TapewireFind a company

person · Reporting owner

DORMAN JOHN C

Disclosed activity across 4 companies

Tapewire entity
47625
SEC CIK
0001227539

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SmartRent, Inc.SMRT · Entity 6112DirectorMay 11, 2026May 13, 2026
loanDepot, Inc.LDI · Entity 723DirectorJune 03, 2024June 05, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SmartRent, Inc.

Report date May 11, 2026 · Filed May 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect565,894 Reported balance After 2026-05-11 transaction · row 1
1 source row

Row 1 · 2026-05-11 · Exercise / conversion · Acquired 182,926 · Balance 565,894

F1: Represents shares acquired upon vesting of RSUs.

F2: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-11 · Exercise / conversion · Disposed 182,926 · Balance 0

F2: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F3: The Restricted Stock Units vested in full on May 11, 2026.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect131,578 Reported balance After 2026-05-12 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-12 · Grant · Acquired 131,578 · Balance 131,578

F2: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F4: The RSUs shall vest in full upon the earlier of (i) May 12, 2027 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares acquired upon vesting of RSUs.

F2: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F3: The Restricted Stock Units vested in full on May 11, 2026.

F4: The RSUs shall vest in full upon the earlier of (i) May 12, 2027 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

loanDepot, Inc.

Report date June 03, 2024 · Filed June 05, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect322,503 Reported balance After 2024-06-03 transaction · row 1
1 source row

Row 1 · 2024-06-03 · Exercise / conversion · Acquired 14,672 · Balance 322,503

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-06-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-06-03 · Exercise / conversion · Disposed 14,672 · Balance 0

F1: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock

F2: In accordance with the terms of the RSU agreement, RSUs that vested on May 31, 2024, were settled on June 3, 2024.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock

F2: In accordance with the terms of the RSU agreement, RSUs that vested on May 31, 2024, were settled on June 3, 2024.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CORELOGIC, INC.

Report date June 04, 2021 · Filed June 08, 2021

Section 16 reporting ended · disclosed 2021-06-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-06-04 transaction · row 1
1 source row

Row 1 · 2021-06-04 · Disposition to issuer · Disposed 18,005.623 · Balance 0

F1: Includes 2,008 restricted stock units of CoreLogic, Inc. ("CoreLogic") subject to time-based vesting ("RSUs"). Each RSU is settled by the delivery of the underlying shares of CoreLogic common stock.

F2: On June 4, 2021, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated February 4, 2021, by and among CoreLogic, Celestial-Saturn Parent Inc., a Delaware corporation ("Parent"), and Celestial-Saturn Acquisition Sub Inc., a Delaware corporation ("Acquisition Sub"), Acquisition Sub merged with and into CoreLogic, with CoreLogic surviving as a wholly owned subsidiary of Parent (the "Merger").

F3: (continued from footnote 2) Pursuant to the Merger Agreement and by virtue of the Merger, in which each issued and outstanding share of CoreLogic common stock, par value $0.00001 per share, was converted into the right to receive $80 in cash, without interest (the "Merger Consideration"), each RSU held by a non-employee director that was outstanding immediately prior to the effective time of the Merger automatically vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (A) the total number of shares of CoreLogic common stock underlying such RSU (including any shares of CoreLogic common stock in respect of dividend equivalent units credited thereon) multiplied by (B) the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 2,008 restricted stock units of CoreLogic, Inc. ("CoreLogic") subject to time-based vesting ("RSUs"). Each RSU is settled by the delivery of the underlying shares of CoreLogic common stock.

F2: On June 4, 2021, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated February 4, 2021, by and among CoreLogic, Celestial-Saturn Parent Inc., a Delaware corporation ("Parent"), and Celestial-Saturn Acquisition Sub Inc., a Delaware corporation ("Acquisition Sub"), Acquisition Sub merged with and into CoreLogic, with CoreLogic surviving as a wholly owned subsidiary of Parent (the "Merger").

F3: (continued from footnote 2) Pursuant to the Merger Agreement and by virtue of the Merger, in which each issued and outstanding share of CoreLogic common stock, par value $0.00001 per share, was converted into the right to receive $80 in cash, without interest (the "Merger Consideration"), each RSU held by a non-employee director that was outstanding immediately prior to the effective time of the Merger automatically vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (A) the total number of shares of CoreLogic common stock underlying such RSU (including any shares of CoreLogic common stock in respect of dividend equivalent units credited thereon) multiplied by (B) the Merger Consideration.

Target Hospitality Corp.

Report date May 22, 2025 · Filed May 27, 2025

Section 16 reporting ended · disclosed 2025-05-27. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeDirect13,047 Reported balance After 2025-05-22 transaction · row 1
1 source row

Row 1 · 2025-05-22 · Exercise / conversion · Acquired 9,965 · Balance 13,047

F1: Each Restricted Stock Unit represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share ("Common Stock"), or its cash equivalent.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-05-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-05-22 · Exercise / conversion · Disposed 9,965 · Balance 0

F1: Each Restricted Stock Unit represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share ("Common Stock"), or its cash equivalent.

F2: On May 23, 2024, the Reporting Person, was granted 9,965 Restricted Stock Units which vest in full on May 23, 2025 or, if earlier, the date of the 2025 annual meeting of the stockholders of the Issuer, subject to the Target Hospitality Corp. 2019 Incentive Award Plan, as amended (the "Plan") and award agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Each Restricted Stock Unit represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share ("Common Stock"), or its cash equivalent.

F2: On May 23, 2024, the Reporting Person, was granted 9,965 Restricted Stock Units which vest in full on May 23, 2025 or, if earlier, the date of the 2025 annual meeting of the stockholders of the Issuer, subject to the Target Hospitality Corp. 2019 Incentive Award Plan, as amended (the "Plan") and award agreement.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2026 Filed May 13, 2026 21:46 UTC SmartRent, Inc. SMRT · Entity 6112 GrantRestricted Stock Units · Derivative 131,578 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-222057 · ownership.xml · derivative · entry 3

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,578

Underlying: Class A Common Stock · 131,578 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F4 · derivative.exercise_date: The RSUs shall vest in full upon the earlier of (i) May 12, 2027 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

F4 · derivative.expiration_date: The RSUs shall vest in full upon the earlier of (i) May 12, 2027 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

Read SEC document
May 11, 2026 Filed May 13, 2026 21:46 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionRestricted Stock Units · Derivative 182,926 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-222057 · ownership.xml · derivative · entry 2

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 182,926 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F3 · derivative.exercise_date: The Restricted Stock Units vested in full on May 11, 2026.

F3 · derivative.expiration_date: The Restricted Stock Units vested in full on May 11, 2026.

Read SEC document
May 11, 2026 Filed May 13, 2026 21:46 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionClass A Common Stock 182,926 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-222057 · ownership.xml · nonDerivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 565,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon vesting of RSUs.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Read SEC document
August 18, 2025 Filed Aug 18, 2025 20:20 UTC SmartRent, Inc. SMRT · Entity 6112 PurchaseClass A Common Stock 100,000 $1.53 $153,470.00
Disclosure

SEC source: 0001227539-25-000005 · ownership.xml · nonDerivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,968

F1 · price: This transaction was executed in multiple trades at prices ranging from $1.5150 to $1.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 22, 2025 Filed May 27, 2025 21:11 UTC Target Hospitality Corp. TH · Entity 4584 Exercise / conversionRestricted Stock Units · Derivative 9,965 $0.00 $0.00
Disclosure

SEC source: 0001712189-25-000045 · form4.xml · derivative · entry 2

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,965 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share ("Common Stock"), or its cash equivalent.

F2 · derivative.exercise_date: On May 23, 2024, the Reporting Person, was granted 9,965 Restricted Stock Units which vest in full on May 23, 2025 or, if earlier, the date of the 2025 annual meeting of the stockholders of the Issuer, subject to the Target Hospitality Corp. 2019 Incentive Award Plan, as amended (the "Plan") and award agreement.

F2 · derivative.expiration_date: On May 23, 2024, the Reporting Person, was granted 9,965 Restricted Stock Units which vest in full on May 23, 2025 or, if earlier, the date of the 2025 annual meeting of the stockholders of the Issuer, subject to the Target Hospitality Corp. 2019 Incentive Award Plan, as amended (the "Plan") and award agreement.

Read SEC document
May 22, 2025 Filed May 27, 2025 21:11 UTC Target Hospitality Corp. TH · Entity 4584 Exercise / conversionCommon Stock, par value $0.0001 per share 9,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001712189-25-000045 · form4.xml · nonDerivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share ("Common Stock"), or its cash equivalent.

Read SEC document
May 13, 2025 Filed May 13, 2025 22:19 UTC SmartRent, Inc. SMRT · Entity 6112 GrantRestricted Stock Units · Derivative 182,926 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-070640 · ownership.xml · derivative · entry 3

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,926

Underlying: Class A Common Stock · 182,926 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F4 · derivative.exercise_date: The RSUs represent a Director Replacement Grant and shall vest in full upon the earlier of (i) May 13, 2026 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

F4 · derivative.expiration_date: The RSUs represent a Director Replacement Grant and shall vest in full upon the earlier of (i) May 13, 2026 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

Read SEC document
May 12, 2025 Filed May 13, 2025 22:19 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionRestricted Stock Units · Derivative 53,003 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-070640 · ownership.xml · derivative · entry 2

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 53,003 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F3 · derivative.exercise_date: The Restricted Stock Units vested in full on May 12, 2025.

F3 · derivative.expiration_date: The Restricted Stock Units vested in full on May 12, 2025.

Read SEC document
May 12, 2025 Filed May 13, 2025 22:19 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionClass A Common Stock 53,003 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-070640 · ownership.xml · nonDerivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon vesting of RSUs

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Read SEC document
April 22, 2025 Filed Apr 23, 2025 20:28 UTC SmartRent, Inc. SMRT · Entity 6112 GrantRestricted Stock Units · Derivative 213,918 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-057442 · ownership.xml · derivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 213,918

Underlying: Class A Common Stock · 213,918 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F2 · derivative.exercise_date: The reporting person was awarded a Restricted Stock Unit award and the award will vest in full in 2027 on the last day of his current term as a member of the Board (or, if earlier, the date of a change in control (as defined in the Offer Letter), or the date on which he ceases to be a member of the Board due to his death or disability), subject in each case to his continued service to the Company through the applicable vesting date.

F2 · derivative.expiration_date: The reporting person was awarded a Restricted Stock Unit award and the award will vest in full in 2027 on the last day of his current term as a member of the Board (or, if earlier, the date of a change in control (as defined in the Offer Letter), or the date on which he ceases to be a member of the Board due to his death or disability), subject in each case to his continued service to the Company through the applicable vesting date.

Read SEC document
March 10, 2025 Filed Mar 11, 2025 20:13 UTC SmartRent, Inc. SMRT · Entity 6112 PurchaseClass A Common Stock 125,000 $1.20 $150,000.00
Disclosure

SEC source: 0000950170-25-037146 · ownership.xml · nonDerivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,965

Read SEC document
August 23, 2024 Filed Aug 23, 2024 20:16 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionRestricted Stock Units · Derivative 6,887 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-100194 · ownership.xml · derivative · entry 2

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: one-third vested on August 24, 2022 with the remaining vesting in 2 equal annual installments until vested in full.

F2 · derivative.expiration_date: The Restricted Stock Units vest as follows: one-third vested on August 24, 2022 with the remaining vesting in 2 equal annual installments until vested in full.

Read SEC document
August 23, 2024 Filed Aug 23, 2024 20:16 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionClass A Common Stock 6,887 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-100194 · ownership.xml · nonDerivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:49 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 14,672 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000145 · wk-form4_1717620560.xml · derivative · entry 2

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock

F2 · date: In accordance with the terms of the RSU agreement, RSUs that vested on May 31, 2024, were settled on June 3, 2024.

F2 · derivative.exercise_date: In accordance with the terms of the RSU agreement, RSUs that vested on May 31, 2024, were settled on June 3, 2024.

F2 · derivative.expiration_date: In accordance with the terms of the RSU agreement, RSUs that vested on May 31, 2024, were settled on June 3, 2024.

Read SEC document
June 03, 2024 Filed Jun 5, 2024 20:49 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 14,672 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000145 · wk-form4_1717620560.xml · nonDerivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:31 UTC Target Hospitality Corp. TH · Entity 4584 GrantRestricted Stock Units · Derivative 9,965 $0.00 $0.00
Disclosure

SEC source: 0001712189-24-000071 · form4.xml · derivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,965

Underlying: Common Stock · 9,965 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share ("Common Stock"), or its cash equivalent.

F2 · derivative.exercise_date: On May 23, 2024, the Reporting Person, was granted 9,965 Restricted Stock Units which vest in full on May 23, 2025 or, if earlier, the date of the next annual meeting of the stockholders of the Issuer, subject to the Target Hospitality Corp. 2019 Incentive Award Plan and award agreement.

F2 · derivative.expiration_date: On May 23, 2024, the Reporting Person, was granted 9,965 Restricted Stock Units which vest in full on May 23, 2025 or, if earlier, the date of the next annual meeting of the stockholders of the Issuer, subject to the Target Hospitality Corp. 2019 Incentive Award Plan and award agreement.

Read SEC document
May 18, 2024 Filed May 21, 2024 20:33 UTC Target Hospitality Corp. TH · Entity 4584 Exercise / conversionRestricted Stock Units · Derivative 3,082 $0.00 $0.00
Disclosure

SEC source: 0001712189-24-000056 · form4.xml · derivative · entry 2

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share ("Common Stock"), or its cash equivalent.

F2 · derivative.exercise_date: On February 29, 2024, the Reporting Person, was granted 3,082 Restricted Stock Units which vest in full on May 18, 2024 or, if earlier, the date of the 2024 annual meeting of the stockholders of the Issuer, subject to the Target Hospitality Corp. 2019 Incentive Award Plan and award agreement.

F2 · derivative.expiration_date: On February 29, 2024, the Reporting Person, was granted 3,082 Restricted Stock Units which vest in full on May 18, 2024 or, if earlier, the date of the 2024 annual meeting of the stockholders of the Issuer, subject to the Target Hospitality Corp. 2019 Incentive Award Plan and award agreement.

Read SEC document
May 18, 2024 Filed May 21, 2024 20:33 UTC Target Hospitality Corp. TH · Entity 4584 Exercise / conversionCommon Stock, par value $0.0001 per share 3,082 Not disclosed Not disclosed
Disclosure

SEC source: 0001712189-24-000056 · form4.xml · nonDerivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share ("Common Stock"), or its cash equivalent.

Read SEC document
May 14, 2024 Filed May 14, 2024 23:24 UTC SmartRent, Inc. SMRT · Entity 6112 GrantRestricted Stock Units · Derivative 53,003 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-059921 · ownership.xml · derivative · entry 3

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,003

Underlying: Class A Common Stock · 53,003 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F4 · derivative.exercise_date: The RSUs shall vest in full upon the earlier of (i) May 14, 2025 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

F4 · derivative.expiration_date: The RSUs shall vest in full upon the earlier of (i) May 14, 2025 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

Read SEC document
May 13, 2024 Filed May 14, 2024 23:24 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionRestricted Stock Units · Derivative 41,666 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-059921 · ownership.xml · derivative · entry 2

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 41,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F3 · derivative.exercise_date: The Restricted Stock Units vested in full on May 13, 2024.

F3 · derivative.expiration_date: The Restricted Stock Units vested in full on May 13, 2024.

Read SEC document
May 13, 2024 Filed May 14, 2024 23:24 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionClass A Common Stock 41,666 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-059921 · ownership.xml · nonDerivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon vesting of RSUs

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 22:47 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 14,671 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000027 · wk-form4_1709333211.xml · derivative · entry 2

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,672

Underlying: Class A Common Stock · 14,671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock

F2 · date: In accordance with the terms of the RSU agreement, RSUs that vested on February 28 2024, were settled on February 29, 2024.

F3 · derivative.exercise_date: The remaining RSUs will vest on May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.

F3 · derivative.expiration_date: The remaining RSUs will vest on May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.

Read SEC document
February 29, 2024 Filed Mar 1, 2024 22:47 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 14,671 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000027 · wk-form4_1709333211.xml · nonDerivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:17 UTC Target Hospitality Corp. TH · Entity 4584 GrantRestricted Stock Units · Derivative 3,082 $0.00 $0.00
Disclosure

SEC source: 0001712189-24-000017 · form4.xml · derivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,082

Underlying: Common Stock · 3,082 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive upon vesting one share of common stock of the Issuer, par value $0.0001 per share ("Common Stock"), or its cash equivalent.

F2 · derivative.exercise_date: On 02.29.2024, the Reporting Person, as a newly appointed director to the Board of Directors, was granted 3,082 RSUs which vest in full on May 18, 2024, subject to Target Hospitality Corp. 2019 Incentive Award Plan, as amended, and award agreement.

F2 · derivative.expiration_date: On 02.29.2024, the Reporting Person, as a newly appointed director to the Board of Directors, was granted 3,082 RSUs which vest in full on May 18, 2024, subject to Target Hospitality Corp. 2019 Incentive Award Plan, as amended, and award agreement.

Read SEC document
December 01, 2023 Filed Dec 2, 2023 00:26 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 14,671 $0.00 $0.00
Disclosure

SEC source: 0001831631-23-000328 · wk-form4_1701476791.xml · derivative · entry 4

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,343

Underlying: Class A Common Stock · 14,671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock

F4 · date: In accordance with the terms of the RSU agreement, RSUs that vested on November 30, 2023, were settled on December 1, 2023.

F3 · derivative.exercise_date: The RSUs vest in equal installments on each of February 28, 2024, and May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.

F3 · derivative.expiration_date: The RSUs vest in equal installments on each of February 28, 2024, and May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.

Read SEC document
December 01, 2023 Filed Dec 2, 2023 00:26 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 14,671 $0.00 $0.00
Disclosure

SEC source: 0001831631-23-000328 · wk-form4_1701476791.xml · derivative · entry 3

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,014

Underlying: Class A Common Stock · 14,671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock

F2 · date: In accordance with the terms of the RSU agreement, RSUs that vested on November 6, 2023, were settled on December 1, 2023.

F3 · derivative.exercise_date: The RSUs vest in equal installments on each of February 28, 2024, and May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.

F3 · derivative.expiration_date: The RSUs vest in equal installments on each of February 28, 2024, and May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.

Read SEC document
December 01, 2023 Filed Dec 2, 2023 00:26 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 14,671 $0.00 $0.00
Disclosure

SEC source: 0001831631-23-000328 · wk-form4_1701476791.xml · nonDerivative · entry 2

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2023 Filed Dec 2, 2023 00:26 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 14,671 $0.00 $0.00
Disclosure

SEC source: 0001831631-23-000328 · wk-form4_1701476791.xml · nonDerivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 278,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2023 Filed Nov 8, 2023 22:41 UTC loanDepot, Inc. LDI · Entity 723 GrantRestricted Stock Units · Derivative 58,685 $0.00 $0.00
Disclosure

SEC source: 0001831631-23-000300 · wk-form4_1699483298.xml · derivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,685

Underlying: Class A Common Stock · 58,685 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in 25% installments as follows: 25% vested immediately upon grant, and the remaining 25% installments vest on each of November 30, 2023, February 28, 2024, and May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.

F2 · derivative.expiration_date: The RSUs vest in 25% installments as follows: 25% vested immediately upon grant, and the remaining 25% installments vest on each of November 30, 2023, February 28, 2024, and May 31, 2024. Vested RSUs will be settled within 30 days following the vesting date.

Read SEC document
August 24, 2023 Filed Aug 24, 2023 20:20 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionRestricted Stock Units · Derivative 6,887 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-047194 · doc4.xml · derivative · entry 2

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,887

Underlying: Class A Common Stock · 6,887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F2 · derivative.exercise_date: The Restricted Stock Units vest as follows: one-third vested on August 24, 2022 with the remaining vesting in 2 equal annual installments until vested in full.

F2 · derivative.expiration_date: The Restricted Stock Units vest as follows: one-third vested on August 24, 2022 with the remaining vesting in 2 equal annual installments until vested in full.

Read SEC document
August 24, 2023 Filed Aug 24, 2023 20:20 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionClass A Common Stock 6,887 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-047194 · doc4.xml · nonDerivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Read SEC document
May 16, 2023 Filed May 16, 2023 21:52 UTC SmartRent, Inc. SMRT · Entity 6112 GrantRestricted Stock Units · Derivative 41,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029894 · doc4.xml · derivative · entry 3

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,666

Underlying: Class A Common Stock · 41,666 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F4 · derivative.exercise_date: The RSUs shall vest in full upon the earlier of (i) May 17, 2024 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

F4 · derivative.expiration_date: The RSUs shall vest in full upon the earlier of (i) May 17, 2024 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

Read SEC document
May 15, 2023 Filed May 16, 2023 21:52 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionRestricted Stock Units · Derivative 30,241 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-029894 · doc4.xml · derivative · entry 2

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,241 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F3 · derivative.exercise_date: The RSUs vested on May 15, 2023

F3 · derivative.expiration_date: The RSUs vested on May 15, 2023

Read SEC document
May 15, 2023 Filed May 16, 2023 21:52 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionClass A Common Stock 30,241 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-029894 · doc4.xml · nonDerivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon vesting of RSUs

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 22:47 UTC loanDepot, Inc. LDI · Entity 723 ConversionCommon Units · Derivative 147,130 $0.00 $0.00
Disclosure

SEC source: 0001831631-23-000108 · wf-form4_168073485786620.xml · derivative · entry 2

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Trilogy Management Investors Six, LLC

Disclosed balance after: 72,559,056

Underlying: Class A Common Stock · 147,130 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · derivative.exercise_price: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LDHoldings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six aredirectly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein.

F1 · derivative.exercise_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · derivative.exercise_date: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LDHoldings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six aredirectly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein.

F1 · derivative.expiration_date: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · derivative.expiration_date: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LDHoldings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six aredirectly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein.

F1 · ownership.nature: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · ownership.nature: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LDHoldings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six aredirectly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 22:47 UTC loanDepot, Inc. LDI · Entity 723 ConversionClass A Common Stock 147,130 $0.00 $0.00
Disclosure

SEC source: 0001831631-23-000108 · wf-form4_168073485786620.xml · nonDerivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: In the reorganization transactions related to Issuer's IPO, shares of Issuer's Class C Common Stock, par value $0.001, were issued to certain holders of LD Holdings class a common units ("Common Units") equal to the number of Common Units held by such holders. Pursuant to the Fourth Amended and Restated Limited Liability Company Agreement of LD Holdings, holders of Common Units may, subject to certain exceptions, from time to time require LD Holdings to redeem all or a portion of their Common Units (together with an equal number of shares of Class C Common Stock) in exchange for, at the Issuer's election (determined solely by a majority of the Issuer's directors who are disinterested), newly issued shares of Class A Common Stock, par value $0.001 ("Class A Common Stock") of the Issuer on a one-for-one basis or a cash payment equal to an average market price of one share of Class A Common Stock for each Common Unit so redeemed.

F2 · kind: The Reporting Person has, and at all times since the Issuer's initial public offering ("IPO") has held, an indirect pecuniary interest in a portion of the securities of the Issuer and LD Holdings Group LLC ("LDHoldings") directly held by Trilogy Management Investors Six, LLC ("Trilogy Six") as reported on Anthony Hsieh's Form 4 filed on February 16, 2021. All of the securities of the Issuer held by Trilogy Six aredirectly reported by Trilogy Six and were not previously reported by the persons holding an indirect interest in the securities. The Reporting Person disclaims beneficial ownership of the securities held by Trilogy Six except to the extent of his pecuniary interest therein.

F3 · kind: The Reporting Person elected to cause Trilogy Six to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock, and to cause Trilogy Six to transfer such shares of Class A Common Stock to the Reporting Person directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. The cancellation of the shares of Class C Common Stock is reported by Trilogy Six on Anthony Hsieh's Form 4 filed on June 3, 2021.

F3 · price: The Reporting Person elected to cause Trilogy Six to exchange a portion of the Common Units beneficially owned by the Reporting Person for an equal number of shares of Class A Common Stock, and to cause Trilogy Six to transfer such shares of Class A Common Stock to the Reporting Person directly. The shares of Class C Common Stock corresponding to the Common Units that were exchanged were cancelled for no consideration. The cancellation of the shares of Class C Common Stock is reported by Trilogy Six on Anthony Hsieh's Form 4 filed on June 3, 2021.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:17 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 21,552 $0.00 $0.00
Disclosure

SEC source: 0001831631-23-000056 · wf-form4_167779541906742.xml · derivative · entry 2

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 21,552 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.

F1 · derivative.exercise_date: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.

F1 · derivative.expiration_date: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:17 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 21,552 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-23-000056 · wf-form4_167779541906742.xml · nonDerivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.

F1 · price: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:21 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 21,552 $0.00 $0.00
Disclosure

SEC source: 0001831631-22-000341 · wf-form4_167001969038476.xml · derivative · entry 2

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,552

Underlying: Class A Common Stock · 21,552 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.

F1 · derivative.exercise_date: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.

F1 · derivative.expiration_date: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 22:21 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 21,552 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-22-000341 · wf-form4_167001969038476.xml · nonDerivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.

F1 · price: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:17 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 21,551 $0.00 $0.00
Disclosure

SEC source: 0001831631-22-000250 · wf-form4_166214984731100.xml · derivative · entry 2

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,104

Underlying: Class A Common Stock · 21,551 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.

F1 · derivative.exercise_date: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.

F1 · derivative.expiration_date: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.

Read SEC document
August 31, 2022 Filed Sep 2, 2022 20:17 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 21,551 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-22-000250 · wf-form4_166214984731100.xml · nonDerivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,584

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.

F1 · price: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 23:22 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionRestricted Stock Units · Derivative 6,887 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-047628 · doc4.xml · derivative · entry 2

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,774

Underlying: Class A Common Stock · 6,887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F2 · derivative.exercise_date: On August 24, 2021, the reporting person was granted 20,661 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On August 24, 2021, the reporting person was granted 20,661 Restricted Stock Units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 24, 2022 Filed Aug 25, 2022 23:22 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionClass A Common Stock 6,887 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-047628 · doc4.xml · nonDerivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:13 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 43,104 $0.00 $0.00
Disclosure

SEC source: 0001831631-22-000193 · wf-form4_165713838793014.xml · derivative · entry 2

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,655

Underlying: Class A Common Stock · 43,104 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.

F2 · date: In accordance with the terms of the Agreement, RSUs that vested on June 30, 2022 were settled on July 1, 2022.

F1 · derivative.exercise_date: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.

F1 · derivative.expiration_date: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:13 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 43,104 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-22-000193 · wf-form4_165713838793014.xml · nonDerivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.

F2 · date: In accordance with the terms of the Agreement, RSUs that vested on June 30, 2022 were settled on July 1, 2022.

F1 · price: As per the Restricted Stock Unit Award Agreement dated June 21, 2022 ("Agreement"), Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023. Within 30 days following vesting of RSUs, Issuer shall deliver the number of shares of Class A Common Stock that correspond to the number of RSUs that vested on the vesting date or, at the discretion of the Compensation Committee, its cash equivalent.

Read SEC document
June 21, 2022 Filed Jun 23, 2022 20:22 UTC loanDepot, Inc. LDI · Entity 723 GrantRestricted Stock Units · Derivative 107,759 $0.00 $0.00
Disclosure

SEC source: 0001831631-22-000162 · wf-form4_165601575020714.xml · derivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,759

Underlying: Class A Common Stock · 107,759 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock or, at the option of the Compensation Committee, the cash value of one share of Class A Common Stock

F2 · derivative.exercise_date: Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023.

F2 · derivative.expiration_date: Restricted Stock Units ("RSUs") settle in shares of Class A common stock in 4 installments of 43,104 on June 30, 2022, 21,551 on August 31, 2022, 21,552 on November 30, 2022 and a final installment of 21,552 on February 28, 2023.

Read SEC document
May 17, 2022 Filed May 17, 2022 21:42 UTC SmartRent, Inc. SMRT · Entity 6112 GrantRestricted Stock Units · Derivative 30,241 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029788 · doc4.xml · derivative · entry 3

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,241

Underlying: Class A Common Stock · 30,241 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F4 · derivative.exercise_date: The RSUs will vest in full upon the earlier of (i) May 17, 2023 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

F4 · derivative.expiration_date: The RSUs will vest in full upon the earlier of (i) May 17, 2023 or (ii) the date immediately prior to the Issuer's next annual meeting of stockholders.

Read SEC document
May 16, 2022 Filed May 17, 2022 21:42 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionRestricted Stock Units · Derivative 12,397 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029788 · doc4.xml · derivative · entry 2

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,397 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

F3 · derivative.exercise_date: The RSUs vested on May 16, 2022.

F3 · derivative.expiration_date: The RSUs vested on May 16, 2022.

Read SEC document
May 16, 2022 Filed May 17, 2022 21:42 UTC SmartRent, Inc. SMRT · Entity 6112 Exercise / conversionClass A Common Stock 12,397 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029788 · doc4.xml · nonDerivative · entry 1

DORMAN JOHN C · CIK 0001227539 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares acquired upon vesting of Restricted Stock Units.

F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's Class A Common Stock, par value $0.001 per share.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.