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Hayes David R

Disclosed activity across 1 company

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25318
SEC CIK
0001983403

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
loanDepot, Inc.LDI · Entity 723Chief Financial OfficerAugust 05, 2026August 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

loanDepot, Inc.

Report date August 05, 2026 · Filed August 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2029-03-16Direct0 Reported balance After 2026-08-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-05 · Disposition to issuer · Disposed 518,867 · Balance 0

F1: Each performance restricted stock unit ("PSU") represented a contingent right to receive one share of the issuer's Class A Common Stock. The PSUs were originally subject to vesting upon the issuer's Class A Common Stock achieving specified prices per share.

F2: On August 5, 2026, the issuer's compensation committee amended the terms of the PSUs originally granted to the reporting person on March 16, 2026, to modify the PSU award to provide for ratable vesting over a three-year period, exclusively based on the reporting person's continuous services. For Form 4 reporting purposes, the amendment is reported as the cancellation of the original PSUs and the concurrent grant of replacement restricted stock units ("RSUs").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect518,867 Reported balance After 2026-08-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-05 · Grant · Acquired 518,867 · Balance 518,867

F3: Each RSU represents a contingent right to receive, at settlement, one share of the issuer's Class A Common Stock. The RSUs vest in three equal annual increments commencing March 16, 2027, the first anniversary of the original PSU grant.

F2: On August 5, 2026, the issuer's compensation committee amended the terms of the PSUs originally granted to the reporting person on March 16, 2026, to modify the PSU award to provide for ratable vesting over a three-year period, exclusively based on the reporting person's continuous services. For Form 4 reporting purposes, the amendment is reported as the cancellation of the original PSUs and the concurrent grant of replacement restricted stock units ("RSUs").

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect750,000 Reported balance After 2026-08-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-05 · Grant · Acquired 750,000 · Balance 750,000

F4: Each RSU represents a contingent right to receive, at settlement, one share of the issuer's Class A Common Stock. The RSUs vest in two equal annual increments on the first and second anniversaries of the grant date, which is expected to be September 15, 2026.

F5: The transaction date is the date that the RSU terms were approved by the issuer's compensation committee. The RSUs are expected to be granted on September 15, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each performance restricted stock unit ("PSU") represented a contingent right to receive one share of the issuer's Class A Common Stock. The PSUs were originally subject to vesting upon the issuer's Class A Common Stock achieving specified prices per share.

F2: On August 5, 2026, the issuer's compensation committee amended the terms of the PSUs originally granted to the reporting person on March 16, 2026, to modify the PSU award to provide for ratable vesting over a three-year period, exclusively based on the reporting person's continuous services. For Form 4 reporting purposes, the amendment is reported as the cancellation of the original PSUs and the concurrent grant of replacement restricted stock units ("RSUs").

F3: Each RSU represents a contingent right to receive, at settlement, one share of the issuer's Class A Common Stock. The RSUs vest in three equal annual increments commencing March 16, 2027, the first anniversary of the original PSU grant.

F4: Each RSU represents a contingent right to receive, at settlement, one share of the issuer's Class A Common Stock. The RSUs vest in two equal annual increments on the first and second anniversaries of the grant date, which is expected to be September 15, 2026.

F5: The transaction date is the date that the RSU terms were approved by the issuer's compensation committee. The RSUs are expected to be granted on September 15, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 05, 2026 Filed Aug 7, 2026 22:40 UTC loanDepot, Inc. LDI · Entity 723 GrantRestricted Stock Units · Derivative 750,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-26-000096 · wk-form4_1786142407.xml · derivative · entry 3

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Class A Common Stock · 750,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive, at settlement, one share of the issuer's Class A Common Stock. The RSUs vest in two equal annual increments on the first and second anniversaries of the grant date, which is expected to be September 15, 2026.

F5 · date: The transaction date is the date that the RSU terms were approved by the issuer's compensation committee. The RSUs are expected to be granted on September 15, 2026.

F4 · derivative.exercise_date: Each RSU represents a contingent right to receive, at settlement, one share of the issuer's Class A Common Stock. The RSUs vest in two equal annual increments on the first and second anniversaries of the grant date, which is expected to be September 15, 2026.

F4 · derivative.expiration_date: Each RSU represents a contingent right to receive, at settlement, one share of the issuer's Class A Common Stock. The RSUs vest in two equal annual increments on the first and second anniversaries of the grant date, which is expected to be September 15, 2026.

Read SEC document
August 05, 2026 Filed Aug 7, 2026 22:40 UTC loanDepot, Inc. LDI · Entity 723 GrantRestricted Stock Units · Derivative 518,867 $0.00 $0.00
Disclosure

SEC source: 0001831631-26-000096 · wk-form4_1786142407.xml · derivative · entry 2

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,867

Underlying: Class A Common Stock · 518,867 shares

Expires not disclosed

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive, at settlement, one share of the issuer's Class A Common Stock. The RSUs vest in three equal annual increments commencing March 16, 2027, the first anniversary of the original PSU grant.

F2 · kind: On August 5, 2026, the issuer's compensation committee amended the terms of the PSUs originally granted to the reporting person on March 16, 2026, to modify the PSU award to provide for ratable vesting over a three-year period, exclusively based on the reporting person's continuous services. For Form 4 reporting purposes, the amendment is reported as the cancellation of the original PSUs and the concurrent grant of replacement restricted stock units ("RSUs").

F3 · derivative.exercise_date: Each RSU represents a contingent right to receive, at settlement, one share of the issuer's Class A Common Stock. The RSUs vest in three equal annual increments commencing March 16, 2027, the first anniversary of the original PSU grant.

F3 · derivative.expiration_date: Each RSU represents a contingent right to receive, at settlement, one share of the issuer's Class A Common Stock. The RSUs vest in three equal annual increments commencing March 16, 2027, the first anniversary of the original PSU grant.

Read SEC document
August 05, 2026 Filed Aug 7, 2026 22:40 UTC loanDepot, Inc. LDI · Entity 723 Disposition to issuerPerformance Share Units · Derivative 518,867 $0.00 $0.00
Disclosure

SEC source: 0001831631-26-000096 · wk-form4_1786142407.xml · derivative · entry 1

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 518,867 shares

Expires 2029-03-16

F1 · derivative.exercise_price: Each performance restricted stock unit ("PSU") represented a contingent right to receive one share of the issuer's Class A Common Stock. The PSUs were originally subject to vesting upon the issuer's Class A Common Stock achieving specified prices per share.

F2 · kind: On August 5, 2026, the issuer's compensation committee amended the terms of the PSUs originally granted to the reporting person on March 16, 2026, to modify the PSU award to provide for ratable vesting over a three-year period, exclusively based on the reporting person's continuous services. For Form 4 reporting purposes, the amendment is reported as the cancellation of the original PSUs and the concurrent grant of replacement restricted stock units ("RSUs").

F2 · price: On August 5, 2026, the issuer's compensation committee amended the terms of the PSUs originally granted to the reporting person on March 16, 2026, to modify the PSU award to provide for ratable vesting over a three-year period, exclusively based on the reporting person's continuous services. For Form 4 reporting purposes, the amendment is reported as the cancellation of the original PSUs and the concurrent grant of replacement restricted stock units ("RSUs").

F1 · derivative.exercise_date: Each performance restricted stock unit ("PSU") represented a contingent right to receive one share of the issuer's Class A Common Stock. The PSUs were originally subject to vesting upon the issuer's Class A Common Stock achieving specified prices per share.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:30 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionPerformance Share Units · Derivative 117,021 $0.00 $0.00
Disclosure

SEC source: 0001831631-26-000035 · wk-form4_1776457841.xml · derivative · entry 6

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,021

Underlying: Class A Common Stock · 117,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest on April 15, 2027.

F2 · date: The PSUs vested on April 15, 2026, and settled on April 16, 2026, due to an administrative processing delay. The tax-withholding price was based on April 15, 2026.

F3 · derivative.exercise_date: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest on April 15, 2027.

F3 · derivative.expiration_date: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest on April 15, 2027.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:30 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 117,021 $0.00 $0.00
Disclosure

SEC source: 0001831631-26-000035 · wk-form4_1776457841.xml · derivative · entry 5

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,021

Underlying: Class A Common Stock · 117,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on April 15, 2027.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on April 15, 2027.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on April 15, 2027.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:30 UTC loanDepot, Inc. LDI · Entity 723 Tax withholdingClass A Common Stock 41,988 $1.55 $65,081.40
Disclosure

SEC source: 0001831631-26-000035 · wk-form4_1776457841.xml · nonDerivative · entry 4

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 758,441

F2 · date: The PSUs vested on April 15, 2026, and settled on April 16, 2026, due to an administrative processing delay. The tax-withholding price was based on April 15, 2026.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:30 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 117,021 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-26-000035 · wk-form4_1776457841.xml · nonDerivative · entry 3

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · date: The PSUs vested on April 15, 2026, and settled on April 16, 2026, due to an administrative processing delay. The tax-withholding price was based on April 15, 2026.

F3 · price: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest on April 15, 2027.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:30 UTC loanDepot, Inc. LDI · Entity 723 Tax withholdingClass A Common Stock 41,988 $1.55 $65,081.40
Disclosure

SEC source: 0001831631-26-000035 · wk-form4_1776457841.xml · nonDerivative · entry 2

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 683,408

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:30 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 117,021 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-26-000035 · wk-form4_1776457841.xml · nonDerivative · entry 1

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 725,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest on April 15, 2027.

Read SEC document
March 16, 2026 Filed Mar 18, 2026 20:36 UTC loanDepot, Inc. LDI · Entity 723 GrantPerformance Share Units · Derivative 518,867 $0.00 $0.00
Disclosure

SEC source: 0001983403-26-000002 · wk-form4_1773866166.xml · derivative · entry 8

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,867

Underlying: Class A Common Stock · 518,867 shares

Expires 2029-03-16

F6 · derivative.exercise_price: Each performance restricted stock unit represents a contingent right to receive one share of the issuer's Class A Common Stock. The performance rights vest upon the issuer's Class A Common Stock achieving specified prices per share.

F6 · derivative.exercise_date: Each performance restricted stock unit represents a contingent right to receive one share of the issuer's Class A Common Stock. The performance rights vest upon the issuer's Class A Common Stock achieving specified prices per share.

Read SEC document
March 16, 2026 Filed Mar 18, 2026 20:36 UTC loanDepot, Inc. LDI · Entity 723 GrantRestricted Stock Units · Derivative 518,867 $0.00 $0.00
Disclosure

SEC source: 0001983403-26-000002 · wk-form4_1773866166.xml · derivative · entry 7

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,867

Underlying: Class A Common Stock · 518,867 shares

Expires not disclosed

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive, at settlement, one share of the issuer's Class A Common Stock. The RSUs vest in three equal annual increments commencing March 16, 2027, the first anniversary of the grant.

F5 · derivative.exercise_date: Each RSU represents a contingent right to receive, at settlement, one share of the issuer's Class A Common Stock. The RSUs vest in three equal annual increments commencing March 16, 2027, the first anniversary of the grant.

F5 · derivative.expiration_date: Each RSU represents a contingent right to receive, at settlement, one share of the issuer's Class A Common Stock. The RSUs vest in three equal annual increments commencing March 16, 2027, the first anniversary of the grant.

Read SEC document
March 16, 2026 Filed Mar 18, 2026 20:36 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 66,667 $0.00 $0.00
Disclosure

SEC source: 0001983403-26-000002 · wk-form4_1773866166.xml · derivative · entry 6

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,667

Underlying: Class A Common Stock · 66,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F4 · derivative.exercise_date: The RSUs vest in three equal annual increments commencing March 15, 2025, the first anniversary of the grant.

F4 · derivative.expiration_date: The RSUs vest in three equal annual increments commencing March 15, 2025, the first anniversary of the grant.

Read SEC document
March 16, 2026 Filed Mar 18, 2026 20:36 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 200,730 $0.00 $0.00
Disclosure

SEC source: 0001983403-26-000002 · wk-form4_1773866166.xml · derivative · entry 5

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 401,460

Underlying: Class A Common Stock · 200,730 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F3 · derivative.exercise_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant.

F3 · derivative.expiration_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant.

Read SEC document
March 16, 2026 Filed Mar 18, 2026 20:36 UTC loanDepot, Inc. LDI · Entity 723 Tax withholdingClass A Common Stock 23,921 $1.56 $37,316.76
Disclosure

SEC source: 0001983403-26-000002 · wk-form4_1773866166.xml · nonDerivative · entry 4

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 608,375

Read SEC document
March 16, 2026 Filed Mar 18, 2026 20:36 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 66,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001983403-26-000002 · wk-form4_1773866166.xml · nonDerivative · entry 3

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: The restricted stock units ("RSUs") vested on Saturday, March 14, 2026, or Sunday, March 15, 2026, and were settled on Monday, March 16, 2026.

F2 · price: Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock.

Read SEC document
March 16, 2026 Filed Mar 18, 2026 20:36 UTC loanDepot, Inc. LDI · Entity 723 Tax withholdingClass A Common Stock 74,906 $1.56 $116,853.36
Disclosure

SEC source: 0001983403-26-000002 · wk-form4_1773866166.xml · nonDerivative · entry 2

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 565,629

Read SEC document
March 16, 2026 Filed Mar 18, 2026 20:36 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 200,730 Not disclosed Not disclosed
Disclosure

SEC source: 0001983403-26-000002 · wk-form4_1773866166.xml · nonDerivative · entry 1

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 640,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: The restricted stock units ("RSUs") vested on Saturday, March 14, 2026, or Sunday, March 15, 2026, and were settled on Monday, March 16, 2026.

F2 · price: Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock.

Read SEC document
July 03, 2025 Filed Jul 7, 2025 20:51 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 194,575 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000128 · wk-form4_1751921482.xml · derivative · entry 3

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 194,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

Read SEC document
July 03, 2025 Filed Jul 7, 2025 20:51 UTC loanDepot, Inc. LDI · Entity 723 Tax withholdingClass A Common Stock 73,149 $1.28 $93,630.72
Disclosure

SEC source: 0001831631-25-000128 · wk-form4_1751921482.xml · nonDerivative · entry 2

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 439,805

Read SEC document
July 03, 2025 Filed Jul 7, 2025 20:51 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 194,575 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000128 · wk-form4_1751921482.xml · nonDerivative · entry 1

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 512,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 117,021 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000052 · wk-form4_1744842054.xml · derivative · entry 3

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,042

Underlying: Class A Common Stock · 117,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC loanDepot, Inc. LDI · Entity 723 Tax withholdingClass A Common Stock 41,871 $1.12 $46,895.52
Disclosure

SEC source: 0001831631-25-000052 · wk-form4_1744842054.xml · nonDerivative · entry 2

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,379

Read SEC document
April 15, 2025 Filed Apr 16, 2025 22:21 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 117,021 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-25-000052 · wk-form4_1744842054.xml · nonDerivative · entry 1

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock. The remaining RSUs are scheduled to vest ratably on April 15, 2026 and April 15, 2027.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 20:32 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 66,666 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000037 · wk-form4_1742329962.xml · derivative · entry 3

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,334

Underlying: Class A Common Stock · 66,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F3 · derivative.exercise_date: The RSUs vest in three equal annual increments commencing March 15, 2025, the first anniversary of the grant.

F3 · derivative.expiration_date: The RSUs vest in three equal annual increments commencing March 15, 2025, the first anniversary of the grant.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 20:32 UTC loanDepot, Inc. LDI · Entity 723 Tax withholdingClass A Common Stock 23,854 $1.50 $35,781.00
Disclosure

SEC source: 0001831631-25-000037 · wk-form4_1742329962.xml · nonDerivative · entry 2

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 243,229

Read SEC document
March 17, 2025 Filed Mar 18, 2025 20:32 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock 66,666 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000037 · wk-form4_1742329962.xml · nonDerivative · entry 1

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Restricted stock units ("RSUs") that vested on Saturday, March 15, 2025, were settled on Monday, March 17, 2025.

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March 14, 2025 Filed Mar 18, 2025 20:32 UTC loanDepot, Inc. LDI · Entity 723 GrantRestricted Stock Units · Derivative 602,190 $0.00 $0.00
Disclosure

SEC source: 0001831631-25-000037 · wk-form4_1742329962.xml · derivative · entry 4

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 602,190

Underlying: Class A Common Stock · 602,190 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F4 · derivative.exercise_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant.

F4 · derivative.expiration_date: The RSUs vest in three equal annual increments commencing March 14, 2026, the first anniversary of the grant.

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November 06, 2024 Filed Nov 9, 2024 00:23 UTC loanDepot, Inc. LDI · Entity 723 GrantPerformance Share Units · Derivative 234,042 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000276 · wk-form4_1731111809.xml · derivative · entry 3

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,042

Underlying: Class A Common Stock · 234,042 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving of one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest ratably on April 15, 2026, and April 15, 2027.

F1 · derivative.exercise_date: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving of one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest ratably on April 15, 2026, and April 15, 2027.

F1 · derivative.expiration_date: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving of one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest ratably on April 15, 2026, and April 15, 2027.

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November 06, 2024 Filed Nov 9, 2024 00:23 UTC loanDepot, Inc. LDI · Entity 723 Tax withholdingClass A Common Stock 41,754 $2.57 $107,307.78
Disclosure

SEC source: 0001831631-24-000276 · wk-form4_1731111809.xml · nonDerivative · entry 2

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,417

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November 06, 2024 Filed Nov 9, 2024 00:23 UTC loanDepot, Inc. LDI · Entity 723 GrantClass A Common Stock 117,021 Not disclosed Not disclosed
Disclosure

SEC source: 0001831631-24-000276 · wk-form4_1731111809.xml · nonDerivative · entry 1

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,171

F1 · price: Each performance stock unit ("PSU") granted on April 15, 2024, represented a contingent right to receive one share of Class A Common Stock upon LDI achieving of one fiscal quarter of positive adjusted net income. The remaining PSUs are scheduled to vest ratably on April 15, 2026, and April 15, 2027.

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July 03, 2024 Filed Jul 5, 2024 21:58 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionRestricted Stock Units · Derivative 194,575 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000183 · wk-form4_1720216681.xml · derivative · entry 3

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,575

Underlying: Class A Common Stock · 194,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs are scheduled to vest as follows: 50% on each of the first two anniversaries of the date of grant.

F2 · derivative.expiration_date: The RSUs are scheduled to vest as follows: 50% on each of the first two anniversaries of the date of grant.

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July 03, 2024 Filed Jul 5, 2024 21:58 UTC loanDepot, Inc. LDI · Entity 723 Tax withholdingClass A Common Stock, par value $0.001 per share 69,425 $1.61 $111,774.25
Disclosure

SEC source: 0001831631-24-000183 · wk-form4_1720216681.xml · nonDerivative · entry 2

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,150

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July 03, 2024 Filed Jul 5, 2024 21:58 UTC loanDepot, Inc. LDI · Entity 723 Exercise / conversionClass A Common Stock, par value $0.001 per share 194,575 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000183 · wk-form4_1720216681.xml · nonDerivative · entry 1

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2024 Filed Apr 16, 2024 22:29 UTC loanDepot, Inc. LDI · Entity 723 GrantRestricted Stock Units · Derivative 351,063 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000088 · wk-form4_1713306584.xml · derivative · entry 1

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 351,063

Underlying: Class A Common Stock · 351,063 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs are scheduled to vest in 1/3 installments on each of April 15, 2025, April 15, 2026 and April 15, 2027. Vested RSUs will be settled within 30 days following the vesting date.

F2 · derivative.expiration_date: The RSUs are scheduled to vest in 1/3 installments on each of April 15, 2025, April 15, 2026 and April 15, 2027. Vested RSUs will be settled within 30 days following the vesting date.

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March 15, 2024 Filed Mar 19, 2024 21:10 UTC loanDepot, Inc. LDI · Entity 723 GrantRestricted Stock Units · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001831631-24-000065 · wk-form4_1710882602.xml · derivative · entry 1

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Class A Common Stock · 200,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in 1/3 installments on each of March 15, 2025, March 15, 2026, and March 15, 2027.

F2 · derivative.expiration_date: The RSUs vest in 1/3 installments on each of March 15, 2025, March 15, 2026, and March 15, 2027.

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July 03, 2023 Filed Jul 6, 2023 23:31 UTC loanDepot, Inc. LDI · Entity 723 GrantPerformance Share Units · Derivative 389,150 $0.00 $0.00
Disclosure

SEC source: 0001831631-23-000209 · wk-form4_1688686293.xml · derivative · entry 3

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,150

Underlying: Class A Common Stock · 389,150 shares

Expires not disclosed

F4 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of Class A Common Stock.

F5 · derivative.exercise_date: The PSUs are scheduled to vest as follows if the specified stock price hurdles is achieved by the Class A Common Stock, in proportion to such achievement: the target PSUs at up to 150% on 6/30/24. Any PSUs which have not become earned by 6/30/24 will be forfeited.

F5 · derivative.expiration_date: The PSUs are scheduled to vest as follows if the specified stock price hurdles is achieved by the Class A Common Stock, in proportion to such achievement: the target PSUs at up to 150% on 6/30/24. Any PSUs which have not become earned by 6/30/24 will be forfeited.

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July 03, 2023 Filed Jul 6, 2023 23:31 UTC loanDepot, Inc. LDI · Entity 723 GrantRestricted Stock Units · Derivative 389,150 $0.00 $0.00
Disclosure

SEC source: 0001831631-23-000209 · wk-form4_1688686293.xml · derivative · entry 2

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,150

Underlying: Class A Common Stock · 389,150 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of Class A Common Stock.

F3 · derivative.exercise_date: The RSUs are scheduled to vest as follows: 50% on each of the first two anniversaries of the date of grant.

F3 · derivative.expiration_date: The RSUs are scheduled to vest as follows: 50% on each of the first two anniversaries of the date of grant.

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July 03, 2023 Filed Jul 6, 2023 23:31 UTC loanDepot, Inc. LDI · Entity 723 GrantStock Option · Derivative 250,000 $0.00 Strike: $2.12 $0.00
Disclosure

SEC source: 0001831631-23-000209 · wk-form4_1688686293.xml · derivative · entry 1

Hayes David R · CIK 0001983403 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Class A Common Stock · 250,000 shares

Expires 2033-07-03

F1 · derivative.exercise_date: The stock options are schedule to vest as follows: 50% on each of the first two anniversaries of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.