416 F1 · kind: Gives effect to cash distributions required to be paid in connection with the initial public offering of Leslie's, Inc. to the Reporting Person in respect of his economic interests in Bubbles Holdings, L.P., which is a parent entity of Leslie's, Inc. F1 · shares: Gives effect to cash distributions required to be paid in connection with the initial public offering of Leslie's, Inc. to the Reporting Person in respect of his economic interests in Bubbles Holdings, L.P., which is a parent entity of Leslie's, Inc. F1 · acquired: Gives effect to cash distributions required to be paid in connection with the initial public offering of Leslie's, Inc. to the Reporting Person in respect of his economic interests in Bubbles Holdings, L.P., which is a parent entity of Leslie's, Inc. F2 · balance_after: The shares shown in this row are held by Bubbles Holdings, L.P. as of the date hereof but are required to be distributed to the Reporting Person as soon as reasonably practicable after the date of the initial public offering of Leslie's, Inc. The amount of securities beneficially owned represents economic interests, indirectly, of the common stock, par value $0.001 per share, of Leslie's, Inc. based on its initial public offering price of $17.00 per share and after giving effect to such share distribution. F2 · ownership.direct: The shares shown in this row are held by Bubbles Holdings, L.P. as of the date hereof but are required to be distributed to the Reporting Person as soon as reasonably practicable after the date of the initial public offering of Leslie's, Inc. The amount of securities beneficially owned represents economic interests, indirectly, of the common stock, par value $0.001 per share, of Leslie's, Inc. based on its initial public offering price of $17.00 per share and after giving effect to such share distribution. F2 · ownership.nature: The shares shown in this row are held by Bubbles Holdings, L.P. as of the date hereof but are required to be distributed to the Reporting Person as soon as reasonably practicable after the date of the initial public offering of Leslie's, Inc. The amount of securities beneficially owned represents economic interests, indirectly, of the common stock, par value $0.001 per share, of Leslie's, Inc. based on its initial public offering price of $17.00 per share and after giving effect to such share distribution. Read SEC document |
| November 02, 2020 Filed Nov 2, 2020 22:16 UTC |
Bubbles Investor Aggregator, L.P.10% owner
Chu James Michael10% owner
Dahnke Scott Arnold10% owner
|
SaleCommon Stock, par value $0.001 per share | 9,467,468 | $17.00 | $160,946,956.00 |
DisclosureSEC source: 0000899243-20-030106 · doc4.xml · nonDerivative · entry 1 Bubbles Investor Aggregator, L.P. · CIK 0001829133 · 10% owner Chu James Michael · CIK 0001544498 · 10% owner Dahnke Scott Arnold · CIK 0001545446 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by Bubbles Holdings, L.P. Disclosed balance after: 74,878,363 F1 · kind: Gives effect to cash distributions required to be paid in connection with the initial public offering of Leslie's, Inc. to the Reporting Person in respect of its economic interests in Bubbles Holdings, L.P., which is a parent entity of Leslie's, Inc. F1 · shares: Gives effect to cash distributions required to be paid in connection with the initial public offering of Leslie's, Inc. to the Reporting Person in respect of its economic interests in Bubbles Holdings, L.P., which is a parent entity of Leslie's, Inc. F2 · ownership.direct: C8 Management, L.L.C. is the general partner of Bubbles Investor Aggregator, L.P. and the management of C8 Management, L.L.C. is controlled by a managing board. F3 · ownership.direct: J. Michael Chu and Scott A. Dahnke are the members of the managing board of C8 Management, L.L.C. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by the entities affiliated with Catterton Management Company, L.L.C., but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. F4 · ownership.direct: The shares shown in this row are held by Bubbles Holdings, L.P. as of the date hereof but are required to be distributed to as soon as reasonably practicable after the date of the initial public offering of Leslie's, Inc. The amounts in this row represent economic interests, indirectly, of the common stock of Leslie's, Inc. based on its initial public offering price of $17.00 per share, and after giving effect to such share distribution. F4 · ownership.nature: The shares shown in this row are held by Bubbles Holdings, L.P. as of the date hereof but are required to be distributed to as soon as reasonably practicable after the date of the initial public offering of Leslie's, Inc. The amounts in this row represent economic interests, indirectly, of the common stock of Leslie's, Inc. based on its initial public offering price of $17.00 per share, and after giving effect to such share distribution. Read SEC document |
| November 02, 2020 Filed Nov 2, 2020 22:16 UTC |
Bubbles Holdings, L.P.10% owner
Catterton Management Company, L.L.C.10% owner
|
SaleCommon Stock, par value $0.001 per share | 16,000,214 | $17.00 | $272,003,638.00 |
DisclosureSEC source: 0000899243-20-030107 · doc4.xml · nonDerivative · entry 1 Bubbles Holdings, L.P. · CIK 0001830076 · 10% owner Catterton Management Company, L.L.C. · CIK 0001560123 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,606,228 F1 · shares: Entities controlled by Catterton Management Company, L.L.C. hold a majority of the limited partnership interests in Bubbles Holdings, L.P. through Bubbles Investor Aggregator, L.P., and the rest of the limited partnership interests are indirectly held by GIC Private Ltd and others, including Leslie's, Inc.'s current and former executive officers, directors and employees. F1 · ownership.direct: Entities controlled by Catterton Management Company, L.L.C. hold a majority of the limited partnership interests in Bubbles Holdings, L.P. through Bubbles Investor Aggregator, L.P., and the rest of the limited partnership interests are indirectly held by GIC Private Ltd and others, including Leslie's, Inc.'s current and former executive officers, directors and employees. Read SEC document |
| November 02, 2020 Filed Nov 2, 2020 22:09 UTC |
Weddell Steven MSee Remarks.
|
SaleCommon Stock, par value $0.001 per share | 107,651 | $17.00 | $1,830,067.00 |
DisclosureSEC source: 0000899243-20-030102 · doc4.xml · nonDerivative · entry 1 Weddell Steven M · CIK 0001829224 · See Remarks. 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by Bubbles Holdings, L.P. Disclosed balance after: 2,260,113 F1 · kind: Gives effect to cash distributions required to be paid in connection with the initial public offering of Leslie's, Inc. to the Reporting Person in respect of his economic interests in Bubbles Holdings, L.P., which is a parent entity of Leslie's, Inc. F1 · shares: Gives effect to cash distributions required to be paid in connection with the initial public offering of Leslie's, Inc. to the Reporting Person in respect of his economic interests in Bubbles Holdings, L.P., which is a parent entity of Leslie's, Inc. F1 · acquired: Gives effect to cash distributions required to be paid in connection with the initial public offering of Leslie's, Inc. to the Reporting Person in respect of his economic interests in Bubbles Holdings, L.P., which is a parent entity of Leslie's, Inc. F2 · balance_after: The shares shown in this row are held by Bubbles Holdings, L.P. as of the date hereof but are required to be distributed to the Reporting Person as soon as reasonably practicable after the date of the initial public offering of Leslie's, Inc. The amount of securities beneficially owned represents economic interests, indirectly, of the common stock, par value $0.001 per share, of Leslie's, Inc. based on its initial public offering price of $17.00 per share and after giving effect to such share distribution. F2 · ownership.direct: The shares shown in this row are held by Bubbles Holdings, L.P. as of the date hereof but are required to be distributed to the Reporting Person as soon as reasonably practicable after the date of the initial public offering of Leslie's, Inc. The amount of securities beneficially owned represents economic interests, indirectly, of the common stock, par value $0.001 per share, of Leslie's, Inc. based on its initial public offering price of $17.00 per share and after giving effect to such share distribution. F2 · ownership.nature: The shares shown in this row are held by Bubbles Holdings, L.P. as of the date hereof but are required to be distributed to the Reporting Person as soon as reasonably practicable after the date of the initial public offering of Leslie's, Inc. The amount of securities beneficially owned represents economic interests, indirectly, of the common stock, par value $0.001 per share, of Leslie's, Inc. based on its initial public offering price of $17.00 per share and after giving effect to such share distribution. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 17:15 UTC |
GIC Private Ltd10% owner
GIC Special Investments Pte Ltd10% owner
Explorer Investment Pte. Ltd.10% owner
|
SaleCommon Stock | 5,734,907 | $17.00 | $97,493,419.00 |
DisclosureSEC source: 0000905148-20-001176 · form4.xml · nonDerivative · entry 1 GIC Private Ltd · CIK 0000936828 · 10% owner GIC Special Investments Pte Ltd · CIK 0001296212 · 10% owner Explorer Investment Pte. Ltd. · CIK 0001829540 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 45,357,459 F1 · kind: These shares of the Issuer's Common Stock ("Shares") were sold in the Issuer's initial public offering directly by Bubbles Holdings, L.P., which is controlled by L Catterton. Explorer Investment Pte Ltd ("Explorer") holds a limited partnership interest in Bubbles Holdings, L.P. F1 · shares: These shares of the Issuer's Common Stock ("Shares") were sold in the Issuer's initial public offering directly by Bubbles Holdings, L.P., which is controlled by L Catterton. Explorer Investment Pte Ltd ("Explorer") holds a limited partnership interest in Bubbles Holdings, L.P. F2 · shares: These Shares are held directly by Bubbles Holdings, L.P. but will be distributed to Explorer as soon as reasonably practicable after the date of the Issuer's initial public offering of its Shares, and are therefore reported herein as being beneficially owned by Explorer. F2 · balance_after: These Shares are held directly by Bubbles Holdings, L.P. but will be distributed to Explorer as soon as reasonably practicable after the date of the Issuer's initial public offering of its Shares, and are therefore reported herein as being beneficially owned by Explorer. F2 · ownership.direct: These Shares are held directly by Bubbles Holdings, L.P. but will be distributed to Explorer as soon as reasonably practicable after the date of the Issuer's initial public offering of its Shares, and are therefore reported herein as being beneficially owned by Explorer. F3 · ownership.direct: Explorer is controlled and managed by GIC Special Investments Pte Ltd ("GIC SI"), which in turn is a wholly-owned subsidiary of GIC Private Ltd ("GIC"). As such, each of Explorer, GIC SI and GIC may be deemed to share the power to vote and the power to dispose of these Shares. F4 · ownership.direct: Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F2 · ownership.nature: These Shares are held directly by Bubbles Holdings, L.P. but will be distributed to Explorer as soon as reasonably practicable after the date of the Issuer's initial public offering of its Shares, and are therefore reported herein as being beneficially owned by Explorer. F3 · ownership.nature: Explorer is controlled and managed by GIC Special Investments Pte Ltd ("GIC SI"), which in turn is a wholly-owned subsidiary of GIC Private Ltd ("GIC"). As such, each of Explorer, GIC SI and GIC may be deemed to share the power to vote and the power to dispose of these Shares. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the Shares except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| November 02, 2020 Filed Nov 5, 2020 00:08 UTC |
Ortega Steven LDirector
|
GrantRestricted Stock Units ("RSUs") · Derivative | 582,632 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-030406 · doc4.xml · derivative · entry 1 Ortega Steven L · CIK 0001830679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,632 Underlying: Common Stock, par value $0.001 per share ("Common Stock") · 582,632 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. F2 · derivative.exercise_date: The RSUs will vest as follows, subject to Mr. Ortega's continuous employment or service with the Issuer or an affiliate until the applicable vesting date: (a) 312,783 of the RSUs will vest on April 21, 2021; and (b) 269,849 of the RSUs will vest if, and only if, the volume weighted average trading price of a share of the Issuer's Common Stock equals $9.82 at the end of any rolling twenty (20)-day trading period commencing on or after May 2, 2021. F2 · derivative.expiration_date: The RSUs will vest as follows, subject to Mr. Ortega's continuous employment or service with the Issuer or an affiliate until the applicable vesting date: (a) 312,783 of the RSUs will vest on April 21, 2021; and (b) 269,849 of the RSUs will vest if, and only if, the volume weighted average trading price of a share of the Issuer's Common Stock equals $9.82 at the end of any rolling twenty (20)-day trading period commencing on or after May 2, 2021. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 21:57 UTC |
Strain JohnDirector
|
GrantRestricted Stock Units ("RSUs") · Derivative | 24,442 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-030453 · doc4.xml · derivative · entry 1 Strain John · CIK 0001807130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,442 Underlying: Common Stock, par value $0.001 per share ("Common Stock") · 24,442 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. F2 · derivative.exercise_date: Represents RSUs that will vest in two equal annual installments on September 24th of each of 2021 and 2022, subject to Mr. Strain's continuous employment or service with the Issuer or an affiliate until the applicable vesting date. F2 · derivative.expiration_date: Represents RSUs that will vest in two equal annual installments on September 24th of each of 2021 and 2022, subject to Mr. Strain's continuous employment or service with the Issuer or an affiliate until the applicable vesting date. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 19:08 UTC |
KUFEL ERIC JDirector
|
GrantRestricted Stock Units ("RSUs") · Derivative | 36,663 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-030407 · doc4.xml · derivative · entry 1 KUFEL ERIC J · CIK 0001193283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,663 Underlying: Common Stock, par value $0.001 per share ("Common Stock") · 36,663 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. F2 · derivative.exercise_date: Represents RSUs that will vest in three equal annual installments on January 1st of each of 2021, 2022 and 2023, subject to Mr. Kufel's continuous employment or service with the Issuer or an affiliate until the applicable vesting date. F2 · derivative.expiration_date: Represents RSUs that will vest in three equal annual installments on January 1st of each of 2021, 2022 and 2023, subject to Mr. Kufel's continuous employment or service with the Issuer or an affiliate until the applicable vesting date. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 19:09 UTC |
Egeck Michael R.Director · Chief Executive Officer.
|
GrantRestricted Stock Units ("RSUs") · Derivative | 2,535,064 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-030408 · doc4.xml · derivative · entry 1 Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,535,064 Underlying: Common Stock, par value $0.001 per share ("Common Stock") · 2,535,064 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. F2 · derivative.exercise_date: The RSUs will vest as follows, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date: (a) 1,438,821 of the RSUs will vest in equal one-seventh (1/7th) installments on each of the first seven (7) six (6)-month anniversaries of August 4, 2020; and (b) 1,096,243 of the RSUs will vest if, and only if, the volume weighted average trading price of a share of the Issuer's Common Stock equals $10.71 at the end of any rolling twenty (20)-day trading period commencing on or after May 2, 2021. F2 · derivative.expiration_date: The RSUs will vest as follows, subject to Mr. Egeck's continuous employment or service with the Issuer or an affiliate until the applicable vesting date: (a) 1,438,821 of the RSUs will vest in equal one-seventh (1/7th) installments on each of the first seven (7) six (6)-month anniversaries of August 4, 2020; and (b) 1,096,243 of the RSUs will vest if, and only if, the volume weighted average trading price of a share of the Issuer's Common Stock equals $10.71 at the end of any rolling twenty (20)-day trading period commencing on or after May 2, 2021. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 19:08 UTC |
Baker PaulaChief Revenue Officer.
|
GrantRestricted Stock Units ("RSUs") · Derivative | 282,022 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-030405 · doc4.xml · derivative · entry 1 Baker Paula · CIK 0001664854 · Chief Revenue Officer. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,022 Underlying: Common Stock, par value $0.001 per share ("Common Stock") · 282,022 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. F2 · derivative.exercise_date: Represents RSUs that will vest in four equal annual installments on November 21st of each of 2020, 2021, 2022 and 2023, subject to Ms. Baker's continuous employment or service with the Issuer or an affiliate until the applicable vesting date. F2 · derivative.expiration_date: Represents RSUs that will vest in four equal annual installments on November 21st of each of 2020, 2021, 2022 and 2023, subject to Ms. Baker's continuous employment or service with the Issuer or an affiliate until the applicable vesting date. Read SEC document |
| November 02, 2020 Filed Nov 5, 2020 00:06 UTC |
Weddell Steven MSee Remarks.
|
GrantRestricted Stock Units ("RSUs") · Derivative | 234,587 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-030404 · doc4.xml · derivative · entry 1 Weddell Steven M · CIK 0001829224 · See Remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,587 Underlying: Common Stock, par value $0.001 per share ("Common Stock") · 234,587 shares Expires 2021-04-21 F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. Read SEC document |
| November 02, 2020 Filed Nov 17, 2020 21:15 UTC |
Ortega Steven LDirector
|
GrantRestricted Stock Units ("RSUs") · Derivative | 7,353 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-031275 · doc4.xml · derivative · entry 1 Ortega Steven L · CIK 0001830679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589,985 Underlying: Common Stock, par value $0.001 per share ("Common Stock") · 7,353 shares Expires 2021-11-02 F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. F2 · balance_after: Includes another grant of 582,632 RSUs made on November 2, 2020. Read SEC document |
| November 02, 2020 Filed Nov 17, 2020 16:20 UTC |
Strain JohnDirector
|
GrantRestricted Stock Units ("RSUs") · Derivative | 7,353 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-031286 · doc4.xml · derivative · entry 1 Strain John · CIK 0001807130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,795 Underlying: Common Stock, par value $0.001 per share ("Common Stock") · 7,353 shares Expires 2021-11-02 F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. F2 · balance_after: Includes another grant of 24,442 RSUs made on November 2, 2020. Read SEC document |
| November 02, 2020 Filed Nov 17, 2020 21:19 UTC |
Kozlak Jodee ADirector
|
GrantRestricted Stock Units ("RSUs") · Derivative | 7,353 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-031284 · doc4.xml · derivative · entry 1 Kozlak Jodee A · CIK 0001352848 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,353 Underlying: Common Stock, par value $0.001 per share ("Common Stock") · 7,353 shares Expires 2021-11-02 F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. Read SEC document |
| November 02, 2020 Filed Nov 17, 2020 16:15 UTC |
KUFEL ERIC JDirector
|
GrantRestricted Stock Units ("RSUs") · Derivative | 7,353 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-031276 · doc4.xml · derivative · entry 1 KUFEL ERIC J · CIK 0001193283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,016 Underlying: Common Stock, par value $0.001 per share ("Common Stock") · 7,353 shares Expires 2021-11-02 F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. F2 · balance_after: Includes another grant of 36,663 RSUs made on November 2, 2020. Read SEC document |
| November 02, 2020 Filed Nov 17, 2020 21:15 UTC |
Magliacano MarcDirector
|
GrantRestricted Stock Units ("RSUs") · Derivative | 7,353 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-031274 · doc4.xml · derivative · entry 1 Magliacano Marc · CIK 0001770264 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,353 Underlying: Common Stock, par value $0.001 per share ("Common Stock") · 7,353 shares Expires 2021-11-02 F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. Read SEC document |
| November 02, 2020 Filed Nov 17, 2020 21:20 UTC |
Daniel YolandaDirector
|
GrantRestricted Stock Units ("RSUs") · Derivative | 7,353 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-031288 · doc4.xml · derivative · entry 1 Daniel Yolanda · CIK 0001830078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,353 Underlying: Common Stock, par value $0.001 per share ("Common Stock") · 7,353 shares Expires 2021-11-02 F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. Read SEC document |
| November 02, 2020 Filed Nov 17, 2020 21:16 UTC |
OFarrell Susan CDirector
|
GrantRestricted Stock Units ("RSUs") · Derivative | 7,353 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-031279 · doc4.xml · derivative · entry 1 OFarrell Susan C · CIK 0001830049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,353 Underlying: Common Stock, par value $0.001 per share ("Common Stock") · 7,353 shares Expires 2021-11-02 F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. Read SEC document |
| November 02, 2020 Filed Nov 17, 2020 21:16 UTC |
Lischick MatthewDirector
|
GrantRestricted Stock Units ("RSUs") · Derivative | 7,353 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-031280 · doc4.xml · derivative · entry 1 Lischick Matthew · CIK 0001829241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,353 Underlying: Common Stock, par value $0.001 per share ("Common Stock") · 7,353 shares Expires 2021-11-02 F1 · derivative.exercise_price: Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Common Stock. Read SEC document |
| October 28, 2020 Filed Oct 31, 2020 01:36 UTC |
Ortega Steven LDirector
|
GrantOptions to purchase shares · Derivative | 147,060 | $17.00 | $2,500,020.00 |
DisclosureSEC source: 0000899243-20-030055 · doc4.xml · derivative · entry 1 Ortega Steven L · CIK 0001830679 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,060 Underlying: Common Stock, par value $0.001 per share · 147,060 shares Expires not disclosed F1 · derivative.exercise_price: Represents options to purchase shares ("Options") that will vest and become exercisable as follows, subject to the Reporting Person's continued employment through the applicable vesting date: (i) two-thirds of the Options will be subject to time vesting (the "Time Vesting Options") and will vest in equal 25% installments on each of the first four anniversaries of October 28, 2020, such that all of the Time Vesting Options will be fully vested on October 28, 2024; and (ii) one-third of the Options will be subject to performance vesting (the "Performance Vesting Options"), whereby (a) 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2021 and (b) the remaining 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2022. F1 · derivative.exercise_date: Represents options to purchase shares ("Options") that will vest and become exercisable as follows, subject to the Reporting Person's continued employment through the applicable vesting date: (i) two-thirds of the Options will be subject to time vesting (the "Time Vesting Options") and will vest in equal 25% installments on each of the first four anniversaries of October 28, 2020, such that all of the Time Vesting Options will be fully vested on October 28, 2024; and (ii) one-third of the Options will be subject to performance vesting (the "Performance Vesting Options"), whereby (a) 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2021 and (b) the remaining 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2022. F2 · derivative.expiration_date: All of the Options will expire upon the earliest of: (i) October 28, 2030; (ii) twelve months after the Reporting Person's termination of employment or service due to death; (iii) immediately upon termination of the Reporting Person's employment or service for "cause"; or (iv) ninety days after the Reporting Person's termination of employment or service for any reason not specified in the foregoing (ii) or (iii). Read SEC document |
| October 28, 2020 Filed Oct 30, 2020 21:35 UTC |
Egeck Michael R.Director · Chief Executive Officer.
|
GrantOptions to purchase shares · Derivative | 1,176,472 | Not disclosed Strike: $17.00 | Not disclosed |
DisclosureSEC source: 0000899243-20-030054 · doc4.xml · derivative · entry 1 Egeck Michael R. · CIK 0001472330 · Director · Chief Executive Officer. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,176,472 Underlying: Common Stock, par value $0.001 per share · 1,176,472 shares Expires not disclosed F1 · derivative.exercise_price: Represents options to purchase shares ("Options") that will vest and become exercisable as follows, subject to the Reporting Person's continued employment through the applicable vesting date: (i) two-thirds of the Options will be subject to time vesting (the "Time Vesting Options") and will vest in equal 25% installments on each of the first four anniversaries of October 28, 2020, such that all of the Time Vesting Options will be fully vested on October 28, 2024; and (ii) one-third of the Options will be subject to performance vesting (the "Performance Vesting Options"), whereby (a) 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2021 and (b) the remaining 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2022. F1 · price: Represents options to purchase shares ("Options") that will vest and become exercisable as follows, subject to the Reporting Person's continued employment through the applicable vesting date: (i) two-thirds of the Options will be subject to time vesting (the "Time Vesting Options") and will vest in equal 25% installments on each of the first four anniversaries of October 28, 2020, such that all of the Time Vesting Options will be fully vested on October 28, 2024; and (ii) one-third of the Options will be subject to performance vesting (the "Performance Vesting Options"), whereby (a) 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2021 and (b) the remaining 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2022. F1 · derivative.exercise_date: Represents options to purchase shares ("Options") that will vest and become exercisable as follows, subject to the Reporting Person's continued employment through the applicable vesting date: (i) two-thirds of the Options will be subject to time vesting (the "Time Vesting Options") and will vest in equal 25% installments on each of the first four anniversaries of October 28, 2020, such that all of the Time Vesting Options will be fully vested on October 28, 2024; and (ii) one-third of the Options will be subject to performance vesting (the "Performance Vesting Options"), whereby (a) 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2021 and (b) the remaining 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2022. F2 · derivative.expiration_date: All of the Options will expire upon the earliest of: (i) October 28, 2030; (ii) twelve months after the Reporting Person's termination of employment or service due to death; (iii) immediately upon termination of the Reporting Person's employment or service for "cause"; or (iv) ninety days after the Reporting Person's termination of employment or service for any reason not specified in the foregoing (ii) or (iii). Read SEC document |
| October 28, 2020 Filed Oct 30, 2020 21:27 UTC |
Baker PaulaChief Revenue Officer.
|
GrantOptions to purchase shares · Derivative | 117,648 | Not disclosed Strike: $17.00 | Not disclosed |
DisclosureSEC source: 0000899243-20-030048 · doc4.xml · derivative · entry 1 Baker Paula · CIK 0001664854 · Chief Revenue Officer. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,648 Underlying: Common Stock, par value $0.001 per share · 117,648 shares Expires not disclosed F1 · derivative.exercise_price: Represents options to purchase shares ("Options") that will vest and become exercisable as follows, subject to the Reporting Person's continued employment through the applicable vesting date: (i) two-thirds of the Options will be subject to time vesting (the "Time Vesting Options") and will vest in equal 25% installments on each of the first four anniversaries of October 28, 2020, such that all of the Time Vesting Options will be fully vested on October 28, 2024; and (ii) one-third of the Options will be subject to performance vesting (the "Performance Vesting Options"), whereby (a) 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2021 and (b) the remaining 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2022. F1 · price: Represents options to purchase shares ("Options") that will vest and become exercisable as follows, subject to the Reporting Person's continued employment through the applicable vesting date: (i) two-thirds of the Options will be subject to time vesting (the "Time Vesting Options") and will vest in equal 25% installments on each of the first four anniversaries of October 28, 2020, such that all of the Time Vesting Options will be fully vested on October 28, 2024; and (ii) one-third of the Options will be subject to performance vesting (the "Performance Vesting Options"), whereby (a) 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2021 and (b) the remaining 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2022. F1 · derivative.exercise_date: Represents options to purchase shares ("Options") that will vest and become exercisable as follows, subject to the Reporting Person's continued employment through the applicable vesting date: (i) two-thirds of the Options will be subject to time vesting (the "Time Vesting Options") and will vest in equal 25% installments on each of the first four anniversaries of October 28, 2020, such that all of the Time Vesting Options will be fully vested on October 28, 2024; and (ii) one-third of the Options will be subject to performance vesting (the "Performance Vesting Options"), whereby (a) 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2021 and (b) the remaining 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2022. F2 · derivative.expiration_date: All of the Options will expire upon the earliest of: (i) October 28, 2030; (ii) twelve months after the Reporting Person's termination of employment or service due to death; (iii) immediately upon termination of the Reporting Person's employment or service for "cause"; or (iv) ninety days after the Reporting Person's termination of employment or service for any reason not specified in the foregoing (ii) or (iii). Read SEC document |
| October 28, 2020 Filed Oct 31, 2020 01:31 UTC |
Weddell Steven MSee Remarks.
|
GrantOptions to purchase shares · Derivative | 735,295 | $17.00 | $12,500,015.00 |
DisclosureSEC source: 0000899243-20-030051 · doc4.xml · derivative · entry 1 Weddell Steven M · CIK 0001829224 · See Remarks. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 735,295 Underlying: Common Stock, par value $0.001 per share · 735,295 shares Expires not disclosed F1 · derivative.exercise_price: Represents options to purchase shares ("Options") that will vest and become exercisable as follows, subject to the Reporting Person's continued employment through the applicable vesting date: (i) two-thirds of the Options will be subject to time vesting (the "Time Vesting Options") and will vest in equal 25% installments on each of the first four anniversaries of October 28, 2020, such that all of the Time Vesting Options will be fully vested on October 28, 2024; and (ii) one-third of the Options will be subject to performance vesting (the "Performance Vesting Options"), whereby (a) 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2021 and (b) the remaining 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2022. F1 · derivative.exercise_date: Represents options to purchase shares ("Options") that will vest and become exercisable as follows, subject to the Reporting Person's continued employment through the applicable vesting date: (i) two-thirds of the Options will be subject to time vesting (the "Time Vesting Options") and will vest in equal 25% installments on each of the first four anniversaries of October 28, 2020, such that all of the Time Vesting Options will be fully vested on October 28, 2024; and (ii) one-third of the Options will be subject to performance vesting (the "Performance Vesting Options"), whereby (a) 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2021 and (b) the remaining 50% of the Performance Vesting Options will vest if, and only if, the Issuer achieves the net income target established by the Issuer's board of directors for fiscal year 2022. F2 · derivative.expiration_date: All of the Options will expire upon the earliest of: (i) October 28, 2030; (ii) twelve months after the Reporting Person's termination of employment or service due to death; (iii) immediately upon termination of the Reporting Person's employment or service for "cause"; or (iv) ninety days after the Reporting Person's termination of employment or service for any reason not specified in the foregoing (ii) or (iii). Read SEC document |
| February 16, 2020 Filed Feb 16, 2021 23:58 UTC |
Bubbles Investor Aggregator, L.P.10% owner
Chu James Michael10% owner
Dahnke Scott Arnold10% owner
|
SaleCommon Stock, par value $0.001 per share | 17,893,490 | $25.22 | $451,273,817.80 |
DisclosureSEC source: 0000899243-21-006758 · doc4.xml · nonDerivative · entry 1 Bubbles Investor Aggregator, L.P. · CIK 0001829133 · 10% owner Chu James Michael · CIK 0001544498 · 10% owner Dahnke Scott Arnold · CIK 0001545446 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,984,873 F1 · ownership.direct: C8 Management, L.L.C. is the general partner of Bubbles Investor Aggregator, L.P. and the management of C8 Management, L.L.C. is controlled by a managing board. F2 · ownership.direct: J. Michael Chu and Scott A. Dahnke are the members of the managing board of C8 Management, L.L.C. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by the entities affiliated with Catterton Management Company, L.L.C., but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.