LAZ

SEC source: 0001209191-21-037869 · doc4.xml · derivative · entry 1

Knobloch Iris · CIK 0001605471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,898

Underlying: Class A Common Stock · 3,673 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

SEC source: 0001209191-21-037863 · doc4.xml · derivative · entry 1

Achleitner Ann-Kristin · CIK 0001757273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,007

Underlying: Class A Common Stock · 3,673 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

SEC source: 0001209191-21-035752 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,220

Underlying: Class A Common Stock · 1,057 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 689 will vest on or around March 1, 2022, 258 will vest on or around March 1, 2023 and 110 will vest on or around March 1, 2024.

F3 · derivative.expiration_date: Of these RSUs, 689 will vest on or around March 1, 2022, 258 will vest on or around March 1, 2023 and 110 will vest on or around March 1, 2024.

F4 · balance_after: Amount excludes 48,434 shares of Class A Common Stock directly or indirectly owned by the reporting person.

SEC source: 0001209191-21-035753 · doc4.xml · derivative · entry 2

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,234

Underlying: Class A Common Stock · 235 shares

Expires not disclosed

F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · derivative.exercise_date: Of these RSUs, 93 will vest on or around March 1, 2022, 88 will vest on or around March 1, 2023 and 54 will vest on or around March 1, 2024.

F6 · derivative.expiration_date: Of these RSUs, 93 will vest on or around March 1, 2022, 88 will vest on or around March 1, 2023 and 54 will vest on or around March 1, 2024.

F3 · balance_after: Amount excludes 26,122 shares of Class A Common Stock directly or indirectly owned by the reporting person.

SEC source: 0001209191-21-035753 · doc4.xml · nonDerivative · entry 1

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,606

F1 · security: The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023.

F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.

F3 · balance_after: Amount excludes 26,122 shares of Class A Common Stock directly or indirectly owned by the reporting person.

SEC source: 0001209191-21-035751 · doc4.xml · nonDerivative · entry 1

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,629

F1 · security: The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023.

F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.

F3 · balance_after: Amount excludes 7,561 shares of Class A Common Stock and 101,233 Restricted Participation Units directly or indirectly owned by the reporting person.

SEC source: 0001209191-21-034130 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,410

Underlying: Class A Common Stock · 917 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

SEC source: 0001209191-21-034126 · doc4.xml · derivative · entry 1

HAASS RICHARD N · CIK 0001123553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,605

Underlying: Class A Common Stock · 748 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,200 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-21-034128 · doc4.xml · derivative · entry 1

Mendillo Jane L · CIK 0001672424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,264

Underlying: Class A Common Stock · 760 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,400 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

SEC source: 0001209191-21-034124 · doc4.xml · derivative · entry 1

Alper Andrew M · CIK 0001402373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,768

Underlying: Class A Common Stock · 772 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

SEC source: 0001209191-21-029611 · doc4.xml · derivative · entry 3

HEYER STEVEN J · CIK 0001161492 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 123,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: The DSUs were converted into Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: On April 29, 2021, the reporting person retired from the Board of Directors of Lazard Ltd. The reporting person acquired shares of Class A common stock upon the settlement of Deferred Stock Units ("DSUs") that had been awarded to the reporting person under Lazard Ltd's 2018 Incentive Compensation Plan, 2008 Incentive Compensation Plan and 2005 Equity Incentive Plan as part of the Non-Executive Director Compensation arrangement.

F1 · derivative.expiration_date: On April 29, 2021, the reporting person retired from the Board of Directors of Lazard Ltd. The reporting person acquired shares of Class A common stock upon the settlement of Deferred Stock Units ("DSUs") that had been awarded to the reporting person under Lazard Ltd's 2018 Incentive Compensation Plan, 2008 Incentive Compensation Plan and 2005 Equity Incentive Plan as part of the Non-Executive Director Compensation arrangement.

SEC source: 0001209191-21-029611 · doc4.xml · derivative · entry 2

HEYER STEVEN J · CIK 0001161492 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,528

Underlying: Class A Common Stock · 663 shares

Expires not disclosed

F2 · security: The reporting person has made an annual election to receive DSUs under Lazard Ltd's 2018 Incentive Compensation Plan in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F3 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

SEC source: 0001209191-21-029611 · doc4.xml · nonDerivative · entry 1

HEYER STEVEN J · CIK 0001161492 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On April 29, 2021, the reporting person retired from the Board of Directors of Lazard Ltd. The reporting person acquired shares of Class A common stock upon the settlement of Deferred Stock Units ("DSUs") that had been awarded to the reporting person under Lazard Ltd's 2018 Incentive Compensation Plan, 2008 Incentive Compensation Plan and 2005 Equity Incentive Plan as part of the Non-Executive Director Compensation arrangement.

SEC source: 0001209191-21-029616 · doc4.xml · derivative · entry 1

Achleitner Ann-Kristin · CIK 0001757273 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Class A Common Stock · 334 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

SEC source: 0001209191-21-029612 · doc4.xml · derivative · entry 2

Jay Sylvia · CIK 0001356372 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 62,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The DSUs were converted into Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: On April 29, 2021, the reporting person retired from the Board of Directors of Lazard Ltd. The reporting person acquired shares of Class A common stock upon the settlement of Deferred Stock Units ("DSUs") that had been awarded to the reporting person under Lazard Ltd's 2018 Incentive Compensation Plan, 2008 Incentive Compensation Plan and 2005 Equity Incentive Plan as part of the Non-Executive Director Compensation arrangement.

F1 · derivative.expiration_date: On April 29, 2021, the reporting person retired from the Board of Directors of Lazard Ltd. The reporting person acquired shares of Class A common stock upon the settlement of Deferred Stock Units ("DSUs") that had been awarded to the reporting person under Lazard Ltd's 2018 Incentive Compensation Plan, 2008 Incentive Compensation Plan and 2005 Equity Incentive Plan as part of the Non-Executive Director Compensation arrangement.

SEC source: 0001209191-21-029612 · doc4.xml · nonDerivative · entry 1

Jay Sylvia · CIK 0001356372 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On April 29, 2021, the reporting person retired from the Board of Directors of Lazard Ltd. The reporting person acquired shares of Class A common stock upon the settlement of Deferred Stock Units ("DSUs") that had been awarded to the reporting person under Lazard Ltd's 2018 Incentive Compensation Plan, 2008 Incentive Compensation Plan and 2005 Equity Incentive Plan as part of the Non-Executive Director Compensation arrangement.

SEC source: 0001209191-21-017296 · doc4.xml · derivative · entry 5

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,875 shares

Expires 2021-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · balance_after: Amount excludes 584,279 shares of Class A Common Stock indirectly beneficially owned by the reporting person by trust and 136,231 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

SEC source: 0001209191-21-017296 · doc4.xml · derivative · entry 4

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Class A Common Stock · 1,875 shares

Expires 2021-03-02

F3 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSUs described in Footnote (1) that were outstanding on the dividend record date and vested March 1, 2021. These RSUs vested on March 2, 2021.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F4 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0001209191-21-017296 · doc4.xml · nonDerivative · entry 3

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,570,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting.

F2 · balance_after: Amount excludes 584,279 shares of Class A Common Stock indirectly beneficially owned by the reporting person by trust and 136,231 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

SEC source: 0001209191-21-017301 · doc4.xml · derivative · entry 7

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,163

Underlying: Class A Common Stock · 729 shares

Expires 2021-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0001209191-21-017301 · doc4.xml · derivative · entry 6

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,892

Underlying: Class A Common Stock · 1,918 shares

Expires not disclosed

F6 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F7 · derivative.exercise_date: Of these RSUs, 729 related to RSUs that vested on March 1, 2021 and, therefore, such RSUs vested on March 2, 2021. Of the remaining RSUs, 772 will vest on or around March 1, 2022, 293 will vest on or around March 1, 2023, and 124 will vest on or around March 1, 2024.

F7 · derivative.expiration_date: Of these RSUs, 729 related to RSUs that vested on March 1, 2021 and, therefore, such RSUs vested on March 2, 2021. Of the remaining RSUs, 772 will vest on or around March 1, 2022, 293 will vest on or around March 1, 2023, and 124 will vest on or around March 1, 2024.

SEC source: 0001209191-21-017301 · doc4.xml · nonDerivative · entry 4

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,434

F2 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1) and the first sentence of Footnote (7).

F4 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of the RSUs referenced in the first sentence of Footnote (7).

SEC source: 0001209191-21-017301 · doc4.xml · nonDerivative · entry 3

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"), including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.

SEC source: 0001209191-21-017299 · doc4.xml · derivative · entry 9

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 444 shares

Expires 2021-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F7 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · balance_after: Amount excludes 83,493 shares of Class A Common Stock indirectly beneficially owned by the reporting person by trust and 47,446 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

SEC source: 0001209191-21-017299 · doc4.xml · derivative · entry 8

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444

Underlying: Class A Common Stock · 444 shares

Expires 2021-03-02

F8 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSUs and RSUs described in Footnote (1) above that were outstanding on the dividend record date and that vested on March 1, 2021. These RSUs vested on March 2, 2021.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F7 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0001209191-21-017299 · doc4.xml · nonDerivative · entry 5

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,004

F2 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of PRSUs and RSUs referenced in Footnotes (1) and (8).

F4 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of the RSUs referenced in Footnote (8).

F5 · balance_after: Amount excludes 83,493 shares of Class A Common Stock indirectly beneficially owned by the reporting person by trust and 47,446 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

SEC source: 0001209191-21-017299 · doc4.xml · nonDerivative · entry 4

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements.

SEC source: 0001209191-21-017302 · doc4.xml · derivative · entry 9

Stern Alexander F. · CIK 0001450474 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,756 shares

Expires 2021-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F8 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · balance_after: Amount excludes 88,278 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

SEC source: 0001209191-21-017302 · doc4.xml · derivative · entry 8

Stern Alexander F. · CIK 0001450474 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,756

Underlying: Class A Common Stock · 1,756 shares

Expires 2021-03-02

F9 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSUs and RSUs described in Footnote (1) above that were outstanding on the dividend record date and that vested on March 1, 2021. These RSUs vested on March 2, 2021.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F8 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0001209191-21-017302 · doc4.xml · nonDerivative · entry 5

Stern Alexander F. · CIK 0001450474 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,577

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements.

F6 · balance_after: Amount excludes 88,278 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

SEC source: 0001209191-21-017313 · doc4.xml · derivative · entry 10

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,999

Underlying: Class A Common Stock · 84 shares

Expires 2021-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F7 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0001209191-21-017313 · doc4.xml · derivative · entry 9

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,083

Underlying: Class A Common Stock · 347 shares

Expires not disclosed

F8 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F7 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F7 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F9 · derivative.exercise_date: Of these RSUs, 84 related to RSUs that vested on March 1, 2021 and, therefore, such RSUs vested on March 2, 2021. Of the remaining RSUs, 105 will vest on or around March 1, 2022, 97 will vest on or around March 1, 2023, and 61 will vest on or around March 1, 2024.

F9 · derivative.expiration_date: Of these RSUs, 84 related to RSUs that vested on March 1, 2021 and, therefore, such RSUs vested on March 2, 2021. Of the remaining RSUs, 105 will vest on or around March 1, 2022, 97 will vest on or around March 1, 2023, and 61 will vest on or around March 1, 2024.

SEC source: 0001209191-21-017313 · doc4.xml · nonDerivative · entry 7

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,517

F5 · security: The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023.

F6 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.

SEC source: 0001209191-21-017313 · doc4.xml · nonDerivative · entry 6

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,122

F2 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (1) and the first sentence of Footnote (9).

F4 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of the RSUs referenced in the first sentence of Footnote (9).

SEC source: 0001209191-21-017313 · doc4.xml · nonDerivative · entry 5

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.

SEC source: 0001209191-21-017293 · doc4.xml · derivative · entry 6

Hoffman Scott D · CIK 0001326139 · CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 646 shares

Expires 2021-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F4 · balance_after: Amount excludes 45,894 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

SEC source: 0001209191-21-017293 · doc4.xml · derivative · entry 5

Hoffman Scott D · CIK 0001326139 · CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646

Underlying: Class A Common Stock · 646 shares

Expires 2021-03-02

F5 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSUs described in Footnote (1) that were outstanding on the dividend record date and vested March 1, 2021. These RSUs vested on March 2, 2021.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0001209191-21-017293 · doc4.xml · nonDerivative · entry 4

Hoffman Scott D · CIK 0001326139 · CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,096

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting.

F4 · balance_after: Amount excludes 45,894 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

SEC source: 0001209191-21-017293 · doc4.xml · nonDerivative · entry 3

Hoffman Scott D · CIK 0001326139 · CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,450

F2 · shares: Represents shares of Class A Common Stock sold to the Company.

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the transaction date.

SEC source: 0001209191-21-017290 · doc4.xml · derivative · entry 7

BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,350 shares

Expires 2021-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F8 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · balance_after: Amount excludes 85,889 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

SEC source: 0001209191-21-017290 · doc4.xml · derivative · entry 6

BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

Underlying: Class A Common Stock · 1,350 shares

Expires 2021-03-02

F7 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying PRSUs described in Footnote (1) that were outstanding on the dividend record date and vested March 1, 2021. These RSUs vested on March 2, 2021.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F8 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0001209191-21-017290 · doc4.xml · nonDerivative · entry 5

BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 712,430

F4 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnote (7).

F5 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of the RSUs referenced in Footnote (7).

F6 · balance_after: Amount excludes 85,889 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

SEC source: 0001209191-21-017290 · doc4.xml · nonDerivative · entry 4

BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 713,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting.

SEC source: 0001209191-21-017290 · doc4.xml · nonDerivative · entry 3

BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 711,799

F2 · shares: Represents shares of Class A Common Stock sold to the Company.

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the transaction date.

SEC source: 0001209191-21-017297 · doc4.xml · derivative · entry 8

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 185 shares

Expires 2021-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F8 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F7 · balance_after: Amount excludes 101,233 Restricted Participation Units directly or indirectly owned by the reporting person.

SEC source: 0001209191-21-017297 · doc4.xml · derivative · entry 7

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185

Underlying: Class A Common Stock · 185 shares

Expires 2021-03-02

F9 · security: Additional RSUs were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSUs described in Footnote (1) above that were outstanding on the dividend record date and that vested on March 1, 2021. These RSUs vested on March 2, 2021.

F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F8 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

SEC source: 0001209191-21-017297 · doc4.xml · nonDerivative · entry 5

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,522

F5 · security: The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023.

F6 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.

F7 · balance_after: Amount excludes 101,233 Restricted Participation Units directly or indirectly owned by the reporting person.

SEC source: 0001209191-21-017297 · doc4.xml · nonDerivative · entry 4

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,561

F2 · shares: Represents shares of Class A Common Stock withheld by the Company to cover taxes arising from the vesting of RSUs referenced in Footnotes (1) and (9).

F4 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the vesting date of the RSUs referenced in Footnote (9).

SEC source: 0001209191-21-017297 · doc4.xml · nonDerivative · entry 3

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs"), including certain RSUs that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying RSU awards.

SEC source: 0001209191-21-017296 · doc4.xml · nonDerivative · entry 2

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,568,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of a prior grant of Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2017, including certain Restricted Stock Units ("RSUs") that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying PRSU award. The grant was previously reflected in the Company's proxy statements. The PRSUs and RSUs that had been acquired pursuant to the award had previously been converted into shares of Restricted Class A Common Stock in connection with the reporting person's retirement eligibility and such shares remained subject to vesting.