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LAZ

Lazard, Inc.

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4031
SEC CIK
0001311370
Parsed reports
608

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 3, 2022 19:58 UTC
RAGONE DOMINICKChief Accounting Officer
Exercise / conversionClass A Common Stock 9,587 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015954 · doc4.xml · nonDerivative · entry 1

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Restricted Class A Common Stock, including certain RSUs and Restricted Class A Common Stock that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:55 UTC
Hoffman Scott DCAO and General Counsel
Exercise / conversionPerformance based Restricted Participation Units · Derivative 115,359 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015945 · doc4.xml · derivative · entry 3

Hoffman Scott D · CIK 0001326139 · CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,980

Underlying: Class A Common Stock · 115,359 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Represents a prior grant of PRPUs awarded with respect to compensation for 2018 for which performance and other conditions have been satisfied. The grant at target was previously reflected in the Company's proxy statement for the relevant year.

F5 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F5 · price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · derivative.exercise_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

F1 · derivative.expiration_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:55 UTC
Hoffman Scott DCAO and General Counsel
Disposition to issuerClass A Common Stock 40,606 $34.58 $1,404,155.48
Disclosure

SEC source: 0001209191-22-015945 · doc4.xml · nonDerivative · entry 2

Hoffman Scott D · CIK 0001326139 · CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,849

F2 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the exchange of the PRPUs referenced in Footnote (1).

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the exchange date of the PRPUs referenced in Footnote (1).

Read SEC document
March 01, 2022 Filed Mar 3, 2022 19:55 UTC
Hoffman Scott DCAO and General Counsel
Exercise / conversionClass A Common Stock 115,359 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015945 · doc4.xml · nonDerivative · entry 1

Hoffman Scott D · CIK 0001326139 · CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,455

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:54 UTC
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
Exercise / conversionPerformance-based Restricted Participation Units · Derivative 217,937 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015942 · doc4.xml · derivative · entry 3

BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,342

Underlying: Class A Common Stock · 217,937 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Represents a prior grant of PRPUs awarded with respect to compensation for 2018 for which performance and other conditions have been satisfied. The grant at target was previously reflected in the Company's proxy statement for the relevant year.

F5 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F5 · price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · derivative.exercise_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

F1 · derivative.expiration_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:54 UTC
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
Disposition to issuerClass A Common Stock 95,456 $34.58 $3,300,868.48
Disclosure

SEC source: 0001209191-22-015942 · doc4.xml · nonDerivative · entry 2

BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834,911

F2 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the exchange of the PRPUs referenced in Footnote (1).

F3 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the exchange date of the PRPUs referenced in Footnote (1).

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:54 UTC
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
Exercise / conversionClass A Common Stock 217,937 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015942 · doc4.xml · nonDerivative · entry 1

BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Performance-based Restricted Participation Units ("PRPUs") into shares of Class A Common Stock.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:57 UTC
Orszag Peter RichardCEO of Financial Advisory
Exercise / conversionRestricted Participation Units · Derivative 62,019 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015951 · doc4.xml · derivative · entry 5

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,214

Underlying: Class A Common Stock · 62,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: Represents a prior grant of RPUs awarded with respect to compensation for 2018 for which service and other conditions have been satisfied.

F6 · derivative.exercise_price: Each RPU represents an interest in Lazard Group LLC that has satisfied its minimum value condition and that may be exchanged for one share of Class A Common Stock.

F6 · price: Each RPU represents an interest in Lazard Group LLC that has satisfied its minimum value condition and that may be exchanged for one share of Class A Common Stock.

F2 · derivative.exercise_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Restricted Participation Units ("RPU") into shares of Class A Common Stock.

F2 · derivative.expiration_date: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Restricted Participation Units ("RPU") into shares of Class A Common Stock.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:57 UTC
Orszag Peter RichardCEO of Financial Advisory
Disposition to issuerClass A Common Stock 7,561 $34.58 $261,459.38
Disclosure

SEC source: 0001209191-22-015951 · doc4.xml · nonDerivative · entry 4

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,687

F3 · shares: Represents shares of Class A Common Stock sold to the Company to cover estimated taxes arising from the exchange of RPUs referenced in Footnote (2).

F4 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the exchange date of the RPUs referenced in Footnote (2).

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:57 UTC
Orszag Peter RichardCEO of Financial Advisory
Exercise / conversionClass A Common Stock 62,019 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015951 · doc4.xml · nonDerivative · entry 3

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Shares of Class A Common Stock were acquired upon the exchange of a prior grant of Restricted Participation Units ("RPU") into shares of Class A Common Stock.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:57 UTC
Orszag Peter RichardCEO of Financial Advisory
Exercise / conversionClass A Common Stock 3,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015951 · doc4.xml · nonDerivative · entry 2

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Class A Common Stock, including certain shares of Restricted Class A Common Stock that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:57 UTC
Orszag Peter RichardCEO of Financial Advisory
Exercise / conversionRestricted Class A Common Stock 3,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015951 · doc4.xml · nonDerivative · entry 1

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of unrestricted Class A Common Stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Class A Common Stock, including certain shares of Restricted Class A Common Stock that had been acquired pursuant to the dividend equivalent reinvestment provisions of the underlying awards.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:12 UTC
Soto AlexandraExec Human Capital & Workplace
GrantRestricted Stock Units · Derivative 1,445 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-014294 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,818

Underlying: Class A Common Stock · 1,445 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 939 will vest on or around March 1, 2022, 355 will vest on or around March 1, 2023 and 151 will vest on or around March 1, 2024.

F3 · derivative.expiration_date: Of these RSUs, 939 will vest on or around March 1, 2022, 355 will vest on or around March 1, 2023 and 151 will vest on or around March 1, 2024.

F4 · balance_after: Amount excludes 48,434 shares of Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 18:10 UTC
RAGONE DOMINICKChief Accounting Officer
GrantRestricted Stock Units · Derivative 320 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-014290 · doc4.xml · derivative · entry 2

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,033

Underlying: Class A Common Stock · 320 shares

Expires not disclosed

F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · derivative.exercise_date: Of these RSUs, 128 will vest on or around March 1, 2022, 118 will vest on or around March 1, 2023 and 74 will vest on or around March 1, 2024.

F6 · derivative.expiration_date: Of these RSUs, 128 will vest on or around March 1, 2022, 118 will vest on or around March 1, 2023 and 74 will vest on or around March 1, 2024.

F3 · balance_after: Amount excludes 6,230 shares of Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 18:10 UTC
RAGONE DOMINICKChief Accounting Officer
GrantRestricted Class A Common Stock 121 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-014290 · doc4.xml · nonDerivative · entry 1

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,908

F1 · security: The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023.

F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.

F3 · balance_after: Amount excludes 6,230 shares of Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 23:08 UTC
Orszag Peter RichardCEO of Financial Advisory
GrantRestricted Class A Common Stock 146 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-014283 · doc4.xml · nonDerivative · entry 1

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,993

F1 · security: The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023.

F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.

F3 · balance_after: Amount excludes 7,561 shares of Class A Common Stock and 101,233 Restricted Participation Units directly or indirectly owned by the reporting person.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 19:11 UTC
JACOBS KENNETH MDirector · Chairman and CEO
GrantPerformance-based Restricted Participation Units · Derivative 285,731 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013367 · doc4.xml · derivative · entry 1

JACOBS KENNETH M · CIK 0001073157 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,962

Underlying: Class A Common Stock · 285,731 shares

Expires not disclosed

F1 · security: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants at target were previously reflected in the Company's proxy statement for the relevant years.

F2 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · price: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants at target were previously reflected in the Company's proxy statement for the relevant years.

F3 · derivative.exercise_date: Of these PRPUs, 245,334 will vest on or around March 1, 2022, and 40,397 will vest on or around March 1, 2023.

F3 · derivative.expiration_date: Of these PRPUs, 245,334 will vest on or around March 1, 2022, and 40,397 will vest on or around March 1, 2023.

F4 · balance_after: Amount excludes 2,154,861 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 19:13 UTC
Russo Evan LChief Financial Officer
GrantPerformance-based Restricted Participation Units · Derivative 95,197 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013373 · doc4.xml · derivative · entry 1

Russo Evan L · CIK 0001717489 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,643

Underlying: Class A Common Stock · 95,197 shares

Expires not disclosed

F1 · security: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants at target were previously reflected in the Company's proxy statement for the relevant years.

F2 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · price: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants at target were previously reflected in the Company's proxy statement for the relevant years.

F3 · derivative.exercise_date: Of these PRPUs, 78,360 will vest on or around March 1, 2022, and 16,837 will vest on or around March 1, 2023.

F3 · derivative.expiration_date: Of these PRPUs, 78,360 will vest on or around March 1, 2022, and 16,837 will vest on or around March 1, 2023.

F4 · balance_after: Amount excludes 114,497 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 19:13 UTC GrantPerformance-based Restricted Participation Units · Derivative 185,026 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013375 · doc4.xml · derivative · entry 1

Stern Alexander F. · CIK 0001450474 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,304

Underlying: Class A Common Stock · 185,026 shares

Expires not disclosed

F1 · security: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants at target were previously reflected in the Company's proxy statement for the relevant years.

F2 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · price: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants at target were previously reflected in the Company's proxy statement for the relevant years.

F3 · derivative.exercise_date: Of these PRPUs, 158,768 will vest on or around March 1, 2022, and 26,258 will vest on or around March 1, 2023.

F3 · derivative.expiration_date: Of these PRPUs, 158,768 will vest on or around March 1, 2022, and 26,258 will vest on or around March 1, 2023.

F4 · balance_after: Amount excludes 127,577 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 19:10 UTC
Hoffman Scott DCAO and General Counsel
GrantPerformance-based Restricted Participation Units · Derivative 96,445 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013365 · doc4.xml · derivative · entry 1

Hoffman Scott D · CIK 0001326139 · CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,339

Underlying: Class A Common Stock · 96,445 shares

Expires not disclosed

F1 · security: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants at target were previously reflected in the Company's proxy statement for the relevant years.

F2 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · price: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants at target were previously reflected in the Company's proxy statement for the relevant years.

F3 · derivative.exercise_date: Of these PRPUs, 82,955 will vest on or around March 1, 2022, and 13,490 will vest on or around March 1, 2023.

F3 · derivative.expiration_date: Of these PRPUs, 82,955 will vest on or around March 1, 2022, and 13,490 will vest on or around March 1, 2023.

F4 · balance_after: Amount excludes 68,096 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
February 23, 2022 Filed Feb 26, 2022 00:08 UTC
BHUTANI ASHISHDirector · CEO of Lazard Asset Management
GrantPerformance-based Restricted Participation Units · Derivative 181,390 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-013362 · doc4.xml · derivative · entry 1

BHUTANI ASHISH · CIK 0001287727 · Director · CEO of Lazard Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,279

Underlying: Class A Common Stock · 181,390 shares

Expires not disclosed

F1 · security: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants at target were previously reflected in the Company's proxy statement for the relevant years.

F2 · derivative.exercise_price: Each PRPU (the performance and other conditions of which have been satisfied) represents an interest in Lazard Group LLC that may be exchanged for one share of Class A Common Stock.

F1 · price: Represents prior grants of Performance-based Restricted Participation Units ("PRPUs") awarded with respect to compensation for 2018 and 2019 for which performance conditions have been satisfied. The grants at target were previously reflected in the Company's proxy statement for the relevant years.

F3 · derivative.exercise_date: Of these PRPUs, 156,719 will vest on or around March 1, 2022, and 24,671 will vest on or around March 1, 2023.

F3 · derivative.expiration_date: Of these PRPUs, 156,719 will vest on or around March 1, 2022, and 24,671 will vest on or around March 1, 2023.

F4 · balance_after: Amount excludes 712,430 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 17:18 UTC GrantDeferred Stock Units · Derivative 1,127 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010896 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,740

Underlying: Class A Common Stock · 1,127 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 17:15 UTC GrantDeferred Stock Units · Derivative 919 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010888 · doc4.xml · derivative · entry 1

HAASS RICHARD N · CIK 0001123553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,585

Underlying: Class A Common Stock · 919 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,200 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 17:16 UTC GrantDeferred Stock Units · Derivative 934 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010892 · doc4.xml · derivative · entry 1

Mendillo Jane L · CIK 0001672424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,341

Underlying: Class A Common Stock · 934 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,400 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
February 15, 2022 Filed Feb 17, 2022 22:13 UTC GrantDeferred Stock Units · Derivative 949 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-010879 · doc4.xml · derivative · entry 1

Alper Andrew M · CIK 0001402373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,942

Underlying: Class A Common Stock · 949 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
November 23, 2021 Filed Nov 23, 2021 18:08 UTC
Hoffman Scott DCAO and General Counsel
SaleClass A Common Stock 25,000 $46.20 $1,155,000.00
Disclosure

SEC source: 0001209191-21-066584 · doc4.xml · nonDerivative · entry 1

Hoffman Scott D · CIK 0001326139 · CAO and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,096

F1 · shares: Represents shares of Class A Common Stock sold to the Company.

F2 · price: Represents the New York Stock Exchange closing price of Class A Common Stock on the trading day immediately preceding the transaction date.

F3 · balance_after: Amount excludes 45,894 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 23:12 UTC
Soto AlexandraExec Human Capital & Workplace
GrantRestricted Stock Units · Derivative 1,082 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066594 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,373

Underlying: Class A Common Stock · 1,082 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 704 will vest on or around March 1, 2022, 265 will vest on or around March 1, 2023 and 113 will vest on or around March 1, 2024.

F3 · derivative.expiration_date: Of these RSUs, 704 will vest on or around March 1, 2022, 265 will vest on or around March 1, 2023 and 113 will vest on or around March 1, 2024.

F4 · balance_after: Amount excludes 48,434 shares of Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 18:10 UTC
RAGONE DOMINICKChief Accounting Officer
GrantRestricted Stock Units · Derivative 241 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066590 · doc4.xml · derivative · entry 2

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,713

Underlying: Class A Common Stock · 241 shares

Expires not disclosed

F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · derivative.exercise_date: Of these RSUs, 97 will vest on or around March 1, 2022, 89 will vest on or around March 1, 2023 and 55 will vest on or around March 1, 2024.

F6 · derivative.expiration_date: Of these RSUs, 97 will vest on or around March 1, 2022, 89 will vest on or around March 1, 2023 and 55 will vest on or around March 1, 2024.

F3 · balance_after: Amount excludes 6,230 shares of Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 18:10 UTC
RAGONE DOMINICKChief Accounting Officer
GrantRestricted Class A Common Stock 91 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066590 · doc4.xml · nonDerivative · entry 1

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,787

F1 · security: The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023.

F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.

F3 · balance_after: Amount excludes 6,230 shares of Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 23:09 UTC
Orszag Peter RichardCEO of Financial Advisory
GrantRestricted Class A Common Stock 110 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-066586 · doc4.xml · nonDerivative · entry 1

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,847

F1 · security: The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023.

F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.

F3 · balance_after: Amount excludes 7,561 shares of Class A Common Stock and 101,233 Restricted Participation Units directly or indirectly owned by the reporting person.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 18:22 UTC GrantDeferred Stock Units · Derivative 894 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065242 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,613

Underlying: Class A Common Stock · 894 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 18:19 UTC GrantDeferred Stock Units · Derivative 729 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065234 · doc4.xml · derivative · entry 1

HAASS RICHARD N · CIK 0001123553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,666

Underlying: Class A Common Stock · 729 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,200 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 18:19 UTC GrantDeferred Stock Units · Derivative 741 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065237 · doc4.xml · derivative · entry 1

Mendillo Jane L · CIK 0001672424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,407

Underlying: Class A Common Stock · 741 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,400 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
November 15, 2021 Filed Nov 17, 2021 23:17 UTC GrantDeferred Stock Units · Derivative 753 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-065232 · doc4.xml · derivative · entry 1

Alper Andrew M · CIK 0001402373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,993

Underlying: Class A Common Stock · 753 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 18:15 UTC
RAGONE DOMINICKChief Accounting Officer
SaleClass A Common Stock 19,892 $47.54 $945,586.11
Disclosure

SEC source: 0001209191-21-054546 · doc4.xml · nonDerivative · entry 1

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,230

F1 · price: Reflects a weighted average price of $47.5360 per share, at prices ranging from $47.20 to $47.89 per share. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.

F2 · balance_after: Amount excludes 14,696 shares of Restricted Class A Common Stock and 23,472 Restricted Stock Units directly or indirectly owned by the reporting person.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 22:17 UTC
Soto AlexandraExec Human Capital & Workplace
GrantRestricted Stock Units · Derivative 1,071 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-053217 · doc4.xml · derivative · entry 1

Soto Alexandra · CIK 0001777410 · Exec Human Capital & Workplace

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,291

Underlying: Class A Common Stock · 1,071 shares

Expires not disclosed

F1 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: Of these RSUs, 696 will vest on or around March 1, 2022, 263 will vest on or around March 1, 2023 and 112 will vest on or around March 1, 2024.

F3 · derivative.expiration_date: Of these RSUs, 696 will vest on or around March 1, 2022, 263 will vest on or around March 1, 2023 and 112 will vest on or around March 1, 2024.

F4 · balance_after: Amount excludes 48,434 shares of Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 18:15 UTC SaleClass A Common Stock 90,000 $45.50 $4,095,000.00
Disclosure

SEC source: 0001209191-21-053212 · doc4.xml · nonDerivative · entry 1

Stern Alexander F. · CIK 0001450474 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,577

F1 · balance_after: Amount excludes 88,278 Performance-based Restricted Participation Units directly or indirectly owned by the reporting person.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 18:18 UTC
RAGONE DOMINICKChief Accounting Officer
GrantRestricted Stock Units · Derivative 238 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-053219 · doc4.xml · derivative · entry 2

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,472

Underlying: Class A Common Stock · 238 shares

Expires not disclosed

F4 · security: Additional Restricted Stock Units ("RSUs") were acquired pursuant to the dividend equivalent reinvestment provisions of underlying RSU awards.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F5 · price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F6 · derivative.exercise_date: Of these RSUs, 96 will vest on or around March 1, 2022, 87 will vest on or around March 1, 2023 and 55 will vest on or around March 1, 2024.

F6 · derivative.expiration_date: Of these RSUs, 96 will vest on or around March 1, 2022, 87 will vest on or around March 1, 2023 and 55 will vest on or around March 1, 2024.

F3 · balance_after: Amount excludes 26,122 shares of Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 18:18 UTC
RAGONE DOMINICKChief Accounting Officer
GrantRestricted Class A Common Stock 90 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-053219 · doc4.xml · nonDerivative · entry 1

RAGONE DOMINICK · CIK 0001442152 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,696

F1 · security: The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023.

F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.

F3 · balance_after: Amount excludes 26,122 shares of Class A Common Stock directly or indirectly owned by the reporting person.

Read SEC document
August 20, 2021 Filed Aug 24, 2021 22:16 UTC
Orszag Peter RichardCEO of Financial Advisory
GrantRestricted Class A Common Stock 108 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-053214 · doc4.xml · nonDerivative · entry 1

Orszag Peter Richard · CIK 0001837678 · CEO of Financial Advisory

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,737

F1 · security: The Restricted Class A Common Stock will vest in two tranches: approximately 33% will vest on or around March 1, 2022 and approximately 67% will vest on or around March 1, 2023.

F2 · price: Additional shares of Restricted Class A Common Stock were acquired pursuant to the dividend equivalent reinvestment provisions of underlying restricted stock awards.

F3 · balance_after: Amount excludes 7,561 shares of Class A Common Stock and 101,233 Restricted Participation Units directly or indirectly owned by the reporting person.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 18:18 UTC GrantDeferred Stock Units · Derivative 879 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-052339 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,719

Underlying: Class A Common Stock · 879 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 18:17 UTC GrantDeferred Stock Units · Derivative 718 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-052333 · doc4.xml · derivative · entry 1

HAASS RICHARD N · CIK 0001123553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,937

Underlying: Class A Common Stock · 718 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,200 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 18:18 UTC GrantDeferred Stock Units · Derivative 729 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-052336 · doc4.xml · derivative · entry 1

Mendillo Jane L · CIK 0001672424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,666

Underlying: Class A Common Stock · 729 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,400 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 22:16 UTC GrantDeferred Stock Units · Derivative 741 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-052331 · doc4.xml · derivative · entry 1

Alper Andrew M · CIK 0001402373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,240

Underlying: Class A Common Stock · 741 shares

Expires not disclosed

F1 · security: The reporting person has made an annual election to receive Deferred Stock Units ("DSUs") under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, in lieu of all or a portion of such reporting person's cash compensation payable pursuant to the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 18:20 UTC GrantDeferred Stock Units · Derivative 4,430 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037879 · doc4.xml · derivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,840

Underlying: Class A Common Stock · 4,430 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 18:17 UTC GrantDeferred Stock Units · Derivative 3,789 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037871 · doc4.xml · derivative · entry 1

LASKAWY PHILIP A · CIK 0001099296 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,618

Underlying: Class A Common Stock · 3,789 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 3,000 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 18:14 UTC GrantDeferred Stock Units · Derivative 3,614 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037867 · doc4.xml · derivative · entry 1

HAASS RICHARD N · CIK 0001123553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,219

Underlying: Class A Common Stock · 3,614 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,200 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 18:15 UTC GrantDeferred Stock Units · Derivative 3,847 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037868 · doc4.xml · derivative · entry 1

Jarrard Michelle · CIK 0001693850 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,205

Underlying: Class A Common Stock · 3,847 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

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June 01, 2021 Filed Jun 3, 2021 18:19 UTC GrantDeferred Stock Units · Derivative 3,673 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037875 · doc4.xml · derivative · entry 1

Mendillo Jane L · CIK 0001672424 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,937

Underlying: Class A Common Stock · 3,673 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F3 · balance_after: Amount excludes 1,400 shares of Class A Common Stock directly or indirectly beneficially owned by the reporting person.

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June 01, 2021 Filed Jun 3, 2021 22:14 UTC GrantDeferred Stock Units · Derivative 3,731 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-037866 · doc4.xml · derivative · entry 1

Alper Andrew M · CIK 0001402373 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,499

Underlying: Class A Common Stock · 3,731 shares

Expires not disclosed

F1 · security: Deferred Stock Units ("DSUs") were awarded under Lazard Ltd's 2018 Incentive Compensation Plan, as amended, as part of the Non-Executive Director Compensation arrangement.

F2 · derivative.exercise_price: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.exercise_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

F2 · derivative.expiration_date: The DSUs will be converted into Class A Common Stock on a one-for-one basis following the date that the reporting person resigns from, or otherwise ceases to be a member of, the Board of Directors of Lazard Ltd.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.