Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| loanDepot, Inc.LDI · Entity 723 | Chief Legal Officer | April 15, 2026 | April 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
loanDepot, Inc.
Report date April 15, 2026 · Filed April 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 367,798 |
Ending reported balance
After 2026-04-15 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-04-15 · Exercise / conversion · Acquired 46,099 · Balance 344,151 F1: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on April 15, 2027. Row 2 · 2026-04-15 · Tax withholding · Disposed 11,226 · Balance 332,925 Row 3 · 2026-04-15 · Exercise / conversion · Acquired 46,099 · Balance 379,024 F2: The PSUs vested on April 15, 2026, and settled on April 16, 2026, due to an administrative processing delay. The tax-withholding price was based on April 15, 2026. F3: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest on April 15, 2027. Row 4 · 2026-04-15 · Tax withholding · Disposed 11,226 · Balance 367,798 F2: The PSUs vested on April 15, 2026, and settled on April 16, 2026, due to an administrative processing delay. The tax-withholding price was based on April 15, 2026. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 46,099 |
Reported balance
After 2026-04-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-04-15 · Exercise / conversion · Disposed 46,099 · Balance 46,099 F1: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on April 15, 2027. |
| Performance Share UnitsSEC Table II · derivative / convertible security | Direct | 46,099 |
Reported balance
After 2026-04-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-04-15 · Exercise / conversion · Disposed 46,099 · Balance 46,099 F3: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest on April 15, 2027. F2: The PSUs vested on April 15, 2026, and settled on April 16, 2026, due to an administrative processing delay. The tax-withholding price was based on April 15, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on April 15, 2027.
F2: The PSUs vested on April 15, 2026, and settled on April 16, 2026, due to an administrative processing delay. The tax-withholding price was based on April 15, 2026.
F3: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest on April 15, 2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 15, 2026 Filed Apr 17, 2026 20:30 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionPerformance Share Units · Derivative | 46,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-26-000034 · wk-form4_1776457836.xml · derivative · entry 6 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,099 Underlying: Class A Common Stock · 46,099 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest on April 15, 2027. F2 · date: The PSUs vested on April 15, 2026, and settled on April 16, 2026, due to an administrative processing delay. The tax-withholding price was based on April 15, 2026. F3 · derivative.exercise_date: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest on April 15, 2027. F3 · derivative.expiration_date: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest on April 15, 2027. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 20:30 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionRestricted Stock Units · Derivative | 46,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-26-000034 · wk-form4_1776457836.xml · derivative · entry 5 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,099 Underlying: Class A Common Stock · 46,099 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on April 15, 2027. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on April 15, 2027. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on April 15, 2027. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 20:30 UTC | loanDepot, Inc. LDI · Entity 723 | Tax withholdingClass A Common Stock | 11,226 | $1.55 | $17,400.30 |
DisclosureSEC source: 0001831631-26-000034 · wk-form4_1776457836.xml · nonDerivative · entry 4 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 367,798 F2 · date: The PSUs vested on April 15, 2026, and settled on April 16, 2026, due to an administrative processing delay. The tax-withholding price was based on April 15, 2026. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 20:30 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionClass A Common Stock | 46,099 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-26-000034 · wk-form4_1776457836.xml · nonDerivative · entry 3 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 379,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · date: The PSUs vested on April 15, 2026, and settled on April 16, 2026, due to an administrative processing delay. The tax-withholding price was based on April 15, 2026. F3 · price: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest on April 15, 2027. Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 20:30 UTC | loanDepot, Inc. LDI · Entity 723 | Tax withholdingClass A Common Stock | 11,226 | $1.55 | $17,400.30 |
DisclosureSEC source: 0001831631-26-000034 · wk-form4_1776457836.xml · nonDerivative · entry 2 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 332,925 Read SEC document |
| April 15, 2026 Filed Apr 17, 2026 20:30 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionClass A Common Stock | 46,099 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-26-000034 · wk-form4_1776457836.xml · nonDerivative · entry 1 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 344,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on April 15, 2027. Read SEC document |
| March 16, 2026 Filed Mar 18, 2026 20:45 UTC | loanDepot, Inc. LDI · Entity 723 | GrantPerformance Share Units · Derivative | 102,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001829106-26-000002 · wk-form4_1773866723.xml · derivative · entry 5 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,201 Underlying: Class A Common Stock · 102,201 shares Expires 2029-03-16 F4 · derivative.exercise_price: Each performance restricted stock unit represents a contingent right to receive one share of the issuer's Class A Common Stock. The performance rights vest upon the issuer's Class A Common Stock achieving specified prices per share. F4 · derivative.exercise_date: Each performance restricted stock unit represents a contingent right to receive one share of the issuer's Class A Common Stock. The performance rights vest upon the issuer's Class A Common Stock achieving specified prices per share. Read SEC document |
| March 16, 2026 Filed Mar 18, 2026 20:45 UTC | loanDepot, Inc. LDI · Entity 723 | GrantRestricted Stock Units · Derivative | 306,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001829106-26-000002 · wk-form4_1773866723.xml · derivative · entry 4 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,603 Underlying: Class A Common Stock · 306,603 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive, at settlement, one share of the issuer's Class A Common Stock. The RSUs vest in three equal annual increments commencing March 16, 2027, the first anniversary of the grant. F3 · derivative.exercise_date: Each RSU represents a contingent right to receive, at settlement, one share of the issuer's Class A Common Stock. The RSUs vest in three equal annual increments commencing March 16, 2027, the first anniversary of the grant. F3 · derivative.expiration_date: Each RSU represents a contingent right to receive, at settlement, one share of the issuer's Class A Common Stock. The RSUs vest in three equal annual increments commencing March 16, 2027, the first anniversary of the grant. Read SEC document |
| March 16, 2026 Filed Mar 18, 2026 20:45 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionRestricted Stock Units · Derivative | 118,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001829106-26-000002 · wk-form4_1773866723.xml · derivative · entry 3 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 237,226 Underlying: Class A Common Stock · 118,613 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock. The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock. The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock. The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant. Read SEC document |
| March 16, 2026 Filed Mar 18, 2026 20:45 UTC | loanDepot, Inc. LDI · Entity 723 | Tax withholdingClass A Common Stock | 32,150 | $1.56 | $50,154.00 |
DisclosureSEC source: 0001829106-26-000002 · wk-form4_1773866723.xml · nonDerivative · entry 2 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298,052 Read SEC document |
| March 16, 2026 Filed Mar 18, 2026 20:45 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionClass A Common Stock | 118,613 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001829106-26-000002 · wk-form4_1773866723.xml · nonDerivative · entry 1 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 330,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: The restricted stock units ("RSUs") vested on Saturday, March 14, 2026, and were settled on Monday, March 16, 2026. F2 · price: Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock. The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 22:23 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionRestricted Stock Units · Derivative | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001829106-25-000003 · wk-form4_1758061403.xml · derivative · entry 3 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,500 Underlying: Class A Common Stock · 62,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on September 15, 2026. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on September 15, 2026. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on September 15, 2026. Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 22:23 UTC | loanDepot, Inc. LDI · Entity 723 | Tax withholdingClass A Common Stock | 15,219 | $4.52 | $68,789.88 |
DisclosureSEC source: 0001829106-25-000003 · wk-form4_1758061403.xml · nonDerivative · entry 2 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,589 Read SEC document |
| September 15, 2025 Filed Sep 16, 2025 22:23 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionClass A Common Stock | 62,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001829106-25-000003 · wk-form4_1758061403.xml · nonDerivative · entry 1 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 226,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on September 15, 2026. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:21 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionRestricted Stock Units · Derivative | 46,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000057 · wk-form4_1744842110.xml · derivative · entry 3 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,198 Underlying: Class A Common Stock · 46,099 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:21 UTC | loanDepot, Inc. LDI · Entity 723 | Tax withholdingClass A Common Stock | 11,226 | $1.12 | $12,573.12 |
DisclosureSEC source: 0001831631-25-000057 · wk-form4_1744842110.xml · nonDerivative · entry 2 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,308 Read SEC document |
| April 15, 2025 Filed Apr 16, 2025 22:21 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionClass A Common Stock | 46,099 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-25-000057 · wk-form4_1744842110.xml · nonDerivative · entry 1 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 22:14 UTC | loanDepot, Inc. LDI · Entity 723 | GrantRestricted Stock Units · Derivative | 355,839 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-25-000031 · wk-form4_1742249679.xml · derivative · entry 1 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 355,839 Underlying: Class A Common Stock · 355,839 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. F2 · derivative.exercise_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant. F2 · derivative.expiration_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant. Read SEC document |
| November 06, 2024 Filed Nov 9, 2024 00:29 UTC | loanDepot, Inc. LDI · Entity 723 | GrantPerformance Share Units · Derivative | 92,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000282 · wk-form4_1731112182.xml · derivative · entry 3 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,198 Underlying: Class A Common Stock · 92,198 shares Expires not disclosed F1 · derivative.exercise_price: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest ratably on April 15, 2026, and April 15, 2027. F1 · derivative.exercise_date: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest ratably on April 15, 2026, and April 15, 2027. F1 · derivative.expiration_date: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest ratably on April 15, 2026, and April 15, 2027. Read SEC document |
| November 06, 2024 Filed Nov 9, 2024 00:29 UTC | loanDepot, Inc. LDI · Entity 723 | Tax withholdingClass A Common Stock | 11,226 | $2.57 | $28,850.82 |
DisclosureSEC source: 0001831631-24-000282 · wk-form4_1731112182.xml · nonDerivative · entry 2 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,435 Read SEC document |
| November 06, 2024 Filed Nov 9, 2024 00:29 UTC | loanDepot, Inc. LDI · Entity 723 | GrantClass A Common Stock | 46,099 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-24-000282 · wk-form4_1731112182.xml · nonDerivative · entry 1 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,661 F1 · price: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest ratably on April 15, 2026, and April 15, 2027. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 21:14 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionRestricted Stock Units · Derivative | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000240 · wk-form4_1726694042.xml · derivative · entry 3 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,000 Underlying: Class A Common Stock · 62,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. F2 · derivative.exercise_date: The RSUs are scheduled to vest ratably on each of September 15, 2025 and September 15, 2026. F2 · derivative.expiration_date: The RSUs are scheduled to vest ratably on each of September 15, 2025 and September 15, 2026. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 21:14 UTC | loanDepot, Inc. LDI · Entity 723 | Tax withholdingClass A Common Stock | 15,219 | $2.90 | $44,135.10 |
DisclosureSEC source: 0001831631-24-000240 · wk-form4_1726694042.xml · nonDerivative · entry 2 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,562 Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 21:14 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionClass A Common Stock | 62,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-24-000240 · wk-form4_1726694042.xml · nonDerivative · entry 1 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,781 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. Read SEC document |
| April 15, 2024 Filed Apr 16, 2024 22:24 UTC | loanDepot, Inc. LDI · Entity 723 | GrantRestricted Stock Units · Derivative | 138,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-24-000082 · wk-form4_1713306242.xml · derivative · entry 1 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,297 Underlying: Class A Common Stock · 138,297 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. F2 · derivative.exercise_date: The RSUs are scheduled to vest in 1/3 installments on each of April 15, 2025, April 15, 2026 and April 15, 2027. Vested RSUs will be settled within 30 days following the vesting date. F2 · derivative.expiration_date: The RSUs are scheduled to vest in 1/3 installments on each of April 15, 2025, April 15, 2026 and April 15, 2027. Vested RSUs will be settled within 30 days following the vesting date. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 21:33 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionRestricted Stock Units · Derivative | 62,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-23-000274 · wk-form4_1695159206.xml · derivative · entry 3 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,500 Underlying: Class A Common Stock · 62,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. F2 · derivative.exercise_date: The RSUs are scheduled to vest as follows: 25% on each of 9/15/24, 9/15/25, and 9/15/26. F2 · derivative.expiration_date: The RSUs are scheduled to vest as follows: 25% on each of 9/15/24, 9/15/25, and 9/15/26. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 21:33 UTC | loanDepot, Inc. LDI · Entity 723 | Tax withholdingClass A Common Stock | 15,219 | $1.88 | $28,611.72 |
DisclosureSEC source: 0001831631-23-000274 · wk-form4_1695159206.xml · nonDerivative · entry 2 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,281 Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 21:33 UTC | loanDepot, Inc. LDI · Entity 723 | Exercise / conversionClass A Common Stock | 62,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001831631-23-000274 · wk-form4_1695159206.xml · nonDerivative · entry 1 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. Read SEC document |
| December 23, 2022 Filed Dec 28, 2022 01:18 UTC | loanDepot, Inc. LDI · Entity 723 | GrantPerformance Share Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-22-000369 · wf-form4_167219031646704.xml · derivative · entry 2 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed F3 · derivative.exercise_price: Grant was pursuant to the terms of an employment arrangement. Each performance share unit ("PSU") represents a contingent right to receive one share of Issuer's Class A Common Stock. F4 · derivative.exercise_date: The PSUs are scheduled to vest on 12/31 of the calendar year during which the specified stock price hurdles is achieved by the Issuer's Class A Common Stock, in proportion to such achievement up to 150% of the PSUs granted; provided that if such hurdles are achieved during 2022, the related portion of PSUs will vest on 12/31/23. Any PSUs which have not become earned by the fourth anniversary of the grant date will be forfeited. F4 · derivative.expiration_date: The PSUs are scheduled to vest on 12/31 of the calendar year during which the specified stock price hurdles is achieved by the Issuer's Class A Common Stock, in proportion to such achievement up to 150% of the PSUs granted; provided that if such hurdles are achieved during 2022, the related portion of PSUs will vest on 12/31/23. Any PSUs which have not become earned by the fourth anniversary of the grant date will be forfeited. Read SEC document |
| December 23, 2022 Filed Dec 28, 2022 01:18 UTC | loanDepot, Inc. LDI · Entity 723 | GrantRestricted Stock Units · Derivative | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001831631-22-000369 · wf-form4_167219031646704.xml · derivative · entry 1 Smallwood Gregory · CIK 0001829106 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Class A Common Stock · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: Grant was pursuant to the terms of an employment arrangement. Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. F2 · derivative.exercise_date: The RSUs are scheduled to vest as follows: 25% on each of 9/15/23, 9/15/24, 9/15/25, and 9/15/26. F2 · derivative.expiration_date: The RSUs are scheduled to vest as follows: 25% on each of 9/15/23, 9/15/24, 9/15/25, and 9/15/26. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.