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loanDepot, Inc.

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723
SEC CIK
0001831631
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588

Last 12 months

Inside the activity.

6 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202506
Dec 202509
Jan 202602
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202650
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 28, 2024 Filed May 29, 2024 20:06 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 50,000 $1.86 $93,025.00
Disclosure

SEC source: 0001831631-24-000125 · wk-form4_1717013204.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By The JLSSAA Trust

Disclosed balance after: 3,006,605

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.80 to $1.955. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
May 28, 2024 Filed May 30, 2024 21:45 UTC
Martell FrankDirector · CEO and President
PurchaseClass A Common Stock 50,000 $1.80 $90,000.00
Disclosure

SEC source: 0001831631-24-000127 · wk-form4_1717105508.xml · nonDerivative · entry 1

Martell Frank · CIK 0001387655 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Indirect · The Frank D. and Donna M. Martell Family Trust

Disclosed balance after: 558,609

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.76 to $1.85. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the transaction was effected.

F2 · ownership.direct: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, established on 8/17/20.

F2 · ownership.nature: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, established on 8/17/20.

Read SEC document
May 24, 2024 Filed May 29, 2024 20:06 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 76,210 $1.98 $150,514.75
Disclosure

SEC source: 0001831631-24-000125 · wk-form4_1717013204.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By The JLSSAA Trust

Disclosed balance after: 3,056,605

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.005 to $2.075. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
May 23, 2024 Filed May 23, 2024 22:52 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 122,808 $2.02 $248,563.39
Disclosure

SEC source: 0001831631-24-000122 · wk-form4_1716504724.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By The JLSSAA Trust

Disclosed balance after: 3,132,815

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.005 to $2.075. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
May 22, 2024 Filed May 23, 2024 22:52 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 38,504 $2.03 $78,047.61
Disclosure

SEC source: 0001831631-24-000122 · wk-form4_1716504724.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By The JLSSAA Trust

Disclosed balance after: 3,255,623

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.00 to $2.105. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
May 21, 2024 Filed May 22, 2024 20:18 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 123,280 $2.05 $252,415.80
Disclosure

SEC source: 0001831631-24-000120 · wk-form4_1716409096.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By The JLSSAA Trust

Disclosed balance after: 3,294,127

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1.98 to $2.10. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
May 20, 2024 Filed May 22, 2024 20:18 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 173,484 $2.12 $368,306.53
Disclosure

SEC source: 0001831631-24-000120 · wk-form4_1716409096.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By The JLSSAA Trust

Disclosed balance after: 3,417,407

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.06 to $2.15. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
May 17, 2024 Filed May 21, 2024 22:20 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 198,866 $2.20 $436,590.42
Disclosure

SEC source: 0001831631-24-000118 · wk-form4_1716330031.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By The JLSSAA Trust

Disclosed balance after: 3,590,891

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.13 to $2.235. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
May 16, 2024 Filed May 17, 2024 20:22 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 317,976 $2.16 $687,400.52
Disclosure

SEC source: 0001831631-24-000114 · wk-form4_1715977310.xml · nonDerivative · entry 2

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By The JLSSAA Trust

Disclosed balance after: 3,789,757

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.12 to $2.203. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:22 UTC
Hsieh Anthony LiDirector · 10% owner
SaleClass A Common Stock 105,591 $2.18 $229,871.61
Disclosure

SEC source: 0001831631-24-000114 · wk-form4_1715977310.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By The JLSSAA Trust

Disclosed balance after: 4,107,733

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.145 to $2.245. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

F2 · ownership.nature: As trustee, Anthony Hsieh has voting and investment power over the assets of the JLSSAA Trust.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:28 UTC Amendment
Martell FrankDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000107 · wk-form4a_1714771710.xml · derivative · entry 4

Martell Frank · CIK 0001387655 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F5 · derivative.exercise_date: The RSUs are scheduled to vest as follows, 250,000 on each of 4/27/25 and 4/27/26. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period), Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested.

F5 · derivative.expiration_date: The RSUs are scheduled to vest as follows, 250,000 on each of 4/27/25 and 4/27/26. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period), Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:28 UTC Amendment
Martell FrankDirector · CEO and President
Tax withholdingClass A Common Stock 126,700 $2.14 $271,138.00
Disclosure

SEC source: 0001831631-24-000107 · wk-form4a_1714771710.xml · nonDerivative · entry 2

Martell Frank · CIK 0001387655 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,872

F3 · shares: The transaction reported reflects the withholding of RSUs in satisfaction of the Reporting Person's tax liability.

Read SEC document
May 01, 2024 Filed May 3, 2024 21:28 UTC Amendment
Martell FrankDirector · CEO and President
Exercise / conversionClass A Common Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-24-000107 · wk-form4a_1714771710.xml · nonDerivative · entry 1

Martell Frank · CIK 0001387655 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: This transaction is being amended by the Reporting Person due to an administrative error regarding the settlement date.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

Read SEC document
April 27, 2024 Filed Apr 30, 2024 23:55 UTC
Martell FrankDirector · CEO and President
Exercise / conversionRestricted Stock Units · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000104 · wk-form4_1714521306.xml · derivative · entry 4

Martell Frank · CIK 0001387655 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F4 · derivative.exercise_date: The RSUs are scheduled to vest as follows, 250,000 on each of 4/27/25 and 4/27/26. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period), Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested.

F4 · derivative.expiration_date: The RSUs are scheduled to vest as follows, 250,000 on each of 4/27/25 and 4/27/26. Within 30 days following each vesting date (provided such date does not fall during a Blackout Period), Issuer will deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested.

Read SEC document
April 27, 2024 Filed Apr 30, 2024 23:55 UTC
Martell FrankDirector · CEO and President
Tax withholdingClass A Common Stock 126,700 $2.36 $299,012.00
Disclosure

SEC source: 0001831631-24-000104 · wk-form4_1714521306.xml · nonDerivative · entry 2

Martell Frank · CIK 0001387655 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,872

F2 · shares: The transaction reported reflects the withholding of RSUs in satisfaction of the Reporting Person's tax liability.

Read SEC document
April 27, 2024 Filed Apr 30, 2024 23:55 UTC
Martell FrankDirector · CEO and President
Exercise / conversionClass A Common Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-24-000104 · wk-form4_1714521306.xml · nonDerivative · entry 1

Martell Frank · CIK 0001387655 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 22:30 UTC
Martell FrankDirector · CEO and President
GrantRestricted Stock Units · Derivative 936,170 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000089 · wk-form4_1713306642.xml · derivative · entry 1

Martell Frank · CIK 0001387655 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 936,170

Underlying: Class A Common Stock · 936,170 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs are scheduled to vest in 1/3 installments on each of April 15, 2025, April 15, 2026 and April 15, 2027. Vested RSUs will be settled within 30 days following the vesting date.

F2 · derivative.expiration_date: The RSUs are scheduled to vest in 1/3 installments on each of April 15, 2025, April 15, 2026 and April 15, 2027. Vested RSUs will be settled within 30 days following the vesting date.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 22:25 UTC
Grassi Joseph J IIIChief Risk Officer
GrantRestricted Stock Units · Derivative 138,297 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000083 · wk-form4_1713306295.xml · derivative · entry 1

Grassi Joseph J III · CIK 0001609095 · Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,297

Underlying: Class A Common Stock · 138,297 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs are scheduled to vest in 1/3 installments on each of April 15, 2025, April 15, 2026 and April 15, 2027. Vested RSUs will be settled within 30 days following the vesting date.

F2 · derivative.expiration_date: The RSUs are scheduled to vest in 1/3 installments on each of April 15, 2025, April 15, 2026 and April 15, 2027. Vested RSUs will be settled within 30 days following the vesting date.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 22:27 UTC
DerGurahian Jeffrey MichaelChief Investment Officer
GrantRestricted Stock Units · Derivative 212,765 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000085 · wk-form4_1713306417.xml · derivative · entry 1

DerGurahian Jeffrey Michael · CIK 0001655938 · Chief Investment Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,765

Underlying: Class A Common Stock · 212,765 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs are scheduled to vest in 1/3 installments on each of April 15, 2025, April 15, 2026 and April 15, 2027. Vested RSUs will be settled within 30 days following the vesting date.

F2 · derivative.expiration_date: The RSUs are scheduled to vest in 1/3 installments on each of April 15, 2025, April 15, 2026 and April 15, 2027. Vested RSUs will be settled within 30 days following the vesting date.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 22:24 UTC
Smallwood GregoryChief Legal Officer
GrantRestricted Stock Units · Derivative 138,297 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000082 · wk-form4_1713306242.xml · derivative · entry 1

Smallwood Gregory · CIK 0001829106 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,297

Underlying: Class A Common Stock · 138,297 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs are scheduled to vest in 1/3 installments on each of April 15, 2025, April 15, 2026 and April 15, 2027. Vested RSUs will be settled within 30 days following the vesting date.

F2 · derivative.expiration_date: The RSUs are scheduled to vest in 1/3 installments on each of April 15, 2025, April 15, 2026 and April 15, 2027. Vested RSUs will be settled within 30 days following the vesting date.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 22:29 UTC
Hayes David RChief Financial Officer
GrantRestricted Stock Units · Derivative 351,063 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000088 · wk-form4_1713306584.xml · derivative · entry 1

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,063

Underlying: Class A Common Stock · 351,063 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs are scheduled to vest in 1/3 installments on each of April 15, 2025, April 15, 2026 and April 15, 2027. Vested RSUs will be settled within 30 days following the vesting date.

F2 · derivative.expiration_date: The RSUs are scheduled to vest in 1/3 installments on each of April 15, 2025, April 15, 2026 and April 15, 2027. Vested RSUs will be settled within 30 days following the vesting date.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 22:28 UTC
Graeler DarrenEVP, Chief Accounting Officer
GrantRestricted Stock Units · Derivative 31,914 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000087 · wk-form4_1713306526.xml · derivative · entry 1

Graeler Darren · CIK 0001983414 · EVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,914

Underlying: Class A Common Stock · 31,914 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs are scheduled to vest in 1/3 installments on each of April 15, 2025, April 15, 2026 and April 15, 2027. Vested RSUs will be settled within 30 days following the vesting date.

F2 · derivative.expiration_date: The RSUs are scheduled to vest in 1/3 installments on each of April 15, 2025, April 15, 2026 and April 15, 2027. Vested RSUs will be settled within 30 days following the vesting date.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 22:28 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
GrantRestricted Stock Units · Derivative 212,765 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000086 · wk-form4_1713306473.xml · derivative · entry 1

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,765

Underlying: Class A Common Stock · 212,765 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs are scheduled to vest in 1/3 installments on each of April 15, 2025, April 15, 2026 and April 15, 2027. Vested RSUs will be settled within 30 days following the vesting date.

F2 · derivative.expiration_date: The RSUs are scheduled to vest in 1/3 installments on each of April 15, 2025, April 15, 2026 and April 15, 2027. Vested RSUs will be settled within 30 days following the vesting date.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 22:26 UTC
Binowitz DanManaging Director
GrantRestricted Stock Units · Derivative 212,765 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000084 · wk-form4_1713306354.xml · derivative · entry 1

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,765

Underlying: Class A Common Stock · 212,765 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs are scheduled to vest in 1/3 installments on each of April 15, 2025, April 15, 2026 and April 15, 2027. Vested RSUs will be settled within 30 days following the vesting date.

F2 · derivative.expiration_date: The RSUs are scheduled to vest in 1/3 installments on each of April 15, 2025, April 15, 2026 and April 15, 2027. Vested RSUs will be settled within 30 days following the vesting date.

Read SEC document
March 20, 2024 Filed Mar 21, 2024 21:16 UTC
Binowitz DanManaging Director
SaleClass A Common Stock 13,900 $2.34 $32,526.00
Disclosure

SEC source: 0001831631-24-000067 · wk-form4_1711055803.xml · nonDerivative · entry 1

Binowitz Dan · CIK 0001942324 · Managing Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 783,251

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.18 to $2.55. The Reporting Person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the range set forth in this footnote at which the respective transactions were effected.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 21:10 UTC
Hayes David RChief Financial Officer
GrantRestricted Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000065 · wk-form4_1710882602.xml · derivative · entry 1

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in 1/3 installments on each of March 15, 2025, March 15, 2026, and March 15, 2027.

F2 · derivative.expiration_date: The RSUs vest in 1/3 installments on each of March 15, 2025, March 15, 2026, and March 15, 2027.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 21:50 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
SaleClass A Common Stock, par value $0.001 per share 7,020 $2.60 $18,252.00
Disclosure

SEC source: 0001831631-24-000056 · wk-form4_1709761784.xml · nonDerivative · entry 4

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,915,394

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.55 to $2.64. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

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March 04, 2024 Filed Mar 6, 2024 21:50 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
SaleClass A Common Stock, par value $0.001 per share 14,408 $2.64 $38,037.12
Disclosure

SEC source: 0001831631-24-000056 · wk-form4_1709761784.xml · nonDerivative · entry 3

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,922,414

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.60 to $2.74. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:50 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
SaleClass A Common Stock, par value $0.001 per share 7,142 $2.66 $18,997.72
Disclosure

SEC source: 0001831631-24-000056 · wk-form4_1709761784.xml · nonDerivative · entry 2

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,936,822

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.60 to $2.75. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

Read SEC document
March 04, 2024 Filed Mar 6, 2024 21:50 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
SaleClass A Common Stock, par value $0.001 per share 10,714 $2.63 $28,177.82
Disclosure

SEC source: 0001831631-24-000056 · wk-form4_1709761784.xml · nonDerivative · entry 1

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,943,964

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.60 to $2.74. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 22:52 UTC Exercise / conversionRestricted Stock Units · Derivative 14,671 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000032 · wk-form4_1709333546.xml · derivative · entry 2

PATENAUDE PAMELA H. · CIK 0001815221 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,672

Underlying: Class A Common Stock · 14,671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.

F2 · date: In accordance with the terms of the RSU agreement, RSUs that vested on February 18, 2024 were settled on February 29, 2024.

F3 · derivative.exercise_date: The remaining RSUs vest on May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.

F3 · derivative.expiration_date: The remaining RSUs vest on May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.

F1 · balance_after: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 22:52 UTC Exercise / conversionClass A Common Stock 14,671 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000032 · wk-form4_1709333546.xml · nonDerivative · entry 1

PATENAUDE PAMELA H. · CIK 0001815221 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 22:48 UTC
PCP MANAGERS GP, LLCDirector · 10% owner
PCP MANAGERS, L.P.Director · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 29,342 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000028 · wk-form4_1709333270.xml · derivative · entry 2

PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner

PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner

Golson Brian P. · CIK 0001555304 · Director

Dodson Andrew C · CIK 0001656792 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 29,344

Underlying: Class A Common Stock · 29,342 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Pursuant to the Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") hold the Restricted Stock Units ("RSUs") for the benefit of PCP Managers, L.P. and disclaim all right, title and interest in the RSUs. As per the Restricted Stock Unit Award Agreement dated November 6, 2023, and subject to the applicable Director's continued service, the remaining RSUs will vest on May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date. Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.

F4 · date: In accordance with the terms of the RSU agreement, RSUs that vested on February 28, 2024, were settled on February 29, 2024.

F3 · derivative.exercise_date: Pursuant to the Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") hold the Restricted Stock Units ("RSUs") for the benefit of PCP Managers, L.P. and disclaim all right, title and interest in the RSUs. As per the Restricted Stock Unit Award Agreement dated November 6, 2023, and subject to the applicable Director's continued service, the remaining RSUs will vest on May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date. Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.

F3 · derivative.expiration_date: Pursuant to the Assignment and Acknowledgement Agreements, dated as of May 6, 2021, Messrs. Golson and Dodson (the "Directors") hold the Restricted Stock Units ("RSUs") for the benefit of PCP Managers, L.P. and disclaim all right, title and interest in the RSUs. As per the Restricted Stock Unit Award Agreement dated November 6, 2023, and subject to the applicable Director's continued service, the remaining RSUs will vest on May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date. Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.

F1 · ownership.nature: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F2 · ownership.nature: PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). The Directors serve as directors of loanDepot, Inc. (the "Issuer"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 22:48 UTC
PCP MANAGERS GP, LLCDirector · 10% owner
PCP MANAGERS, L.P.Director · 10% owner
Exercise / conversionClass A Common Stock 29,342 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000028 · wk-form4_1709333270.xml · nonDerivative · entry 1

PCP MANAGERS GP, LLC · CIK 0001666602 · Director · 10% owner

PCP MANAGERS, L.P. · CIK 0001555301 · Director · 10% owner

Golson Brian P. · CIK 0001555304 · Director

Dodson Andrew C · CIK 0001656792 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,116,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Each of the Reporting Persons expressly disclaims beneficial ownership of the equity securities reported herein, except to the extent of their respective pecuniary interests therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.

F2 · ownership.nature: PCP Managers GP, LLC is the general partner of PCP Managers, L.P, an affiliate of Parthenon Capital Partners ("Parthenon Capital"). The Directors serve as directors of loanDepot, Inc. (the "Issuer"). Mr. Golson is the Co-CEO and Managing Partner at Parthenon Capital and Mr. Dodson is a Managing Partner at Parthenon Capital. PCP Managers GP, LLC and certain of the Reporting Persons' affiliates may be deemed to be a director by deputization of the Issuer.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 22:51 UTC Exercise / conversionRestricted Stock Units · Derivative 14,671 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000031 · wk-form4_1709333479.xml · derivative · entry 2

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,672

Underlying: Class A Common Stock · 14,671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.

F2 · date: In accordance with the terms of the RSU agreement, RSUs that vested on February 28, 2024, were settled on February 29, 2024.

F3 · derivative.exercise_date: The remaining RSUs vest on May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.

F3 · derivative.expiration_date: The remaining RSUs vest on May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 22:51 UTC Exercise / conversionClass A Common Stock 14,671 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000031 · wk-form4_1709333479.xml · nonDerivative · entry 1

OZONIAN STEVEN · CIK 0001442082 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 22:47 UTC Exercise / conversionRestricted Stock Units · Derivative 14,671 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000027 · wk-form4_1709333211.xml · derivative · entry 2

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,672

Underlying: Class A Common Stock · 14,671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock

F2 · date: In accordance with the terms of the RSU agreement, RSUs that vested on February 28 2024, were settled on February 29, 2024.

F3 · derivative.exercise_date: The remaining RSUs will vest on May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.

F3 · derivative.expiration_date: The remaining RSUs will vest on May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 22:47 UTC Exercise / conversionClass A Common Stock 14,671 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000027 · wk-form4_1709333211.xml · nonDerivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 22:50 UTC Exercise / conversionRestricted Stock Units · Derivative 14,671 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000030 · wk-form4_1709333409.xml · derivative · entry 2

LEPORE DAWN G · CIK 0001186015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,672

Underlying: Class A Common Stock · 14,671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.

F2 · date: In accordance with the terms of the RSU agreement, RSUs that vested on February 28,2024, were settled on February 29, 2024.

F3 · derivative.exercise_date: The remaining RSUs vest on May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.

F3 · derivative.expiration_date: The remaining RSUs vest on May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 22:50 UTC Exercise / conversionClass A Common Stock 14,671 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000030 · wk-form4_1709333409.xml · nonDerivative · entry 1

LEPORE DAWN G · CIK 0001186015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 22:49 UTC
Hsieh Anthony LiDirector · 10% owner
Exercise / conversionRestricted Stock Units · Derivative 14,671 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000029 · wk-form4_1709333336.xml · derivative · entry 3

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,672

Underlying: Class A Common Stock · 14,671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.

F3 · date: In accordance with the terms of the RSU agreement, RSUs that vested on February 28, 2024, were settled on February 29, 2024.

F4 · derivative.exercise_date: The remaining RSUs vest on May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.

F4 · derivative.expiration_date: The remaining RSUs vest on May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 22:49 UTC
Hsieh Anthony LiDirector · 10% owner
Exercise / conversionClass A Common Stock 14,671 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000029 · wk-form4_1709333336.xml · nonDerivative · entry 1

Hsieh Anthony Li · CIK 0001655400 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:20 UTC Exercise / conversionRestricted Stock Units · Derivative 14,671 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000054 · wk-form4_1709594428.xml · derivative · entry 3

Lee John Hoon · CIK 0001926901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,672

Underlying: Class A Common Stock · 14,671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.

F2 · date: In accordance with the terms of the RSU agreement, RSUs that vested on February 28, 2024, were settled on February 29, 2024.

F3 · derivative.exercise_date: The remaining RSUs vest on May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.

F3 · derivative.expiration_date: The remaining RSUs vest on May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:20 UTC Exercise / conversionClass A Common Stock 14,671 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000054 · wk-form4_1709594428.xml · nonDerivative · entry 1

Lee John Hoon · CIK 0001926901 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:38 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
SaleClass A Common Stock, par value $0.001 per share 7,142 $2.64 $18,854.88
Disclosure

SEC source: 0001831631-24-000017 · wk-form4_1707345471.xml · nonDerivative · entry 3

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,954,678

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.60 to $2.72. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:38 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
SaleClass A Common Stock, par value $0.001 per share 10,714 $2.62 $28,070.68
Disclosure

SEC source: 0001831631-24-000017 · wk-form4_1707345471.xml · nonDerivative · entry 2

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,961,820

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.57 to $2.72. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

Read SEC document
February 05, 2024 Filed Feb 7, 2024 22:38 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
SaleClass A Common Stock, par value $0.001 per share 21,428 $2.63 $56,355.64
Disclosure

SEC source: 0001831631-24-000017 · wk-form4_1707345471.xml · nonDerivative · entry 1

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,972,534

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.58 to $2.72. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:07 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
SaleClass A Common Stock, par value $0.001 per share 21,428 $3.01 $64,498.28
Disclosure

SEC source: 0001831631-24-000006 · wk-form4_1705010858.xml · nonDerivative · entry 4

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,993,962

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.95 to $3.12. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:07 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
SaleClass A Common Stock, par value $0.001 per share 42,857 $3.04 $130,285.28
Disclosure

SEC source: 0001831631-24-000006 · wk-form4_1705010858.xml · nonDerivative · entry 3

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,015,390

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.00 to $3.105. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

Read SEC document
January 09, 2024 Filed Jan 11, 2024 22:07 UTC
Walsh Jeff AlexanderPresident, LDI Mortgage
SaleClass A Common Stock, par value $0.001 per share 7,142 $2.99 $21,354.58
Disclosure

SEC source: 0001831631-24-000006 · wk-form4_1705010858.xml · nonDerivative · entry 2

Walsh Jeff Alexander · CIK 0001842775 · President, LDI Mortgage

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,058,247

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.95 to $3.12. The reporting person undertakes to provide the issuer,any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, specific trade amounts and pricing within the ranges set forth in this footnote of this Form 4 at which the respective transactions were affected.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.